Dalton v. Commonwealth

ELDER, Judge.

Paul Michael Dalton, Jr., (appellant) appealed his conviction for first degree murder. On appeal, he contended the trial court erred in refusing to instruct the jury on the crime of accessory after the fact to murder. A panel of this Court agreed with appellant and reversed his conviction. See Dalton *319v. Commonwealth, 27 Va.App. 381, 499 S.E.2d 22 (1998). We granted the Commonwealth’s petition for rehearing en banc and stayed the mandate of that decision. Upon rehearing en banc, we reverse the judgment of the trial court and remand for further proceedings consistent with this opinion.

I.

FACTS

Appellant was charged with three crimes: (1) murder “in the commission of or attempt to commit robbery,” (2) murder, and (3) “use [of] a shotgun in committing or attempting to commit murder or robbery.” None of the indictments against appellant expressly charged him with being an accessory after the fact to any of these crimes.

The evidence at trial proved that, on December 17,1995, the body of Clark Aubrey Adkins (victim) was found buried in a shallow grave in a wooded area about two-tenths of a mile from the nearest state road. The victim had been killed by a gunshot wound to his right upper chest. The victim also had been shot a second time in his left side “just above the belt” after his heart had stopped beating.

Three witnesses, Ronald Cassady, Matthew Cassady, and Jimmy Cook, testified that appellant confessed to killing the victim during the week of December 12. Ronald Cassady testified that appellant told him that “when [the victim] come down the road, [appellant] wás laying in the road and jumped up when [the victim] stopped and shot him.” Matthew Cassady testified that appellant told him “he met ... [the victim] on his grandma’s road, and somehow he got in the car or something and he shot him.” Matthew Cassady also testified that appellant said he killed the victim “because [the victim] raped his sister, Mary Dalton.” Jimmy Cook testified that, after appellant drafted a note confessing to the murder, he explained his reasons for doing so. According to Cook, appellant “said he wanted to write a note ... because he said he done it all by himself, and he didn’t want to get his sister or Joseph *320[Smith] [appellant’s sister’s boyfriend], to get neither one of them blamed for something they didn’t do.”

The Commonwealth also introduced into evidence a note written and signed by appellant in which appellant stated that he “did in fact kill [the victim] ... and Mary and Jos[e]ph did not have inthing [sic] to do with it.”

At trial, appellant denied shooting the victim. Appellant testified that, on December 12, he and Joseph Smith were sitting in the woods watching his sister, Mary Dalton, as she attempted to buy marijuana from the victim while in his car. Appellant testified that after his sister exited the victim’s car, he saw Smith approach the victim and shoot him twice. According to appellant, Smith “shot [the victim] one time through the passenger side door, and he reloaded, and he walked around and he opened the driver’s side door and shot him again.” After the shooting, appellant helped Smith place the victim’s body in the trunk and accompanied Smith as he drove the victim’s car to a remote location in the woods. Appellant testified that, at some point, Smith took “between twelve hundred and fifteen hundred dollars” and some “pot” from the victim’s body and distributed it among himself, appellant, and appellant’s sister. “A couple of days later,” appellant helped Smith carry the victim’s body from the trunk of his car to a location in the woods where Smith buried it. Appellant testified that he wrote his confession note “ ‘cause [he] didn’t want [his sister] to go to jail.”

At the conclusion of the evidence, appellant requested a jury instruction on the crime of being an accessory after the fact. The trial court refused to give the instruction, and appellant objected to the ruling. Appellant argued that an instruction on accessory after the fact was warranted “based on the evidence in this case.” The trial court ruled that it refused appellant’s request for an instruction on accessory after the fact “because [it did] not think that accessory after the fact is a lesser included offense to any of the charges.”

The jury convicted appellant of first degree murder but acquitted him of the firearm charge. The trial court subse*321quently dismissed the indictment charging appellant with murder in the commission of or attempt to commit robbery.

II.

JURY INSTRUCTION

Appellant contends the trial court erred when it refused to instruct the jury on the crime of being an accessory after the fact. He argues that Rule 8A:17(c) of the Rules of the Supreme Court of Virginia entitled him to an instruction on accessory after the fact because more than a scintilla of evidence supported this theory. We agree that the jury should have been instructed that convicting appellant of being an accessory after the fact to murder was an option when it determined its verdict.

