IN THE SUPREME COURT OF TENNESSEE
AT JACKSON
(HEARD AT DYERSBURG)
FOR PUBLICATION
STATE OF TENNESSEE, ) Filed: September 28, 1998
)
Appellee, ) SHELBY COUNTY
)
v. ) Hon. Arthur T. Bennett,
) Judge
CLARENCE C. NESBIT, )
Appellant,
)
) Supreme Court
FILED
) No. 02-S01-9705-CR-00043
September 28, 1998
Cecil Crowson, Jr.
Appellate C ourt Clerk
FOR APPELLANT: FOR APPELLEE:
A.C. Wharton John Knox Walkup
District Public Defender Attorney General & Reporter
201 Poplar Ave., Suite 201
Memphis, Tennessee Michael E. Moore
Solicitor General
W. Mark Ward John P. Cauley
Assistant Public Defender Assistant Attorney General
147 Jefferson, Suite 900 450 James Robertson Pkwy.
Memphis, Tennessee Nashville, Tennessee
(Appeal Only)
William Gibbons
Ronald S. Johnson District Attorney General
Betty J. Thomas 30th Judicial District
Assistant Public Defender
147 Jefferson, Suite 900 Thomas D. Henderson
Memphis, Tennessee Jennifer Nichols
(Trial Only) Assistant District Attorneys General
201 Poplar Avenue
Memphis, Tennessee
OPINION
TRIAL COURT AND
COURT OF CRIMINAL APPEALS AFFIRMED. DROWOTA, J.
In this capital case, the defendant, Clarence C. Nesbit, was convicted of premeditated first
degree murder. At the sentencing hearing, the jury found one aggravating circumstance: (1)
“[t]he murder was especially heinous, atrocious or cruel in that it involved torture or serious
physical abuse beyond that necessary to produce death.” Tenn. Code Ann. § 39-13-204(i)(5)
(1991 Repl.). Finding that the aggravating circumstance outweighed mitigating circumstances
beyond a reasonable doubt, the jury sentenced the defendant to death by electrocution.
On direct appeal to the Court of Criminal Appeals, the defendant challenged both his
conviction and sentence, raising eleven claims of error, some with numerous subparts. After
fully considering the defendant’s claims, the Court of Criminal Appeals affirmed the trial court’s
judgment. Thereafter, pursuant to Tenn. Code Ann. § 39-13-206(a)(1) (1997 Repl.),1 the case
was docketed in this Court.
1
"Whenever the death penalty is imposed for first degree murder and when the judgment
has become final in the trial court, the defendant shall have the right of direct appeal from the trial
court to the Court of Crim inal Appe als. The affirma nce of th e convic tion and the senten ce of de ath
shall be automatically reviewed by the Tennessee Supreme Court. Upon the affirmance by the
Cou rt of C rim inal A ppe als, th e cler k sh all doc ket th e cas e in the Sup rem e Co urt an d the cas e sha ll
procee d in acco rdance with the T ennes see R ules of A ppellate P rocedu re.”
The defendant raised numerous issues in this Court, but after carefully examining the
entire record and the law, including the thorough opinion of the Court of Criminal Appeals and
the briefs of the defendant and the State, this Court, on September 30, 1997, entered an Order
limiting oral argument to five issues, and setting the cause for oral argument at the April term of
Court in Jackson.2 See Tenn. S. Ct. R. 12.3
After hearing oral argument and carefully reviewing the record, we have determined that
none of the assignments of error require reversal. Moreover, the evidence supports the jury’s
findings as to the aggravating and mitigating circumstances, and the sentence of death is not
arbitrary or disproportionate to the sentence imposed in similar cases, considering the nature of
the crime and the defendant. Accordingly, the judgment of the Court of Criminal Appeals
upholding the defendant’s conviction for first degree murder and sentence of death by
electrocution is affirmed.
FACTUAL BACKGROUND
It is undisputed that the nineteen-year-old defendant, Clarence Nesbit, killed the twenty-
year-old victim, Miriam Cannon, by shooting her once in the head on the afternoon of May 20,
1993. While Nesbit admitted that he shot the victim, he claimed that the shooting had been an
accident.
2
Ora l argu me nts w ere h eard in this c ase on M arch 4, 19 98, in Dyers burg , Dyer Cou nty,
Tenn essee , as part of this Cou rt’s S.C.A.L .E.S. (Supreme Court Advancing Lega l Education for
Students ) project.
3
Tennessee Supreme Court Rule 12 provides in pertinent part as follows: “Prior to the
setting of oral argument, the Court shall review the record and briefs and c onsider all errors
assigned. The Court may enter an order designating those issues it wishes addressed at oral
argum ent.”
The proof introduced at the guilt phase of this trial established that the victim lived with
her five young children4 at the Pershing Apartments in Memphis, Tennessee. She had known the
defendant for approximately one month prior to her killing. The victim’s sister, Constance
Cannon, testified that around 1:00 p.m. on the day of the murder, she and a friend stopped by the
victim’s apartment to drive the victim to the grocery store. Although Cannon knocked at the
door for several minutes, no one answered. As they were leaving, Cannon’s friend noticed one
of the victim’s children looking out the window. By the time Cannon returned to the door, the
victim had opened it. The victim told Cannon that she was not ready to go and asked Cannon to
return at 3:00 p.m. Contrary to her usual practice, the victim did not ask Cannon to come inside.
Nonetheless, from the back door, Cannon saw the defendant sitting on the living room couch
with one of the victim’s children. Cannon had seen the defendant once before the day of the
murder, but knew him only by his nickname “Red.” Cannon recalled that the victim had been
barefoot on the day of the murder, although otherwise fully clothed. Cannon also recalled seeing
a horizontal mark on the victim’s neck that she had not seen the day before the murder. Cannon
left, as the victim requested, but later telephoned the victim around 3:00 p.m. to confirm their
plans. Upon receiving no answer, Cannon assumed the victim had made other arrangements and
did not return to her sister’s apartment.
James Shaw, a boyfriend of the defendant’s aunt, lived in the victim’s apartment
complex. Shaw testified that he had been sitting outside his apartment on the afternoon of the
murder when he heard a gunshot in a nearby apartment unit. Shortly afterward, Shaw saw the
4
At the time of the trial in 1995, the ages of the victim’s children ranged from three to seven
years.
defendant leave the area from which the gunshot had sounded, casually walk to his car, a blue
Oldsmobile, and drive away from the apartment complex at a normal rate of speed. Shaw
described the defendant’s behavior as normal, except for the “funny look” Shaw had observed in
the defendant’s eyes. Shortly after the defendant departed, Shaw saw the victim’s children
crying in the parking lot of the complex. When Shaw inquired about their mother, one of the
children responded, “She’s dead.”
Tracy Davis, the victim’s close friend and neighbor, testified that on the day of the
murder she had heard children crying in the victim’s apartment and had seen three of the victim’s
children walking toward her apartment. The children told Davis that their mother was asleep and
could not be woken. As a result, Davis went to the victim’s apartment and found the victim lying
in a pool of blood in front of the kitchen door. The victim’s youngest child was on the floor
beside her mother trying to wake her. Davis returned to her apartment and called the police.
When the police arrived, they first spoke with the victim’s children who told them that
“Red” had shot their mother. “Red” was one of the defendant’s nicknames. When the police
entered the victim’s apartment, they found her body lying face up, fully clothed, with sandals on
her feet. Next to her body police found a cigarette butt, a match, a book of matches, and a hair
barrette. Four cartridges were found on top of the refrigerator and a lead bullet fragment on the
kitchen floor at the door to the living room. A hot curling iron lay on the kitchen counter. A
ricochet mark made by a bullet was found approximately 4'8" above the ground on the wall
behind the stove.
Dr. O. C. Smith, assistant medical examiner for Shelby County, performed the autopsy on
the victim. Dr. Smith testified that the victim had died from a single gunshot wound to her head.
Dr. Smith opined that the gun inflicting the wound had been approximately twelve to thirty-six
inches from the victim’s head when it was fired. The bullet entered the victim’s body through
her left ear, about 5'0" above the floor, traveled in a downward trajectory through the victim’s
skull and brain, and exited behind her right ear at a height of 4'11" above the floor. According to
Dr. Smith, the gunshot wound would have instantly incapacitated the victim.
Dr. Smith also had observed burns on the victim’s chin, neck, abdomen, and forearm.
The burns had been inflicted at various points in time from six hours to mere minutes before the
victim had died. Dr. Smith described the burn on the left side of the victim’s neck as in the
shape of the numeral one (“1"). Upon viewing photographs of the victim’s body, Constance
Cannon testified that the horizontal bar at the base of that burn appeared to be the mark she had
seen on her sister’s neck the afternoon of the murder. Dr. Smith testified that soot and blistering
on another triangular burn under the victim’s chin indicated that it had been caused by an open
flame. Although the other burns had also been thermal in origin, Dr. Smith could not identify the
precise cause of those burns.
Dr. Smith also found bruising and scraping on the soles of the victim’s feet during the
autopsy. He opined that these injuries had been caused by striking the victim’s feet with a long,
hard, thin object such as a rod or a coat hanger. Dr. Smith found no defensive wounds on the
victim’s body.
