REVERSED AND RENDERED and Opinion Filed July 17, 2023
S In The
Court of Appeals
Fifth District of Texas at Dallas
No. 05-19-01541-CV
GREAT DIVIDE INSURANCE COMPANY, Appellant
V.
ALCUS RESHOD FORTENBERRY, Appellee
On Appeal from the 134th Judicial District Court
Dallas County, Texas
Trial Court Cause No. DC-18-06953
MEMORANDUM OPINION ON REMAND
Before Justices Reichek, Carlyle, and Kennedy1
Opinion by Justice Kennedy
This appeal arises from a workers’ compensation judicial review proceeding
in which Alcus Reshod Fortenberry sought to set aside an adverse decision of the
Texas Department of Insurance, Division of Workers’ Compensation’s appeals
panel (DWC Appeals Panel) adopting the hearing officer’s earlier denial of his
claim. Following a jury trial, the trial court set aside the decision of the DWC
Appeals Panel and rendered a judgment awarding Fortenberry temporary income
1
The Honorable Justice David Schenck, former Justice of this Court, authored the original
memorandum opinion in this case; however, he did not participate in this decision on remand because his
term of office expired on December 31, 2022. In accordance with the appellate rules, he was replaced on
panel by the Honorable Justice Nancy Kennedy. TEX. R. APP. P. 41.1.
benefits under the Texas Workers’ Compensation Act. In our original opinion, we
sustained Great Divide Insurance Company’s (GDI) first issue challenging the trial
court’s venue determination and reversed the trial court’s judgment and remanded
the case for further consideration of the venue issue. See Great Divide Ins. Co. v.
Fortenberry, 665 S.W.3d 627 (Tex. App.—Dallas 2021), rev’d, 664 S.W.3d 807
(Tex. 2023). Thereafter, the Texas Supreme Court granted Fortenberry’s petition
for review, concluded venue in Dallas County was mandatory under Labor Code
Section 410.252(b), reversed our judgment, and remanded the case to this Court for
consideration of GDI’s remaining issues. Fortenberry v. Great Divide Ins. Co., 664
S.W.3d 807, 815 (Tex. 2023). On remand, we reverse the trial court’s judgment and
render judgment in accordance with the decision of the Division of Workers’
Compensation (DWC). Because all issues are settled in law, we issue this
memorandum opinion. TEX. R. APP. P. 47.4.
OVERVIEW OF WORKERS’ COMPENSATION DISPUTE RESOLUTION PROCESS
In order to appropriately frame the facts in this case, we will briefly review
the process for adjudication of disputes under the Texas Workers’ Compensation
Act. The act establishes a comprehensive system for resolving workers’
compensation claims and provides the exclusive procedures and remedies for claims
alleging that a workers’ compensation carrier has improperly investigated, handled,
or settled a worker’s claim for benefits. Tex. Mut. Ins. Co. v. Ruttiger, 381 S.W.3d
430, 438 (Tex. 2012). There are four potential stages to the determination and
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review of disputed issues in a workers’ compensation claim. In re Tex. Mut. Ins.
Co., 333 S.W.3d 925, 927 (Tex. App.—Waco 2011, orig. proceeding). The first
three are within the DWC, and the fourth is a judicial review. The three-stage
hearing process before the DWC consists of: (1) the benefit review conference; (2)
the contested case hearing; and (3) the administrative appeal. Tex. Workers’ Comp.
Comm’n v. Garcia, 893 S.W.2d 504, 514–15 (Tex. 1995). A party that has exhausted
its administrative remedies and that is aggrieved by a final decision of the appeals
panel has the right to seek judicial review. TEX. LAB. CODE ANN. §§ 410.251,
410.301.
The benefit review conference is an informal proceeding aimed at resolving
the disputed issues by mutual agreement. Id. § 410.021. The benefit review officer,
after thoroughly informing all parties of their rights and responsibilities, mediates
the dispute. Id. § 410.026(a). The officer may direct questions to the parties, but he
or she may not take testimony or make a formal record. Id. § 410.026(c),(d). The
officer prepares a report detailing each issue not settled at the conference. Id.
§ 410.031. The report must include the officer’s recommendation regarding those
issues and a recommendation regarding the payment or denial of benefits. Id.
§ 410.032.
If the matter is not resolved at the benefit review conference stage, the parties
may proceed to a contested case hearing, which is a formal evidentiary proceeding
with sworn testimony and prehearing discovery procedures. Id. § 410.151–.169.
