October 9 2008
DA 06-0789
IN THE SUPREME COURT OF THE STATE OF MONTANA
2008 MT 343
STATE OF MONTANA,
Plaintiff and Appellee,
v.
WILLIAM FLYNN LONGFELLOW,
Defendant and Appellant.
APPEAL FROM: District Court of the Eighth Judicial District,
In and For the County of Cascade, Cause No. CDC-05-102
Honorable Kenneth R. Neill, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Jim Wheelis, Chief Appellate Defender; Meghan Lulf Sutton,
Law Office of Meghan Sutton, Great Falls, Montana
For Appellee:
Hon. Mike McGrath, Montana Attorney General; John
Paulson, Assistant Attorney General, Helena, Montana
Brant Light, Cascade County Attorney; Susan Weber and Joel
Thompson, Deputy County Attorneys, Great Falls, Montana
Submitted on Briefs: June 11, 2008
Decided: October 9, 2008
Filed:
__________________________________________
Clerk
Chief Justice Karla M. Gray delivered the Opinion of the Court.
¶1 William Flynn Longfellow appeals from the judgment entered by the Eighth Judicial
District Court, Cascade County, upon a jury verdict convicting him of the felony offense of
sexual intercourse without consent. We affirm.
¶2 The restated issues on appeal are:
¶3 1. Did the District Court abuse its discretion by determining W.G., a developmentally
disabled woman, was competent to testify?
¶4 2. Did the District Court abuse its discretion by denying the defense’s motion for a
mistrial based on prosecutorial misconduct?
BACKGROUND
¶5 The State of Montana charged Longfellow by amended information with the
alternative felony charges of sexual intercourse without consent and attempted sexual
intercourse without consent. The State alleged, among other things, that Longfellow
digitally penetrated the vagina of W.G., a developmentally disabled woman.
¶6 On Longfellow’s motion, the District Court held a pretrial hearing regarding W.G.’s
competency to testify. At the hearing, the court heard testimony from W.G. and other
witnesses, and admitted recordings and transcripts of W.G.’s interviews with a police
detective and psychologist Dr. Bruce Frumkin into evidence. The court orally ruled W.G.
was competent to testify; it subsequently entered a written order denying the defense’s
request to disqualify her. The case proceeded to trial, and W.G. and other witnesses testified.
¶7 The defense objected twice during the prosecution’s closing arguments, and the
2
District Court overruled both objections. Immediately after submission of the case to the
jury, the defense moved for a mistrial. The District Court denied the motion.
¶8 The jury convicted Longfellow of felony sexual intercourse without consent, and the
District Court entered judgment and sentence. Longfellow appeals.
STANDARDS OF REVIEW
¶9 We review a district court’s ruling on witness competency for abuse of discretion.
See State v. Olson, 286 Mont. 364, 370, 951 P.2d 571, 575 (1997) (citation omitted). We
also review a district court’s ruling on a motion for a mistrial for abuse of discretion. See
State v. Ferguson, 2005 MT 343, ¶ 80, 330 Mont. 103, ¶ 80, 126 P.3d 463, ¶ 80 (citations
omitted).
DISCUSSION
¶10 1. Did the District Court abuse its discretion by determining W.G. was competent to
testify?
¶11 Every person is competent to be a witness except as otherwise provided in the
Montana Rules of Evidence. M. R. Evid. 601(a). A person is disqualified to be a witness if
the court finds that (1) the person is incapable of expression concerning the matter so as to be
understood by the judge and jury either directly or through interpretation by one who can
understand the person or (2) the person is incapable of understanding the duty to tell the
truth. See M. R. Evid. 601(b).
¶12 At the pretrial hearing, the District Court orally reasoned, among other things, that
Longfellow had failed to establish that W.G. was incapable of expression concerning the
matter so as to be understood; psychiatrist Dr. William Stratford could not state W.G. did not
3
understand the duty to tell the truth based on Frumkin’s report or otherwise; W.G.’s
statements “did not seem to be particularly inconsistent as to the basic allegation here”; and
W.G.’s interview statements and hearing testimony established she understood her
responsibility to tell the truth and the difference between the truth and a lie. The court also
observed the proposition that inconsistencies go to witness credibility rather than
competency, and stated that proposition was “not overcome . . . by the consistency issues
that have been raised here, her weak IQ and susceptibility to suggestion, the fact that a
retarded person would have a less accurate memory are not persuasive [sic].” Longfellow
does not mention any of this reasoning on appeal.
