COURT OF APPEALS OF VIRGINIA
Present: Judges Benton, Willis and Clements
Argued at Richmond, Virginia
MICHAEL B. PEACOCK
OPINION BY
v. Record No. 1772-01-2 JUDGE JEAN HARRISON CLEMENTS
MAY 14, 2002
BROWNING FERRIS, INC.
FROM THE VIRGINIA WORKERS' COMPENSATION COMMISSION
Richard F. Gorman, III, for appellant.
Timothy E. Howie (Hartel, Kane, DeSantis,
MacDonald & Howie, LLP, on brief), for
appellee.
Michael B. Peacock (claimant) appeals the decision of the
Workers' Compensation Commission (commission) rejecting his
request for review of the deputy commissioner's denial of his
claim for benefits. The commission concluded that the
claimant's request for review was untimely because it was not
filed within twenty days of his attorney's receipt by certified
mail of a copy of the deputy commissioner's opinion, as required
by Code § 65.2-705(A). Claimant contends the commission erred
in reaching that conclusion because Code § 65.2-705(A)'s
twenty-day limitation period for filing a request for review
begins to run only when, as required by Code § 65.2-704(A), the
party, rather than the party's attorney, receives a copy of the
deputy commissioner's opinion by registered or certified mail.
We agree with claimant and, therefore, reverse the commission's
decision and remand this matter to the commission for further
proceedings.
I. BACKGROUND
The relevant facts and procedural posture of this case are
not in dispute. On July 29, 1998, claimant filed a claim with
the commission alleging that he had suffered a compensable
industrial injury by accident or, alternatively, a compensable
occupational disease while in the employ of Browning Ferris,
Inc. (employer). On March 2, 1999, following a hearing on
claimant's claim on February 4, 1999, at which claimant was
represented by counsel, the deputy commissioner issued an
opinion denying claimant's claim under both theories of
recovery.
That same day, the commission mailed copies of the deputy
commissioner's opinion by certified mail to counsel of record
for the parties and by regular first-class mail to the parties.
Claimant's counsel received a copy of the opinion by certified
mail on March 4, 1999. Having no prior knowledge of the deputy
commissioner's ruling, claimant received a copy of the opinion
by regular first-class mail on March 6, 1999.
On March 25, 1999, claimant, proceeding pro se, filed a
request for review of the deputy commissioner's opinion by the
full commission. By letter dated March 31, 1999, the chief
deputy commissioner rejected claimant's request for review,
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ruling that the commission lacked jurisdiction to hear the
requested review because claimant's request for review was not
filed within twenty days of his attorney's receipt by certified
mail of the deputy commissioner's opinion.
Represented by newly retained counsel, claimant appealed
the commission's decision to this Court. We remanded the case
to the commission for further factual findings and for "such
disposition deemed appropriate by the commission" of the issue
of the timeliness of claimant's request for review. Peacock v.
Browning Ferris, Inc., Record No. 1007-99-2 (Va. Ct. App.
January 27, 2000).
Following an evidentiary hearing, the deputy commissioner
issued his opinion on September 27, 2000. He found that
claimant's attorney received a copy of the deputy commissioner's
March 2, 1999 opinion by certified mail on March 4, 1999 and
that claimant received a copy of that opinion by first-class
mail on March 6, 1999. Relying on the commission's holding in
Clay v. Ogden Allied Building Services, 75 O.W.C. 83 (1996),
that the sending of a copy of the opinion by certified mail
solely to a party's counsel of record satisfies Code
§ 65.2-704(A)'s requirement that a copy of the opinion be sent
by registered or certified mail to the "parties at issue," the
deputy commissioner concluded that Code § 65.2-705(A)'s
twenty-day limitation period for claimant to file a request for
review commenced when his counsel received a copy of the deputy
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commissioner's opinion by certified mail on March 4, 1999.
Thus, the deputy commissioner determined that claimant's request
for review filed on March 25, 1999 was untimely.
On October 2, 2000, claimant requested review by the
commission of the deputy commissioner's September 27, 2000
opinion. On June 14, 2001, the commission issued an opinion
affirming the deputy commissioner's opinion.