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The hearing officer decides the disputed issues by written decision containing factual
and legal findings, awarding benefits if they are due. Id. § 410.168(a). The hearing
officer’s decision is final in the absence of a timely appeal by a party and is binding
during the pendency of an appeal to the appeals panel. Id. § 410.169.
Any party may appeal the hearing officer’s decision to an appeals panel within
the DWC. Id. § 410.202. This appeal is not a trial de novo but is limited to review
of the contested case hearing record. Id. § 410.203. The request for appeal and the
opposing party’s response must “clearly and concisely rebut or support the decision
of the hearing officer on each issue on which review is sought.” Id. § 410.202(c).
After considering the parties’ briefs and the record from the contested case hearing,
the appeals panel may affirm the decision of the hearing officer, reverse and render
a new decision, or remand no more than one time to the hearing officer for further
consideration and development of the record. Id. § 410.203.
A party who is aggrieved by a final decision of the appeals panel may seek
judicial review of the appeal panel’s decision. Id. § 410.251. Issues regarding
compensability or eligibility for and the amount of income or death benefits may be
tried to a jury and are subject to a modified de novo review.2 Id. § 410.301; Garcia,
893 S.W.2d at 528. The labor code defines “compensable injury” as “an injury that
2
Modified de novo review means: (1) the trial court is informed of the DWC appeals panel’s decision;
(2) evidence of the extent of impairment is limited to that presented to the DWC, unless the court makes a
threshold finding that the claimant’s condition has substantially changed; and (3) the court is required to
adopt the specific impairment rating arrived at by one of the physicians in the case. LAB. §§ 410.304,
410.306–.307; Garcia, 893 S.W.2d at 528.
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arises out of and in the course and scope of employment for which compensation is
payable” under the Workers’ Compensation Act. LAB. § 401.011(1). Review is
limited to issues decided by the DWC Appeals Panel and on which judicial review
is sought. Id. § 410.302(b). The party appealing bears the burden of proof by a
preponderance of the evidence. Id. § 410.303. The jury, although informed of the
DWC Appeals Panel’s decision, is not required to accord it any particular weight.
Id. § 410.304(a).
PROFESSIONAL ATHLETE’S AND WORKERS’ COMPENSATION BENEFITS
At the time of his injury, Fortenberry was employed by the Dallas Cowboys
Football Club (Dallas Cowboys) as a football player. Texas workers’ compensation
law treats professional athletes, including those employed by a franchise of the
National Football League, as a distinct class of employees. See id. § 406.095(a), (c).
More particularly, Section 406.095 of the Workers’ Compensation Act provides:
(a) A professional athlete employed under a contract for hire or a
collective bargaining agreement who is entitled to benefits for
medical care and weekly benefits that are equal to or greater than
the benefits provided under this subtitle may not receive benefits
under this subtitle and the equivalent benefits under the contract or
collective bargaining agreement. An athlete covered by such a
contract or agreement who sustains an injury in the course and scope
of the athlete’s employment shall elect to receive either the benefits
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available under this subtitle or the benefits under the contract or
agreement.
(b) The commissioner by rule shall establish the procedures and
requirements for an election under this section.
LAB. § 406.095.
In connection with Section 406.095, the commissioner adopted rules 112.401
and 112.402. 28 TEX. ADMIN. CODE 112.401–.402. Rule 112.401(a) provides:
A professional athlete employed by a franchise with workers’
compensation insurance coverage and subject to the Texas Labor Code,
§ 406.095, shall elect to receive either the benefits available under the
Act or the equivalent benefits available under the athlete’s contract or
collective bargaining agreement. The election shall be made not later
than the 15th day after the athlete sustains an injury in the course and
scope of employment. If the athlete fails to make an election, the athlete
will be presumed to have elected the option which provides the highest
benefits.
Id. § 112.401(a). The remainder of Rule 112.401 pertains to the details of the
athlete’s election, including that it must be in writing and contain specific facts and
circumstances.
Rule 112.402 provides:
(a) Medical care available to a professional athlete subject to the Texas
Workers’ Compensation Act (the Act), Texas Labor Code § 406.095,
is equal to or greater than medical benefits under the Act if:
(1) the athlete is entitled to all health care reasonably required by
the nature of the work-related injury as and when needed,
including all health care that:
(A) cures or relieves the effects naturally resulting from
the work-related injury;
(B) promotes recovery; or
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(C) enhances the ability of the employee to return to or
retain employment; and
(2) the employer’s liability for health care is not limited or
terminated in any way by the contract or collective bargaining
agreement.