With respect to the defendant’s actions on the day of the murder, the proof showed that,
after the shooting, Nesbit left the Pershing Apartments and drove to the Royal Oaks Motel, where
his uncle Ashley Nesbit, had a room. Once there, he spoke privately with his uncle, and hid the
murder weapon, a .357 Magnum revolver, in the bathroom of the motel room. After the victim’s
body had been found the defendant returned to the Pershing Apartments in his cousin’s green
pickup truck. The defendant encountered James Shaw and told him that the victim had shot
herself while playing Russian Roulette. Upon Shaw’s advice to tell the truth, Nesbit admitted to
Shaw that he shot the victim, but claimed it was an accident. The defendant also told Shaw that
he had left the gun at the motel. Shaw and the defendant were preparing to drive out of the
apartment complex to retrieve the gun when police stopped their vehicle and apprehended the
defendant. A search of the defendant’s person revealed a beeper and $602 in cash. With police
permission Shaw proceeded to the motel, retrieved the gun, and surrendered it to police.
In the meantime, the defendant was interrogated by police and stated that he spent the
night before the killing at the victim’s apartment. At first, Nesbit told police that the victim had
been “playing” with the gun when it discharged and killed her. Later, the defendant related that
he accidentally shot the victim, claiming that he had pulled the trigger believing the gun to be
unloaded.
At trial Nesbit testified that he had been visiting his uncle’s motel room on the night
before the killing when police officers arrived at the motel and began a search of the premises.
Observing a gun on the dresser, Nesbit removed it from the room before the search and placed it
under the seat of his car. After receiving a message from the victim on his beeper, Nesbit went to
her apartment, arriving at approximately 3:00 a.m. Nesbit carried the gun inside, removed the
bullets, and placed them on top of the refrigerator. He and the victim talked for awhile before he
fell asleep on the living room sofa. Nesbit awoke at 10:00 a.m. on the day of the murder and
talked to the victim until her sister arrived at 1:00 p.m. Nesbit heard the victim tell her sister to
come back at 3:00 p.m. and was preparing to leave in anticipation of Cannon’s arrival when the
shooting occurred.
According to Nesbit, he had retrieved the gun from the refrigerator and was holding it as
he looked outside through the blinds covering the window next to the kitchen door. As he turned
away from the window, he held the gun in both hands and pointed it sideways to his left. As he
“fumbled” with the gun, it discharged. According to Nesbit, the victim, who was standing to his
left, was hit by the bullet when the pistol accidentally discharged. The defendant said that he
panicked and left the apartment. Nesbit admitted that his route of departure through the front
door had taken him past the victim’s dead body and allowed him to retrieve his cap from the
sofa. Nesbit did not call for emergency assistance even though he knew that he was leaving four
young children in an apartment with their mother’s dead body. The defendant denied inflicting
the burn and bruise injuries upon the victim.
On cross-examination, the State attempted to emphasize the inconsistencies between
Nesbit’s several pretrial statements and his trial testimony. The State also elicited an admission
from Nesbit that he had been alone with the victim and her children on the day of the murder.
Based upon the proof summarized above, the jury found the defendant guilty of premeditated
first degree murder. The trial proceeded to the sentencing phase.
The State relied upon the evidence presented during the guilt phase of the trial and, in
addition, recalled Dr. Smith to testify about the burns and the bruises found on the victim’s body.
Dr. Smith again stated that these injuries were inflicted as long as six hours, or as little as mere
minutes before the victim’s death. He said the burns on the victim’s body ranged from severe
first degree to moderate second degree burns and were comparable to a severe sunburn or scald
burns caused by touching something hot. Dr. Smith opined that the victim would have suffered
“moderate” pain from the individual burns.
According to Dr. Smith, the scrapes and bruises found on the victim’s feet were
consistent with a relatively rare type of torture called “falanga,” which involves forcefully
striking the soles of a person’s feet with a rod or some similar instrument, and which typically is
inflicted in a military context, and, to a lesser extent, in child abuse cases. While none of these
injuries were severe enough to require hospitalization, Dr. Smith said the amount of force
necessary to cause bruising on the soles of a person’s feet would cause “great pain,“ and if
applied to any other part of the body, such force would be sufficient to break the skin. With
respect to both the burns and the bruises, Dr. Smith testified that the victim would have suffered
a great deal of distress anticipating the injuries since they had been inflicted over an extended
period of time. Although Dr. Smith found no marks on the victim’s body indicating that she had
been restrained, he opined that soft ligatures would have left no marks. Additionally, he stated
that the victim might have been restrained by mental intimidation. Dr. Smith found no defensive
wounds on the victim’s body and no signs of sexual assault or activity. Finally, the doctor
opined that torture is not ordinarily inflicted to produce death.
The only other witness for the State was the victim’s mother who described the impact of
the victim’s death on her family, including her parents and siblings and particularly the victim’s
children.
In mitigation, the defendant presented proof that he had participated in the Shelby County
Jail choir. Nesbit’s brother and sister asked the jury to spare the defendant’s life and testified
that he is a nice, kind brother who previously had given them good advice and helped them to
correct mistakes they had made. The defendant’s mother and grandmother testified Nesbit had
been a good, kind, and well-behaved person. They described him as an honest and sincere young
man who had always told the truth and followed the right path. Nesbit had dropped out of school
in the tenth grade and moved to Nashville to care for his grandmother who had been
experiencing health problems. While there, he had obtained several jobs to assist his
grandmother in meeting her financial obligations. Both the defendant’s mother and grandmother
asked the jury to spare the defendant’s life.
Testifying in his own behalf, Nesbit, nineteen-years old when the offense had been
committed, told the jury of his plans to improve himself and expressed remorse for what had
happened. While the defendant admitted to having a juvenile record for trespass, driving on a
revoked license, and assault, he explained the circumstances of those convictions and minimized
his criminal culpability for each one. The defendant had no adult criminal record. Nesbit also
related that he had dropped out of school in the tenth grade to care for his grandmother who lived
in Nashville. Nesbit had not been steadily employed at the time of the killing, but he explained
that the $602 cash found on his person when he had been arrested consisted of money he had
saved or had been given.
Based upon the proof, the jury found that the State had proven the existence of the
aggravating circumstance beyond a reasonable doubt: (1) “[t]he murder was especially heinous,
atrocious, or cruel in that it involved torture or serious physical abuse beyond that necessary to
produce death.” Tenn. Code Ann. § 39-13-204(i)(5) (1991 Repl.). Finding that the aggravating
circumstance outweighed mitigating circumstances beyond a reasonable doubt, the jury
sentenced the defendant to death by electrocution. The trial court entered a judgment in
accordance with the jury’s verdict and the Court of Criminal Appeals affirmed. After reviewing
the record and considering the errors assigned by the defendant, we affirm the judgment of the
trial court and the judgment of the Court of Criminal Appeals.
WAIVER
As in the Court of Criminal Appeals, the State in this Court first argues that the
defendant’s failure to timely file his motion for new trial precludes appellate review of all issues
except those related to the sufficiency of the evidence or sentencing. We disagree.
The State is correct that in this case the motion for new trial was filed beyond the thirty-
day period provided by Rule 33(b), Tenn.R.Crim.P. The motion was indeed late and, in a non-
capital case, appellate review would be limited. See Tenn. R. App. P. 3(e); State v. Givhan, 616
S.W.2d 612, 613-614 (Tenn. Crim.App. 1980). However, both the Court of Criminal Appeals
and this Court have a statutory obligation under Tenn. Code Ann. § 39-13-206 (1997 Repl.) to
review the defendant’s conviction of first degree murder and sentence of death. Moreover, our
statutory duty to review the sentence of death exists even in the absence of an appeal by the
defendant.5 In light of this clear statutory directive, it would be anomalous, in our view, to hold
that review is precluded because the motion for new trial was not timely filed. By so holding, we
do not by any means approve or suggest that attorneys in capital cases make a practice of late
filing the defendant’s motion for a new trial. To the contrary, attorneys representing capital
defendants should diligently comply with all filing deadlines. Indeed, the failure to do so in
some circumstances could support a claim of ineffective assistance of counsel. We simply hold
that in light of our statutory duty to review capital cases, this Court has jurisdiction to review the
issues raised in this appeal despite the defendant’s failure to timely file his motion for new trial.
Cf. State v. Bigbee, 885 S.W.2d 797, 805 (Tenn. 1994); State v. Martin, 702 S.W.2d 560, 564
(Tenn. 1985); State v. Duncan, 698 S.W.2d 63, 67-68 (Tenn. 1985); State v. Strouth, 620 S.W.2d
467, 471 (Tenn. 1981).
IMPEACHMENT OF CHARACTER WITNESS - RULE 405
The defendant next contends that the trial court erroneously permitted the State to
examine a character witness about his knowledge of the defendant’s alleged satanic beliefs and
practices. Specifically, the defendant asserts that no reasonable factual basis for the specific
instance of conduct existed because the alleged rumor surfaced after the killing, the questioning
did not properly address the credibility of the witness’s testimony, and the probative value of the
inquiry did not outweigh its prejudicial effect. The State responds that the inquiry was proper
5
"If the defendant has been convicted of first degree murder and sentenced to death but
does n ot appea l the convic tion of first de gree m urder, the n the trial cou rt shall certify, within n inety
(90) days after the judgment has become final, the record relating to punishment and the same
shall be transmitted by the clerk of the trial court to the Court of Criminal Appeals. . . .” Tenn. Code
Ann. § 3 9-13-20 6 (1997 Repl.)
under applicable evidentiary standards.