As a preliminary matter, we decline, by an evenly divided court,1 the Commonwealth’s request to apply Rule 5A:18 to bar appellant’s claim that Rule 3A:17(c) supports his argument on appeal.2

*323This case presents an issue of first impression in Virginia: whether a criminal defendant who has not been expressly charged with the crime of being an accessory after the fact has a right to a jury instruction on the offense of being an accessory after the fact to the crime of which he or she was charged when supported by the evidence.

“A reviewing court’s responsibility in reviewing jury instructions is ‘to see that the law has been clearly stated and that the instructions cover all issues which the evidence fairly raises.’ ” Darnell v. Commonwealth, 6 Va.App. 485, 488, 870 S.E.2d 717, 719 (1988) (quoting Swisher v. Swisher, 223 Va. 499, 503, 290 S.E.2d 856, 858 (1982)).

Although neither the Code nor the Rules of the Supreme Court of Virginia set forth jury instructions that the trial court must give at the conclusion of the evidence in a criminal case, it is well established as a matter of common law that “[i]t belongs to the [trial] court to instruct the jury as to the law, whenever they require instruction, or either of the parties request it to be given.” Thornton v. Commonwealth, 65 Va. (24 Gratt.) 657, 662(1874). It is equally well established that “[a] defendant is entitled to have the jury instructed only on those theories of the case that are supported by the *324evidence,” and a trial court errs when it refuses such an instruction that is supported by “more than a scintilla” of evidence. Frye v. Commonwealth, 231 Va. 370, 388, 345 S.E.2d 267, 280 (1986); see also Baylor v. Hoover, 123 Va. 659, 660-61, 97 S.E. 309, 310 (1918); Bowles v. Commonwealth, 103 Va. 816, 830-31, 48 S.E. 527, 532 (1904).

The scope of the jury instructions that the trial court is required to give depends upon the evidence and the range of available dispositions of a particular charge. “At common law the jury was permitted to find the defendant guilty of any lesser offense necessarily included in the offense charged.” Beck v. Alabama, 447 U.S. 625, 633, 100 S.Ct. 2382, 2387, 65 L.Ed.2d 392 (1980); see also Keeble v. United States, 412 U.S. 205, 208, 93 S.Ct. 1993, 1995, 36 L.Ed.2d 844 (1973); Hardy v. Commonwealth, 58 Va. (17 Gratt.) 616, 618-20 (1867) (stating that under Virginia common law, “a party might be convicted of any offence substantially charged in the indictment, provided it was of the same grade [either felony or misdemeanor] with the principal or total offence charged”). Thus, as a matter of common law, “[i]t is reversible error for the trial court to refuse to instruct the jury on the lesser offenses charged in the indictment if there is any evidence in the record tending to prove such lesser offenses.” Taylor v. Commonwealth, 186 Va. 587, 591, 43 S.E.2d 906, 908 (1947) (citations omitted); see also Barrett v. Commonwealth, 231 Va. 102, 107, 341 S.E.2d 190, 193 (1986); McClung v. Commonwealth, 215 Va. 654, 657, 212 S.E.2d 290, 292-93 (1975); Porterfield v. Commonwealth, 91 Va. 801, 803, 22 S.E. 352, 353 (1895); Miller v. Commonwealth, 5 Va.App. 22, 24, 359 S.E.2d 841, 842 (1987); 23A C.J.S. Criminal Law § 1357 (1989) (stating that “[t]he right to a jury instruction on a lesser included offense ... is purely a matter of common law”). Conversely, we have stated as a general proposition that “an accused on trial for one offense is not entitled to have the jury instructed on an offense which is not included as a lesser offense of the one charged.” Simms v. Commonwealth, 2 Va.App. 614, 616, 346 S.E.2d 734, 735 (1986); see also Crump v. Commonwealth, 13 Va.App. 286, 290, 411 S.E.2d 238, 241 *325(1991); Taylor v. Commonwealth, 11 Va.App. 649, 651, 400 S.E.2d 794, 795 (1991).

Although the crime of being an accessory after the fact is not a lesser-included offense of the principal charge, Code § 19.2-286 and Rule 3A:17 provide that, on the charge of a principal offense, the jury may find the accused guilty of an attempt or of being an accessory after the fact. Only if the jury is instructed upon what constitutes an attempt or being an accessory after the fact may the jury fulfill its responsibility under the statute and rule.