(b) When the athlete is not eligible for lifetime income benefits or when
the athletes legal beneficiaries are not eligible for death benefits under
the Act, weekly benefits available to a professional athlete subject to
the Act, § 406.095, are equal to or greater than the income benefits
provided under the Act if the total amount of the payments provided for
in the contract or collective bargaining agreement is equal to or greater
than the maximum weekly benefit available under the Act multiplied
by 104.
Id. § 112.402.
An expressed or presumed election of benefits under the athlete’s contract or
a collective bargaining agreement means that the claimant is not entitled to benefits,
including temporary income benefits, under the Workers’ Compensation Act. LAB.
§ 406.095.
BACKGROUND
On May 14, 2015, after graduating from Texas Tech University, Fortenberry
entered into an NFL Player Contract with the Dallas Cowboys Football Club (Dallas
Cowboys). While the term of the contract was for three football seasons, the contract
contained various early termination provisions.
On August 2, 2015, Fortenberry sustained a work-related injury to his knee
while practicing at the Dallas Cowboys’ training camp in Oxnard, California. On
August 5, Fortenberry was placed on injured reserve with an estimated recovery
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period of nine to twelve months. On May 9, 2016, the Dallas Cowboys terminated
Fortenberry’s contract for failing to establish or maintain excellent physical
condition to the satisfaction of the team’s physician and because his skill or
performance had been unsatisfactory as compared with that of other players.
Pursuant to the NFL Player Contract, Fortenberry received compensation
from the Dallas Cowboys of $318,000 for the 2015 season. He received his last
salary payment for the 2015 season on February 8, 2016. Fortenberry chose to
receive injury protection payments under the NFL Collective Bargaining Agreement
for the 2016 and 2017 seasons, totaling $166,500 and $139,500 respectively. All
medical benefits Fortenberry was to receive under his NFL Player Contract ceased
when his contract terminated.
Fortenberry filed a claim for workers’ compensation benefits. GDI, the Dallas
Cowboys’ insurance carrier, accepted Fortenberry’s injury, but disputed his right to
receive indemnity benefits because (1) he “elected to continue to accept benefits
under a contract for hire or a Collective Bargaining agreement pursuant to Labor
Code Section 406.095, and Rule 112.401 and/or the election of remedies doctrine,”
or (2) he did not have a compensable disability.
Fortenberry filed a dispute with the DWC and requested a benefit review
conference, followed by a contested case hearing. An Administrative Law Judge
(ALJ) conducted the contested case hearing on December 4, 2017, which continued
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and was concluded on January 30, 2018, to decide the following issues (1) disability,
(2) Maximum Medical Improvement (MMI),3 and (3) Impairment Rating (IR).
The DWC appointed Dr. Clayton Clark as the designated doctor to address
the issues of MMI and IR. Dr. Clark certified that Fortenberry reached MMI on
April 4, 2016, and assigned an IR of 1%. April 4 was the date Fortenberry’s treating
physician, Dr. Dan Cooper, indicated Fortenberry’s knee was very stable and that he
was ready for a sports performance program. He believed Fortenberry would need
four full months to try to get ready for the NFL training camp. On July 20, 2017,
Dr. Cooper certified Fortenberry had been cleared for full contact unrestricted
participation in professional football. Nevertheless, at the contested case hearing,
Fortenberry claimed he had not yet reached MMI. He provided no certification from
a medical professional to support this assertion.
On February 20, 2018, the ALJ issued her decision and order in which she
found that, pursuant to Administrative Rule 112.401(a), Fortenberry was presumed
to have elected the Injury Protection Payments under the collective bargaining
3
MMI means the earlier of:
(A) The earliest date after which, based on reasonable medical probability, further material
recovery from or lasting improvement to an injury can no longer reasonably be
anticipated;
(B) The expiration of 104 weeks from the date on which income benefits begin to accrue;
or
(C) The date determined as provided by Section 408.104 [addressing spinal injuries].
LAB. § 401.011(30).
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agreement and that pursuant to Section 406.095 of the Labor Code, he was precluded
from receiving disability benefits under the Workers’ Compensation Act from
August 2, 2015, the date of his injury, through the date of the contested case hearing,
January 30, 2018. In addition, the ALJ determined Fortenberry reached MMI on
April 4, 2016 with an IR of 1%, as determined by Dr. Clark.
Fortenberry pursued an administrative appeal to the DWC Appeals Panel. On
May 1, 2018, the DWC Appeals Panel affirmed the ALJ’s decision with the same
rationale.
Fortenberry filed suit in district court seeking judicial review of the DWC
Appeal Panel’s decision. In his live pleading at the time of trial, Fortenberry raised
the following issues:
Issue Number One: “The ALJ improperly added an ‘election of remedies’
issue under Tex. Lab. Code §406.095 without the consent or agreement of the
parties.”