Pursuant to Rule 405(a), Tenn. R. Evid., a witness offering testimony about the
defendant’s character may be impeached by questions which test the character witness’s
knowledge of “relevant specific instances of conduct.”6 The purposes served by such inquiries
has been explained as follows:
Specific instances of conduct are permissible on cross-examination for several
reasons. First, they test the credibility of the character witness by providing
information on the underlying data upon which the opinion or reputation was
formed. If an opinion witness, who testifies that the defendant was an honest
person at the critical time, did not know that the defendant had a prior
embezzlement conviction, the opinion may have been formed on the basis of
inadequate information or a careless (and therefore suspect) approach to assessing
a person’s reputation. Second, the specific acts help the trier of fact assess the
standards used by the character witness. For example, if a witness who gave the
opinion that the defendant is an honest person also knew that the defendant had
ten shoplifting convictions, the trier of fact may choose to discount the opinion
evidence because of the character witness’s low standards for measuring honesty.
Cohen, Sheppeard, Paine, Tennessee Law of Evidence, § 405.3, p. 195 (3rd ed. 1995 & Supp.
1997) (hereinafter “Evidence, § __, p. __.”).
6
Rule 405(a) provides as follows:
In all ca ses in whic h evid enc e of c hara cter o r a tra it of ch arac ter of a per son is
admissible, proof ma y be by testimony as to reputation or by testimony in the form
of an opinio n. Aft er ap plicat ion to the c ourt, inquir y on cr oss -exa min ation is
allowable into relevant specific instances of conduct. The conditions which must
be satisfied before allowing inquiry on cross-examination about specific instances
of conduct are:
(1) The court upon request must hold a hearing outside the jury’s presence,
(2) T he co urt m ust d eterm ine th at a re aso nab le fac tual b asis exist s for the inq uiry,
and,
(3) The court must determine that the probative value of a specific instance of
conduct on the character witness’s credibility outweighs its prejudicial effect on
substantive issues.
Though inquiries into specific instances of conduct serve valid impeachment purposes, to
prevent the jury from hearing inadmissible and potentially prejudicial allegations about the
defendant’s character, Rule 405 includes certain procedural prerequisites which must be satisfied
before such inquiries are permissible. First, an attorney must make application to the court
before utilizing a specific instance of conduct to impeach a character witness. Since the rule
provides no time limit, application may be made immediately before the question is asked, but if
opposing counsel is unable to respond because of surprise, a recess may be appropriate.
Evidence, § 405.3, p. 197.
Second, Rule 405 mandates that the trial court, upon request, conduct a hearing outside
the jury’s presence to determine whether inquiries into specific instances of conduct are
permissible. During this jury-out hearing, the trial court must determine whether the specific
instance of conduct about which inquiry is proposed is relevant to the character trait about which
the witness has testified. For example, this Court held in State v. Sims, 746 S.W.2d 191 (Tenn.
1988), that questions regarding the defendant’s prior arrests for bad checks and shoplifting were
permissible to impeach the character witness who had testified that the defendant had a good
reputation for truthfulness in the community. However, we held impermissible questions
regarding the defendant’s prior arrests for assault and battery because they were not relevant to
the character trait about which the witness had testified -- the defendant’s truthfulness. Though
the decision in Sims was rendered before the adoption of the Tennessee Rules of Evidence in
1990, it is an accurate interpretation of the language of Rule 405 which permits inquiries into
“relevant specific instances of conduct.” (Emphasis added.)
If the relevancy standard is satisfied, the trial court must next determine whether a
“reasonable factual basis” exists for the specific instance of conduct. Rule 405 provides no
specific guidance with respect to the nature of evidence or the showing required to establish the
existence of a “reasonable factual basis.” Nonetheless, we agree with the Court of Criminal
Appeals that whenever possible, extrinsic proof should be offered at the jury-out hearing to
establish the “reasonable factual basis.” If the realities of trial make it impossible to do so, the
attorney proposing to ask the question should, at a minimum, clearly state on the record the
source and origin of the information underlying the specific instance of conduct about which
inquiry is proposed. Evidence, § 405.3 at p. 197.
In evaluating whether a “reasonable factual basis” has been established, the trial court
should be mindful that the purpose of this requirement, as noted by the Court of Criminal
Appeals in this case, is to ensure that such questions are proposed in good faith, rather than in an
effort to place before the jury unfairly prejudicial information supported only by unreliable
rumors. Though we have not previously addressed the “reasonable factual basis” requirement of
Rule 405, this Court, long ago, decided that reports of a defendant’s bad character which do not
arise until after the crime for which he or she is being tried are inherently suspect.
For example, in Powers v. State, 117 Tenn. 363, 97 S.W. 815, 817 (1906), during the
defendant’s trial for first degree murder for stabbing his school teacher to death, a witness for the
prosecution testified on cross-examination as to the good character of the defendant. Purporting
to test the witness’s credibility, the prosecution, on redirect, asked the witness if he had heard
that the defendant had “run his stepfather from home with a knife, and had threatened to kill
another school-teacher, and had lain in weight [sic] for him with a shotgun.” The witness
responded that he had heard these reports after the killing had occurred. Powers was convicted,
and before this Court argued that reports of a defendant’s alleged misconduct which arise after
the commission of the crime should not be used by the prosecution to impeach a character
witness. This Court agreed with the defendant, stating:
The reputation which a defendant has made upon the subject of quietness and
good citizenship available for or against him in a criminal cause when he puts his
character in issue is that which he bore at and before the taking place of the act for
which he is upon trial, not a reputation subsequently acquired or created for or
against him. A different view would put a premium on the manufacturing of
evidence.
Powers, 97 S.W. at 817. This Court reversed the conviction because the “matter testified to came
to the knowledge of the witnesses after the commission of the homicide which was the subject of
investigation,” and, therefore was not a subject upon which the character witness could be
impeached. Id; see also Tucker v. State, 149 Tenn. 98, 257 S.W. 850, 856 (1924); Wanda E.
Wakefield, Annotation, “Cross-Examination of Character Witness,” 13 A.L.R.4th 796, § 8
(1982 & Supp. 1997) (citing cases limiting cross-examination to specific instances of conduct
which occurred before commission of the crime on trial).
While our decisions in Powers and Tucker predate the adoption of the Tennessee Rules of
Evidence, the logic and rationale of those decisions are consistent with, and reflected by, the
“reasonable factual basis” requirement of Rule 405. Because of the potential for evidence
manufacturing, and because a person accused of a crime is more likely to be the subject of rumor
and innuendo, reports of specific instances of conduct which do not arise until after a crime has
been committed are inherently suspect and may not form the basis for inquiry under Rule 405. In
addition, a trial court should exercise caution in permitting inquiry under Rule 405 if the
character witness subject to impeachment first heard reports of the specific instance of conduct
after the crime occurred. Under those circumstances, to establish a reasonable factual basis, the
prosecution must offer some proof at the jury-out hearing that the specific instance of conduct
had been reported before the crime occurred.
If a specific instance of conduct is relevant and supported by a reasonable factual basis,
the trial court must next determine whether the probative value of a “specific instance of conduct
on the character witness’s credibility outweighs its prejudicial effect on the substantive issues.”
In recognition of the uniquely prejudicial impact of allegations of instances of bad conduct, the
evidentiary rules place a tighter restraint on the permissibility of inquiries about relevant specific
instances of conduct than is placed on the admissibility of other relevant evidence. Indeed, Rule
403, Tenn. R. Evid., provides that relevant evidence is excluded only if its probative value is
“substantially outweighed” by its prejudicial effect. In contrast, inquiries into specific instances
of conduct under Rule 405 are precluded if probative value and prejudicial effect are of equal
weight, or if the prejudicial effect of the specific instance of conduct on substantive issues merely
“outweighs” its probative impeachment value. See also Tenn. R. Evid. 404(b) (same weighing
standard governs admission of proof of prior bad acts).
Even when a trial court determines that an inquiry is permissible under the previously
delineated procedural safeguards of Rule 405, Tennessee law requires the trial court to instruct
the jury that the specific acts of conduct were admitted for the limited purpose of evaluating the
credibility of the character witness. Sims, supra.
Having set out the governing legal principles, we must now apply these rules to the facts
of this case. Here, the alleged error arose during the guilt phase of the trial when defense
counsel, at the end of his cross-examination of James Shaw, a witness for the State, asked Shaw
if he was familiar with the defendant’s reputation in the community for peacefulness and
violence. Shaw, who had dated the defendant’s aunt and known the defendant for twelve years,
responded, “Yeah. He didn’t bother nobody. You know, he’d help you if he could, but he never
did - he never did bother nobody. He seemed like to me he always tried to stay away from, you
know, trouble.”
At the beginning of redirect, the prosecutor, during a bench conference, advised the trial
court that to test Shaw’s basis of knowledge the State proposed to ask Shaw whether he had
heard that the defendant claimed he worshiped Satan and had to kill two people to get power.
The defense requested a jury-out hearing, at which Shaw admitted that he had heard these
allegations after the murder was committed from the defendant’s “auntie and them,” and again
before trial from the prosecuting attorney. The prosecutor then remarked that he had heard this
information “from two or three people as well” and argued that, with Shaw’s having also heard
it, a “factual basis” existed for asking the question. The prosecutor explained to the trial court
that “Ms. Cannon [the victim] is the one who told several of them that the defendant told her
that.” Shaw then indicated that the defendant’s aunt had heard the allegations of satanic worship
from the victim’s family after the murder. No other evidence concerning this allegation of
satanic worship was offered. Based upon this information, the trial court allowed the inquiry.
The following exchange occurred in the presence of the jury:
Prosecutor: In forming your opinion of his reputation in the
community in which he works and lives for
peacefulness and quietude, had you heard that the
defendant had told others that he worshiped Satan
and needed to kill two people in order to get some
power?