¶13 Acknowledging that determinations of witness credibility are within the province of
the jury, Longfellow asserts that W.G.’s statements were inconsistent. He argues that the
consistency of a witness in reporting an event is crucial in determining his or her competency
to testify, and advances State v. A.D.M., 216 Mont. 419, 701 P.2d 999 (1985), and State v.
Eiler, 234 Mont. 38, 762 P.2d 210 (1988), in support of his position.
¶14 In A.D.M., the issue was whether a young girl’s testimony was sufficient, without
corroboration, to support the defendant’s conviction of felony sexual assault. We observed
that Montana law does not require corroboration of a victim’s testimony in a sexual assault
case. We then discussed prior cases regarding the competency of child witnesses,
determined the girl’s testimony was consistent with her prior reports and a psychologist’s
testimony, and concluded she was competent to testify. We also stated the defendant’s
arguments went to the weight or credibility of the testimony. A.D.M., 216 Mont. at 421, 701
4
P.2d at 1000.
¶15 In Eiler, the appellant asserted a child witness was not competent to testify and
pointed to her inability to remember certain details of the alleged acts. We cited to A.D.M.
after concluding the consistency of the child’s testimony and reports, along with a doctor’s
supporting testimony, demonstrated her capacity to remember the occurrence and her ability
to relate her impressions. Eiler, 234 Mont. at 42-43, 762 P.2d at 213. Noting our prior
holding that inconsistencies regarding perception of location do not affect the competency of
a witness, we then determined that the rephrasing of questions regarding a timeframe
alleviated the child’s difficulties in answering. Eiler, 234 Mont. at 43, 762 P.2d at 213-14
(citing State v. Phelps, 215 Mont. 217, 226, 696 P.2d 447, 453 (1985)). We also stated that
inconsistencies go to credibility, a matter decided by the jury. Eiler, 234 Mont. at 43, 762
P.2d at 214 (citations omitted).
¶16 Longfellow asserts W.G. was “far less consistent” than the witnesses in A.D.M. and
Eiler, although his discussion of those cases’ facts consists of rather scant assertions that the
reports and testimony of the witness in each case were consistent and supported by another
witness. He also sets forth a number of W.G.’s asserted inconsistencies in the “statement of
facts and case” portion of his brief, but presents no developed argument that those
inconsistencies—as opposed to the inability of the witness to recall details in Eiler—render a
witness incompetent to testify. Nor, as mentioned above, does he address the District
Court’s determination that W.G.’s statements were not particularly inconsistent with respect
to the “basic allegation.” We agree with Longfellow that W.G.’s statements were not
5
altogether consistent. We reject, however, Longfellow’s assertion that these inconsistencies
bear on an evidentiary question regarding W.G.’s competency to testify rather than a jury
question regarding her credibility.
¶17 Next, Longfellow advances Olson, 286 Mont. at 370, 951 P.2d at 575, and that case’s
citation to Eiler, in positing that, to be competent, a witness must understand the duty to tell
the truth. In the “statement of facts and case” portion of his brief, Longfellow sets forth
some of W.G.’s responses to questions regarding the truth and lies. In his argument,
Longfellow points to other such responses and asserts Frumkin was concerned regarding
W.G.’s conception of the truth because Frumkin believed W.G. was suggestible and likely to
“mirror” statements to please others. Longfellow also asserts W.G. was “coached” and
sought to please the female prosecutor in this case.
¶18 The appellant bears the burden of establishing error, and must cite to legal authority to
meet that burden. See State v. Hicks, 2006 MT 71, ¶ 22, 331 Mont. 471, ¶ 22, 133 P.3d 206,
¶ 22 (citation omitted). Absent authority or developed argument, we decline to address
Longfellow’s apparent assertion that Frumkin’s opinions regarding suggestibility and
mirroring render a witness unable to appreciate the duty to tell the truth or otherwise
incompetent. We also conclude, absent argument to the contrary, that some of W.G.’s
hearing testimony—that lying is a “[b]ad thing” and her correct responses that certain
statements were true and others were lies—are similar to the testimony at issue in Olson and
Eiler, wherein we affirmed district courts’ determinations that the witnesses understood the
duty to tell the truth. See Olson, 286 Mont. at 371, 951 P.2d at 575; Eiler, 234 Mont. at 44-
6
45, 762 P.2d at 214-15. Moreover, we observe again that Longfellow totally ignores the
District Court’s reasoning which, by its terms, addressed these matters.