Issue Number Two: “Even if the ‘election of remedies’ issue was properly
added, the ALJ erred because Fortenberry’s standard player contract required
no election under Tex. Lab. Code §406.095 and Rules 112.401(a) and
112.402.”
Issue Number Three: “The ALJ erred in finding that Fortenberry reached
maximum medical improvement on April 4, 2016 with a 1% IR since the
undisputed medical evidence showed that he continued to receive medical
care and treatment and was not released by the team doctor to return to
professional football until July 20, 2017.”
Issue Number 4: “The ALJ erred in finding that the compensable injury was
not a cause of claimant’s inability to obtain and retain employment at wages
equivalent to his pre-injury wage from July 20, 2017 through the date of the
contested case hearing.”
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Issue Number 5: “The ALJ erred in finding that the ‘Injury Protection
Payments’ during the 2016 and 2017 seventeen-week NFL seasons were post-
injury earnings.”
Issue Number 6: “The ALJ erred in finding that pursuant to Tex. Lab. Code
§ 406.095 Fortenberry is precluded from receiving disability benefits from on
or about February 8, 2016[, the date Fortenberry received his last salary
payment for the 2015 season] to the date of the contested case hearing on
January 30, 2018.”
Notwithstanding having raised issues with respect to the ALJ’s determination
concerning an election of benefits, Fortenberry filed a motion in limine seeking to
constrain discussion of the election of benefits issue. More particularly, Fortenberry
sought to prohibit, without a prior ruling from the court outside the presence of the
jury, any mention “That [Fortenberry] made some kind of ‘election’ of benefits
under Tex. Lab. Code §406.095, or, that any ‘Injury Protection’ payments made in
2016 or 2017 under [Fortenberry’s] collective bargaining agreement represent post-
injury payments and are somehow to be characterized as post-injury ‘wages’ under
the Texas Labor Code.” While there is no express ruling on Fortenberry’s motion
in limine in the record, it is apparent from various exchanges between Fortenberry’s
and GDI’s attorneys and the trial court judge, that Fortenberry’s motion was granted
with respect to the election of benefits issue.
The case proceeded to a jury trial on October 16, 2019. At trial, Fortenberry
focused on the issues of whether he was injured, whether he reached MMI and his
IR. Fortenberry was the only witness to testify at trial and various documents were
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admitted into evidence, including Fortenberry’s NFL Player Contract with the Dallas
Cowboys, various medical records, the ALJ’s Decision and Order, and Dr. Clark’s
reports indicating Fortenberry had reached MMI on April 4, 2016, with an IR of 1%.
Fortenberry requested that the jury be charged on the questions of (1) whether
his compensable injury was a producing cause of disability between February 8,
2016, the date he received his last salary payment for the 2015 season, and July 20,
2017, the date Dr. Cooper released him for full contact unrestricted participation in
football, (2) the duration of his disability between February 8, 2016 and July 20,
2017, and (3) whether he had reached MMI. Fortenberry did not request a question
on the issue of whether he had elected to receive benefits under his contract or a
collective bargaining agreement or whether his benefits under his contract or a
collective bargaining agreement would be greater than those he would receive under
the Workers’ Compensation Act. While GDI requested the inclusion of a jury
instruction addressing the effect of the collective bargaining agreement and the
required election of remedies under Section 406.095 of the Labor Code, the trial
court did not charge the jury on the issue.
At the charge conference, the trial court asked the parties if they had any
objections to the charge. Fortenberry’s attorney responded, “No objections, Your
Honor.” GDI’s attorney voiced two objections, one to Question No. 3 asking
whether Fortenberry had not reached MMI and to the absence of a question regarding
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the IR. The trial court overruled GDI’s objections and submitted the following
questions to the jury.
Question No. 1:
Was Alcus Reshod Fortenberry’s compensable injury a producing cause of
disability between February 8, 2016 and July 20, 2017?
Answer “yes” or “No”:
Answer: .
If you have answered “yes” to Question No. 1, then answer Question No. 2.
Otherwise, do not answer Question No. 2.
Question No. 2:
What is he duration of Alcus Reshod Fortenberry’s disability between
February 8, 2016 and July 20, 2017?
Beginning date: .
Ending date: .
Question No. 3:
Has Alcus Reshod Fortenberry not reached maximum medical improvement?
Answer:
“Yes, he has not reached maximum medical improvement.”
“No, he has reached maximum medical improvement[.]”
Answer: .