Shaw: No, I had not heard that.
Prosecutor: You had not heard that?
Shaw: I had not heard that.
Prosecutor: Didn’t you testify just a few moments ago out of the
hearing of the jury that you had heard that from
Cynthia Nesbit?
Shaw: Oh, yeah, but I thought you was talking about had I heard it from
him.
Prosecutor: No, no. I’m not talking about that. Let me be
careful. You’ve heard it from - - at least from
Cynthia Nesbit; is that correct?
Shaw: Right.
Prosecutor: That’s what he said; is that correct?
Shaw: No, I heard that that’s what she had heard.
Prosecutor: And did you take that into account in forming your
opinion of his reputation for peacefulness and
quietude?
Shaw: What do you mean by that?
Prosecutor: Does that sound peaceful and quiet to you?
Shaw: Well, I still don’t’ understand what you are saying.
Prosecutor: If somebody said that they needed to kill two people
to get power, would that sound peaceful and quiet to
you?
Shaw: No, it wouldn’t, but I ain’t heard nothing from him like that.
Prosecutor: I understand. Thank you. No further questions,
Your Honor.
JUDGE: Ladies and gentlemen, the Court charges the jury
that if you find that specific instances of bad
character of the defendant have been brought out in
the trial, then you can consider it only for the
purpose of testing the accuracy and credibility of the
character witness, and that evidence thus developed
is not substantive evidence of the defendant’s good
or bad character. All right. You may, if you have
recross-examination.
Defense: What is your opinion of his peacefulness and
quietude now? What is your opinion of him?
Shaw: Well, in my opinion, he’s a nice young man. Like I said, you
know, in my opinion, you know, he didn’t bother nobody. Like I
said, he always helped me. I go to him, tell him I need him to do
some work for me; he do it, you know. He just the type he didn’t,
you know, he respected his aunties and things and everybody else,
you know, his elders.
Defense: So you never heard this opinion directly from
anybody? I mean, you don’t know of your personal
knowledge about anything of that; is that correct?
Shaw: No, I don’t. No, I don’t.
The final charge to the jury in this case repeated the admonition that “specific instances of bad
character of the defendant” are only to be used to test the accuracy and credibility of the character
witness and not as substantive evidence of the defendant’s good or bad character.
In our view, the record in this case indicates that the requirements of Rule 405 were
satisfied. The prosecutor sought the trial court’s permission before questioning the character
witness about the defendant’s alleged satanic worship. At defense counsel’s request, the trial
court held a hearing outside the jury’s presence to consider the issue. The specific instance of
conduct about which inquiry was proposed was relevant to the issue about which the witness had
testified -- the defendant’s reputation in the community for peacefulness and quietude. A
reasonable factual basis was established. The prosecutor identified the source and origin of the
specific instance of conduct on the record at the jury-out hearing. Though the character witness
said he had not heard the allegations of satanic worship until after the murder, the prosecutor’s
statement identifying the victim of the murder as the source of the report obviously is some proof
that the incident had been reported before the murder occurred. A review of the record does not
demonstrate that the prejudicial effect of the specific instance of conduct on the substantive
issues outweighed its probative impeachment value. The inquiry was directly relevant to the
character traits of peacefulness and quietude about which the witness had testified. Immediately
following the inquiry and again in its final charge, the trial court properly instructed the jury as to
the permissible limited use of the evidence. The jury is presumed to have followed those
instructions. State v. Walker, 910 S.W.2d 381, 397 (Tenn. 1995); State v. Lawson, 695 S.W.2d
202, 204 (Tenn. 1985). The defendant’s claim that the trial court erred in allowing the inquiry is
without merit.
AGGRAVATING CIRCUMSTANCE (i)(5)
A. Sufficiency of the Evidence
In this case, the jury imposed the death penalty upon its finding7 that “[t]he murder was
especially heinous, atrocious, or cruel in that it involved torture or serious physical abuse beyond
7
According to the verdict form, the jury specifically found that “[t]he murder was heinous,
atrocious and cruel in that it involved torture and serious physical ab use be yond that n ecess ary to
produce death.” (Em phasis supplied.)
that necessary to produce death.” Tenn. Code Ann. § 39-13-204(i)(5) (1991). On appeal, the
defendant challenged the sufficiency of the evidence to support this aggravating circumstance.
The Court of Criminal Appeals held that because the victim died instantaneously from a single
gunshot wound to the head, the proof was not sufficient to show that the murder involved serious
physical abuse beyond that necessary to produce death. Relying upon decisions of this Court
defining torture as “the infliction of severe physical or mental pain upon the victim while he or
she remains alive and conscious,” State v. Williams, 690 S.W.2d 517, 529 (Tenn. 1985), the
Court of Criminal Appeals also held that the proof in case was not sufficient to establish physical
torture because Dr. Smith had testified that the individual burns caused the victim only
“moderate,” rather than “severe,” physical pain. Nonetheless, the intermediate court found the
proof showed mental torture, sufficient to support the aggravating circumstance because Dr.
Smith testified that the victim had suffered a “great degree of distress” anticipating the infliction
of the repeated burns and bruises.
In this court, the defendant agrees with the decision of the Court of Criminal Appeals as
to physical torture and serious physical abuse, but asserts that the intermediate court erred in
upholding the aggravating circumstance on the basis of mental torture because Dr. Smith’s
testimony that the victim suffered a “great degree of distress” is speculative.
In contrast, the State agrees with the intermediate court’s decision with respect to mental
torture, but avers that the Court of Criminal Appeals erred in finding the evidence insufficient to
establish physical torture and serious physical abuse since the evidence of numerous
“moderately” painful injuries considered cumulatively is sufficient to support findings of
physical torture and serious physical abuse.
As previously stated, torture has been defined as “the infliction of severe physical or
mental pain upon the victim while he or she remains alive and conscious.” Williams, 690
S.W.2d at 529. The proof in this case clearly is sufficient to show that the victim was alive and
conscious when the injuries were inflicted. Dr. Smith testified that examination of the burns and
bruises revealed that they had been inflicted before the victim’s death. The victim’s sister
testified that she had seen the victim alive and conscious at 1:00 p.m. on the day of the murder.
The defendant confirmed that testimony. The victim’s sister said that she had observed a burn
mark on the victim’s neck at that time which had not been there the previous day. Obviously,
this testimony reveals that the victim was conscious at least when some of the injuries were
inflicted. The defendant consistently maintained that the victim had been conscious until he shot
her. Considered in conjunction with Dr. Smith’s testimony that the burns and bruises were
inflicted before death, the defendant’s testimony indicates that the victim was alive and
conscious during the infliction of each and every burn and bruise. In our view, the proof in this
record is sufficient to support a finding that the victim was alive and conscious when the injuries
were inflicted.
We must next consider whether the proof is sufficient to support a finding that the
infliction of these injuries caused the alive and conscious victim “severe physical or mental
pain.” In evaluating the sufficiency of the proof on this issue, we are mindful of two
longstanding rules in this State. First,
[t]he jury may use their common knowledge and experience in deciding whether a
fact is logically deducible from the circumstances in evidence, or in making
reasonable inferences from the evidence, and may test the truth and weight of the
evidence by their own general knowledge and judgment derived from experience,
observation, and reflection. . . .
Trousdale v. State, 168 Tenn. 210, 76 S.W.2d 646 (1934); Fairbanks v. State, 508 S.W.2d 67, 69
(Tenn. 1974); State v. Meeks, 876 S.W.2d 121, 131 (Tenn. Crim. App. 1993). Second, while
expert testimony may embrace an ultimate issue to be decided by the trier of fact, State v. Shuck,
953 S.W.2d 662 (Tenn. 1997); Tenn. R. Evid. 704, the jury is not bound to accept the testimony
of an expert. Indeed, “the weight and value of expert testimony is for the jury” to determine.
State v. Sparks, 891 S.W.2d 607, 616 (Tenn. 1995).
There is no exception to this rule for capital cases. The prosecution is not required to
offer expert testimony as to the precise level of pain inflicted upon a victim. Even if such
testimony is offered, as previously stated, jurors are not bound to accept the testimony of expert
witnesses. Indeed, jurors are free to use their common knowledge and judgment derived from
experience, observation, and reflection to decide whether a fact is logically deducible or
reasonably inferred from the evidence.
In finding the proof in this record insufficient to support a finding that “severe physical
pain” had been inflicted upon the alive and conscious victim, the Court of Criminal Appeals
cited only that portion of Dr. Smith’s testimony indicating that the victim had suffered
“moderate” pain from the individual burns. The intermediate court apparently considered the
jury bound by that testimony. In evaluating the sufficiency of the proof, an appellate court must
consider the entire body of evidence in the light most favorable to the State. Applying that
standard to the facts in this case, we conclude that the proof is sufficient to support the jury’s
finding of physical torture beyond a reasonable doubt.
Beginning six hours before the victim’s death and lasting up until minutes before she
actually died, the defendant inflicted first and second degree burns on her body in six places. Dr.
Smith compared these burns to a severe sunburn or a scald burn. One burn had resulted when the
defendant held an open flame under the victim’s chin. On the left side of the victim’s neck, the
defendant carefully burned the numeral one ( “1"). The defendant also beat the soles of the
victim’s feet with sufficient force to cause bruising, and according to Dr. Smith, “great pain.”
Given the detailed description, both of these injuries and the methods by which they were
inflicted, certainly the jurors, using their common knowledge and experience, could have
assessed the degree of pain resulting from these injuries.
