Filed 6/27/13 P. v. Garcia CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F062834
Plaintiff and Respondent,
(Tulare Super. Ct. No.
v. VCF226445C)
RICHARD MIGUEL GARCIA,
OPINION
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Tulare County. Patrick
O’Hara, Judge. (Retired Judge of the Tulare Sup. Ct. assigned by the Chief Justice
pursuant to art. VI, § 6 of the Cal. Const.)
Peggy A. Headley, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, and Julie A. Hokans, Deputy
Attorney General, for Plaintiff and Respondent.
-ooOoo-
INTRODUCTION
Appellant/defendant Richard Miguel Garcia, a member of the Norteno gang, was a
passenger in a vehicle with three friends who were also Norteno gang members. They
had spent several hours at a cemetery, drinking beer and mourning the death of a relative
who had been killed by a rival Sureno gang member. As they drove through Orosi, they
saw two men walking on the street who were wearing blue, the color claimed by the rival
gang. One of the vehicle’s passengers shot and killed one of the men; defendant was not
the gunman. At trial, the prosecution’s gang expert testified the homicide was part of the
deadly turf battle between the two gangs in the Cutler-Orosi area.
Defendant was charged and convicted of count I, conspiracy to commit murder
(Pen. Code,1 §§ 182, subd. (a)(1), 187, subd. (a)). In count II, he was found not guilty of
the charged offense of first degree murder, and convicted of the lesser included offense of
second degree murder as an aider and abettor. The jury also found the offenses were
committed for the benefit of a criminal street gang (§ 186.22, subd. (b)(1)(C)), and that a
principal personally and intentionally discharged a firearm which proximately caused
death (§ 12022.53, subds. (d) & (e)(1)). Defendant was sentenced to 50 years to life.
On appeal, defendant raises several instructional issues and contends the jury was
incorrectly instructed on conspiracy to commit murder under an implied malice theory;
the jury should have been instructed on voluntary and involuntary manslaughter as lesser
included offenses of count II; the aiding and abetting language in CALCRIM No. 400
was erroneous; and the gang enhancement instructions were erroneous. Defendant also
challenges the evidence in support of his convictions for conspiracy and second degree
murder.
1 All further statutory citations are to the Penal Code unless otherwise indicated.
2.
We find that the instructions for conspiracy were incorrect and prejudicial, and
reverse that count. We affirm defendant’s conviction for second degree murder and the
special allegations therein, and correct defendant’s sentence.
FACTS
On the evening of August 28, 2009, two men wearing blue were walking along
Avenue 416 in Orosi. There were three other people on the street who were not involved
in the shooting, but witnessed the following events.
As the two men in blue walked on the street, a green Honda Accord appeared and
pulled up to where the two men were walking. There were four men in the Honda.
Someone in the car yelled the word “ ‘SuRat’ ” at the two men in blue.
One witness [J.R.] testified that the Honda’s driver and the man who was sitting in
the front passenger seat got out of the car. They threw cans at the two men in blue.2 This
same witness testified that the man sitting in the Honda’s back seat, behind the driver, got
out of the car and was holding a gun. The gunman initially aimed the gun at the witness,
but then realized the witness was not with the two men in blue. The gunman then turned
the weapon at the two men in blue, and fired five or six shots. One of the men fell down.
The other man appeared to be hit in the leg, but he was able to escape.
Another witness [G.C.] testified that the gunman got out of the Honda’s back seat,
and the other three men did not get out of the car or open their doors. The gunman fired
five or six shots, one man fell down, and the second man ran away. After firing the shots,
the gunman got back into the car, and the Honda left the area at a high rate of speed.
2 On cross-examination, this witness was impeached with his prior statement to
the deputies that the man in the front passenger seat, later identified as defendant, did not
get out of the car.
3.
The initial investigation
Around 7:50 p.m., deputies from the Tulare County Sheriff’s Department received
a dispatch about a gunshot victim on Avenue 416. The deputies found Arturo Bello lying
on the road. Bello was dead, and his head was in a pool of blood. He had been wearing a
blue tank top, a blue baseball cap, and white tennis shoes with a blue emblem. There
were no weapons near him. There was a beer bottle found on the street in the victim’s
general vicinity.
Apprehension of suspects
Shortly after the shooting, the deputies received the report that a dark colored
Honda was involved. Just after finding the victim’s body, the deputies saw a vehicle
matching the Honda’s description. It was traveling in excess of 75 miles per hour. The
Honda passed two deputies traveling in an unmarked patrol unit. The deputies
immediately activated the signal lights and siren to conduct a traffic stop. The Honda
slowed down and finally stopped.
There were four people in the Honda. Josh Hernandez (Josh) was the driver.
Defendant was sitting in the front passenger seat. Santos Hernandez (Santos), Josh’s
brother, and Rodney “Lance” Zayas were in the back seat.3
Josh was wearing a black baseball cap with a red letter “C,” and had a red bandana
hanging out of his back pocket. Josh had a tattoo on his arm in red ink which said
“Hernandez de Catela.”
Zayas had a .22-caliber live bullet in his pocket. Zayas also had “X4” and “TC”
tattoos, which were gang-related. Santos had a “C” tattoo on his arm, which stood for
Catela. Defendant did not have any visible tattoos and was not wearing any red or gang-
related attire when he was arrested.
3We will refer to Santos and Josh by their first names for ease of reference; no
disrespect is intended.
4.
At an in-field showup, one of the witnesses identified Zayas as the gunman, and
said the three other suspects had been in the Honda.
Search of the car
A Taurus nine-shot .22-caliber revolver was found on the floorboard of the
Honda’s backseat. It contained one .22-caliber live round but no expended shells. A
plastic case was also in the backseat, and it contained a single .22-caliber live round and a
cylinder lock. The live rounds which were found in Zayas’s pocket, the revolver, and the
plastic case were the same brand.
There were two CD cases in the car marked with the words “NorCal” and other
northern gang-related words. There were beer bottles in the car.
Searches of the suspects’ residences
The deputies searched defendant’s bedroom in his mother’s house and found a
Blackberry cell phone with gang photographs; a school group photo which depicted one
person throwing a “four” sign and had derogatory phrases about the southern gang
written on it; and other papers with gang letters on them. Defendant shared the bedroom
with his brother, and the cell phone belonged to his brother.
When the deputies searched Josh’s house in Bakersfield, they found a coffee mug
with a drawing of the Huelga bird, the words “Catela, BPC,” drawings of the “smile now,
cry later” masks, and it said: “ ‘F*** those who oppose.’ ” There was a photograph of
Josh “throwing up” a “four” sign with a red rag, signifying the Norteno gang.
Detective Crystal Derington testified that “Brown Pride Catela” was a northern
gang in Cutler, and the words on the mug were “basically calling out their rival saying
that they’ll take care of business and do what it takes to stand their ground and take
control of their territory .…”
Zayas’s house in Orosi was searched, and the deputies found a .12-gauge
Mossberg semiautomatic shotgun under the dresser in Zayas’s bedroom. It contained
5.
five shotgun shells. There was red clothing in Zayas’s bedroom closet. The deputies also
found three letters from jail inmates and a page of gang-rap lyrics.
The fatal gunshot wound
The victim suffered two gunshot wounds. The fatal wound entered his upper lip,
just below his nose. The bullet traveled front to back, slightly downward, and slightly
right to left. It fractured the victim’s teeth4 on his upper jaw, continued through the
airway in the back of the mouth, severed the brain stem from the spinal cord, and went
through the base of the skull. There was a fragment exit wound on the back of his scalp.
A small caliber bullet fragment with rifling marks was recovered from his neck. This
bullet wound was “immediately” fatal.
The victim had a second gunshot wound which entered the right side of his back.
The bullet’s trajectory was at an angle – slightly back to front, upward, and slightly left to
right. The bullet hit the liver, entered the right chest cavity, and hit a rib. There was no
exit wound. A deformed, small caliber bullet with rifling marks, and bullet fragments
were recovered from the victim’s body.
There were multiple abrasions on the victim’s face and body. The victim’s blood-
alcohol level was 0.18 percent, and there was evidence that he had ingested marijuana.
Defendant’s first statement
At 7:32 a.m. on August 29, 2009, Detective Zaragoza conducted a videotaped
interview with defendant. He advised defendant of the warnings pursuant to Miranda v.
Arizona (1966) 384 U.S. 436 (Miranda), and defendant agreed to answer questions about
the homicide.5 Defendant, who was 23 years old, said Josh picked him up the previous
4 Several teeth were found on the street near the victim’s body.
5 The videotapes of defendant’s two interviews were played for the jury and not
transcribed by the court reporter. The prosecution apparently prepared transcripts for the
jury to review during trial, but the transcripts were not introduced into evidence or
6.
day, and Zayas and Santos were in the car. Josh drove them to a cemetery, where they
visited the grave of Josh’s brother. They stayed there for about two hours and drank beer.
Defendant said they left the cemetery in Josh’s car. They were driving through Orosi
when defendant fell asleep. Defendant said when he woke up, the deputies were behind
Josh’s car to conduct the traffic stop. Defendant said he did not know anything about a
homicide, he did not do anything wrong, and he fell asleep after they left the cemetery.
At the end of the interview, Detective Zaragoza told defendant he was going to be booked
into jail and asked if he claimed membership in a gang. Defendant said he was not
involved in any gangs, and he could be housed in general population in the jail.
While not depicted on the videotape, Detective Zaragoza testified that defendant
was “dry heaving” into a waste basket for about 10 to 15 minutes at the beginning of the
interview, but he was coherent and did not appear under the influence. The videotape
reflects that defendant was calm and polite during the interview.
Defendant’s second statement
Around 9:00 a.m. on the same day, defendant asked to speak to the detectives
again, and said he had been too scared to tell the truth. Detective Zaragoza conducted
another videotaped interview. Defendant was again advised of the Miranda warnings,
and defendant said he wanted to talk to Zaragoza. Defendant was very calm and polite
during the interview.
Defendant said he lied during the first interview to protect Zayas, and that Zayas
fired the gun. Defendant said they left the cemetery in Josh’s car. Josh was driving,
defendant was in the front passenger seat, and Zayas and Santos were in the back seat.
included in the record. Our summary is based on our review of the videotapes
themselves, introduced as exhibit Nos. 69 and 70.
7.
Defendant said there were two men walking on the street, and they were wearing
blue. Josh drove past them, then turned the car around and pulled up right next to them.
Defendant said they did not yell at the men but “we all recognized them.”
Detective Zaragoza asked defendant, “Who came up with the idea to go
mobbing?”6 Defendant replied: “Well, we all did but we never thought that that was
going to happen.” Defendant said they had decided to have a barbeque, but first they
were going to do a little mobbing. They were driving around and “one thing led to
another.”
On further questioning, defendant said that Zayas was the person who said they
should go mobbing. Defendant said he never agreed to go mobbing but admitted that he
remained in the car. Defendant said Zayas always had the gun, but defendant claimed he
did not know about the gun before the shooting.
Detective Zaragoza asked defendant if going mobbing meant they were going to
look for southerners. Defendant said, “Not necessarily,” and that it could mean that they
were going to look for someone or just drive around and cruise. Defendant denied that
the Surenos were their targets.