The jury answered Question No. 1 “Yes,” Question No. 2 Beginning date:
“2.8.16,” Ending date: “7.20.17,” and Question No. 3 “Yes, he has not reached
maximum medical improvement.” The trial court entered a final judgment on the
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jury’s verdict, setting aside the DWC Appeals Panel’s decision and awarding
Fortenberry temporary income benefits. This appeal followed.
DISCUSSION
We begin with a general discussion of the judicial review process and the
burdens associated with same. A judicial review of a DWC Appeals Panel’s decision
is conducted under a modified de novo standard of review. LAB. § 410.301(a);
Garcia, 893 S.W.2d at 530. The DWC Appeals Panel’s decision may be tried to
either the court or a jury, with the appealing party bearing the burden of proof by a
preponderance of the evidence. LAB. §§ 410.302–.303. The trial is “limited to issues
decided by the appeals panel and on which judicial review is sought.” Id.
§ 410.302(b). It is the appealing party’s burden to secure jury findings on material
controlling issues necessary to support the judgment. Vestal v. Gulf Oil Corp., 235
S.W.2d 440, 422 (Tex. 1951). A judgment may not be rendered in favor of the
appealing party when that party does not discharge that burden. Union Mut. Life Ins.
Co. v. Meyer, 502 S.W.2d 676, 679 (Tex. 1973).
In its third and fourth issues, GDI asserts the trial court erred in awarding
Fortenberry temporary income benefits because he failed to prove and obtain
findings that (1) he did not make an election under Section 406.095 of the Labor
Code and (2) he would not receive greater benefits under the NFL Collective
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Bargaining Agreement.4 GDI further asserts that without such proof and findings,
Fortenberry is not entitled to any recovery, regardless of any jury findings on MMI
or disability. In response, Fortenberry attempts to defend the trial court’s judgment
on three bases. Specifically, he claims he was not required to obtain a jury finding
on the issue of election of benefits because (1) as a matter of law, he was not required
to make an election under Section 406.095, (2) GDI waived its election of benefits
defense by not raising it during the administrative process, and (3) the ALJ exceeded
her authority in sua sponte raising and deciding the election of benefits issue. For
the reasons set forth herein, we conclude GDI’s arguments have merit and
Fortenberry’s do not.
I. Fortenberry’s Assertion an Election was not Required Under Section
406.095
Fortenberry cites our sister court’s decision in Gulf Insurance Co. v. Hennings
claiming it establishes, as a matter of law, no election of benefits is required when
an employer contract, such as his contract with the Dallas Cowboys, limits a
professional athlete’s future medical benefits because Rule 112.402(a)(2) provides
4
Specifically, GDI’s third and fourth issues assert:
The trial court erred in awarding Temporary Income Benefits because Fortenberry
failed to plead or prove that he did not make an election under Texas Labor Code
§ 406.095 and did not receive greater benefits under the Collective Bargaining
Agreement, therefore he was precluded from seeking benefits based on disability.
Because the Division found Fortenberry made an election under Texas Labor Code
§ 406.095 that precluded entitlement to Temporary Income Benefits, and because
Fortenberry failed to present evidence and submit an issue on that finding, Fortenberry
waived the issue. Therefore, any findings relating to MMI and disability are moot.
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medical care available to a professional athlete is equal to or greater than medical
benefits under the Workers’ Compensation Act if the employer’s liability for health
care is not limited or terminated in any way by the contract or collective bargaining
agreement. 283 S.W.3d 381, 388–89 (Tex. App.—Waco 2008, pet. denied).
Hennings is distinguishable from the current case and illustrates a jury question on
the issue should have been submitted. In Hennings, in contrast to here, the DWC
Appeals Panel affirmed the ALJ’s finding Hennings was not barred from pursuing
workers’ compensation benefits because his employment medical benefits were not
equal to or greater than the benefits under the Workers’ Compensation Act, and the
carrier, as the appealing party, sought and obtained a jury finding on the issue of
election of benefits.5 The jury resolved that issue against the carrier. On appeal, the
5
Question 1 in the court’s charge asked the following:
1. Do you find from a preponderance of the evidence that the benefits available to Chad
Hennings under his contract and collective bargaining agreement post injury were equal to
or greater than the benefits available to him under the workers compensation act?
You are instructed that medical care available to a professional athlete subject to the act is
equal to or greater than medical benefits under the act if:
(1) the athlete is entitled to all health care reasonably required by the nature of the
work-related injury as and when needed, including all health care that:
(A) cures or relieves the effects naturally resulting from the work-related injury;
(B) promotes recovery; or
(C) enhances the ability of the employee to return to or retain employment; and
(2) the employer’s liability for health care is not limited or terminated in any way by
the contract or collective bargaining agreement.