Prior to the 1960 amendment of Code § 19.2-286,3 a defendant not charged with being an accessory after the fact was not expressly entitled to a jury instruction on this offense because the crime of being an accessory after the fact is not a lesser-included offense of other crimes. “Whether one offense is a lesser included offense of the other depends upon whether the elements of the greater offense necessarily include all elements of the lesser.” Fontaine v. Commonwealth, 25 Va.App. 156, 164, 487 S.E.2d 241, 245 (1997). “A lesser included offense is an offense which is composed entirely of elements that are also elements of the greater offense.” Kauffmann v. Commonwealth, 8 Va.App. 400, 409, 382 S.E.2d 279, 283 (1989). “An offense is not a lesser included offense of another if each offense contains an element that the other does not.” Walker v. Commonwealth, 14 Va.App. 203, 206, *326415 S.E.2d 446, 448 (1992). The elements of being an accessory after the fact, by definition, are not wholly contained in the definition of any substantive offense. In order to convict a defendant of being an accessory after the fact, the Commonwealth must prove three elements: that the defendant (1) “receive[d], relieve[d], comfort[ed] or assist[ed]” a felon (2) after knowing that the felon was guilty of committing a completed felony and (3) that the felony was, in fact, completed. See Manley v. Commonwealth, 222 Va. 642, 644, 283 S.E.2d 207, 208 (1981). The second of these elements — that the defendant knew that he or she was assisting a felon guilty of a completed felony — is unique to the crime of accessory after the fact and is not included in any other offense.4 Cf Thornton, 65 Va. (24 Gratt.) at 669 (stating that “[a]t common law an accessory could not be convicted on an indictment against him as a principal felon”).

However, the General Assembly, in enacting Code § 19.2-286, has expressly provided the offenses for which an accused felon may request a jury instruction by enabling juries to convict accused felons of both “attempt” and being an “accessory,”5 even though neither of these crimes was ex*327pressly charged in the felony indictment.6 Code § 19.2-286 states:

On an indictment for felony the jury may find the accused not guilty of the felony but guilty of an attempt to commit such felony, or of being an accessory thereto; and a general verdict of not guilty, upon such indictment, shall be a bar to a subsequent prosecution for an attempt to commit such felony, or of being an accessory thereto.

This code provision has been incorporated into the rules regulating jury verdicts in criminal cases. See Rule 3A:17(c) (stating that “[w]hen the offense charged is a felony, the accused may be found not guilty thereof, but guilty of being an accessory after the fact to that felony”). Applying the provisions of the statute, the Virginia Supreme Court, in its Rule 3A:17(c), has stated, in effect, that a felony indictment “embraces” as a “lesser offense” the crime of attempting to commit that felony, as listed in § 19.2-286. See Willoughby v. Smyth, 194 Va. 267, 271, 72 S.E.2d 636, 638-39 (1952) (applying § 19-227, which was an earlier version of Code § 19.2-286). The crime of being an accessory after the fact is technically not a lesser-included offense of any other crime because the elements of the accessory offense are not fully included in any other offense. We hold, however, that a criminal defendant is entitled to an instruction on this crime, if such an instruction is warranted by the evidence, based upon *328the jury’s statutory power under Code § 19.2-286. In effect, for purposes of jury instructions and verdicts, § 19.2-286 and Rule 3A:17(c) treat the crime of being an accessory before the fact or after the fact to the charged offense as lesser-included in that offense. Thus, the trial court erred when it ruled that appellant was not entitled to an instruction on the crime of being an accessory after the fact merely because it was not “a lesser included offense to any of the charges.”

Turning to the facts of this case, we hold that the evidence was sufficiént to mandate a jury instruction on the offense of being an accessory after the fact. When determining whether sufficient evidence warranted a particular instruction, we view the evidence in the light most favorable to the party requesting the instruction. See Foster v. Commonwealth, 13 Va.App. 380, 383, 412 S.E.2d 198, 200 (1991). Appellant’s testimony, if believed, provided support for the theory that he was only an accessory after the fact to the murder. Appellant testified that Joseph Smith, his sister’s boyfriend, shot the victim in his car while appellant was sitting nearby in the woods. Appellant testified that after the shooting, he helped Smith place the victim’s body in the trunk and accompanied Smith as he drove the victim’s car to a remote location in the woods. Appellant testified that, at some point, Smith took money and “pot” from the victim’s body and distributed it between himself, appellant, and appellant’s sister. Appellant testified that a few days later he helped Smith carry the victim’s body from the trunk of the car to a location in the woods where Smith buried it. Based on this evidence, if believed, a jury could have concluded that appellant was guilty only of being an accessory after the fact to the murder.