Defendant said Zayas started firing the gun. Defendant said no one else got out of
the car. Defendant thought Zayas fired five or six shots. Defendant said everyone in the
car was stunned that Zayas had a gun and fired the shots.
Defendant said that after Zayas finished shooting, Zayas got back in the car and
said, “ ‘[L]et’s get the f*** out of here,’ ” and “ ‘I got ‘em, I got ‘em.’ ” Josh took off for
Orosi, but the deputies stopped them.
6 As we will explain post, the prosecution’s gang expert testified that “mobbing”
meant “to get together” in a vehicle, look for a rival gang member, and take action
against that person.
8.
Detective Zaragoza asked defendant if he was a Norteno. Defendant said no.
Defendant said he lived in Cutler, that there were a lot of northerners, and some were his
friends. Defendant said some people were gangbangers, and he “kicked it” with them,
but claimed he was not in a gang.
Defendant said he “kicked it” with Santos, Josh, his brothers and cousins.
Defendant knew Santos and Josh were northerners. Defendant was asked: “Do you kick
it with northerners?” Defendant nodded his head, “[Y]es.” Defendant was asked,
“[W]hich clique?” Defendant said: “I was never in a clique. I just hung around with
them.”
Defendant said he hung around with Santos, Josh, and with “BPC.” Defendant
was asked, “[H]ow long you been kicking it with them?” Defendant replied: “A long
time … seven or eight years.”
“Q. So you kick it with the BPC, the northerners?
“A. Yeah.”
Defendant was repeatedly asked if he knew Zayas had a gun before the shooting.
Defendant eventually admitted that “we knew” Zayas had a gun before the shooting,
because Zayas picked up the gun at his house. Defendant explained they left the
cemetery and drove to Zayas’s house. Zayas went into the house and then returned to
Josh’s car. Defendant said when Zayas got into the car, he showed them that he had a
gun, and it was a chrome .22- or .25-caliber revolver. Defendant admitted he had seen
Zayas with a gun on other occasions. Defendant said they carried guns to feel safe from
the southerners.
Defendant repeatedly denied that he touched the gun. When asked if his
fingerprints could be on the gun, defendant said they might be. Defendant then added
there was a “big possibility” that he touched the gun, but he could not remember since he
was drunk that night.
9.
Defendant admitted that southerners had once shot at him. He knew that
southerners had shot Josh a couple of times. Defendant also knew that Zayas’s brother
had been murdered by a southerner in a gang-related shooting.
As the interview continued, defendant was asked if anyone in the car said they
should look for southerners. Defendant said that Zayas said, “ ‘[H]ey, f***, let’s go look
for some scraps.’ ” Defendant said they “ran into those guys,” and Zayas said they were
“scraps.” Defendant admitted that he said, “[F]*** ‘em” when he saw the two men on
the street.
Defendant said Zayas got out of the car, fired the shots, got back into the car, and
said, “ ‘I got ‘em, I got ‘em.’ ” Defendant said Zayas meant he got the southerner he had
shot. Josh and Santos said, “ ‘[L]et’s jam.’ ” Defendant said, “Let’s get the f*** out of
here.”
Defendant was asked what they talked about in the car before the traffic stop.
Defendant said they were all “tripping out.” Zayas was scared, and he wanted defendant
to run away with the gun. Defendant said no because he didn’t shoot the gun.
“Q. You’ve been a northerner for what, eight years…?
“A. Not anymore since today. F*** that. I don’t need this shit, man.”
Defendant said he wanted “witness protection” and did not want to be involved
with gangs.
PROCEDURAL HISTORY
Defendant, Josh, Santos, and Zayas were jointly charged with count I, conspiracy
to commit murder (§§ 182, subd. (a)(1) & 187); count II, first degree murder of Bello
(§ 187, subd. (a)), with a special circumstance that the offense was committed by active
10.
participants in a criminal street gang (§ 190.2, subd. (a)(22)); and count III, attempted
murder of the second man (§§ 664/187, subd. (a)).7
As to all counts, it was alleged that a principal personally and intentionally
discharged a firearm which proximately caused death (§ 12022.53, subds. (d), (e)(1)); and
the offenses were committed for the benefit of a criminal street gang (§ 186.22, subd.
(b)(1)(C)). As to count II, murder, it was separately alleged that codefendant Zayas
personally used a firearm (§ 12022.5, subd. (a)(1)).
Defendant pleaded not guilty. The court granted the prosecutor’s motions to sever
defendant’s trial from the three codefendants, and to dismiss count III, attempted murder,
against defendant.
After a separate jury trial, Zayas was found not guilty of first degree murder, and
guilty of the lesser included offense of second degree murder with a firearm and gang
enhancements. He was found not guilty of attempted murder. Zayas was sentenced to 40
years to life. (People v. Zayas (F062556) filed 6/21/2012)
Santos pleaded no contest to voluntary manslaughter and the gang enhancement,
with an indicated sentence of 16 to 21 years in prison. The record is silent as to the
disposition of the charges against Josh.
Defendant was tried separately for count I, conspiracy to commit murder, and
count II, first degree murder with a special circumstance, and the special allegations.
Santos testified for the prosecution at defendant’s jury trial. Santos stated that he was
concerned for his safety and considered a “rat” by the Nortenos because he was testifying
against defendant.
7While defendant was charged with murder with a special circumstance, the
prosecutor announced that she would not seek the death penalty.
11.
SANTOS’S TRIAL TESTIMONY
Santos testified that he had been a member of the North Side Cutler Norteno gang,
but he was no longer in a gang. The Nortenos lived in Cutler while the Surenos, their
rivals, lived in Orosi. Santos had an “X-4” tattoo on his arm which meant 14, the number
claimed by the Nortenos.
Santos testified he did not know if his brother, Josh, had also been a member of
the Nortenos, but admitted that Josh hung out with him, and he was involved with the
Nortenos. Santos and Josh had been shot at on previous occasions by members of the
Sureno gang. Santos testified that Zayas was also a member of the Nortenos.
Santos had known defendant for 10 years. They worked together and frequently
drank and went to parties together. Santos did not know if defendant was involved with a
gang. Santos did not talk about his own gang status with defendant, but “everybody
knew that I was” in the gang.
The cemetery
Santos testified that on the morning of August 28, 2009, he and his wife went to
the cemetery in Sultana to visit the grave of his younger brother, who had died in a car
accident. Josh arrived separately in his Honda. Santos’s wife left, and Santos and Josh
remained at the cemetery. Santos and Josh drank beer and cried about their brother.
While Santos was at the cemetery, he received a call from Zayas. Santos told
Zayas where they were. Around 1:00 p.m., Zayas arrived at the cemetery. Zayas’s older
brother was also buried there. Santos knew that Zayas’s brother had been shot and killed
by South Siders.
Santos testified they called defendant while they were still at the cemetery,
because they wanted to arrange a barbeque. They left the cemetery, drove to defendant’s
house, and picked him up. They bought more beer, and then returned to the cemetery.
Santos testified the four men stayed at the cemetery and drank beer. Zayas was
angry and upset as he thought about his brother.
12.
Zayas retrieves the gun
Santos testified that around 6:00 p.m., they left the cemetery in Josh’s Honda.
Josh was driving, defendant was in the front seat, and Santos and Zayas were in the back
seat.
Josh drove the group to Zayas’s house in Orosi so Zayas could get some money
for food. Zayas went into the house while the other men stayed in the car and continued
to drink.
Santos testified that when Zayas returned to the car, he had a revolver in his
waistband. Santos was surprised to see the gun. Josh briefly took the gun from Zayas to
make sure it was not loaded. Santos and defendant did not hold the gun.
Santos testified that Zayas said, “ ‘Let’s go for a ride,’ ” and used the term
“mobbing.” Santos believed that Zayas was “mad, looking for trouble” with South
Siders. Santos knew the term “Scrap hunting” meant mobbing with a gun. Santos
testified that everyone in the car knew Zayas had a gun. Santos thought Zayas was just
looking for a fight. Santos testified none of them tried to get out of the car. Josh
continued driving, and they all agreed to drive to Orosi to go mobbing.
The shooting
Santos testified they drove around Orosi looking for Scraps. Zayas saw “two
guys” wearing blue hats who were walking on Avenue 416. Josh drove past the two men
and Zayas yelled something at them. Defendant swore at the two men. The two men
yelled something back, and they threw something at Zayas.
Santos testified Josh turned the car around and drove up to the two men. Zayas
got out of the car and fired shots at them. Santos testified it happened very quickly.
Santos, Josh, and defendant stayed in the car. Zayas fired five or six rounds. Santos
could not tell if he hit anyone.
Zayas got back into the car and said, “ ‘I think I got one.’ ” Santos testified that he
had no idea that Zayas was going to shoot anyone. Josh and defendant were shocked
13.
about what Zayas did. Santos testified that Zayas shot a Sureno because he was mad that
a Sureno killed his brother.
Josh immediately drove away from Orosi. No one in the car said anything. The
deputies pursued them. When the deputies appeared behind their car, Zayas looked
scared and told defendant to take the gun and run away. Defendant refused and Josh
stopped the car.
Santos testified that after he was arrested, he was placed in a patrol car with
defendant. Santos told defendant that he was going to claim he was drunk. Defendant
did not say anything. Santos testified that when he was initially interviewed, he claimed
he was drunk and passed out. However, he later told the detectives what happened in the
car.
GANG EXPERT’S TESTIMONY
Tulare County Sheriff’s Detective Steven Sanchez was assigned the North County
Gang Violence Special Unit. He testified the Norteno gang claimed the color red and the
number 14. The letters “TC” were a local Norteno tattoo which meant Tulare County.
Other Norteno tattoos included “X4” for 14, and the Huelga bird.
The Norteno subset gangs in Tulare County included the Brown Pride Catela
(BPC), North Side Catela, and East Side Orosi.8 There were over 150 Norteno gang
members in the Cutler-Orosi area. The primary activities of the Norteno gang included
homicide, attempted homicide, robbery, carjacking, and felony graffiti. One of the goals
of the gang was to instill fear of retaliation.
The Surenos were the rivals of the Nortenos and claimed the color blue and the
number 13. A derogatory name for the Surenos was Scraps.
8 Another officer testified that Brown Pride Catela was the predominant Norteno
gang in the area.
14.
Detective Sanchez testified that gang members gain respect by being feared in the
community. When they are disrespected, they will be seen as weak unless they respond.
They could be disrespected by rival gang members yelling their names or tagging graffiti
in their turf. Gang members will typically commit offenses in front of fellow gang
members. They will achieve greater status within their gang if they commit violent
crimes. It is a sign of betrayal for a gang member to testify against another gang
member.
“Mobbing”
Detective Sanchez testified there was a Norteno turf war in the Cutler-Orosi area.
Surenos claimed Orosi while Nortenos claimed Cutler, and the two towns were separated
by one street. The violence between the two gangs had escalated within the past five
years because each gang was trying to claim the other city as their turf.
Sanchez explained that “mobbing” meant “to get together” in a vehicle, look for a
rival gang member, and take action against that person. It was common for gang
members to go mobbing and look for their rivals. Detective Sanchez did not know if it
was common for gang members to have a weapon while they were mobbing. “Scrap
hunting” meant that a Norteno was looking for a rival Sureno.