You are further instructed that when the athlete is not eligible for lifetime income benefits,
weekly benefits available to a professional athlete subject to the act are equal to or greater
than the income benefits provided under the act if the total amount of the payments
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carrier challenged the factual sufficiency of the jury’s finding, and the court of
appeals concluded, even though there was no evidence quantifying the value of
lifetime medical benefits under the Workers’ Compensation Act, the jury could have
reasonably inferred that workers’ compensation benefits were greater. Id. at 388.
Thus, we conclude Hennings does not support Fortenberry’s assertion he was not
required to obtain a finding on the issue of election of benefits.6
II. Fortenberry’s Assertion GDI Waived the Election of Benefits Issue
Next, Fortenberry contends GDI waived the election of benefits issue by not
raising it at the administrative level and that, notwithstanding his receipt of GDI’s
August 3, 2015 letter indicating it was denying him income benefits based on “Labor
Code 406.095, and Rule 112.401 and/or election of remedies doctrine,” which was
filed with the Workers’ Compensation Commission, he did not have fair warning
that Section 406.095 was involved in his case. Fortenberry cites to DWC Appeals
Panel Decisions reversing the ALJ’s decisions the claimants elected benefits under
provided for in the contract or collective bargaining agreement is equal to or greater than
the maximum weekly benefit available under the act multiplied by 104.
Answer yes or no. ____________________
6
Fortenberry also claims Appeals Panel Decision No. 022707, 2002 WL 32828820 (Dec. 10, 2002)
supports his contention he did not have to make an election, but that decision supports a conclusion that
whether benefits are higher under the Workers’ Compensation Act, or a contract or collective bargaining
agreement, is inherently a factual determination. With respect to Appeals Panel Decision No. 51656, 2005
WL 2515842 (Sept. 14, 2005), the Appeals Panel reversed the hearing officer’s decision because he
mistakenly applied a bifurcated standard in which he determined indemnity benefits were greater under the
collective bargaining agreement but that medical benefits were greater under the Workers’ Compensation
Act.
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their employment or collective bargaining agreements because the carrier waived all
affirmative defenses. In those cases, unlike here, the appeals panels determined the
carriers waived all affirmative defenses because they failed to take required action
under Section 409.021 within seven days of receiving notice of the injury. See
Appeals Panel Decision No. 040347, 2004 WL 1240346 (Apr. 1, 2004); Appeals
Panel Decision No. 041570, 2004 WL 2514461 (Aug. 26, 2004); see also LAB.
§ 409.021. Here, the record shows GDI took action within seven days of the notice
of injury and thus, did not waive its ability to raise defenses to Fortenberry’s claim
for benefits. Thus, the Appeals Panel Decisions Fortenberry cites are not instructive
here other than to highlight the fact that waiver is an issue that could have been raised
before the DWC Appeals Panel and nothing in the record before us indicates
Fortenberry did so as the DWC Appeals Panel’s decision does not address same.
Moreover, had Fortenberry asserted his waiver argument before the DWC Appeals
Panel without success, as more fully discussed herein, it would have been his burden
to raise the issue and obtain a finding on judicial review. We conclude Fortenberry
failed to preserve his waiver issue.
III. Fortenberry’s Assertion the ALJ Exceeded her Authority
Finally, Fortenberry contends that the ALJ improperly added an election of
remedies issue without the consent of the parties in contravention of Section
410.151, which requires the consent of the parties or a good cause determination by
the commissioner to include an issue that was not raised at the benefit review
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conference. LAB. § 410.151(b). Fortenberry cites to an Appeals Panel Decision
reversing the ALJ’s decision and concluding the ALJ abused his discretion by adding
a new issue after the contested case hearing. Appeals Panel Decision No. 190915,
2019 WL 3857990 (July 19, 2019). While the claimant in that Appeals Panel
Decision appears to have presented this issue to the DWC Appeals Panel, nothing in
the record before us indicates Fortenberry did so when he appealed the ALJ’s
decision to the DWC Appeals Panel. And had he done so without success, he would
have been required to pursue an action under the Administrative Procedures Act.
See LAB. § 410.153 (Chapter 2001 of Government Code generally applies to
contested case hearing); TEX. GOV’T CODE ANN. §§ 2001.174(2)(b)–.176
(addressing review under substantial evidence rule and assertions that an
administrative finding or decisions exceeded the agency’s authority). This he did
not do. Accordingly, Fortenberry’s complaint regarding the ALJ exceeding her
authority does not impact our resolution of this appeal.