For the foregoing reasons, we reverse the conviction of first degree murder and remand for further proceedings consistent with this opinion.

Reversed and remanded.

. Under these circumstances, we hold that, to prevail, the party urging application of the bar must garner a majority of votes. Where the vote is evenly divided on a procedural issue first raised in this Court, we do not apply the bar and proceed to consider the merits of the appeal. Cf. Infants v. Virginia Housing Dev. Auth., 221 Va. 659, 675 n. 8, 272 S.E.2d 649, 659 n. 8 (1980) (under different statutory scheme, by majority vote, rejecting possible procedural bar raised sua sponte by Supreme Court based on equal division among Court’s members); see id. at 680, 272 S.E.2d at 662 (Thompson, J., concurring in part and dissenting in part); id. at 676-78, 272 S.E.2d at 659-60 (Carrico, J., dissenting).

. Chief Judge Fitzpatrick and Judges Benton, Coleman, Elder and Annunziata hold that appellant properly preserved for appeal the issue of the trial court’s denial of the accessory-after-the-fact instruction by proffering the instruction and stating on the record that it was proper "based on the evidence in this case.” At no point in the record did appellant contend that the crime of being an accessory after the fact was a lesser-included offense of first degree murder, the principal felony. Only the trial court made such a reference, stating that it refused the instruction because the crime of being an accessory after the fact was not lesser-included in first degree murder.

*322For the reasons discussed in the text, infra, appellant was entitled, under Code § 19.2-286 and Rule 3A:17(c), to have the jury instructed on this offense.

We recognize that appellant did not cite Code § 19.2-286 and Rule 3A:17(c) in his argument before the trial court. However, he argued to this Court Rule 3A:17(c), which, as we discuss in the text, is the incorporation of Code § 19.2-286 into the rules. Moreover, he expressly objected to the trial court’s failure to instruct the jury on the crime of being an accessory after the fact, and we granted an appeal on that issue. Thus, appellant properly preserved the issue as to whether the jury instruction should have been given under Rule 3A:17. In deciding that issue, we are not required to disregard controlling statutes or rules of court merely because the trial court or counsel failed to take cognizance of them. As long as the issue was properly preserved, an appellate court shall decide the issue according to controlling legal principles. Rule 5A:18 "does [not] prevent this Court, on its own initiative, from relying on statutory or judicial authority that was not presented to the trial court or referred to in the briefs submitted by the parties.” Lash v. County of Henrico, 14 Va.App. 926, 929, 421 S.E.2d 851, 853 (1992) (en banc) (citing R. Martineau, Modem Appellate Practice § 3.9 (1983)).

Furthermore, the proffered instruction embodied "a principle of law vital to [appellant],” and, as such, "[the] trial court [had] an affirmative duty properly to instruct [the] jury about the matter.” Jimenez v. Commonwealth, 241 Va. 244, 250, 402 S.E.2d 678, 681 (1991) (holding that trial court has affirmative duly properly to instruct jury on elements of charged offense, regardless of whether accused objects or proffers proper instruction). Applying this principle in Bryant v. Commonwealth, 216 Va. 390, 392-93, 219 S.E.2d 669, 671 (1975), a rape case, the Virginia Supreme Cotut held that the trial court erred in not instructing the jury on the defense of consent. The accused in Bryant proffered an instruction on that issue, and the Supreme Court agreed with the trial court’s rejection of the proffered instruction on the ground that it was "argumentative, confusing and potentially misleading.” Id. at 392, 219 S.E.2d at 671. The Supreme Court also held, however, that because the prosecutrix’s purported consent was ”[t]he defendant’s sole defense,” for which he provided supporting testimony, the trial court had an affirmative duty to fashion and give an appropriate instruction. Id. at 392-93, 219 S.E.2d at 671-72; see Jimenez, 241 Va. at 250, 402 S.E.2d at 681.