Predicate offenses
Detective Sanchez testified about two predicate offenses involving members of the
Norteno gang in Tulare County. Robert Clevenger and Enrique Gonzalez, members of
BPC, were convicted of committing an assault with a deadly weapon in May 2007. They
were driving around in the Orosi area, confronted two Surenos, and Gonzalez opened fire
on the Surenos. The participants in the other predicate offense were Javier Sahagun,
Humberto Melchor, and George Lua, also members of BPC, who were convicted of
committing an assault with a deadly weapon in October 2008. They had been in a car
which opened fire on a Sureno in Cutler.
15.
Gang status
Detective Sanchez testified that in order to validate a person as a gang member,
law enforcement officers rely on certain criteria. Based on such criteria, Zayas was a
validated member of the Norteno gang: he had previously associated himself with the
Nortenos when he was booked into jail, he had gang-related tattoos, and gang-related
items were found at his house. Josh was also a validated Norteno and member of BPC.
Josh often associated with Zayas. Josh was wearing Norteno clothing and colors when he
was stopped after the shooting, he had gang-related tattoos, and gang indicia was found at
his house. Santos was a validated gang member and admitted being a member of North
Side Catela.
Detective Sanchez testified that defendant did not possess any gang indicia when
he was arrested in this case. The officers did not find any weapons or gang-related attire
when they searched defendant’s house. Defendant has a tattoo of his last name on his
leg. It was common for gang subjects to have such tattoos, but Sanchez conceded it was
not a gang-related tattoo.
Detective Sanchez conceded that as of the day before the homicide in this case,
defendant did not meet any of the criteria used to validate a person as a gang member.
He was unable to locate any field interview or crime reports about defendant.
However, Sanchez testified that someone could be validated as a gang member by
meeting the gang criteria based on one actual crime committed by that person. Sanchez
believed defendant was a validated Norteno and part of BPC as of the date of the
shooting because he admitted gang membership during his interview with Detective
Zaragoza; he associated with gang members; he was involved in a gang-related crime;
and he possessed gang indicia, gang writings, and gang photographs at his house.
When defendant was booked in this case, defendant said he did not have any
known enemies. However, the intake officer who interviewed defendant reported that
16.
defendant said he was a Norteno dropout, and had known enemies in custody from both
southern and northern sides.
Detective Sanchez testified that when defendant was interviewed by the officers
about the homicide, he admitted that he had been associated with BPC for approximately
eight years. He never claimed to be a dropout. Defendant also admitted that he “kicked
it” with “ ‘these guys,’ ” identified as Santos, Josh, and their cousins. Defendant told the
detectives that Zayas picked up the gun from his house, that it was Zayas’s idea to go
mobbing, and defendant knew they were going to go out and “look for some Scraps.”
Defendant said that he saw the two men walking down the street, and he thought they
were Surenos. Defendant admitted that he said, “ ‘[F]*** ‘em.’ ” Detective Sanchez
testified such a phrase meant to assault the rivals.
Sanchez testified the items found in defendant’s bedroom were also indicative of
Norteno gang membership, including the photograph with “BPC” written on it, along
with the words, “ ‘gang that all his Scraps belong 6 feet under.’ ” Some of the people in
the photograph were “X-ed” out in blue ink. Sanchez testified it was common to find
yearbooks which belonged to gang members, where they had crossed out the pictures of
rival gang members. Sanchez admitted that he did not know if defendant wrote the gang
language on the photograph. The Blackberrry cell phone, which belonged to defendant’s
brother, contained a photograph that depicted defendant with six individuals, posing with
a marijuana plant. Some of the subjects were flashing Norteno gang signs. However,
defendant was not flashing a gang sign.
Hypothetical question
The prosecutor asked Detective Sanchez a hypothetical question about four
Nortenos who visit the cemetery and talk about a relative who was killed by a Surenos.
They decide to go mobbing, and the surviving relative picks up his gun. They drive
around and see two guys wearing Sureno blue. The Nortenos shout out gang slurs, the
two guys in blue yell something in return. The driver makes a U-turn and pulls up to
17.
where the two guys are walking. The gunman shoots at both men in blue, and he kills
one of them.
In response, Detective Sanchez testified that such a high-profile assault would be
committed for the gang’s benefit, and boost the gang members’ status within the gang.
“Also, it continues the war on the streets between the North and South, especially in the
Cutler-Orosi area[,]” and this one incident would “fuel ten other incidents that happen in
the future because of this. It’s going to continue the gang war. It also sends a message to
the rivals that one gang is particularly responsible for doing the shooting.”
DEFENSE EVIDENCE
Scott LaFleur had been defendant’s high school English teacher in the late 1990s.
LaFleur described defendant as a great kid, and he was shocked to hear about the charges
against him.
Manuel Lopez lived next to defendant in Cutler and had known him for 15 years.
Lopez described defendant as a quiet person who was not violent. Lopez was also
surprised when he heard about this case. Lopez never knew defendant to be involved
with gangs.
Defendant’s trial testimony
Defendant testified that he hung around with Josh and Santos. He knew they were
Nortenos, but testified that they had a social relationship. On the day of the shooting,
they picked him up and drove to the cemetery where they drank beer and smoked
marijuana. Defendant said he did not know Zayas’s brother, but knew he had been shot
by rival gang members.
Defendant testified that they drove to Zayas’s house to pick up money for a
barbeque. Zayas returned to the car and showed them a gun. Josh took the gun away
from Zayas to make sure it was not loaded. Defendant became concerned and asked Josh
to take him home. However, defendant did not try to leave.
18.
Defendant testified that “mobbing” meant drinking, smoking weed, and driving
slowly. He admitted that mobbing could lead to trouble. Defendant saw the two men in
blue walking down the street. Defendant pretended not to see them, but Zayas started
yelling and exchanging words with them. Defendant told Josh to keep driving, but he did
not tell Josh to pull over and let him out.
Defendant testified Josh turned around and drove up to the two men. Zayas got
out of the car and started shooting. Defendant never thought Zayas would shoot anyone,
and he was shocked when Zayas opened fire. After the shooting, defendant said, “ ‘Let’s
get the f*** out of here[,]’ ” because he had nothing to do with it. Defendant did not
want to wait for the police to arrive, because he was afraid that Zayas might believe he
was a “rat” and kill him too.
Defendant testified that he was not completely honest when he was initially
interviewed in this case. He was shocked, sick, and afraid, and he was trying to protect
Zayas. Defendant felt scared and pressured by the gang investigators. Defendant
decided to ask for the second interview to clear things up.
Defendant admitted that he lied during his interviews with the officers. During
one of the interviews, he said that he might have touched the gun in the car. He only said
that because he felt pressured by the officers. Defendant testified that he never touched
the gun. Defendant admitted that he also told the officers that he said, “ ‘[F]*** em,’ ”
when he saw the two men walking on the street. However, defendant testified he never
actually said that when he was in the car.
Defendant knew Josh, Santos, and Zayas were Nortenos, and he got into the car
that day with three known Nortenos. Defendant admitted that he said he “kicked it” with
Josh and Santos, but he never said he was a Norteno or in BPC, and he had never been in
a gang.
19.
Defendant testified the school photograph found in his bedroom belonged to a
friend, and someone else wrote on the picture. Defendant claimed that the officers
“labeled” him as a Norteno dropout.
Verdicts and sentence
Defendant was convicted of count I, conspiracy to commit murder. In count II, he
was found not guilty of first degree murder, but guilty of second degree murder as a
lesser included offense. The jury found the firearm and gang enhancements true. He was
sentenced to 50 years to life.
DISCUSSION
I. Instructions for conspiracy to commit murder
Defendant contends his conviction in count I for conspiracy to commit murder
must be reversed because the conspiracy instructions referred the jury back to the murder
instructions, and the murder instructions included an implied malice theory. Defendant
correctly notes that a conviction for conspiracy to commit murder must be based on
express malice and cannot be based on an implied malice theory. Defendant argues that
the instructions incorrectly permitted the jury to convict him of conspiracy based on an
implied malice theory, and the instructional error was prejudicial. We agree and must
reverse his conviction in count I.
A. Murder
“Murder is the unlawful killing of a human being ... with malice aforethought.”
(§ 187, subd. (a).) Murder is divided into first and second degree murder. (§ 189; People
v. Chun (2009) 45 Cal.4th 1172, 1181.) First degree murder is a “willful, deliberate, and
premeditated killing.” (§ 189.)
“Second degree murder is defined as the unlawful killing of a human being with
malice aforethought, but without the additional elements – i.e., willfulness,
premeditation, and deliberation – that would support a conviction of first degree murder.
[Citations.]” (People v. Nieto Benitez (1992) 4 Cal.4th 91, 102, italics in original; People
20.
v. Swain (1996) 12 Cal.4th 593, 600 (Swain).) There are three theories of second degree
murder: unpremeditated murder with express malice; implied malice murder; and second
degree felony murder. (Swain, supra, 12 Cal.4th at p. 601.)
Malice aforethought “may be express or implied.” (§ 188.) Malice may be, and
usually must be, proved by circumstantial evidence. (See People v. Lashley (1991) 1
Cal.App.4th 938, 945-946; People v. James (1998) 62 Cal.App.4th 244, 277.)
Malice is express “ ‘when there is manifested a deliberate intention unlawfully to
take away the life of a fellow creature.…’ ” (Swain, supra, 12 Cal.4th at p. 600; People
v. Nieto Benitez, supra, 4 Cal.4th at p. 102.) “Express malice murder requires an intent to
kill. [Citations.]” (People v. Bohana (2000) 84 Cal.App.4th 360, 368.)
Malice is implied “ ‘when the killing results from an intentional act, the natural
consequences of which are dangerous to life, which act was deliberately performed by a
person who knows that his conduct endangers the life of another and who acts with
conscious disregard for life’ [citation].…” (People v. Lasko (2000) 23 Cal.4th 101, 107;
Swain, supra, 12 Cal.4th at p. 602.) Implied malice does not require an intent to kill.
(Lasko, supra, 23 Cal.4th at p. 107; People v. Bland (2002) 28 Cal.4th 313, 327.)
“[A]ll murders require, at the core of the corpus delicti of the offense, a
‘killing.’ [Citations.] … But only in the case of implied malice murder is
the requisite mental state – malice aforethought – implied from the specific
intent to do some act other than an intentional killing and the resulting
circumstance: a killing that has in fact occurred as ‘the direct result of such
an act.’ [Citation.]” (Swain, supra, 12 Cal.4th at p. 603, italics in original.)
B. Conspiracy
The crime of conspiracy is defined as “ ‘two or more persons conspir[ing]’ ‘[t]o
commit any crime,’ together with proof of the commission of an overt act ‘by one or
more of the parties to such agreement’ in furtherance thereof. [Citations.]” (Swain,
supra, 12 Cal.4th at p. 600.) Conspiracy is a specific intent crime requiring both an intent
to agree or conspire, and a further intent to commit the target crime or object of the
21.
conspiracy. (Ibid.; People v. Cortez (1998) 18 Cal.4th 1223, 1232 (Cortez).) “ ‘To
sustain a conviction for conspiracy to commit a particular offense, the prosecution must
show not only that the conspirators intended to agree but also that they intended to
commit the elements of that offense.’ [Citation.]” (Swain, supra, 12 Cal.4th at p. 600,
italics added in original.)