Having found unavailing Fortenberry’s attempts to justify his decision not to
present evidence or obtain a finding on the issue of election of benefits, we now turn
to merits of GDI’s contentions in this regard.
IV. Election of Benefits and Entitlement to Temporary Income Benefits
Under Section 408.101(a) of the Labor Code, an employee is entitled to
temporary income benefits if he or she has a disability and has not attained MMI.
LAB. § 408.101(a); 28 ADMIN. §129.2. Disability is defined as “the inability because
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of a compensable injury to obtain and retain employment at wages equivalent to the
preinjury wage.” LAB. § 401.011(16). Regardless of whether an employee has a
disability and has reached MMI, no entitlement to temporary income benefits under
the Workers’ Compensation Act exists if the employee made an election to receive
benefits under a professional athlete’s contract or a collective bargaining agreement.
Id. § 406.095(a).
An election under Section 406.095 is required when a professional athlete is
employed under a contract for hire or a collective bargaining agreement and is
entitled to benefits for medical care and weekly benefits that are equal to or greater
than the benefits provided under the Workers’ Compensation Act. Id. If the athlete
fails to make an election, the athlete will be presumed to have elected the option that
provides the highest benefits. 28 ADMIN. § 112.401.
In this case, at the contested case hearing, the ALJ found, in part:
From February 9, 2016, through the date of the contested case hearing,
[Fortenberry] was paid Injury Protection Payments under a collective
bargaining agreement.
Pursuant to Rule 112.401(a) [Fortenberry] is presumed to have elected
the Injury Protection Payments.
Pursuant to Section 406.095, [Fortenberry] is precluded from receiving
disability benefits from August 2, 2015, through the contested case
hearing.
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The DWC Appeals Panel affirmed the ALJ’s decision and the ALJ’s Decision and
Order of February 20, 2018 became the final decision of the DWC Appeals Panel.
LAB. § 410.204(c).
Whether Fortenberry elected to receive benefits under the NFL Collective
Bargaining Agreement is an issue regarding compensability that he had the burden
of presenting and succeeding on in his suit for judicial review in order to be entitled
to receive temporary income benefits under the Workers’ Compensation Act. Id.
§§ 406.095; 410.301–.303. Thus, in addition to pleading he was aggrieved by the
DWC’s determination that he is presumed to have elected to receive Injury
Protection Payments under the NFL Collective Bargaining Agreement, Fortenberry
had the burden of proof on this issue and the burden to obtain a jury finding in his
favor. Id. §§ 410.302(b); 410.303 (“The party appealing the decision [of the appeals
panel] on an issue [regarding compensability or eligibility for or the amount of
income or death benefits] has the burden of proof by a preponderance of the
evidence.”); Tex. Mut. Ins. Co. v. Havard, 01-07-268-CV, 2008 WL 598347, at *3
(Tex. App.—Houston [1st Dist.] March 6, 2008, no pet.) (mem. op.) (noting that in
appeals from Texas Workers’ Compensation Commission, burden is on party who
did not prevail to prove no valid basis exists for decision of the commission); see
also TEX. R. CIV. P. 279 (“Upon appeal all independent grounds of recovery or of
defense not conclusively established under the evidence and no element of which is
submitted or requested are waived.”).
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We recognize that the issue of election of remedies (or benefits) is typically
an affirmative defense for which the party disputing a claim generally has the burden
of proving and obtaining a finding in support thereof. See Am. Cas. Co. of Reading,
Penn. v. Martin, 97 S.W.3d 679, 685 (Tex. App.—Dallas 2003, no pet.). But here,
in seeking judicial review of the DWC Appeals Panel’s decision, Fortenberry, not
GDI, had the burden of establishing he did not elect to receive benefits under the
NFL Collective Bargaining Agreement or he was not required to make an election.
See, e.g., Bituminous Fire & Marine Ins. Co. v. Ruel, No. 07-12-00507-CV, 2014
WL 2553348, at *3 (Tex. App.—Amarillo June 4, 2014, pet. denied) (mem. op.)
(because Ruel’s claim was denied at the administrative level, he had the burden of
proving by a preponderance of the evidence that he was not intoxicated at the time
of the accident); Am. Interstate Ins. Co. v. Hinson, 172 S.W.3d 108, 114 (Tex.
App.—Beaumont 2005, pet. denied) (same); see also LAB. § 406.032(1)(A)
(workers’ compensation laws of Texas prohibit recovery of compensation where the
employee is intoxicated).