Moreover, while we agree with the intermediate court’s conclusion with regard to the
sufficiency of the proof to support a jury finding that severe mental pain was inflicted upon the
victim, we again do not base our conclusion solely upon Dr. Smith’s testimony that the victim
would have suffered “a great degree of distress” anticipating the infliction of the various injuries.
Utilizing their common knowledge and experience as members of the human race, the jurors
were capable of evaluating the proof and determining whether the victim suffered severe mental
pain when, over the course of a six hour time period, her body was burned and beaten in her own
home, with four of her young children present. The sufficiency of the evidence to support a
jury’s finding of torture does not depend upon whether an expert witness utters the magical
words “severe physical or mental pain.” The relevant question for an appellate court is whether,
after reviewing the evidence in the light most favorable to the State, any rational trier of fact
could have found the existence of the aggravating circumstance beyond a reasonable doubt. State
v. Cazes, 875 S.W.2d 253 (Tenn. 1994). Applying this standard, we conclude that the proof is
sufficient to support a jury finding that both severe physical and mental pain was inflicted upon
the victim while she remained alive and conscious.
Moreover, in our view, the evidence is also sufficient to support a finding of “serious
physical abuse beyond that necessary to produce death” even though the cause of the victim’s
death was a single gunshot wound to the head. There is no requirement that the cause or mode of
death also be the cause or mode of the “serious physical abuse beyond that necessary to produce
death.” In this case, burns and bruises were inflicted upon the victim over a period of six hours.
“[S]erious physical abuse beyond that necessary to produce death” means just what it says; there
must be serious physical, not mental, abuse, i.e., “an act that is ‘excessive’ or which makes
‘improper use of a thing,’ or which uses a thing ‘in a manner contrary to the natural or legal rules
for its use.” State v. Odom, 928 S.W.2d 18, 26 (Tenn. 1996). Certainly, the abuse of the victim
in this case qualifies. The defendant burned the victim’s body in various places and beat the
soles of her feet before he shot her in the head. Considering this proof, we conclude that a
rational jury could have found that this murder involved serious physical abuse beyond that
necessary to produce death.
B. Jury Instruction
The defendant also attacks as confusing the language of the aggravating circumstance --
“[t]he murder was especially heinous, atrocious, or cruel in that it involved torture or serious
physical abuse beyond that necessary to produce death.“ Without a clarifying instruction, the
defendant contends that the aggravating circumstance fails to sufficiently channel the jury’s
discretion and meaningfully narrow the class of death eligible defendants. Specifically, the
defendant contends that the phrase “in that” misleads the jury to believe that any act of torture or
serious physical abuse beyond that necessary to produce death is “especially heinous, atrocious,
or cruel,” and he contends that without an instruction setting out the two-step analysis, a jury may
inappropriately find the circumstance based only on proof of torture or serious physical abuse.
We disagree. The jury in this case was properly instructed in accordance with the
language of the statute and the definitions provided in Williams, supra. We have repeatedly and
recently upheld the constitutionality of this aggravating circumstance. See e.g. Odom, 928
S.W.2d at 18. Accordingly, this issue is without merit.
VICTIM IMPACT EVIDENCE
The State at the sentencing hearing, in its case in chief, through the victim’s mother,
presented evidence of the victim’s character and the “very devastating” impact the victim’s death
had imposed upon her family. The defendant objected to this testimony as irrelevant and highly
inflammatory. On appeal, the defendant argues that admission of the victim impact evidence
violates the Eighth and Fourteenth Amendments of the United States Constitution and Article I,
Section 16 of the Tennessee Constitution. In addition, the defendant argues that victim impact
evidence is immaterial and irrelevant under Tennessee’s capital sentencing statute, and even if
relevant, the prejudicial effect of this evidence substantially outweighs its probative value.
On the other hand, the State argues that both this Court and the United States Supreme
Court have recognized that victim impact evidence is relevant to punishment and admissible
under both the federal and state constitutions. Because it is relevant to punishment, the State
argues that victim impact evidence is admissible under the Tennessee statutory scheme which
provides that evidence may be presented “as to any matter the court deems relevant to
punishment.” The State also argues that the probative value of the evidence in this case was not
substantially outweighed by its prejudicial effect.
The constitutional standards governing victim impact evidence and argument at a capital
sentencing proceeding have varied greatly over the past eleven years. In Booth v. Maryland, 482
U.S. 496, 504, 107 S.Ct. 2529, 2534, 96 L.Ed.2d 440 (1987), the Supreme Court held that
introduction of victim impact evidence at the penalty phase of a capital trial violates a
defendant’s Eighth Amendment rights because the evidence “may be wholly unrelated to
blameworthiness of a particular defendant,” and may divert the capital sentencer’s attention from
relevant information about the crime and the defendant’s background and record. In South
Carolina v. Gathers, 490 U.S. 805, 811-12, 109 S.Ct. 2207, 2211, 104 L.Ed.2d 876 (1989), the
Supreme Court reaffirmed Booth and extended it to preclude comments by the prosecution, in
final argument, about the victim and victim impact. As in Booth, the majority in Gathers held
that the prosecution had focused upon considerations which were not relevant to the defendant’s
“personal responsibility and moral guilt.”
Against this jurisprudential background, this Court rendered our decision in State v.
Payne, 791 S.W.2d 10 (Tenn. 1990). In that case, the defendant had been convicted of the
stabbing murder of a twenty-eight-year-old mother and her two-and- one-half year old daughter.
The victim’s three-and-one-half year old son also had been severely injured in the assault, but
managed to survive. At the sentencing phase of Payne’s trial the mother and grandmother of the
deceased victims briefly testified about the impact of the murders on her surviving grandson.
The prosecutor utilized the victim impact evidence in his closing argument. In this Court, the
defendant argued that the evidence and argument regarding victim impact violated Booth and
Gathers. While acknowledging the technical irrelevance of victim impact evidence under Booth,
this Court held that the evidence and argument in Payne “did not create a constitutionally
unacceptable risk of an arbitrary imposition of the death penalty, and was harmless beyond a
reasonable doubt.” Id., 791 S.W.2d at 18. With respect to the prosecutor’s arguments in Payne,
this Court held, “[w]e are of the opinion that the prosecutor’s argument is relevant to this
defendant’s personal responsibility and moral guilt.” Id., 791 S.W.2d at 19. In so concluding,
we stated,
It is an affront to the civilized members of the human race to say that at sentencing
in a capital case, a parade of witnesses may praise the background, character and
good deeds of Defendant (as was done in this case), without limitation as to
relevancy, but nothing may be said that bears upon the character of, or the harm
imposed, upon the victims.
Id.
The United States Supreme Court granted the defendant’s appeal from our decision in
Payne, and overruled Booth and Gathers to the extent that those decisions had held the Eight
Amendment precludes admission of victim impact evidence and prosecutorial argument on the
evidence.8 Payne v. Tennessee, 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991). First,
the Court, explained that, “it was never held or even suggested in any of our cases preceding
Booth that the defendant, entitled as he was to individualized consideration, was to receive that
consideration wholly apart from the crime which he had committed.” Payne, 501 U.S. at 822,
111 S.Ct. at 2607. According to the Court in Payne, the rule announced by Booth and Gathers,
“unfairly weighted the scales in a capital trial” by placing virtually no limits on the relevant
mitigating evidence a capital defendant may introduce, while barring the State from “either
offering a glimpse of the life which a defendant chose to extinguish or demonstrating the loss to
the victim’s family and to society which have resulted from the defendant’s homicide.” Payne,
501 U.S. at 822, 111 S.Ct. at 2607 (internal citations and quotations omitted). The Payne Court
reiterated that, “justice, though due to the accused, is due to the accuser also. The concept of
fairness must not be strained till it is narrowed to a filament. We are to keep the balance true.”
Payne, 501 U.S. at 827, 111 S.Ct. at 2609, (quoting Snyder v. Massachusetts, 291 U.S. 97, 122,
54 S.Ct. 330, 338, 78 L.Ed. 674 (1934)).
Therefore, in overruling the decisions of Booth and Gathers, the Court in Payne stated:
We are now of the view that a State may properly conclude that for the
jury to assess meaningfully the defendant’s moral culpability and
blameworthiness, it should have before it at the sentencing phase evidence of the
specific harm caused by the defendant. The State has a legitimate interest in
counteracting the mitigating evidence which the defendant is entitled to put in, by
reminding the sentencer that just as the murderer should be considered as an
8
How ever , left un distu rbed by Payne was the rule of Booth holding that admission of a
victim’s family members’ characterizations and opinions about the crime, the defendant, and the
approp riate sente nce violate s the Eigh th Am endm ent. Payne, 501 U.S. at 830, n. 2, 111 S.Ct. at
2611, n. 2 . See also Payne, 501 U.S . at 832, 11 1 S.Ct. at 2 612 (O ’Conno r, J., conc urring); Payne,
501 U.S. at 835, n. 1, 111 S.Ct. at 2614, n.1 (Souter, J., concurring).
individual, so too the victim is an individual whose death represents a unique loss
to society and in particular to his family. By turning the victim into a faceless
stranger at the penalty phase of a capital trial, Booth deprives the State of the full
moral force of its evidence and may prevent the jury from having before it all the
information necessary to determine the proper punishment for a first-degree
murder.
Payne, 501 U.S. at 825, 111 S.Ct. at 2608 (internal citations and quotations omitted). Therefore,
the Court held that if a State chooses to permit the admission of victim impact evidence and
prosecutorial argument, “the Eighth Amendment erects no per se bar.” Payne, 501 U.S. at U.S.
at 827, 111 S.Ct. at 2609.