¶19 We decline to address Longfellow’s assertion that W.G. cried as soon as she took the
stand and “fell apart” when questioned by defense counsel at the competency hearing,
because Longfellow advances no authority suggesting these factors bear on witness
competency. See Hicks, ¶ 22. We also decline to consider Longfellow’s arguments
regarding W.G.’s trial testimony in reviewing the District Court’s pretrial competency
determination. Finally, we do not address Longfellow’s Confrontation Clause arguments, in
light of our longstanding rule that we generally do not address issues raised for the first time
on appeal. See State v. Rahn, 2008 MT 201, ¶ 22, 344 Mont. 110, ¶ 22, 187 P.3d 622, ¶ 22
(citation omitted).
¶20 We hold the District Court did not abuse its discretion in determining W.G. was
competent to testify.
¶21 2. Did the District Court abuse its discretion by denying the defense’s motion for a
mistrial based on prosecutorial misconduct?
¶22 Toward the end of the State’s initial closing argument, the following exchange
occurred between the prosecutor, defense counsel and the trial court:
MS. WEBER: The defendant’s case is based purely on speculation and
trickery. They [apparently referring to defense counsel and Frumkin] have
shown very succinctly that they can trick a retarded girl.
MR. VAN DER HAGEN: Your Honor, I’m objecting at this point; that’s
inappropriate and also that violates due process clause of the constitution and
federal constitution.
MS. WEBER: It’s argument, Your Honor.
7
THE COURT: Overrule the objection.
MS. WEBER: Thank you. They can trick a retarded girl. Now they have to
trick you.
The defense objected again during the prosecution’s rebuttal closing argument:
MS. WEBER: Their entire defense is based upon the experts that you heard
testify. You saw how vulnerable [W.G.] was on that witness stand. They tried
to trick her. They tried to confuse her. They tried to take advantage of her
disabilities just like the defendant did on March 3rd of 2005. And, again, the
only suggestions that were made were those from Mr. van der Hagen and Dr.
Frumkin.
The reason the defendant picked [W.G.] as his victim is the same
reason they are claiming she can’t be believed; she’s retarded. You can’t
believe her, she’s retarded. Reject that, ladies and gentlemen. Reject it
outright. Don’t let them get away with it. Don’t allow this type of a defense
to be effective in our town. Send a message to everyone out there that all the
members of our community—
MR. VAN DER HAGEN: Your Honor, I object to this.
THE COURT: Overruled.
MS. WEBER: —mentally retarded, physically handicapped or otherwise will
be protected. I’m confident that you will do the right thing, that you will do
what’s just, that you will make the only decision that fits the facts and the law.
I’m confident that you will find William Longfellow guilty.
¶23 Immediately after the jury was excused to deliberate, defense counsel moved for a
mistrial:
MR. VAN DER HAGEN: Your Honor, I move for a mistrial based on the
statements of counsel’s made [sic] using trickery. I think that, that’s an
inappropriate comment on counsel, violates the due process clause of the
Montana Constitution, the Federal Constitution. I think it’s also reversible
error and I think she also went over the top when she charged them to send a
message to the community. I think that’s grounds for a mistrial.
THE COURT: Miss Weber.
8
MS. WEBER: Your Honor, this was all in argument. We’re entitled to argue
the facts that have been presented to the jury. The facts that were presented is
that whatever suggestion that he want [sic] to talk about came through Mr. van
der Hagen and the doctor from Florida and I was simply arguing that. I’m
allowed to use the wording that I think is appropriate. And I believe that
trickery is absolutely appropriate under the circumstances and we have every
right to charge the jury to do what is right under the law based upon the facts
that they’ve been given.
THE COURT: All right. Motion is denied. We’re in recess.
¶24 In addition to the statements set forth above, Longfellow discusses other aspects of
the prosecutor’s conduct, including objections posed during the defense’s cross-examination
of W.G. and statements during closing arguments to which defense counsel did not object.