At trial, Fortenberry did not present evidence suggesting the benefits under
the NFL Player Contract or the NFL Collective Bargaining Agreement were not
equal to or greater than those available under the Workers’ Compensation Act.
Specifically, Fortenberry did not present evidence establishing he would have
received greater medical care and weekly benefits under the Workers’ Compensation
Act than he would have received under his NFL Player Contract or the collective
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bargaining agreement, obviating a need to make an election. At trial, Fortenberry
acknowledged that the amounts he received as Injury Protection Payments under the
NFL Collective Bargaining Agreement are greater than the maximum weekly
temporary income benefit of $861 under the Workers’ Compensation Act, which
would have yielded Fortenberry a yearly income of approximately $44,772 during
any determined eligibility period. No mention was made regarding medical care
benefits, presumably because Fortenberry was seeking to receive temporary income
benefits only.
In addition to failing to satisfy his burden of proving he was not required to
make an election of benefits, Fortenberry failed to satisfy his burden of obtaining a
jury finding in his favor in this regard.
Rule 279 of the Texas Rules of Civil Procedure provides that if no element of
an independent ground of recovery or defense is requested or submitted, that
independent ground or defense is waived unless it is conclusively established. TEX.
R. CIV. P. 279. Where no element of a ground of recovery or a defense and no
element necessarily referable to a ground of recovery or a defense is submitted, the
ground of recovery or defense is waived, and the opposing party need not object in
order to preserve error. Id.; United Scaffolding, Inc. v. Levine, 537 S.W.3d 463, 481
(Tex. 2017); see also Little Rock Furniture Mfg. Co. v. Dunn, 222 S.W.2d 985, 990
(Tex. 1949) (explaining that before a party is entitled to judgment, it must satisfy its
burden of obtaining jury findings in its favor on every essential element of its claim).
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Having chosen not to request a jury question on the issue of election of benefits,
Fortenberry waived his claim he is entitled to benefits under the Workers’
Compensation Act. See TEX. R. CIV. P. 279.
Absent a predicate finding that the benefits under Fortenberry’s NFL Player
Contract or the NFL Collective Bargaining Agreement were not greater than the
benefits he would have received under the Workers’ Compensation Act, findings of
disability and MMI have no impact on Fortenberry’s entitlement to benefits. No
basis remains for Fortenberry to recover under the Workers’ Compensation
Act. See Clayton W. Williams, Jr. v. Olivo, 952 S.W.2d 523, 529 (Tex. 1997); see
also BP Am. Prod. Co. v. Red Deer Res., LLC, 526 S.W.3d 389, 403 & n.6 (Tex.
2017) (rendering judgment in favor of the defendant when the plaintiff “submitted a
theory upon which it could not recover” and failed to request and obtain findings to
support judgment in its favor on a proper theory of recovery). We sustain GDI’s
third and fourth issues.
Having determined that the trial court erred in awarding Fortenberry
temporary income benefits, we need not address GDI’s second, fifth and sixth issues
concerning (1) whether an award of temporary income benefits was an appealable
issue in the case, (2) whether the trial court erred in admitting unauthenticated
medical records into evidence, and (3) the sufficiency of the evidence to support the
jury’s finding Fortenberry had not reached MMI. TEX. R. APP. P. 47.1.
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CONCLUSION
Fortenberry failed to carry his burden of proving and obtaining a jury finding
that he would not have received greater benefits under his NFL Player Contract or
the NFL Collective Bargaining Agreement and therefore was not entitled to a
judgment awarding him temporary income benefits. We reverse the judgment of the
trial court and render judgment in accordance with the decision and order of the
DWC Appeals Panel.
/Nancy Kennedy/
NANCY KENNEDY
191541F.P05 JUSTICE
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S
Court of Appeals
Fifth District of Texas at Dallas
JUDGMENT
GREAT DIVIDE INSURANCE On Appeal from the 134th Judicial
COMPANY, Appellant District Court, Dallas County, Texas
Trial Court Cause No. DC-18-06953.
No. 05-19-01541-CV V. Opinion delivered by Justice
Kennedy. Justices Reichek and
ALCUS RESHOD Carlyle participating.
FORTENBERRY, Appellee
In accordance with this Court’s opinion of this date, the judgment of the trial
court is REVERSED and judgment is RENDERED that:
judgment is rendered in accordance with the Division of Workers’
Compensation Appeals Panel’s decision.
It is ORDERED that appellant GREAT DIVIDE INSURANCE
COMPANY recover its costs of this appeal from appellee ALCUS RESHOD
FORTENBERRY.
Judgment entered this 17th day of July 2023.
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