Citing Clay, the commission held that receipt by claimant's
attorney of the deputy commissioner's opinion on March 4, 1999,
triggered the running of Code § 65.2-705(A)'s twenty-day
limitation period. Although one commissioner believed that the
commission was required under Code § 65.2-704(A) to send copies
of its opinions by registered or certified mail to the parties
themselves, the majority of the commission concluded that,
because Code §§ 65.2-704(A) and 65.2-705(A) and Rule 3.1 of the
Rules of the Workers' Compensation Commission 1 made no specific
reference to "private" or "individual" parties, sending the
1
Although not before us on appeal, we observe that, in
apparent contrast to Code § 65.2-705(A)'s requirement that the
commission review an award or opinion if "an application for
review is made to the Commission within twenty days after
receipt of notice of such award" or opinion, Rule 3.1 of the
Rules of the Workers' Compensation Commission provides that a
"request for review of a decision or award of the Commission
shall be filed by a party in writing with the Clerk of the
Commission within 20 days of the date of such decision or
award." (Emphases added.) Where a rule of the commission
conflicts with a statute, the statute must prevail. See Brown
v. United Airlines, 34 Va. App. 273, 276, 540 S.E.2d 521, 522
(2001) (noting that the commission has no power to make rules
that are inconsistent with the Workers' Compensation Act).
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opinion by certified mail solely to claimant's counsel of record
satisfied Code § 65.2-704(A)'s mandate that the commission's
opinions be sent "to the parties at issue by registered or
certified mail."
The commission reasoned that the receipt of the copy of the
opinion by claimant's attorney constituted receipt by claimant
because, under the principles of agency, the acts and omissions
of a party's attorney are imputed to the party and the party is
bound by them. "Thus," the commission noted, "the required
certified or registered copies are sent to a single
representative of each party, in most cases an attorney,
although courtesy copies are also provided to the individual or
'private' parties . . . ." "To hold otherwise," the commission
stated, "would . . . impose an impracticable burden on the
Commission, and subject the individual parties to unnecessary
states of limbo even after the claim was decided."
II. ANALYSIS
Code § 65.2-704(A) provides, in pertinent part, as follows:
The Commission or any of its members or
deputies shall hear the parties at issue,
their representatives, and witnesses; shall
decide the issues in a summary manner; and
shall make an award or opinion carrying out
the decision. A copy of the award or
opinion shall be sent immediately to the
parties at issue by registered or certified
mail.
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Code § 65.2-705(A) provides, in pertinent part, as follows:
If an application for review is made to
the Commission within twenty days after
receipt of notice of such award to be sent
as provided in subsection A of § 65.2-704,
the full Commission . . . shall review the
evidence or, if deemed advisable, as soon as
practicable, hear the parties at issue,
their representatives, and witnesses.
It is well-established that, absent an allegation of fraud
or duress, the full commission has no jurisdiction to review an
award or opinion if the request for review of that award or
opinion was filed with the commission beyond the twenty-day
limitation period set forth in Code § 65.2-705(A) for seeking
review of an award or opinion. McCarthy Elec. Co. v. Foster, 17
Va. App. 344, 345, 437 S.E.2d 246, 247 (1993). Claimant did not
allege fraud or mistake. Thus, the dispositive question in this
case is whether, as the commission concluded, Code
§ 65.2-705(A)'s twenty-day limitation period began to run on
March 4, 1999, when claimant's attorney of record received a
copy of the deputy commissioner's March 2, 1999 opinion by
certified mail. If so, claimant's request for review filed
March 25, 1999 was untimely and the commission had no
jurisdiction to review the matter.
The parties agree that, because Code § 65.2-705(A) provides
that the twenty-day limitation period for filing a request for
review begins to run upon receipt of notice of an award or
opinion "sent as provided in subsection A of § 65.2-704," and
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because Code § 65.2-704(A) requires that a copy of the award or
opinion be sent "to the parties at issue by registered or
certified mail," resolution of the question of when the
limitation period began to run in this case turns on the
construction of the term "the parties at issue" as used in the
directive set forth above.
Claimant contends the plain language of Code §§ 65.2-704(A)
and 65.2-705(A) indicates the legislature intended that the
limitation period start to run only when the party, rather than
the party's counsel, receives a copy of the award or opinion by
registered or certified mail. Thus, claimant argues, Code
§ 65.2-705(A)'s limitation period never commenced with respect
to his request for review filed March 25, 1999, because the
commission failed to send him a copy of the deputy
commissioner's March 2, 1999 opinion by registered or certified
mail. Hence, he concludes, because the running of the
limitation period was never triggered, his request for review
was timely.
In response, employer contends the legislature intended
that the term "the parties at issue" be construed to include the
parties' counsel of record. Such was the "sensible"
construction the commission applied in Clay in 1996, employer
argues, and, because the legislature has knowingly acquiesced in
that construction ever since, it is entitled to great weight.
Hence, employer concludes, the twenty-day limitation period
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began to run when claimant's attorney of record received a copy
of the opinion by certified mail on March 4, 1999, and
claimant's request for review filed on March 25, 1999 was
untimely. We disagree with employer's argument.