C. Swain and conspiracy
In Swain, the California Supreme Court addressed the type of murder which would
support a conviction for conspiracy to commit murder. Swain held that a conviction of
conspiracy to commit murder requires a finding of intent to kill, i.e., express malice, “and
cannot be based on a theory of implied malice.” (Swain, supra, 12 Cal.4th at p. 607.)
The court further held that conspiracy to commit murder cannot be based on the
underlying criminal objective or target offense of second degree implied malice murder.
(Id. at p. 603.)
Swain explained that conspiracy is an inchoate crime that does not require the
commission of the substantive target offense that is the object of the conspiracy, and that
“ ‘[a]s an inchoate crime, conspiracy fixes the point of legal intervention at [the time of]
agreement to commit a crime,’ and ‘thus reaches further back into preparatory conduct
than attempt ....’ [Citation.]” (Swain, supra, 12 Cal.4th at p. 600.) As to the target
offense of murder, Swain explained that unlawful intent to kill is the functional
equivalent of express malice. (Id. at p. 601.)
“[C]onspiracy is a specific intent crime requiring an intent to agree or
conspire, and a further intent to commit the target crime, here murder, the
object of the conspiracy. Since murder committed with intent to kill is the
functional equivalent of express malice murder, conceptually speaking, no
conflict arises between the specific intent element of conspiracy and the
specific intent requirement for such category of murders. Simply put,
where the conspirators agree or conspire with specific intent to kill and
commit an overt act in furtherance of such agreement, they are guilty of
conspiracy to commit express malice murder.…” (Id. at p. 602, italics in
original.)
22.
Swain explained that the same reasoning did not apply where the underlying
objective of the conspiracy is second degree implied malice murder. “Implied malice
murder, in contrast to express malice, requires instead an intent to do some act, the
natural consequences of which are dangerous to human life. ‘When the killing is the
direct result of such an act,’ the requisite mental state for murder – malice aforethought –
is implied. [Citation.] In such circumstances, ‘... it is not necessary to establish that the
defendant intended that his act would result in the death of a human being.’ [Citation.]
Hence, under an implied malice theory of second degree murder, the requisite mental
state for murder – malice aforethought – is by definition ‘implied,’ as a matter of law,
from the specific intent to do some act dangerous to human life together with the
circumstance that a killing has resulted from the doing of such act.” (Swain, supra, 12
Cal.4th at pp. 602-603, italics in original.)
“It is precisely due to this nature of implied malice murder that it would be
illogical to conclude one can be found guilty of conspiring to commit
murder where the requisite element of malice is implied. Such a
construction would be at odds with the very nature of the crime of
conspiracy – an ‘inchoate’ crime that ‘fixes the point of legal intervention
at [the time of] agreement to commit a crime’ ... – precisely because
commission of the crime could never be established, or deemed complete,
unless and until a killing actually occurred.” (Id. at p. 603, italics in
original.)
In Swain, one defendant was convicted of second degree murder and conspiracy to
commit second degree murder, and his codefendant was convicted of conspiracy to
commit second degree murder. Swain reversed the defendants’ convictions for
conspiracy to commit murder, and held the jury instructions were prejudicial, because the
jury was instructed on both express and implied malice murder as to the conspiracy
charge. Swain held the implied malice instructions would have allowed the jury to find
malice without a finding an intent to kill, and the jury returned general verdicts which did
23.
not reveal whether it returned the conspiracy convictions based on express malice.
(Swain, supra, 12 Cal.4th at p. 607.)
Swain held the error was not harmless under Chapman v. California (1967)
386 U.S. 18, because it could not be determined beyond a reasonable doubt “that the
erroneous implied malice murder instructions did not contribute to the convictions on the
conspiracy counts. Nor is there anything else discoverable from the verdicts that would
enable us to conclude that the jury necessarily found the defendants guilty of conspiracy
to commit murder on a proper theory, i.e., based on express malice or intent to kill[,]”
since one defendant was convicted of second degree murder, which could have been
based on implied malice, and the other defendant was found not guilty of murder.
(Swain, supra, 12 Cal.4th at p. 607.)
The California Supreme Court has reaffirmed that “all conspiracy to commit
murder is necessarily conspiracy to commit murder of the first degree .…” (Cortez,
supra, 18 Cal.4th at pp. 1231-1232.)
“[W]here two or more persons conspire to commit murder – i.e., intend to
agree or conspire, further intend to commit the target offense of murder,
and perform one or more overt acts in furtherance of the planned murder –
each has acted with a state of mind ‘functionally indistinguishable from the
mental state of premeditating the target offense of murder.’ [Citation.] The
mental state required for conviction of conspiracy to commit murder
necessarily establishes premeditation and deliberation of the target offense
of murder – hence all murder conspiracies are conspiracies to commit first
degree murder, so to speak.” (Id. at p. 1232, italics in original.)
“[T]he mental state required for conviction of conspiracy to commit express malice
murder necessarily equates with and establishes the mental state of deliberate and
premeditated first degree murder.” (Ibid., fn. 3, italics added.)
CALCRIM No. 563 defines the elements of conspiracy to commit murder. After
Swain was decided, the bench notes for CALCRIM No. 563 were revised to state:
“Do not cross-reference the murder instructions unless they have
been modified to delete references to implied malice. Otherwise, a
24.
reference to implied malice could confuse jurors, because conspiracy to
commit murder may not be based on a theory of implied malice.
[Citation.]” (Bench Note to CALCRIM 563 (2013) Vol. I, p. 363.)
With Swain’s holding in mind, we turn to the charges, instructions, and
convictions in this case.
D. Background
As to count I, conspiracy to commit murder, the jury was instructed with
CALCRIM No. 563, as to the elements of that offense:
“To prove the [defendant is] guilty of this crime, the People must prove,
one, the defendant intended to agree and did agree with Rodney Zayas,
Joshua Henandez, and Santos Hernandez to intentionally and unlawfully
kill.
“Two, at the time of the agreement, the defendant and one or more
of the other alleged members of the conspiracy intended that one or more of
them would intentionally and unlawfully kill.
“Three, the defendant, or Rodney Zayas or Joshua Hernandez, or
Santos Hernandez, or all of them committed at least one of the following
overt acts alleged to have accomplished the killing: Leaving cemetery,
pickup handgun, agreed to drive to Orosi to go mobbing for Surenos,
identity Surenos, made U-turn in car, drive back towards Surenos, exit car,
and aim gun at the two Surenos walking down the sidewalk, and shoot and
kill one of the Surenos. And … four, at least one of these overt acts was
committed in California.
“To decide whether the defendant committed these overt acts,
consider all of the evidence presented about the acts.
“To decide whether the defendant and one or more of the other
alleged members of the conspiracy intended to commit murder, please refer
to the instructions which define that crime.
“The People must prove that the members of the alleged conspiracy
had an agreement and intent to commit murder.…” (Italics added.)
As to count II, first degree murder, the jury was fully and correctly instructed with
the definitions of first and second degree murder, premeditation, malice aforethought, and
express and implied malice. (CALCRIM Nos. 500, 520 & 521.) The jury was instructed
25.
that defendant was guilty of first degree murder if the People proved he acted willfully,
deliberation, and with premeditation, and he acted willfully if he intended to kill. “All
other murders are of the second degree.”
E. Analysis
Defendant contends that CALCRIM No. 563, as given in this case, permitted the
jury to find him guilty of conspiracy to commit murder based on the legally incorrect
theory of implied malice murder. Defendant argues that CALCRIM No. 563 instructed
the jury to rely on the murder instructions for the definition of that offense, and that the
entirety of the murder instructions permitted the jury to convict defendant based on an
implied malice theory of second degree murder, as prohibited by Swain.
The People contend that defendant waived any instructional error because he
failed to object to CALCRIM No. 563 on any basis. We disagree. “Instructions
regarding the elements of the crime affect the substantial rights of the defendant, thus
requiring no objection for appellate review. [Citations.]” (People v. Hillhouse (2002) 27
Cal.4th 469, 503.) Defendant has not forfeited his right to raise this issue on appeal to the
extent the purported error affects his substantial rights. (§ 1259; People v. Smithey
(1999) 20 Cal.4th 936, 976, fn. 7; People v. Van Winkle (1999) 75 Cal.App.4th 133, 139.)
The People concede that CALCRIM No. 563 referred the jury to the murder
instructions, and the murder instructions allowed the jury to find defendant guilty based
on the theory of second degree murder based on implied malice. However, the People
contend the instructions complied with Swain because CALCRIM No. 563 expressly
stated that a conviction for conspiracy required the jury to find that defendant and one of
his coconspirators intended to kill.
The People are correct that the definitional paragraphs of CALCRIM No. 563
stated that the People had to prove that defendant agreed with Zayas, Josh, and Santos “to
intentionally and unlawfully kill,” that defendant and one or more of the other alleged
coconspirators intended that one or more of them would “intentionally and unlawfully
26.
kill,” and that the members of the alleged conspiracy “had an agreement and intent to
commit murder.” (Italics added.)
While “intent to kill” language was included in one portion of CALCRIM
No. 563, the People concede the instruction also stated:
“To decide whether the defendant and one or more of the other
alleged members of the conspiracy intended to commit murder, please refer
to the instructions which define that crime.” (Italics added.)
Whether instructions are correct and adequate is determined by consideration of
the entire charge to the jury. (People v. Wilson (1992) 3 Cal.4th 926, 943; People v. Holt
(1997) 15 Cal.4th 619, 677.) The jury in this case was expressly instructed to rely on the
definitional instructions for murder to determine whether defendant had the requisite
intent to be convicted of the offense of conspiracy to commit murder. The murder
instructions correctly defined first and second degree murder, and express and implied
malice.
As in Swain, however, the entirety of the instructions erroneously permitted the
jury to find defendant guilty of conspiracy to commit murder based on an implied malice
theory of murder. The CALCRIM No. 563 instruction should have been modified to
comply with Swain and clarify that while the murder instructions defined the underlying
offense, the jury could only convict defendant of conspiracy to commit murder based on
express malice, and not on implied malice.
Also, as in Swain, we cannot find the instructional error harmless beyond a
reasonable doubt because of the nature of the verdicts in this case. The jury returned a
general verdict that defendant was guilty of conspiracy to commit murder, without
specifying whether that conviction was based on express or implied malice. More
importantly, however, the jury found defendant not guilty of first degree premeditated
murder, and guilty of the lesser included offense of second degree murder.
27.
The instructional error would have been harmless if defendant had been convicted
of first degree murder, since that conviction would have been based on express malice.