However, Payne did not authorize admission of any and all victim impact evidence and
argument. Indeed, the Court noted that in the event victim impact evidence is introduced “that is
so unduly prejudicial that it renders the trial fundamentally unfair, the Due Process Clause of the
Fourteenth Amendment provides a mechanism for relief.” Payne, 501 U.S. at 825, 111 S.Ct. at
2608.
Therefore, Payne stands for the proposition that the Eighth Amendment does not preclude
the admission of victim impact evidence or prosecutorial argument about the evidence.
Moreover, decisions of this Court rendered subsequent to Payne, have also held that victim
impact evidence and prosecutorial argument is not precluded by the Tennessee Constitution.
State v. Shepherd, 902 S.W.2d 895, 907 (Tenn. 1995); State v. Brimmer, 876 S.W.2d 75, 86
(Tenn. 1994). Accordingly, the defendant’s contention that victim impact evidence and
argument is barred by the federal and state constitutions is without merit.
The defendant next contends that victim impact evidence is inadmissible under
Tennessee’s capital sentencing statute. The State responds that the statute permits all evidence
relevant to punishment and victim impact evidence is admissible because it is relevant to
punishment.
We begin our consideration of this issue with the language of the statute. Tenn. Code
Ann. § 39-13-204(c) (1997 Repl.) provides as follows:
In the sentencing proceeding, evidence may be presented as to any matter that the
court deems relevant to the punishment and may include, but not be limited to, the
nature and circumstances of the crime; the defendant’s character, background
history, and physical condition; any evidence tending to establish or rebut the
aggravating circumstances enumerated in subsection (i); and any evidence tending
to establish or rebut any mitigating factors. Any such evidence which the court
deems to have probative value on the issue of punishment may be received
regardless of its admissibility under the rules of evidence; provided that the
defendant is accorded a fair opportunity to rebut any hearsay statements so
admitted. However, this subsection shall not be construed to authorize the
introduction of any evidence secured in violation of the constitution of the United
States or the constitution of Tennessee.
The language of the statute is broad. On its face the statute appears to authorize the admission of
any reliable evidence that is relevant to punishment, with the only requirement being that the
defendant be accorded a fair opportunity to rebut hearsay statements. The statute, consistent with
constitutional mandate, permits admission of all relevant mitigating evidence, whether or not the
category of mitigation is listed in the statutory scheme. State v. Cazes, 875 S.W.2d 253, 266
(Tenn. 1994) (discussing McKoy v. North Carolina, 494 U.S. 433, 442, 110 S.Ct. 1227, 1233,
108 L.Ed.2d 369 (1990) and Mills v. Maryland, 486 U.S. 367, 375, 108 S.Ct. 1860, 1865-66, 100
L.Ed.2d 384 (1988)). However, this Court repeatedly has held that the State may not rely upon
nonstatutory aggravating circumstances to support imposition of the death penalty, but is limited
to those aggravating circumstances listed in the statute. State v. Thompson, 768 S.W.2d 239,
251 (Tenn. 1989); State v. Cozzolino, 584 S.W.2d 765, 768 (Tenn. 1979). Indeed, we stated in
Cozzolino that “evidence is relevant to the punishment, and thus admissible, only if it is relevant
to an aggravating circumstance, or to a mitigating factor raised by the defendant.” Id. at 768.
Nonetheless, that general statement, upon which the defendant in this case relies to
support his contention that victim impact evidence is not admissible, has not been literally
applied to limit admission of evidence at a capital sentencing hearing. Even in Cozzolino, the
case in which the rule was announced, the jurors heard proof at the sentencing hearing about how
the crime had been committed which was not necessarily relevant to an aggravating
circumstance. Moreover, in several subsequent decisions we have expressly recognized that a
sentencing jury must be permitted to hear evidence about the nature and circumstances of the
crime even though the proof is not necessarily related to a statutory aggravating circumstance.
State v. Harris, 919 S.W.2d 323, 331 (Tenn. 1996); State v. Teague, 897 S.W.2d 248, 251 (Tenn.
1995); State v. Nichols, 877 S.W.2d 722, 731 (Tenn. 1994); State v. Bigbee, 885 S.W.2d 797,
813 (Tenn. 1994)(citing cases). Indeed, we have recognized that evidence carefully limited to
allow an “individualized sentencing determination” based upon the defendant’s character and the
circumstances of the crime is constitutionally required. Nichols, 877 S.W.2d at 731. We have
also opined that once a capital sentencing jury finds that a defendant falls within the legislatively
defined category of persons eligible for the death penalty, the jury is free to consider a myriad of
factors to determine whether death is the appropriate punishment to the offense and the
individual defendant. Nichols, 877 S.W.2d at 731 (citing cases). In our view, the impact of the
crime on the victim’s immediate family is one of those myriad factors encompassed within the
statutory language nature and circumstances of the crime. To conclude otherwise would be
equivalent to divorcing the defendant from the crime he or she has committed. As the United
States Supreme Court recognized, a defendant is entitled to individualized consideration, but that
consideration is not to occur “wholly apart” from the crime for which he or she has been
convicted. Payne, 501 U.S. at 822, 111 S.Ct. at 2607.
The Tennessee statute delineates a procedure which enables the sentencing jury to be
informed about the presence of statutory aggravating circumstances, the presence of mitigating
circumstances, and the nature and circumstances of the crime. The statute allows the sentencing
jury to be reminded “that just as the murderer should be considered as an individual, so too the
victim is an individual whose death represents a unique loss to society and in particular to his
family.” Payne, 501 U.S. at 825, 111 S.Ct. at 2608 (internal citations and quotations omitted).
As this Court emphasized in its decision in Payne, it would be “an affront to the civilized
members of the human race” to allow unlimited mitigation proof at sentencing in a capital case,
but completely preclude proof of the specific harm resulting from the homicide. Accordingly,
the defendant’s claim that victim impact evidence is not admissible under the Tennessee capital
sentencing statute is without merit.
We emphasize, however, that not any and all victim impact evidence the prosecution
wishes to offer at a capital sentencing hearing is admissible. Although such evidence is not
entirely precluded by the Eighth Amendment,9 victim impact evidence may be introduced “that is
so unduly prejudicial that it renders the trial fundamentally unfair,” thus implicating the Due
9
See Footno te 6, supra.
Process Clause of the Fourteenth Amendment. Payne, 501 U.S. at 825, 111 S.Ct. at 2608.
Moreover, as with any other evidence sought to be admitted, the trial court may exclude victim
impact proof if its probative value is substantially outweighed by its prejudicial effect. Tenn. R.
Evid. 403.10 Therefore, victim impact evidence which threatens to render the trial fundamentally
unfair or which poses a danger of unfair prejudice is not appropriate and should be excluded by
the trial judge. Payne, 501 U.S. at 836, 111 S.Ct. at 2614 (Souter, J., concurring). To enable the
trial court to adequately supervise the admission of victim impact proof, we conclude that the
State must notify the trial court of its intent to produce victim impact evidence. Upon receiving
notification, the trial court must hold a hearing outside the presence of the jury to determine the
admissibility of the evidence. The victim impact evidence should not be admitted until the trial
court determines that evidence of one or more aggravating circumstances is already present in the
record. Windom v. State, 656 So.2d 432, 438 (Fla. 1995); Cargle v. State, 909 P.2d 806, 826
(Ok. Ct. Crim. App. 1995).
Generally, victim impact evidence should be limited to information designed to show
those unique characteristics which provide a brief glimpse into the life of the individual who has
been killed,11 the contemporaneous and prospective circumstances surrounding the individual’s
death, and how those circumstances financially, emotionally, psychologically or physically
impacted upon members of the victim’s immediate family. Payne, 501 U.S. at 822, 111 S.Ct. at
10
Rule 403 provides that “[a]lthough relevant, evidence may be exc luded if its probative
value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or
misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of
cum ulative evide nce.”
11
W e reite rate th at vict im im pac t evide nce of an othe r hom icide, even one c om mitte d by th e
defend ant on trial, is no t adm issible. Bigbee, 885 S.W.2d at 812.
2607; Payne, 501 U.S. at 830, 111 S.Ct. at 2611 (O’Connor, J. , concurring); Cargle v. State, 909
P.2d 806, 826 (Ok. Ct. Crim. App. 1995). Of these types of proof, evidence regarding the
emotional impact of the murder on the victim’s family should be most closely scrutinized
because it poses the greatest threat to due process and risk of undue prejudice, particularly if no
proof is offered on the other types of victim impact. Cargle, 909 P.2d at 830; cf. Saffle v. Parks,
494 U.S. 484, 493, 110 S.Ct. 1257, 108 L.Ed.2d 415 (1990) (“It would be very difficult to
reconcile a rule allowing the fate of a defendant to turn on the vagaries of particular jurors’
emotional sensitivities with our longstanding recognition that, above all, capital sentencing must
be reliable, accurate, and nonarbitrary.”) However, there is no bright-line test, and the
admissibility of specific types of victim impact evidence must be determined on a case-by-case
basis.
Similarly, while victim impact argument by the prosecution about the evidence is
permissible, restraint should be exercised. This Court has consistently cautioned the State
against engaging in victim impact argument which is little more than an appeal to the emotions
of the jurors as such argument may be unduly prejudicial. State v. Shepherd, 902 S.W.2d 895,
907 (Tenn. 1995) (“We caution the State to utilize such arguments advisedly.”); State v. Bigbee,
885 S.W.2d 797, 808 (Tenn. 1994) (“[T]he State may risk reversal by engaging in argument
which appeals to the emotions and sympathies of the jury.”) Indeed, prosecuting attorneys must
remember that jurors are to base their decision upon a reasoned moral response to the evidence.