While we generally give great weight and deference, on
appeal, to the commission's construction of the Workers'
Compensation Act, we are "not bound by the commission's legal
analysis in this or prior cases." U.S. Air, Inc. v. Joyce, 27
Va. App. 184, 189 n.1, 497 S.E.2d 904, 906 n.1 (1998). Indeed,
we will withhold the deference we normally accord the
commission's statutory interpretation of the Workers'
Compensation Act when the commission's interpretation conflicts
with the plain language of the statute. Commonwealth, Dep't of
Mines, Minerals and Energy v. May Bros., Inc., 11 Va. App. 115,
119, 396 S.E.2d 695, 697 (1990). "We are required to construe
the law as it is written. 'An erroneous construction by those
charged with its administration cannot be permitted to override
the clear mandates of a statute.'" Id. (quoting Hurt v.
Caldwell, 222 Va. 91, 97, 279 S.E.2d 138, 142 (1981)). We "are
not authorized to amend, alter or extend the [Workers'
Compensation] Act's provisions beyond their obvious meaning."
Cross v. Newport News Shipbuilding and Dry Dock Co., 21 Va. App.
530, 533, 465 S.E.2d 598, 599 (1996).
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We are further mindful that,
[u]nder basic rules of statutory
construction, we examine a statute in its
entirety, rather than by isolating
particular words or phrases. Earley v.
Landsidle, 257 Va. 365, 369, 514 S.E.2d 153,
155 (1999); Ragan v. Woodcroft Village
Apartments, 255 Va. 322, 325, 497 S.E.2d
740, 742 (1998); Buonocore v. C&P Telephone
Co., 254 Va. 469, 472-73, 492 S.E.2d 439,
441 (1997). When the language in a statute
is clear and unambiguous, we are bound by
the plain meaning of that language. Earley,
257 Va. at 370, 514 S.E.2d at 155; Ragan,
255 Va. at 326, 497 S.E.2d at 742; Harrison
& Bates, Inc. v. Featherstone Assoc., 253
Va. 364, 368, 484 S.E.2d 883, 885 (1997).
We must determine the General Assembly's
intent from the words appearing in the
statute, unless a literal construction of
the statute would yield an absurd result.
Earley, 257 Va. at 369, 514 S.E.2d at 155;
Ragan, 255 Va. at 325-26, 497 S.E.2d at 742;
Abbott v. Willey, 253 Va. 88, 91, 479 S.E.2d
528, 530 (1997).
Cummings v. Fulghum, 261 Va. 73, 77, 540 S.E.2d 494, 496 (2001).
Furthermore, "[w]here the legislature has used words of a plain
and definite import the courts cannot put upon them a
construction which amounts to holding the legislature did not
mean what it has actually expressed." City of Virginia Beach v.
ESG Enters., 243 Va. 149, 152-53, 413 S.E.2d 642, 644 (1992).
Applying these principles, we hold that the commission's
construction of the term "the parties at issue" in the second
sentence of Code § 65.2-704(A) is unfounded. The language of
both Code § 65.2-704(A) and Code § 65.2-705(A) is clear and
unambiguous. The first sentence of Code § 65.2-704(A) provides,
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inter alia, that the commission "shall hear the parties at
issue, their representatives, and witnesses." The second
sentence of Code § 65.2-704(A) reads, "A copy of the award or
opinion shall be sent immediately to the parties at issue by
registered or certified mail." Code § 65.2-705(A) provides,
inter alia, that, if a request for review is timely filed, the
full commission shall "hear the parties at issue, their
representatives, and witnesses" and, upon reaching a decision,
immediately send a copy of the award "to the parties at issue."
This language draws a clear distinction between "the parties at
issue" and "their representatives."
Had the legislature intended that the sending of a copy of
an opinion or award to the party's attorney of record be
considered the equivalent of sending a copy to the party, the
legislature could have so indicated, but it did not. Indeed, in
specifically providing in Code § 65.2-715 that the commission
must provide copies of its opinions to the parties and to their
counsel, the legislature has indicated otherwise. Code
§ 65.2-715 provides:
Whenever, in the course of proceedings
in connection with awards, the Workers'
Compensation Commission issues any written
notice, opinion, order or award regarding a
specific case, the Commission shall provide
copies to the employee, the employer and the
compensation carrier, and, if represented,
their counsel, at the same time.