Defendant’s conviction for second degree murder could have been based on either an
express or implied malice theory. (Swain, supra, 12 Cal.4th at p. 601.) Nevertheless, the
California Supreme Court has clarified that there is no viable offense of “ ‘conspiracy to
commit express malice “second degree” murder,…’ ” (Cortez, supra, 18 Cal.4th at
p. 1230.) Given the nature of the jury’s verdicts in this case, we are compelled to reverse
defendant’s conviction in count I for conspiracy to commit murder under the direction of
Swain.9
II. Substantial evidence for conspiracy to commit murder
Defendant contends there is insufficient evidence to support his conviction in
count I for conspiracy to commit murder because he did not have the requisite specific
intent to kill the victim as required in Swain; he did not enter into any agreement with
Zayas or the others to murder anyone; there is no evidence that their agreement to go
mobbing meant that a murder would occur; defendant and Santos testified they were
shocked when Zayas shot the victim; and defendant’s mere presence at the scene does not
constitute intentional participation in a conspiracy.
While we have reversed defendant’s conspiracy conviction, that reversal was
based on prejudicial instructional error which would not bar retrial on that count. We
must thus determine whether defendant’s conspiracy conviction is supported by
substantial evidence, separate and apart from the instructional error in this case.
9 Given our reversal of count I for instructional error, we need not address
defendant’s contention that the jury should have been instructed on lesser included
offenses for conspiracy.
28.
A. Substantial evidence
When a criminal conviction is challenged as lacking evidentiary support, “… the
court must review the whole record in the light most favorable to the judgment below to
determine whether it discloses substantial evidence – that is, evidence which is
reasonable, credible, and of solid value – such that a reasonable trier of fact could find the
defendant guilty beyond a reasonable doubt.” (People v. Johnson (1980) 26 Cal.3d 557,
578.) We must presume in support of the judgment the existence of every fact the jury
could reasonably deduce from the evidence. (People v. Kraft (2000) 23 Cal.4th 978,
1053.) “The same standard applies when the conviction rests primarily on circumstantial
evidence. [Citation.]” (Ibid.) “Reversal on this ground is unwarranted unless it appears
‘that upon no hypothesis whatever is there sufficient substantial evidence to support [the
conviction].’ [Citation.]” (People v. Bolin (1998) 18 Cal.4th 297, 331.)
B. Conspiracy to commit murder
“A conspiracy exists when one or more persons have the specific intent to agree or
conspire to commit an offense, as well as the specific intent to commit the elements of
that offense, together with proof of the commission of an overt act by one or more of the
parties to such agreement in furtherance of the conspiracy. [Citations.] These facts may
be established through the use of circumstantial evidence. [Citations.] They may also
‘ “be inferred from the conduct, relationship, interests, and activities of the alleged
conspirators before and during the alleged conspiracy. [Citations.]” ’ [Citations.]”
(People v. Herrera (2000) 83 Cal.App.4th 46, 64.)
As explained above, a conviction for conspiracy to commit murder requires a
finding of intent to kill, i.e., express malice, “and cannot be based on a theory of implied
malice.” (Swain, supra, 12 Cal.4th at p. 607.) In this case, defendant was found not
guilty of first degree premeditated murder, but guilty of second degree murder as a lesser
included offense; the verdicts are silent as to whether the jury’s finding of second degree
murder was based on express or implied malice.
29.
A conviction for unpremeditated second degree murder may be based on express
malice. (Swain, supra, 12 Cal.4th at p. 601.) We have explained that after Swain, the
California Supreme Court clarified that there is no viable offense of “ ‘conspiracy to
commit express malice “second degree” murder,…’ ” (Cortez, supra, 18 Cal.4th at
p. 1230.) However, defendant’s conviction for second degree murder does not mean that,
as a matter of law, he could not have been convicted of conspiracy to commit first degree
murder. “The Supreme Court [in Swain and Cortez] did not hold that a defendant may
not be found guilty of conspiracy to commit murder and also of the substantive offense of
murder in the second degree. While any conspiracy to commit murder is necessarily a
conspiracy to commit murder in the first degree, as Cortez holds, a person can conspire
to commit first degree murder but nonetheless commit a murder under circumstances that
were not contemplated and which amount to no more than murder in the second degree.
Indeed, it is possible for a person to conspire to commit a murder and for no murder to
occur. Whether a murder that does occur was premeditated or was prompted by
circumstances meeting the criteria of second degree murder is a question of fact, not one
of law.” (In re E.R. (2010) 189 Cal.App.4th 466, 470, fn. omitted.)
Thus, the jury’s verdict in count II for second degree murder does not mean that
defendant could not be convicted of conspiracy to commit first degree murder as a matter
of law. In addition, however, the jury’s verdict in count II does not mean the evidence
that might have supported a conspiracy verdict would have been insufficient as a matter
of law. We thus turn to the facts of this case to determine if there would have been
substantial evidence to support the jury’s verdict for conspiracy to commit first degree
murder, if the jury had been properly instructed on express malice.
C. Analysis
“[T]he unlawful design of a conspiracy may be proved by circumstantial evidence
without the necessity of showing that the conspirators met and actually agreed to commit
the offense which was the object of the conspiracy. [Citations.]” (People v. Zamora
30.
(1976) 18 Cal.3d 538, 559.) In addition, malice may be, and usually must be, proved by
circumstantial evidence. (People v. Lashley, supra, 1 Cal.App.4th at pp. 945-946; People
v. James, supra, 62 Cal.App.4th at p. 277.)
Based on the entirety of the record, particularly Santos’s trial testimony and
defendant’s second statement to the detectives, there would have been substantial
evidence to support the jury’s guilty verdict for conspiracy to commit first degree murder,
separate and apart from the instructional error. Defendant spent several hours at the
cemetery with his fellow Norteno gang members, drinking beer and mourning Zayas’s
brother, who had been killed by a rival gang member. They drove to Zayas’s house,
where he picked up the gun.
Santos testified that Zayas said, “ ‘Let’s go for a ride,’ ” and used the term
“mobbing.” Santos believed that Zayas was “mad, looking for trouble” with South
Siders. Santos knew the term “Scrap hunting” meant mobbing with a gun. Santos
testified that everyone in the car knew Zayas had a gun. While Santos claimed that Zayas
was just looking for a fight, he testified that they all agreed to drive to Orosi to go
mobbing and they drove around looking for Scraps. They saw the two men wearing blue,
Josh drove past the two men, and Zayas yelled something at them. Santos testified that
defendant swore at the two men. The two men yelled something back, and they threw
something at Zayas.
The witnesses who were also walking on the street testified that someone in the
Honda yelled “SuRat” at the two men in blue. One witness testified that the man in the
front passenger seat got out of the car and threw cans at the two men. Defendant was
sitting in the front passenger seat, and the officers later found beer cans near the victim’s
body.
During his second interview with Detective Zaragoza, defendant said that Zayas
said, “ ‘[H]ey, f***, let’s go look for some Scraps.’ ” Defendant said they “ran into those
guys,” and Zayas said they were “Scraps.” Defendant admitted that he said, “[F]***
31.
‘em” when he saw the two men on the street. The prosecution’s expert testified that such
a phrase meant to assault their rivals. However, defendant made that statement knowing
that Zayas had a gun.
It is a close question, but it could be argued that based on the circumstantial
evidence, defendant entered into a conspiracy with Josh, Santos, and Zayas to commit
first degree murder – to go “Scrap hunting” and murder a Sureno. The jury could have
found defendant guilty of second degree murder by concluding that the actual murder
lacked premeditation, deliberation, and willfulness, based on the circumstances of how
Josh drove past the two men men in blue, words were exchanged, and then Zayas got out
of the car and started shooting.
III. CALCRIM No. 400
At trial, the parties did not dispute that Zayas was the gunman. Defendant was
charged with first degree murder as an aider and abettor, and convicted of second degree
murder as a lesser included offense.
The jury received the following version of CALCRIM No. 400, on aiding and
abetting:
“A person may be guilty of a crime in two ways: One, he may have
directly committed the crime. I will call that person the perpetrator. Two,
he may have aided and abetted a perpetrator, who directly committed the
crime.
“A person is equally guilty of the crime whether he committed it
personally or aided and abetted the perpetrator who committed it.” (Italics
added.)
Defendant argues his conviction for second degree murder must be reversed
because of the inclusion of the italicized phrase “equally guilty” in CALCRIM No. 400.
Defendant argues this phrase has been repeatedly criticized as confusing, and it has been
removed from subsequent versions of CALCRIM No. 400. Defendant further argues the
inclusion of the phrase in this case was prejudicial because defendant did not share the
32.
same intent as the gunman, since defendant allegedly did not know that Zayas’s gun was
loaded or he intended to shoot someone.
The People contend that defendant has forfeited review of this issue since he did
not object to CALCRIM No. 400. However, defendant’s claim that the instruction
misstated the law or violated his right to due process “is not of the type that must be
preserved by objection. [Citations.]” (People v. Smithey, supra, 20 Cal.4th at p. 976,
fn. 7; see also § 1259; People v. Flood (1998) 18 Cal.4th 470, 482, fn. 7.) We thus turn
to the merits of defendant’s argument.
A. Aiding and Abetting
As explained above, murder is an unlawful killing committed with malice
aforethought. (People v. Cravens (2012) 53 Cal.4th 500, 507.) Malice may be either
express or implied. (Ibid.)
A defendant may be culpable for a crime as a direct perpetrator or as an aider and
abettor. To be culpable as an aider and abettor, the defendant must have acted with
knowledge of the criminal purpose of the perpetrator, and with an intent or purpose either
of committing, or of encouraging or facilitating commission of, the offense. (People v.
McCoy (2001) 25 Cal.4th 1111, 1118 (McCoy).)
With respect to the target offense intended by the aider and abettor, the aider and
abettor’s mens rea is the intent associated with the target offense. (McCoy, supra, 25
Cal.4th at p. 1118 & fn. 1.) “Generally, a person who is found to have aided another
person to commit a crime is ‘equally guilty’ of that crime. [Citations.]” (People v. Lopez
(2011) 198 Cal.App.4th 1106, 1118 (Lopez), italics in original.) In some circumstances,
however, the aider and abettor may be found guilty of a target offense that is greater or
lesser than the offense attributed to the perpetrator, depending on the particular states of
mind of the aider and abettor and the perpetrator and the availability of defenses to a
particular crime. (McCoy, supra, 25 Cal.4th at pp. 1114, 1118-1120; People v. Nero
(2010) 181 Cal.App.4th 504, 507, 513-517 (Nero); People v. Samaniego (2009) 172
33.
Cal.App.4th 1148, 1164 (Samaniego); Lopez, supra, 198 Cal.App.4th at p. 1118.) In the
context of a target offense, aider and abettor liability is premised on the combined acts of
all the participants, and “on the aider and abettor’s own mens rea.” (McCoy, supra, 25
Cal.4th at p. 1120, italics added.)
An aider and abettor may be guilty of a target offense that is lesser than the
perpetrator’s offense, depending on the aider and abettor’s state of mind and the
availability of defenses. (See Nero, supra, 181 Cal.App.4th at pp. 513-517; Samaniego,
supra, 172 Cal.App.4th at pp. 1163-1164.) As a result, it has been recognized that the
“equally guilty” language in CALCRIM No. 400 can be confusing or misleading.