Longfellow advances no authority for the proposition that an objection may constitute
prosecutorial misconduct; thus, we do not address his objection-related assertions. See
Hicks, ¶ 22. Moreover, while we consider an allegedly improper statement in the context of
the entire closing argument, State v. Roubideaux, 2005 MT 324, ¶ 15, 329 Mont. 521, ¶ 15,
125 P.3d 1114, ¶ 15 (citations omitted), we generally do not address issues of prosecutorial
misconduct pertaining to a prosecutor’s statements not objected to at trial. See State v. Racz,
2007 MT 244, ¶ 36, 339 Mont. 218, ¶ 36, 168 P.3d 685, ¶ 36. Indeed, we have only once
granted a party’s request for plain error review of a prosecutorial misconduct issue, and we
have no such request before us here. See State v. Hayden, 2008 MT 274, ¶¶ 29-33, 345
Mont. 252, ¶¶ 29-33, 190 P.3d 1091, ¶¶ 29-33. Thus, we do not address as stand-alone
arguments Longfellow’s assertions regarding matters other than the statements during
closing arguments to which the defense objected at trial.
9
¶25 Prosecutorial misconduct is determined by reference to established norms of
professional conduct. To demonstrate the trial court abused its discretion in denying a
motion for a mistrial based on alleged prosecutorial misconduct, the defendant must show
that the prosecutor engaged in misconduct and that the prosecutorial misconduct violated his
substantial rights; this Court will not presume prejudice. See State v. Duffy, 2000 MT 186, ¶
35, 300 Mont. 381, ¶ 35, 6 P.3d 453, ¶ 35 (citations omitted).
¶26 With respect to whether the prosecutor engaged in misconduct, Longfellow
acknowledges a prosecutor may comment during closing argument on conflicts and
contradictions in testimony, and may comment on the evidence and suggest reasonable
inferences the jury may draw from the evidence. See e.g. State v. Raugust, 2000 MT 146, ¶
43, 300 Mont. 54, ¶ 43, 3 P.3d 115, ¶ 43 (citation omitted). He asserts, however, that we
strongly disapproved of prosecutors’ characterizations of witness testimony as untruthful in
Ferguson, ¶ 82, and State v. Arlington, 265 Mont. 127, 157-58, 875 P.2d 307, 325 (1994).
He also argues that the prosecutor violated Rule 3.4(e) of the Montana Rules of Professional
Conduct, which states in part that a lawyer shall not “in trial . . . state a personal opinion as to
the justness of a cause, the credibility of a witness . . . or the guilt or innocence of an
accused.” Longfellow asserts the prosecutor played to the jurors’ sympathies and advanced
the justness of the cause by calling on them to “send a message” and stating she was
confident the jurors would do what was “just.”
¶27 The State responds that the prosecutor’s “trickery” remarks may properly be
characterized as comments on the evidence and reasonable inferences the jury could make
10
from the evidence. It also asserts, based on federal cases, that the “send a message” remark
was a proper appeal to the jury to act as the conscience of the community because it was an
isolated remark that was not designed to inflame the jury. In addition, the State asserts the
“send a message” remark was consistent with the District Court’s jury instruction that the
jury was not to be governed by sentiment, conjecture, sympathy, passion, prejudice, public
opinion or public feeling.
¶28 It is not entirely clear whether Longfellow advances the “comments on
untruthfulness” portions of Ferguson and Arlington in relation to the prosecutor’s “trickery”
remarks, as opposed to her other comments made without objection—which, as discussed
above, we do not address. In any event, the record reflects that, in an apparent attempt to
demonstrate W.G.’s suggestibility, both Frumkin’s pretrial interview and defense counsel’s
cross-examination of W.G. at trial included questions positing incorrect facts, to which W.G.
sometimes responded affirmatively. On this record and absent developed argument, we are
not convinced that the prosecutor’s “trickery” remarks necessarily related to the truthfulness
of any witness. With regard to the “send a message” and “just” remarks, Longfellow’s only
relevant authority is the above-mentioned Rule 3.4(e) and, having failed to file a reply brief,
he does not address the State’s arguments or federal authorities to the effect that “send a
message” comments and appeals to act as the conscience of the community are not improper.
We conclude Longfellow has not established the prosecutor engaged in misconduct; thus, we
need not address his assertions of prejudice. See Duffy, ¶ 35.
¶29 We hold Longfellow has failed to establish an abuse of discretion in the District
11
Court’s denial of his motion for a mistrial based on prosecutorial misconduct.
¶30 Affirmed.
/S/ KARLA M. GRAY
We concur:
/S/ JAMES C. NELSON
/S/ W. WILLIAM LEAPHART
/S/ JIM RICE
/S/ BRIAN MORRIS
12