See California v. Brown, 479 U.S. 538, 542-43, 107 S.Ct. 837, 839-40, 93 L.Ed.2d 934 (1987).
The jury should not be given the impression that emotion may reign over reason. In each case,
the trial court must strike a careful balance. Argument on relevant, though emotional,
considerations is permissible, but inflammatory rhetoric that diverts the jury’s attention from its
proper role or invites an irrational, purely emotional response to the evidence is not permissible
and should not be tolerated by the trial court.
Finally, to assist the jury in properly utilizing victim impact evidence, we hereby suggest
the following instruction, to be used in all future capital murder cases in which victim impact
evidence is admitted:
The prosecution has introduced what is known as victim impact evidence. This
evidence has been introduced to show the financial, emotional, psychological, or
physical effects of the victim’s death on the members of the victim’s immediate
family. You may consider this evidence in determining an appropriate
punishment. However, your consideration must be limited to a rational inquiry
into the culpability of the defendant, not an emotional response to the evidence.
Victim impact evidence is not the same as an aggravating circumstance. Proof of
an adverse impact on the victim’s family is not proof of an aggravating
circumstance. Introduction of this victim impact evidence in no way relieves the
State of its burden to prove beyond a reasonable doubt at least one aggravating
circumstance which has been alleged. You may consider this victim impact
evidence in determining the appropriateness of the death penalty only if you first
find that the existence of one or more aggravating circumstances has been proven
beyond a reasonable doubt by evidence independent from the victim impact
evidence, and find that the aggravating circumstance(s) found outweigh the
finding of one or more mitigating circumstances beyond a reasonable doubt.
This instruction should be used in substance in all future capital murder trials where victim
impact evidence has been introduced and is effective from the date this decision is released. See
Cargle, 909 P.2d at 828; see also Turner v. State, 486 S.E.2d 839, 843 (Ga. 1997)(citing other
cases). Having concluded that victim impact is admissible at the sentencing phase of a capital
trial in accordance with due process and evidentiary constraints, we must next determine whether
the evidence admitted in this case exceeded either of those restrictions.
At sentencing, the prosecution called the victim’s mother, Laura May Cannon, to testify
about the impact of her daughter’s death on her family, particularly the victim’s children.
Cannon related that her daughter had been a kind, warmhearted person. Cannon said that the
family had been very depressed as a result of the victim’s death and missed her very much.
Cannon had obtained legal custody of four of the victim’s children.12 Cannon had resigned her
employment to care for the children. Cannon said that the four children in her custody had been
receiving psychological therapy designed to help them cope with their loss. She also testified
that the children had experienced nightmares and talked in their sleep since the murder, and often
did not play well together. The children also had reenacted the murder while at play.
In approximately five pages of transcript, Cannon clearly and concisely related the
financial, psychological, emotional, and physical impact of this murder on the victim’s family.
Although she mentioned the emotional impact of the murder, Cannon focused upon the financial,
psychological, and physical impact of the crime. Because the defendant in this case had been
acquainted with the victim for about a month, he knew that she was a single mother of five young
children. The defendant also knew that four of the victim’s children were in the apartment at the
time of the murder.
The State is not required to prove that a defendant has specific knowledge about a
victim’s family to secure admissibility of victim impact evidence. As stated by Justice Souter in
12
The victim’s youngest child had been living with his paternal grandmother at the time of
trial.
a concurring opinion in Payne:
Murder has foreseeable consequences. When it happens, it is always to distinct
individuals, and after it happens other victims are left behind. Every defendant
knows, if endowed with the mental competence for criminal responsibility, that
the life he will take by his homicidal behavior is that of a unique person, like
himself, and that the person to be killed probably has close associates,
“survivors,” who will suffer harms and deprivations from the victim’s death. Just
as defendants know that they are not faceless human ciphers, they know that their
victims are not valueless fungibles and just as defendants appreciate the web of
relationships and dependencies in which they live, they know that their victims are
not human islands, but individuals with parents or children, spouses or friends or
dependents. Thus, when a defendant chooses to kill, or to raise the risk of a
victim’s death, this choice necessarily relates to a whole human being and
threatens an association of others, who may be distinctly hurt. The fact that the
defendant may not know the details of a victim’s life and characteristics, or the
exact identities and needs of those who may survive should not in any way
obscure the further facts that death is always to a ‘unique’ individual, and harm to
some group of survivors is a consequence of a successful homicidal act so
foreseeable as to be virtually inevitable.
Payne, 501 U.S. at 838, 111 S.Ct. at 3615.
While we are in complete agreement with that analysis, we are also of the opinion that a
trial court may consider the defendant’s specific knowledge about the victim’s family when
evaluating the probative value of victim impact proof on the appropriateness of the death penalty
and when determining if probative value is substantially outweighed by prejudicial effect. In our
view, probative value is particularly great, where the proof shows, as it did in this case, that a
defendant had specific knowledge about the victim’s family when the crime was committed.
Accordingly, we have no hesitation in holding that the probative value of the victim impact proof
in this case was not substantially outweighed by the danger of unfair prejudice. To the contrary,
the probative value of the proof in this case far outweighed the danger of its unfair prejudice.
The victim impact evidence admitted in this case violated neither the constraints of due process,
nor the evidentiary strictures of Rule 403, Tenn. R. Evid.
However, the prosecutor’s argument about the purpose and function of the victim impact
evidence was erroneous. In pertinent part the argument was as follows:
There’s no proof he did it in front of them. He just left her there bleeding,
knowing those four young babies were in the house with a dead mother. He
didn’t know, I guess, that they were going to try to wake mommy and try to shake
her out of the blood and the brains. No, maybe he didn’t know. But you saw his
testimony. He didn’t care either. He didn’t care.
How do you weigh this? Well, you have to look at the impact of the crime.
That’s why the people are here to testify about her life, Miriam Cannon, because
[w]e sometimes forget in these trials that, while we’re here to take care of the
defendant and provide justice for him, there is someone else in this case, and it is
not just Miriam Cannon. There are those babies, those orphan children. There
are the rest of her family. There is the rest of society that has been deprived of
Miriam Cannon. There are lots of victims in this particular case.
Now the defendant’s family would like to see him. All right. Balance that
against, doesn’t everybody understand that little Terrica and the rest of the
children would like to see their mother, too? Sure that balances. Everybody
knows that. They would like to be able to see them as well.
And the relatives of the person who is facing death by electrocution will
tell you to please spare his life. Wouldn’t it have been nice if Ms. Cannon and the
rest [of the] family could have been there to beg for Miriam’s life? They could
have looked at him and said, “Please, don’t kill my daughter. Go ahead and
torture her, but don’t kill her.”
But they didn’t get the chance to. We give him that chance, but she
doesn’t get that chance. So when you go to balance the aggravating
circumstances against that mitigation, remember if it had been possible they
would have been there begging for their daughter’s life. Those children would
have begged for their mother’s life had they been given that opportunity. So you
balance that against the mitigation.
Defense counsel says he shows remorse. . . . He has no remorse. There is
no mitigating circumstance of remorse. There is only the aggravating factor of
ours, of torture and pain and agony and the effect that this had on the family.
(Emphasis added).
Dissenting in the Court of Criminal Appeals, Judge Wade recognized that this argument
crossed the line beyond the permissible latitude afforded counsel in closing when the prosecutor
characterized the victim impact evidence as an aggravating circumstance and urged the jury to
weigh and balance the victim impact evidence against the mitigating proof. Although victim
impact evidence is, as we have previously said, one of those myriad factors which the jury may
consider in determining whether death is the appropriate punishment, it does not carry the force
and effect of an aggravating circumstance in the sentencing calculation. The prosecutor’s
argument in this case erroneously characterized the victim impact evidence as an aggravating
circumstance to weigh against mitigation proof.
To determine whether this erroneous argument constitutes grounds for reversal, we must
consider whether the impropriety “affected the verdict to the prejudice of the defendant.”
Bigbee, 885 S.W.2d at 809 (quoting Harrington v. State, 215 Tenn. 338, 385 S.W.2d 758, 759
(1965)). Factors relevant to that determination include:
(1) the conduct complained of viewed in light of the facts and circumstances of
the case;
(2) the curative measures undertaken by the court and the prosecution;
(3)the intent of the prosecutor in making the improper arguments;
(4) the cumulative effect of the improper conduct and any other errors in the
record; and
(5) the relative strength and weakness of the case.
Though the prosecutor’s argument mischaracterized the function of victim impact
evidence, the argument was based upon proof properly admitted into evidence, and there is no
indication that the prosecutor acted in bad faith. Moreover, the jurors were instructed by the trial
court in the final charge at the sentencing hearing to apply the law as provided by the court. The
trial court also instructed the jurors that they could not impose a death penalty without a
unanimous finding that the statutory aggravating circumstance had been proven beyond a
reasonable doubt and outweighed the mitigating proof beyond a reasonable doubt. Again, the
jury is presumed to follow the instructions of the trial court. Walker, 910 S.W.2d at 397.
Considering the error complained of in light of the entire case, including, as previously
discussed, the strength of the proof to establish the statutory aggravating circumstance, we are of
the opinion that the improper prosecutorial argument does not appear to have affected the verdict
to the defendant’s prejudice. Therefore, the error does not require reversal.