(People v. Loza (2012) 207 Cal.App.4th 332, 348, fn. 8 (Loza); Lopez, supra, 198
Cal.App.4th at pp. 1118-1119 & fn. 5; Samaniego, supra, 172 Cal.App.4th at pp. 1163-
1165; Nero, supra, 181 Cal.App.4th at pp. 510 & 518.) The “equally guilty” language
creates the risk that the jury might think that if it finds the defendant in some way aided
the perpetrator with the criminal conduct, it necessarily must find the defendant guilty of
the same offense as the perpetrator, without determining the aider and abettor’s particular
state of mind. (See Loza, supra, 207 Cal.App.4th at p. 356; Nero, supra, 181
Cal.App.4th at p. 518; Samaniego, supra, 172 Cal.App.4th at p. 1165.)
B. Analysis
As defendant correctly points out, the word “equally” has been removed from the
“equally guilty” phrase in the pattern instruction on aiding and abetting. (Loza, supra,
207 Cal.App.4th 332, 348, fn. 8.) Defendant argues the court erroneously included the
phrase in the version of CALCRIM No. 400 given to the jury, and that error requires
reversal of his murder conviction. However, even assuming the inclusion of the phrase
was erroneous, the record demonstrates that any error was harmless beyond a reasonable
doubt pursuant to Chapman v. California, supra, 386 U.S. 18. (Samaniego, supra, 172
Cal.App.4th at p. 1165 [applying Chapman test to erroneous inclusion of “equally guilty”
in CALCRIM No. 400]; Lopez, supra, 172 Cal.App.4th at pp. 1119-1120.)
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In this case, the jury received both the general aiding and abetting instruction
containing the “equally guilty” language (CALCRIM No. 400), and the more specific
instruction (CALCRIM No. 401) that explained in detail the mental state necessary to
impose culpability on the basis of aiding and abetting rather than direct perpetration of a
crime. CALCRIM No. 401 stated that for defendant to be culpable as an aider and
abettor, the prosecution had to prove that the defendant knew “the perpetrator intended to
commit the crime,” the defendant intended to aid and abet the perpetrator in committing
the crime, and the “defendant’s words or conduct did, in fact, aid and abet the
perpetrator’s commission of the crime.” CALCRIM No. 401 correctly explained that
“[s]omeone aids and abets a crime if he knows of the perpetrator’s unlawful purpose, and
he specifically intends to and does, in fact, aid, facili[tate], promote, encourage, or
instigate the perpetrator’s commission of that crime.”
More importantly, the verdict in this case indicates that the jury was not confused
by the “equally guilty” language. Defendant was charged with first degree premeditated
murder with a special circumstance, based on the prosecution’s theory that defendant
shared Zayas’s alleged premeditated, deliberate, and willful intent to kill southerner gang
members. The jury found defendant not guilty of the charged offense, and guilty of
second degree murder as a lesser included offense, thus rejecting the prosecution’s theory
that defendant and Zayas shared the same intent.
In addition, this case is dissimilar from Nero and Loza, which deemed the “equally
guilty” language confusing and prejudicial. Nero and Loza found the inclusion of the
phrase was prejudicial because the juries in both cases asked questions during the
deliberations which reflected confusion about whether an aider and abettor could have a
less culpable state of mind, and the trial courts failed to clarify the confusion. (Nero,
supra, 181 Cal.App.4th at pp. 507, 510-520 [jurors asked if aider and abettor could be
less culpable; court re-read instruction containing “equally guilty” language]; Loza,
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supra, 207 Cal.App.4th at pp. 349, 352, 355-357 [jurors asked if they should consider the
aider and abettor’s state of mind; court referred jury back to the instructions].)
In contrast, the instructions in this case directed the jury to examine defendant’s
own particular mental state, and the jury did not ask any questions suggesting it did not
fully understand this requirement. The jury was also correctly instructed as to the
definitions of willful, premeditated, and deliberate attempted murder, and the mental state
of malice. The entirety of the instructions properly informed the jury as to the intent
required for aider and abettor culpability. We thus conclude that the inclusion in this case
of the phrase “equally guilty” in CALCRIM No. 400 was harmless beyond a reasonable
doubt. (Samaniego, supra, 172 Cal.App.4th at p. 1165.)
IV. Voluntary manslaughter instructions
Defendant was charged with first degree murder, and the jury received instructions
on second degree murder as the only lesser included offense. Defendant now contends
the court had a sua sponte duty to instruct the jury about both voluntary and involuntary
manslaughter as lesser included offenses of second degree murder. In this section, we
will address defendant’s contentions about voluntary manslaughter.
A. Sua sponte duty to instruct
“It is, of course, axiomatic that ‘in criminal cases, even in the absence of a request,
the trial court must instruct on the general principles of law relevant to the issues raised
by the evidence. [Citations.] ... That obligation has been held to include giving
instructions on lesser included offenses when the evidence raises a question as to whether
all of the elements of the charged offense were present [citations], but not when there is
no evidence that the offense was less than that charged.’ [Citation.] Thus, it has long
been settled that the trial court need not, even if requested, instruct the jury on the
existence and definition of a lesser and included offense if the evidence was such that the
defendant, if guilty at all, was guilty of the greater offense. [Citations.]” (People v. Kelly
(1990) 51 Cal.3d 931, 958-959; People v. Breverman (1998) 19 Cal.4th 142, 154-155.)
36.
“The failure to instruct on a lesser included offense in a noncapital case does not
require reversal ‘unless an examination of the entire record establishes a reasonable
probability that the error affected the outcome.’ [Citation.] ‘Such posttrial review
focuses not on what a reasonable jury could do, but what such a jury is likely to have
done in the absence of the error under consideration. In making that evaluation, an
appellate court may consider, among other things, whether the evidence supporting the
existing judgment is so relatively strong, and the evidence supporting a different outcome
is so comparatively weak, that there is no reasonable probability the error of which the
defendant complains affected the result.’ [Citation.]” (People v. Thomas (2012) 53
Cal.4th 771, 814, fn. omitted, italics in original.)10
B. Murder and manslaughter
As explained above, murder is an unlawful killing with malice aforethought.
(§ 187, subd. (a).) Malice is express when the defendant manifests a deliberate intention
to take away the life of another. (People v. Blakeley (2000) 23 Cal.4th 82, 87, 96.) A
defendant acts with implied malice when he acts with an awareness of endangering
human life. (People v. Knoller (2007) 41 Cal.4th 139, 143, 153.)
Both voluntary and involuntary manslaughter are lesser included offenses of
murder. (People v. Thomas, supra, 53 Cal.4th at p. 813; People v. Rios (2000) 23 Cal.4th
450, 460.) “The lesser included offense of manslaughter does not include the element of
malice, which distinguishes it from the greater offense of murder. [Citation.]” (People
v. Cook (2006) 39 Cal.4th 566, 596.)
10 This is a noncapital case for purposes of appellate review: defendant was
charged with first degree murder with a special circumstance, but the prosecutor
announced that she would not seek the death penalty, and defendant was ultimately
convicted of second degree murder. (See, e.g., People v. Thomas, supra, 54 Cal.4th at p.
814, fn. 11.)
37.
Malice is presumptively absent, and the crime constitutes voluntary manslaughter,
when a defendant, acting with intent to kill or conscious disregard for life, “kills ‘upon a
sudden quarrel or heat of passion’ (§ 192, subd. (a)), provided that provocation is
sufficient to cause an ordinarily reasonable person to act rashly and without deliberation,
and from passion rather than judgment. [Citation.] Additionally, when a defendant kills
in the actual but unreasonable belief that he or she is in imminent danger of death or great
bodily injury, the doctrine of ‘imperfect self-defense’ applies to reduce the killing from
murder to voluntary manslaughter. [Citations.]” (People v. Koontz (2002) 27 Cal.4th
1041, 1086.)
C. Garcia and Bryant
As to voluntary manslaughter, defendant does not contend that lesser included
offense instructions should have been given based on either heat of passion or
unreasonable self defense. Instead, defendant asserts the trial court had a sua sponte duty
to instruct the jury on a new, nonstatutory theory of voluntary manslaughter – a killing
committed without malice during the course of an inherently dangerous assaultive
felony – because the jury could have found that he did not know of or share Zayas’s
“murderous intent.” Defendant contends that “California courts have recognized a non-
statutory form of voluntary manslaughter: an unintentional killing in the course of an
aggravated assault.”
Defendant’s voluntary manslaughter argument is based on People v. Garcia
(2008) 162 Cal.App.4th 18 (Garcia). In that case, the defendant assaulted the victim with
the butt of a gun, causing the victim to strike his head on the pavement and suffer fatal
head injuries. Defendant argued he had only meant to hurt the victim and not to kill him.
The jury was instructed on murder, and the lesser included offense of voluntary
manslaughter based on provocation or imperfect self-defense. The defendant was
convicted of voluntary manslaughter. On appeal, the defendant argued the trial court had
a sua sponte duty to instruct the jury on involuntary manslaughter because there was
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substantial evidence the victim was killed without malice, i.e., without an intent to kill or
conscious disregard for human life. (Id. at p. 26.)
Garcia rejected defendant’s involuntary manslaughter argument. In doing so,
however, Garcia stated that “an unlawful killing during the commission of an inherently
dangerous felony, even if unintentional, is at least voluntary manslaughter.” (Garcia,
supra, 162 Cal.App.4th at p. 31.)
In People v. Bryant (June 3, 2013, S196365) ___ Cal.4th ___ [2013 WL 2372310]
(Bryant), the Fourth District relied on this language in Garcia and held the trial court
erred in failing to instruct the jury, sua sponte, that an unintentional killing without
malice during the course of an inherently dangerous assaultive felony constituted
voluntary manslaughter. (Bryant, supra, at pp. 2-3.)
When defendant filed his brief in his appeal, he relied on the Fourth District’s
opinion in Bryant. Defendant argued the trial court in this case also had a sua sponte duty
to give the same voluntary manslaughter instruction, based on Bryant’s interpretation of
Garcia. At the time that defendant filed his brief, however, the California Supreme Court
had granted review in Bryant and the case was not citable. (People v. Bryant, review
granted Nov. 16, 2011, S196365.) Nevertheless, defendant insisted the trial court had a
duty to give the same type of sua sponte instruction on voluntary manslaughter as the
Fourth District formulated in Bryant, and suggested in dicta in Garcia.11
11 We note that defendant was tried and convicted in this case in June 2011. The
Fourth District filed its appellate opinion in Bryant in August 2011, and the California
Supreme Court granted review in November 2011. The trial court in this case could
hardly have acquired a sua sponte duty to instruct on a theory that was dicta in Garcia,
had not been raised by defendant, and had not been addressed by an appellate court at the
time of defendant’s jury trial. As the California Supreme Court has explained, “the sua
sponte ‘rule seems undoubtedly designed to promote the ends of justice by providing
some judicial safeguards for defendants from the possible vagaries of ineptness of
counsel under the adversary system. Yet the trial court cannot be required to anticipate
every possible theory that may fit the facts of the case before it and instruct the jury
accordingly. The judge need not fill in every time a litigant or his counsel fails to
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In any event, the California Supreme Court has now issued its opinion in Bryant,
and rejected the Fourth District’s interpretation of voluntary manslaughter and Garcia.
Bryant explained: “A defendant commits voluntary manslaughter when a homicide that
is committed either with intent to kill or with conscious disregard for life – and therefore
would normally constitute murder – is nevertheless reduced or mitigated to manslaughter.