Here, as in Bryant, the trial court refused a proffered instruction on appellant’s sole defense — that he was an accessory after the fact rather than a principal — for which appellant had offered supporting evidence. Appellant’s counsel explained in his opening statement before the trial court that appellant was guilty of being an accessory after the fact because he helped conceal the victim’s body. Appellant then testified that he helped the real murderer move the body and that he shared in the fruits of a theft from the body. He disclaimed, however, any actual participation in or advance knowledge of the murder. Here, as in Bryant, this proffered instruction contained a principle of law vital to appellant’s sole defense. Therefore, the trial court committed reversible error in refusing to give the accessory-after-the-fact instruction, *323regardless of whether appellant specifically referenced Rule 3A: 17(c) or Code § 19.2-286. See also Martin v. Commonwealth, 13 Va.App. 524, 529-30, 414 S.E.2d 401, 404-05 (1992) (en banc) (applying rationale of Jimenez and Bryant to hold that tendering of assault instruction in attempted capital murder case was sufficient under Rule 5A:18 to "alert the trial judge and the Commonwealth that simple assault is a lesser-included offense of attempted capital murder and [that] sufficient evidence supported granting the instruction").

We are not unmindful of the holding in Morgen Industries, Inc. v. Vaughan, 252 Va. 60, 67-68, 471 S.E.2d 489, 493-94 (1996), a civil case in which the Virginia Supreme Court concluded that merely proffering a jury instruction containing citations to supporting case law was insufficient to preserve the trial court’s refusal of the instruction for appeal. However, Morgen, as a civil case, did not involve the principle enunciated by the Virginia Supreme Court in Bryant and Jimenez, and applied by this Court in Martin, that a trial judge has an affirmative duty to instruct a criminal jury regarding a principle of law vital to the defendant which finds factual support in the evidence. It is this distinction that renders Morgen inapplicable to appellant’s case.

. The statute that is now known as Code § 19.2-286 was enacted by the General Assembly in 1848, see 1847-48 Va. Acts ch. 120, and has appeared in every subsequent version of the Virginia Code. See Code tit. 55, ch. 208, § 32 (1849); Code tit. 55, ch. 208, § 31 (1860); Code ch. 202, § 31 (1873); Code § 4044 (1887); Code § 4044 (1904); Code § 4922 (1919); Code § 19-227 (1950); Code § 19.1-254 (repl.vol. 1960); Code § 19.2-286 (repl.vol. 1975); Code § 19.2-286 (repl.vol. 1995). Since its enactment, the text of this statute has been amended only twice — in 1960 and 1975. See 1960 Va. Acts ch. 366; 1975 Va. Acts ch. 495. In 1960, the General Assembly extended the reach of this statute, which was then codified at Code § 19.1-254, to include the crime "of being an accessory after the fact.” Code § 19.2-254 (repl. vol.1960); see 1960 Va. Acts ch. 366. In 1975, the General Assembly modified this particular language to "of being an accessory thereto.” Code § 19.2-286 (repl.vol. 1975); see 1975 Va. Acts ch. 495.

. In Goodson v. Commonwealth, a panel of this Court indicated that the ' crime of being an accessory after the fact might be a lesser-included offense of attempted murder and robbery. See 22 Va.App. 61, 78-79, 467 S.E.2d 848, 857 (1996). However, it is clear from the context of this statement in Goodson that it was pure dictum. The Court was not formally addressing the issue of whether accessory after the fact was a lesser-included offense of attempted murder and robbery, and the opinion is devoid of any analysis comparing the elements of these three crimes. Instead, the Goodson Court was analyzing whether the record contained more than a scintilla of evidence to support an accessory-after-the-fact instruction. Thus, Goodson does not provide authoritative support for the proposition that the crime of being an accessory after the fact is a lesser-included offense of either attempted murder or robbery.

. Code § 19.2-286 does not purport to distinguish between accessories before the fact and accessories after the fact. See Code §§ 18.2-18, - 19, -21. Because Code § 19.2-286 recognizes no distinction, we must interpret the provision as applicable to both forms of accessory liability.

. No due process concerns arise here because the instruction was offered by appellant. However, even if appellant had not offered the instruction, such an approach would not violate the due process requirement that an indictment provide an accused with "notice of the nature and character of the offense charged.” Cantwell v. Commonwealth, 2 Va.App. 606, 608, 347 S.E.2d 523, 524 (1986). As we previously have discussed, an accused may be convicted for a crime which is lesser-included within the specific offense for which he has been indicted. See, e.g., Stapleton v. Commonwealth, 140 Va. 475, 486, 124 S.E. 237, 240-41 (1924). In effect, Code § 19.2-286 and Rule 3A: 17(c) treat the crime of being an accessory before the fact or after the fact to the charged offense as lesser-included in that offense, thereby providing the accused with sufficient notice of the "nature and character of the offense charged.”