PROPORTIONALITY REVIEW
We must next consider whether the defendant’s sentence of death is disproportionate to
the penalty imposed in similar cases, considering the nature of the crime and the defendant.
Tenn. Code Ann. § 39-13-206(c)(4) (1997 Repl.). If this case is “plainly lacking in
circumstances consistent with those in similar cases in which the death penalty has previously
been imposed,” the sentence of death is disproportionate. State v. Bland, 958 S.W.2d 651, 665
(Tenn. 1997). However, a sentence of death is not disproportionate merely because the
circumstances of the offense are similar to those of another offense for which the defendant has
received a life sentence. Id. at 665. Our role, in conducting proportionality review is not to
assure that a sentence “less than death was never imposed in a case with similar characteristics.”
Id. Instead, our duty “is to assure that no aberrant death sentence is affirmed.” Id.
In choosing and comparing similar cases, we consider many variables, some of which
include, (1) the means of death; (2) the manner of death; (3) the motivation for the killing; (4) the
place of death; (5) the similarity of the victim’s circumstances, including age, physical and
mental conditions, and the victims’ treatment during the killing; (6) the absence or presence of
premeditation; (7) the absence or presence of provocation; (8) the absence or presence of
justification; and (9) the injury to and effects on nondecedent victims. Id. at 667. When
reviewing the characteristics of the defendant, we consider: (1) the defendant’s prior record or
prior criminal activity; (2) the defendant’s age, race, and gender; (3) the defendant’s mental,
emotional or physical condition; (4) the defendant’s involvement or role in the murder; (5) the
defendant’s cooperation with authorities; (6) the defendant’s remorse; (7) the defendant’s
knowledge of the helplessness of the victim; and (8) the defendant’s capacity for rehabilitation.
Id. Comparative proportionality review is not a rigid, objective test. Id. at 668. We do not
employ mathematical or scientific techniques. In evaluating the comparative proportionality of
the sentence in light of the factors delineated above, we rely also upon the experienced judgment
and intuition of the members of this Court. Id.
Applying these factors, we note that the proof in this case reflects that the victim died
from a single gunshot wound to her head. She was killed in her own home after undergoing a six
hour torturous ordeal during which she was burned and beaten by the defendant. Four of the
victim’s five young children were present in the apartment during the time she was tortured and
also when she was shot. There was no apparent motive for this premeditated murder. The
defendant’s claim that the shooting was accidental obviously was not believed by the jury. There
is also certainly no proof of provocation or justification for the offense. Having known the
victim for a month and having spent a portion of the night and day with her, the defendant
obviously had knowledge that the victim was helpless. Though not extensive, the nineteen-year-
old defendant had a prior juvenile criminal record. The record reflects that the defendant
cooperated with police after his apprehension, and expressed remorse for the murder at trial.
With respect to his capacity for rehabilitation, the defendant told the jury that he planned to
complete his high school education if sentenced to life imprisonment. Considering the nature of
the crime and the defendant, we conclude that imposition of the death penalty for the senseless,
torturous, and cruel murder of this twenty-year-old woman is not disproportionate to the penalty
imposed in similar cases, and that this murder places Nesbit into the class of defendants for
whom the death penalty is an appropriate punishment. Based upon our review, we conclude that
the following cases in which the death penalty has been imposed have many similarities with this
case.
In State v. Bland, 958 S.W.2d 651 (Tenn. 1997), the nineteen-year-old defendant, without
provocation or explanation, shot an unresisting, retreating victim, chased him some 91 yards or
more, and shot the helpless victim several times more after he had taken refuge underneath a
pickup truck. Like Nesbit, Bland was only nineteen years old when the crime was committed
and had no adult criminal record. The jury sentenced the defendant to death upon finding as in
this case that the murder was especially heinous, atrocious or cruel in that it involved torture or
serious physical abuse beyond that necessary to produce death. Tenn. Code Ann. § 39-13-
204(i)(5) (1991 Repl.).
In State v. Van Tran, 864 S.W.2d 465 (Tenn. 1993), this Court affirmed the death
sentence of a nineteen-year-old defendant who killed a seventy-four-year-old woman during the
course of a robbery. The victim had already been shot once and was lying on the floor, when
without provocation or explanation, Van Tran, like the defendant in this case, shot the victim in
the head. As did the defendant in this case, Van Tran cooperated with the authorities and
expressed remorse for the killing. As in this case, the jury imposed the death penalty upon
finding a single aggravating circumstance, that the murder was especially heinous, atrocious or
cruel in that it involved torture or depravity of mind. Tenn. Code Ann. § 39-2-203(i)(5) (1982).
In State v. Hurley, 876 S.W.2d 57 (Tenn. 1993), the defendant killed the victim by
shooting him once in the head. Thereafter, he robbed the victim and burned his body. As in this
case, the assault was entirely unprovoked and unexplained. The jury found the defendant guilty
of premeditated murder and imposed the sentence of death upon finding that the murder was
committed while the defendant was engaged in committing a felony -- robbery. Tenn. Code Ann.
§ 39-2-203(i)(7) (1982).
In State v. Barber, 753 S.W.2d 659 (Tenn. 1988), the defendant without provocation,
struck the elderly victim five times in the head with a crescent wrench. As mitigation, Barber, as
did Nesbit, relied upon his capacity for rehabilitation and in his youth. As in this case, the jury
found that the murder was especially heinous, atrocious, or cruel in that it involved torture or
depravity of mind. Tenn. Code Ann. § 39-2-203(i)(5) (1982). In addition, the jury determined
that the murder was committed during the course of a felony. See Barber v. State, 889 S.W.2d
185 , 189-90 (Tenn. 1994) (concluding that the jury’s consideration of the felony-murder
aggravating circumstance was harmless error).
In State v. McNish, 727 S.W.2d 490 (Tenn. 1987), the defendant beat the victim about
her face and head with a glass flower vase. The victim was alive when found, but died a short
time later, so she suffered after the attack by McNish much as the victim in this case suffered
before she was shot by Nesbit. Unlike the defendant in this case, McNish had no prior criminal
record even though he was twenty-nine years old. As in this case, the jury imposed the death
penalty upon finding a single aggravating circumstance -- that the murder was especially heinous,
atrocious, or cruel in that it involved torture or depravity of mind. Tenn. Code Ann. § 39-2-
203(i)(5) (1982).
In State v. Cooper, 718 S.W.2d 256 (Tenn. 1986), the thirty-three-year-old defendant shot
his estranged wife four times while she was trapped inside a glass and brick cashier’s booth. As
did Nesbit, Cooper shot an unarmed, helpless victim without provocation. Cooper did not shoot
his wife four times in rapid succession. Cooper shot once, walked away, then turned back and
resumed firing at her. The victim in Cooper had time to contemplate her fate and experience
severe mental pain, as did the victim in this case during the six hours she was tortured. The jury
imposed the death penalty, as in this case, upon finding that the murder was especially heinous,
atrocious, or cruel in that it involved torture or depravity of mind. Tenn. Code Ann. § 39-2-2-
3(i)(5) (1982).
No two cases are identical, but the above cases have many similarities with Nesbit. In all
six cases, the murders were without explanation or provocation. Four of the five cases, involved
the infliction of severe physical or mental pain upon the victim while he or she remained alive
and conscious. In four of the cases, death was caused by a gunshot wound. In four of the cases,
the victims were murdered either in their home or at their place of employment. Like Nesbit, two
of the defendants were nineteen years old when the murders were committed. Also, three of the
defendants, like Nesbit, had no substantial prior criminal record. At least one of the defendants
relied upon his capacity for rehabilitation, as did Nesbit. In five of the six cases, the jury returned
a sentence of death upon the basis of a single aggravating circumstance. After reviewing the
cases discussed herein, and other cases not herein detailed,13 we are of the opinion that the
penalty imposed by the jury in this case is not excessive or disproportionate to the penalty
imposed for similar crimes.
CONCLUSION
In accordance with the mandate of Tenn. Code Ann. § 39-13-206(c)(1) (1997 Repl.), and
the principles adopted in prior decisions of this Court, we have considered the entire record in
this cause and find that the sentence of death was not imposed in any arbitrary fashion, that the
evidence supports, as previously discussed, the jury’s finding of the statutory aggravating
circumstance, and the jury’s finding that the aggravating circumstance outweighed mitigating
circumstances beyond a reasonable doubt. Tenn. Code Ann. § 39-13-206(c)(1)(A) - (C) (1997
Repl.). We have considered the defendant’s assignments of error and determined that none have
merit. With respect to issues not specifically addressed herein, we affirm the decision of the
Court of Criminal Appeals, authored by Judge David G. Hayes, and joined in fully by Judge
William M. Barker and joined in partially by Judge Gary R. Wade Relevant portions of that
opinion are published hereafter as an appendix. The defendant’s sentence of death by
13
State v. Caughron, 855 S.W .2d 526 ( Tenn . 1993); State v. Sm ith,868 S.W.2d 561 (Tenn.
1993); State v. Bates, 804 S.W .2d 868 ( Tenn . 1991); State v. Payne, 791 S.W .2d 10 (Tenn. 1990);
State v. West , 767 S.W .2d 387 ( Tenn . 1989).
electrocution is affirmed. The sentence shall be carried out as provided by law on the 29th day of
January, 1999 unless otherwise ordered by this Court or other proper authorities.
_____________________________________
FRANK F. DROWOTA, III,
JUSTICE
CONCUR:
Anderson, C. J.,
Holder, J.
Birch, J. - See Separate Dissenting Opinion