[Citation.]” (Bryant, supra, ___ Cal.4th ___ at p. 8.) “Although we have on occasion
employed somewhat different formulations to define the offense of voluntary
manslaughter, we have never suggested that it could be committed without either an
intent to kill or a conscious disregard for life.” (Id. at pp. 9-10.)
Bryant clarified that the court had never held “that a defendant may be found
guilty of voluntary manslaughter when he kills unintentionally and without conscious
disregard for life.” (Bryant, supra, ___ Cal.4th ___ at p. 11.)
“A defendant who has killed without malice in the commission of an
inherently dangerous assaultive felony must have killed without either an
intent to kill or a conscious disregard for life. Such a killing cannot be
voluntary manslaughter because voluntary manslaughter requires either an
intent to kill or a conscious disregard for life. To the extent that …
Garcia … suggested otherwise, it is now disapproved. [¶] Because a
killing without malice in the commission of an inherently dangerous
assaultive felony is not voluntary manslaughter, the trial court could not
have erred in failing to instruct the jury that it was.” (Id. at pp. 12.)
D. Analysis
Defendant contends the trial court had a sua sponte duty to instruct the jury with
Garcia’s “nonstatutory” theory of voluntary manslaughter, based on an unintentional
killing in the course of an aggravated assault. Defendant argues the jury could have
found that defendant did not know or share Zayas’s intent to kill even if he knew Zayas
discover an abstruse but possible theory of the facts.’ ” (People v. Flannel (1979) 25
Cal.3d 668, 683.)
40.
was armed, and the jury could have found that defendant only intended to aid and abet an
aggravated assault and did not appreciate the danger to life.
Defendant’s argument is meritless given the California Supreme Court’s complete
rejection of the Fourth District’s interpretation of Garcia, and the possibility that such a
theory of voluntary manslaughter exists. We thus conclude the trial court in this case did
not have a sua sponte duty to instruct the jury on any nonstatutory version of voluntary
manslaughter.
V. Involuntary manslaughter instructions
Defendant separately contends the court had a sua sponte duty to instruct on
involuntary manslaughter as another lesser included offense of murder. “Involuntary
manslaughter is manslaughter during ‘the commission of an unlawful act, not amounting
to a felony,’ or during ‘the commission of a lawful act which might produce death, in an
unlawful manner, or without due caution and circumspection.’ (§ 192, subd. (b).) ‘The
offense of involuntary manslaughter requires proof that a human being was killed and
that the killing was unlawful. [Citation.] A killing is “unlawful” if it occurs (1) during
the commission of a misdemeanor inherently dangerous to human life, or (2) in the
commission of an act ordinarily lawful but which involves a high risk of death or bodily
harm, and which is done “without due caution or circumspection.” ’ [Citation.]” (People
v. Murray (2008) 167 Cal.App.4th 1133, 1140.) There also exists a nonstatutory form of
the offense, which is based on the predicate act of a noninherently dangerous felony
committed without due caution and circumspection. (People v. Butler (2010) 187
Cal.App.4th 998, 1007.)
“[C]riminal negligence is the governing mens rea standard for all three forms of
committing the offense. [Citations.]” (People v. Butler, supra, 187 Cal.App.4th at
p. 1007.) Criminal negligence consists of “ ‘aggravated, culpable, gross, or reckless’
conduct that creates a high risk of death or great bodily injury and that evidences a
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disregard for human life or indifference to the consequences of the conduct. [Citations.]”
(Garcia, supra, 162 Cal.App.4th at pp. 27-28.)
As explained in section IV, ante, Garcia addressed whether the trial court in that
case had a sua sponte duty to instruct on involuntary manslaughter as a lesser included
offense of murder, where the defendant hit the victim in the face with the butt of a
shotgun. (Garcia, supra, 162 Cal.App.4th at p. 22.) Garcia clarified that an unlawful
killing during the commission of an inherently dangerous felony was not involuntary
manslaughter. (Id. at p. 31.) Garcia concluded the court did not have a sua sponte duty
to give involuntary manslaughter instructions because the defendant’s conduct
constituted either assault with a deadly weapon or assault with a firearm, and both
offenses were inherently dangerous felonies. (Id. at pp. 22, 31-32.)
Defendant argues that the court should have instructed on involuntary
manslaughter in this case because the jurors could have had a reasonable doubt whether
defendant knew Zayas was armed with a loaded gun. Defendant asserts that if he “only
intended to aid and abet a simple assault or battery and acted with criminal negligence, he
would be guilty of involuntary manslaughter at most.”
While Bryant rejected the Fourth District’s discussion of Garcia and voluntary
manslaughter, the majority opinion declined to address Garcia’s analysis of involuntary
manslaughter. (People v. Bryant, supra, ___ Cal.4th ___ at p. 12.) We note that Justice
Kennard filed a concurring opinion and found an assault with a deadly weapon can
constitute the unlawful act that makes a killing which occurs during the assault an
involuntary manslaughter. (Id. at pp. 4-5 [Conc. Opn., Kennard J.].) Justice Kennard
believed “a killing committed during an unlawful act amounting to a felony is
involuntary manslaughter, notwithstanding the appearance of the phrase ‘not amounting
to felony’ in section 192’s subdivision (b).…” (Id. at p. 6.) In reaching this conclusion,
however, Justice Kennard further found the trial court in Bryant did not have a sua sponte
duty to instruct on this theory of involuntary manslaughter, because it was based “on a
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legal principle that has been so ‘obfuscated by infrequent reference and inadequate
elucidation’ that it cannot be considered a general principal of law. [Citation.].” (Id. at
pp. 6-7.)
In any event, while a homicide may constitute involuntary manslaughter if it
occurs during the commission of a misdemeanor inherently dangerous to human life, that
definition would not apply in this case. Both assault with a deadly weapon and assault
with a firearm are inherently dangerous felonies. (Garcia, supra, 162 Cal.App.4th at
p. 28, fn. 4.) Defendant admitted that he knew Zayas had retrieved a gun, Zayas was
angry and upset about his brother’s death at the hands of southerners, and defendant
agreed with Zayas and the others to drive around and look for southerners. Defendant
also admitted that he and his associates carried weapons to feel safe from southerners
because of past shooting incidents.
An involuntary manslaughter instruction was not warranted under the facts of this
case. An instruction on a lesser included offense is not required if the evidence was such
that the defendant, if guilty at all, was guilty of the greater offense. (People v. Kelly,
supra, 51 Cal.3d at p. 959.) A manslaughter theory requires the killing be committed
without malice (People v. Cook, supra, 39 Cal.4th at p. 596), whereas the evidence in this
case showed implied malice. As explained ante, malice is implied “ ‘when the killing
results from an intentional act, the natural consequences of which are dangerous to life,
which act was deliberately performed by a person who knows that his conduct endangers
the life of another and who acts with conscious disregard for life’ [citation].…” (People
v. Lasko, supra, 23 Cal.4th at p. 107; Swain, supra, 12 Cal.4th at p. 602.) A defendant
acts with implied malice when he acts with an awareness of endangering human life.
(People v. Knoller, supra, 41 Cal.4th at pp. 143 & 153.)
Defendant’s own statements established implied malice in this case. During his
second interview with Detective Zaragoza, defendant admitted he knew Zayas was upset
about his brother’s death, and that Zayas retrieved the gun from his house and returned to
43.
the car with it. Defendant had seen Zayas with a gun on previous occasions, defendant
had been shot at by southerners before, and they carried guns to feel safe from the
southerners.
When asked who came up with the idea to go mobbing, defendant replied: “Well,
we all did but we never thought that that was going to happen.” Defendant also said that
“mobbing meant they were going to look for someone or just drive around and cruise,
and denied that they were looking for Surenos.
On further questioning, however, defendant said that Zayas said they should go
mobbing and “look for some scraps.” Defendant said they “ran into those guys” who
were wearing blue, and Zayas said they were “scraps.” Defendant admitted that he said,
“[F]*** ‘em” when he saw the two men on the street, and Zayas got out of the car and
fired the gunshots.
The prosecution’s gang expert testified that “mobbing” meant “to get together” in
a vehicle, look for a rival gang member, and take action against that person. It was
common for gang members to go mobbing and look for their rivals. Detective Sanchez
did not know if it was common for gang members to have a weapon while they were
mobbing. “Scrap hunting” meant that a Norteno was looking for a rival Sureno. The
expert further testified that when defendant saw the two men on the street and said,
“ ‘[F]*** ‘em,’ ” such a phrase meant to assault their rivals.
The court did not have a sua sponte duty to instruct on involuntary manslaughter
as a lesser included offense of murder. To be culpable as an aider and abettor, the
defendant must have acted with knowledge of the criminal purpose of the perpetrator, and
with an intent or purpose either of committing, or of encouraging or facilitating
commission of, the offense. (McCoy, supra, 25 Cal.4th at p. 1118.) Defendant’s
admission that he made such statements when he knew that Zayas had a gun, Zayas was
upset about his brother’s gang-related death, and Zayas was looking for “scraps,” showed
his intent to encourage or facilitate Zayas’s intent to kill, and that he acted with an
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awareness of endangering human life. (People v. Knoller, supra, 41 Cal.4th at pp. 143 &
153.)
VI. Substantial evidence of second degree murder
Defendant contends there is insufficient evidence to support his conviction for
second degree murder as an aider and abettor because there is no evidence that he had the
requisite malice, he did not take “any concrete action” to assist Zayas (the gunman) as he
fired the fatal shots, and defendant’s mere presence at the scene does not constitute aiding
and abetting.
In section II, ante, we set forth the standard of review to determine whether a
conviction is supported by substantial evidence. In section III, ante, we explained that to
be culpable as an aider and abettor, the defendant must have acted with knowledge of the
criminal purpose of the perpetrator, and with an intent or purpose either of committing, or
of encouraging or facilitating commission of, the offense. (McCoy, supra, 25 Cal.4th at
p. 1118.)
We have also explained that the trial court did not have a sua sponte duty to
instruct on voluntary and involuntary manslaughter as lesser included offenses of murder
because defendant, if guilty at all, was guilty of the greater offense of implied malice
second degree murder. (People v. Kelly, supra, 51 Cal.3d at p. 959.) Malice is implied
“ ‘when the killing results from an intentional act, the natural consequences of which are
dangerous to life, which act was deliberately performed by a person who knows that his
conduct endangers the life of another and who acts with conscious disregard for life’
[citation].…” (People v. Lasko, supra, 23 Cal.4th at p. 107; Swain, supra, 12 Cal.4th at
p. 602.) A defendant acts with implied malice when he acts with an awareness of
endangering human life. (People v. Knoller, supra, 41 Cal.4th at pp. 143 & 153.)
As explained in sections III(D) and IV, ante, there is overwhelming evidence to
support defendant’s conviction as an aider and abettor for second degree murder under an
45.
implied malice theory. We need not restate this analysis and find that defendant’s
conviction for second degree murder is supported by overwhelming evidence.