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This statute reinforces the notion that, for purposes of notice,
the legislature intended to treat the parties and their counsel
as separate entities. 2
We conclude, therefore, that Code § 65.2-704(A) means what
it plainly says, namely, that a copy of the award or opinion
must be sent by registered or certified mail to the parties
themselves. Such a literal construction does not yield an
absurd result. Conversely, affirming the contrary statutory
construction employed by the commission, and sought by employer,
would require us to extend the Workers' Compensation Act's
provisions beyond their obvious meaning and to hold that the
legislature did not mean what it actually expressed. If such a
change is to be made, it is for the legislature to undertake,
not us. Thus, the sending of a copy of an opinion by certified
2
By comparison, the Workers' Compensation Act states in
Code § 65.2-101 that, "[i]f the employer is insured, [the
definition of employer] includes his insurer so far as
applicable," and provides in Code § 65.2-809 for constructive
notice to the employer's insurer as follows:
All policies insuring the payment of
compensation under this title must contain
clauses to the effect (i) that as between
the employer and the insurer notice to or
knowledge of the occurrence of the injury on
the part of the insured employer shall be
deemed notice or knowledge on the part of
the insurer, (ii) that jurisdiction of the
insured for the purposes of this title shall
be jurisdiction of the insurer, and (iii)
that the insurer shall in all things be
bound by and subject to the awards,
judgments or decrees rendered against such
insured employer.
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mail solely to a party's attorney of record, as occurred in this
case, does not satisfy Code § 65.2-704(A)'s mandate that "[a]
copy of the award or opinion . . . be sent . . . to the parties
at issue by registered or certified mail."
As for employer's contention that the commission's
construction of Code § 65.2-704(A)'s mailing requirement in Clay
is entitled to great weight because the legislature has
acquiesced in that construction for over five years, we find
that such a claim is without merit. While it is true,
generally, that the "legislature is presumed to be cognizant of
an agency's construction of its statute and when such
construction continues without alteration, it is presumed that
the legislature has acquiesced therein," Hudock v. Indus.
Comm'n, 1 Va. App. 474, 480, 340 S.E.2d 168, 172 (1986), here no
such presumptions attach because the commission's construction
in Clay of Code § 65.2-704(A)'s mailing requirement was merely
dicta.
In Clay, the commission reviewed the deputy commissioner's
suspension of a claimant's compensation benefits due to the
claimant's failure to cooperate with the job placement services
provided by the employer. Upon review, the commission set forth
in its opinion the circumstances related to the claimant's
noncompliance and concluded as follows:
We agree with the findings of the
Deputy Commissioner that the claimant has
failed to cooperate with vocational
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rehabilitation and job placement services
provided by the employer pursuant to Va.
Code Ann. Sec. 65.2-603. Accordingly, the
August 11, 1995 Opinion suspending payment
of compensation under the Commission's open
Award is AFFIRMED.
The commission also included in its opinion in Clay a
lengthy, unrelated paragraph commencing as follows:
The claimant in her petition for review
raised other matters not argued in her
written statement, which we therefore
consider waived. For the record, however,
we find no error in the findings and rulings
of the Deputy Commissioner on these issues.
(Citations omitted.) Following analyses of several such issues,
the paragraph concludes:
Finally, the claimant by counsel argues that
the Deputy Commissioner erred by not sending
a copy of the opinion to the claimant.
Assuming arguendo this is true, Va. Code
Ann. Sec. 65.2-704 directs that "[a] copy of
the award shall be sent immediately to the
parties at issue." The copy sent to both
counsel satisfied the Commission's
obligation under that Section. Moreover,
any such error was clearly harmless, which
is demonstrated by the timely application
for review that was filed.
The commission's opinion is void of any facts related to this
discussion.
In light of the commission's statements in Clay that it
considered the issue "waived" and that "any such error" arising
from the commission's alleged failure to send a copy of the
opinion to claimant "was clearly harmless" because a "timely
application for review [had been] filed," we conclude that the
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commission's declaration that a "copy [of the opinion] sent to
both counsel satisfied the Commission's obligation under [Code
§ 65.2-704(A)]" was no more than dicta. Furthermore, we have
found, and employer has cited, no opinion, prior to the instant
case, in which the commission relied on the language in Clay
regarding Code § 65.2-704(A). We conclude, therefore, that no
presumption that the legislature was cognizant of the
commission's construction of Code § 65.2-704(A) in Clay or that
the legislature acquiesced in that construction arises in this
case.
For these reasons, we hold that Code § 65.2-705(A)'s
twenty-day limitation period for requesting review of an award
or opinion of the commission begins to run when the party,
rather than the party's attorney of record, receives a copy of
the award or opinion by registered or certified mail. Thus,
because claimant never received a copy of the deputy
commissioner's March 2, 1999 opinion by registered or certified
mail, as required by Code § 65.2-704(A), Code § 65.2-705(A)'s
limitation period never began to run with respect to his request
for review filed March 25, 1999. Hence, claimant's request for
review was timely, and the full commission had jurisdiction to
review the deputy commissioner's March 2, 1999 opinion.
Accordingly, we reverse the commission's decision rejecting
claimant's request for review of the deputy commissioner's March
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2, 1999 opinion and remand this matter to the commission for
further proceedings consistent with this opinion.
Reversed and remanded.
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