In reaching this conclusion, we note that during his interviews with law
enforcement officers, defendant sought to present an image of a bystander – one who, by
happenstance of residence was left little choice but to be in the company of gang
members without actual affiliation with their enterprise, and who just happened to be in
the wrong place (Josh’s car), with the wrong people (Josh, Santos, and Zayas) at the
wrong time (when Zayas murdered the victim). Indeed, there may be slight ring of truth
to the defendant's contention about the unfortunate circumstances that led to the tragic
events on one fateful day. Yet, while the social conditions that contributed to defendant's
decisions may provide some explanation, they do not constitute excuse. Moreover, as the
second interview continued, defendant admitted that he knew much more about the
events which led up to the murder than he had previously indicated. Indeed, defendant
essentially conceded he was not an idle bystander that day. Among other things, we
learned from the defendant's police interview, that he was aware of Zayas’s purposeful
retrieval and possession of a gun that day. Defendant explained that he and his friends
had previously been shot at, the shots were fired by Southerners, and that was why he felt
they needed to carry weapons. Defendant knew that Zayas was very upset about his
brother’s murder at the hands of southerners, and that they all agreed to go mobbing.
When defendant saw the two men dressed in blue, he yelled out, “F*** ‘em,” and Zayas
started shooting. The consequences of the activities of defendant and his compatriots on
the day in question were not fortuitous, and the law imposes accountability on the
defendant notwithstanding that he did not pull the trigger.
VII. The gang enhancement instructions
Defendant was convicted of second degree murder and the jury found the gang
enhancement true. Defendant contends the jury’s true finding on the gang enhancement
must be stricken because CALCRIM No. 1401, which defined the gang enhancement,
46.
omitted elements of the enhancement and “confusingly” referred the jury to other
instructions.
As with his other instructional challenges, defendant failed to object to CALCRIM
No. 1401, but we will address and reject his contentions.
A. CALCRIM No. 736
As explained above, defendant was charged with conspiracy to commit murder,
and first degree murder with the gang special circumstance (§ 190.2, subd. (a)(22)). The
gang enhancement was alleged as to both counts. (§ 186.22, subd. (b)(1)(C).)
As to the gang allegations, the jury first received CALCRIM No. 736, which
defined the gang special circumstance.
“The defendant is charged with a special circumstance of
committing murder while an active participant in a criminal street gang. To
prove that this special circumstance is true, the People must prove that, one,
did defendant intend to kill Arturo Bello.
“Two, at the time of the killing, the defendant was an active
participant in a criminal street gang.
“Three, the defendant knew that members of the gang engaged in or
have engaged in a pattern of criminal gang activity.
“And four, the [murder] was carried out to further the activities of
the criminal street gang.
“Active participation means involvement with a criminal street gang
in a way that is more than passive or in name only.
“The People do not have to prove that the defendant devoted all or a
substantial part of his time or efforts to the gang or that he was an actual
member of the gang.
“A criminal street gang is any ongoing organization, association, or
group of three or more persons whether formal or [informal], one, that has a
common name or common identifying sign or symbol.
“Two, that has as one or more of its primary activities the
commission of murder, attempted murder, vandalism, terrorist threats,
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witness intimidation[,] carjacking, assault with [a] deadly weapon, or
entering an inhabited dwelling.
“Three, whose members when acting alone or together engage in or
have engaged in a pattern of criminal gang activity.
“In order to qualify as a primary activity, the crime must be one of
the group’s chief or principal activities rather than an occasional act
committed by one or more persons who happen to be members of the
group.
“A pattern of criminal gang activity is [sic] used here means, one,
the commission of, the attempted commission of, or conviction of any
combination of two or more of the following crimes or two or more of the
occurrence of one or more of the following crimes: Murder, attempted
murder, or assault with a deadly weapon.
“Two, at least one of those crimes was committed after September
26, 1988.
“Three, the most recent crime occurred within three years of one of
the earlier crimes.
“Four, the crimes were committed on separate occasions or by two
or more persons. The crimes, if any, that established a pattern of criminal
gang activity need not be established.
“If you find the defendant guilty of a crime in this case, you may
consider that crime in deciding whether one of the group[’]s primary
activities was commiss[ion] of that crime and whether a pattern of criminal
gang activity has been proved. You may not find that there was a pattern
of criminal gang activity unless all of you agree that two or more crimes
that satisfy these requirements were committed, but you do not have to all
agree on which crimes were committed.
“Other instructions explain what is necessary for the People to prove
that a member of the gang or defendant committed murder, attempted
murder, or assault with a deadly weapon.” (Italics added.)
B. CALCRIM No. 1401
Immediately after receiving CALCRIM No. 736, the jury received CALCRIM
No. 1401, to define the elements of the gang enhancement. This instruction advised the
jury that if it found defendant guilty of the charged offenses, or the lesser included
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offense of second degree murder, it had to decide whether, for each crime, “the People
have proved the additional allegation” that the crime was committed for the benefit of, at
the direction of, or in association with a criminal street gang, and “decide whether the
People have proved this allegation for each crime and return a separate finding for each
crime.”
“To prove this allegation, the People must prove that, one, the
defendant committed the crime for the benefit of, at the direction of, or in
association with a criminal street gang.
“And, two, the defendant intended to assist, further, or promote
criminal conduct by gang members. A criminal street gang is defined in
another instruction to which you should refer.
“The crimes, if any, that establish a pattern of criminal gang activity
need not be gang-related. The People need not prove the defendant is an
active or current member of the alleged criminal street gang.
“If you find the defendant guilty of a crime in this case, you may
consider that crime in deciding whether one of the group’s primary
activities was commission of that crime, and whether a pattern of criminal
gang activity has been proved.
“The People have the burden of proving each allegation beyond a
reasonable doubt. If the People have not met this burden, you must find the
allegation has not been proved.” (Italics added.)
The italicized phrase is consistent with one of the options provided by the pattern
instruction, if the elements of a criminal street gang are given to the jury in another
instruction.
C. Analysis
Defendant contends the jury was not correctly instructed on the elements of the
gang enhancement because CALCRIM No. 1401 omitted the definitions of a gang’s
“primary activity” and “pattern of criminal gang activity.”
We must view the instructions as a whole and determine their correctness from the
entire charge to the jury, not from a consideration of one instruction alone. (People v.
49.
Wilson, supra, 3 Cal.4th at p. 943.) CALCRIM No. 1401 specifically instructed the jury
that a “criminal street gang” was defined in “another instruction to which you should
refer.” The identity of that other instruction could not have been a mystery, since the
court had just read CALCRIM No. 736 to the jury immediately before it read CALCRIM
No. 1401. While CALCRIM No. 736 began with the definition of the elements for the
gang special circumstance, that instruction also contained separate and correct definitions
of a “criminal street gang,” a gang’s “primary activities,” and the “pattern of criminal
gang activity.” The entirety of the instructions thus reflects that the jury was correctly
instructed on the elements of the gang enhancement.
Defendant concedes that CALCRIM No. 1401 referred the jury to “other
instructions,” but asserts that the jury would not have understood that it needed to “look
at” CALCRIM No. 736 for the definitions of “primary activities” and “pattern of criminal
gang activity,” and the jury would have been confused by CALCRIM No. 736’s
discussion of the gang special circumstance and the active participation requirement for
that special circumstance. The references between the two instructions are clear.
Moreover, defendant did not request clarification of the otherwise adequate instructions,
and he may not complain here. (People v. Alvarez (1996) 14 Cal.4th 155, 223.)
Defendant further argues the jury would have been confused by the inclusion of
assault with a deadly weapon and conspiracy to commit murder in CALCRIM No. 736’s
list of predicate offenses, because the gang expert did not testify those offenses were a
primary activities, and jury was not otherwise instructed on the elements of assault with a
deadly weapon.
The prosecution’s gang expert testified the primary activities of the Norteno gang
included homicide, attempted homicide, robbery, carjacking, and felony graffiti. The
expert testified about two predicate offenses, based on convictions of Norteno gang
members for committing the offense of assault with a deadly weapon on members of the
Sureno gang in the Orosi area. As noted above, defendant did not request clarification of
50.
the otherwise adequate instructions, and he may not complain here. (People v. Alvarez,
supra, 14 Cal.4th at p. 223.) Moreover, any error is necessarily harmless since the parties
never disputed the existence of the Nortenos as a criminal street gang, or challenged the
evidence about the predicate offenses. (Chapman v. California, supra, 386 U.S. at
pp. 23-24; People v. Wilson (2008) 44 Cal.4th 758, 804.)12
VIII. Sentencing
Defendant contends that the court erroneously calculated his sentence. Since we
are reversing count I for instructional error, we will review and modify the sentence for
count II.
A. Background
The probation report stated that the term for count I, conspiracy to commit murder,
was 25 years to life, plus a consecutive term of 25 years to life for the firearm
enhancement, for a total of 50 years to life. As to count II, second degree murder, the
probation report stated the term was 15 years to life, plus 25 years to life for the firearm
enhancement, for a total of 40 years to life, but that term should run concurrently to count
I.
At the sentencing hearing, the court imposed the indeterminate term of 25 years to
life for count I, conspiracy to commit murder, plus a consecutive term of 25 year to life
for the section 12022.53, subdivision (d) firearm enhancement, for a total of 50 years to
life. As to count II, second degree murder, the court imposed the following sentence:
“[T]he indeterminate term of 40 years to life plus, an additional
consecutive 25 years to life pursuant to Section 12022.53(d), for a total of
40 years to life.…” (Italics added.)
12 For similar reasons, we also reject defendant’s separate contention that the
jury’s true finding on the section 12022.53, subdivision (e) firearm enhancement must be
stricken since that enhancement was based on the true finding on the gang enhancement.
51.
After brief argument from the parties, the court decided to stay the sentence for
count II pursuant to section 654, instead of imposing a concurrent term.
The minute order states that the sentence for count II was 40 years to life plus 25
years to life. The abstract of judgment states the sentence for count I was 25 years to life,
plus 25 years to life for the firearm enhancement. As to count II, the abstract simply
states the sentence was stayed pursuant to section 654.
B. Analysis
As defendant correctly notes, the term for second degree murder is 15 years to life.
(§ 190, subd. (a).) The term for the section 12022.53, subdivision (d) firearm
enhancement is 25 years to life. (§ 12022.53, subd. (d).) Thus, the correct term for count
II should have been 15 years to life, plus 25 years to life, for a total of 40 years to life.
When the court imposed the sentence for count II, it erroneously stated that the sentence
was 40 years to life, and also that the sentence was 40 years plus 25 years to life.
Given our reversal of count I based on instructional error, the matter must be
remanded for a determination of whether defendant will be retried for count I. If
defendant is not retried for count I, then the court must correct the abstract of judgment to
strike the conviction and sentence for count I, and further reflect that defendant was
sentenced to 15 years to life for count II, plus 25 years to life for the firearm
enhancement, for an aggregate term of 40 years to life. The court must also lift the stay
originally imposed for count II.
DISPOSITION
Defendant’s conviction in count I for conspiracy to commit murder is reversed for
instructional error.
The abstract of judgment is ordered corrected to reflect that defendant’s sentence
for count II is 15 years to life plus 25 years to life for the firearm enhancement, for an
aggregate term of 40 years to life.
52.
If defendant is not retried for count I, the court is ordered to lift the stay originally
imposed for count II.
_____________________
Poochigian, J.
WE CONCUR:
______________________
Wiseman, Acting P.J.
______________________
Gomes, J.
53.