F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
June 29, 2006
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 05-3165
GREGORY H. STEPHENSON,
Defendant-Appellant,
__________________________________
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v.
No. 05-3172
ALTON STANLEY,
Defendant-Appellant.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
(D.C. No. 02–CR-40122-01-SAC)
(D.C. No. 02-CR-40122-02-SAC)
Michael S. Holland of Holland and Holland, Russell, Kansas, for Defendant-Appellant
Stephenson.
Melody Evans, Assistant Federal Public Defender (David J. Phillips, Federal Public
Defender, with her on the brief), Topeka, Kansas, for Defendant-Appellant Stanley.
James Brown, Assistant United States Attorney (Eric F. Melgren, United States Attorney,
with him on the brief), Topeka, Kansas, for Plaintiff-Appellee.
Before McCONNELL, BALDOCK, and TYMKOVICH, Circuit Judges.
BALDOCK, Circuit Judge.
A Kansas state trooper uncovered approximately sixty kilograms of cocaine hidden
in a compartment underneath the bed of a truck in which Defendants Gregory Stephenson
and Alton Stanley were traveling. A grand jury indicted Defendants on charges of
possession with intent to distribute cocaine in violation of 21 U.S.C. § 841(a)(1); and
conspiracy to possess cocaine with intent to distribute in violation of 21 U.S.C. § 846. After
the district court denied their respective motions to suppress, Defendants entered conditional
pleas of guilty. See Fed. R. Crim. P. 11(a)(2). Defendant Stanley pled guilty to both charges
while Defendant Stephenson pled guilty to the possession charge. The district court
sentenced them to 54 months and 151 months imprisonment respectively. Defendants then
filed separate appeals challenging the denial of their motions to suppress. Stanley also
challenges the district court’s calculation of his sentence. We consolidated the two appeals
for oral argument and now dispose of them jointly. See Fed. R. App. P. 3(b)(2). We have
jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a)(2), and affirm.
I.
The following undisputed facts are taken from the transcript of the suppression
hearing at which only the arresting officer testified. On the morning of September 27, 2002,
Sergeant Kelly Schneider was patrolling Interstate 70 in Russell County, Kansas, when he
2
observed a Ford F-250 pickup truck traveling eastbound. According to Sergeant Schneider,
the truck caught his attention because he saw a “major kink in the vehicle.” The “kink” led
Sergeant Schneider to believe the vehicle might have a false compartment.1 Sergeant
Schneider pulled up alongside to get a closer look. He observed a number of discrepancies
that heightened his suspicion. Sergeant Schneider testified the bed of the truck was not the
same shade of white as the cab. This indicated one of the two had been repainted.
Furthermore, the bed was not aligned with the cab, an alteration that in the officer’s
experience indicated the existence of a hidden compartment. And the rear fender wells were
painted black, which was odd because absent an undercoating, the fender wells are typically
painted the same color as the vehicle. Sergeant Schneider also testified he observed too
much metal inside the fender well, which indicated altered placement of the bed. Based on
his observations, Sergeant Schneider decided to stop the truck and investigate.
When Sergeant Schneider approached the cab of the truck, he noticed a fresh weld
between the bed and the cab of the truck. This increased his suspicion of a false
1
Sergeant Schneider explained how the “kink” was indicative of a false
compartment:
“[I]n order to build a compartment in the bed of the truck, they have to raise
the bed of the truck. So they raised it up two or three inches depending on
the depth of the compartment. In order to make that look right on a vehicle
they’ll raise the back of the cab up . . . to make it look like the lines match
up on the pickup. Well at a distance you can tell there’s an obvious kink in
[the] vehicle because the cab comes from the front, comes up, and the bed
comes up from the other way to level[.]”
3
compartment because, according to Sergeant Schneider, “there shouldn’t be a weld in there
at all.” Sergeant Schneider explained the weld could not have been made unless the bed of
the truck had been removed. Sergeant Schneider testified that at that point he knew, based
on his experience with “other compartments like this,” that the truck had a false
compartment. Sergeant Schneider told the driver Stanley and his passenger Stephenson that
he believed the bed of the truck had a false compartment. Sergeant Schneider ordered
Defendants to stand in front of the truck. Sergeant Schneider then walked to the rear of the
truck, dropped the tailgate, and performed what he calls a “two-finger test” to determine the
depth of the truck’s bed. He placed one finger on top of the truck’s bed and one finger from
his other hand underneath the truck’s bed to determine the width between the two fingers.
Sergeant Schneider testified to the presence of a three inch space between the two fingers.
This was significantly larger than the space required by the sheet of metal on the truck’s bed
as originally manufactured. Sergeant Schneider explained that “there should be one sheet
of metal in the bed of that truck and . . .your finger[s] should . . . touch . . . . When you take
one finger on top and one on the bottom there’s an actual three-inch void in there which
indicated to me that the compartment was there.” Based on his belief that the truck contained
a false compartment and his experience that most false compartments contain narcotics,
Sergeant Schneider placed Defendants under arrest. Sergeant Schneider retrieved a drug
canine from the patrol car and deployed him around the truck. The canine alerted.
Discovery of the cocaine soon followed. Based on factual findings consistent with the
foregoing, the district court denied the Defendants’ motions to suppress.
4
II.
Defendants raise numerous challenges to the district court orders denying their
respective motions to suppress. When reviewing such orders, we consider the totality of the
circumstances. We view the evidence in the light most favorable to the Government and
accept the court’s factual findings unless clearly erroneous. See United States v.
Rosborough, 366 F.3d 1145, 1148 (10th Cir. 2004). The witnesses’s credibility and the
weight to be given evidence, together with all inferences and conclusions drawn from the
evidence, are matters within the province of the district judge. Id. The ultimate
determination of reasonableness under the Fourth Amendment, however, is a question of law
reviewable de novo. Id.
A.
Defendant Stephenson first argues the district court erred in finding Sergeant
Schneider had reasonable suspicion to initiate a traffic stop. He contends an officer’s mere
observation of modifications to a vehicle is, in the absence of other suspicious factors,
insufficient to create a reasonable suspicion of criminal activity and thus justify the stop.
Traffic stops are seizures within the meaning of the Fourth Amendment analogous to
investigative detentions. See United States v. Bradford, 423 F.3d 1149, 1156 (10th Cir.
2005). The principles governing investigative detentions outlined in Terry v. Ohio, 392 U.S.
1 (1986), govern the lawfulness of traffic stops. See United States v. Holt, 264 F.3d 1215,
1228 (10th Cir. 2001). Under Terry, an investigative detention is proper when the detaining
5
officer has a reasonable suspicion that criminal activity may be afoot. See United States v.
Arvizu, 534 U.S. 266, 273 (2002). We evaluate the officer’s conduct “in light of common
sense and ordinary human experience,” deferring to “the ability of a trained law enforcement
officer to distinguish between innocent and suspicious actions.” United States v. McRae, 81
F.3d 1528, 1534 (10th Cir. 1996) (internal quotation marks and citations omitted).
Contrary to Stephenson’s argument, we have previously held an officer’s observation
of structural modifications to a vehicle can alone give rise to reasonable suspicion, and thus
justify a stop, when the modifications are such that a well-trained officer may reasonably
believe a crime is being committed. See United States v. Orregon-Fernandez, 78 F.3d 1497,
1504-05 (10th Cir. 1996); see also United States v. Toro-Pelaez, 107 F.3d 819, 825 (10th Cir.
1997). In the context of vehicle modifications, we explained: “The trooper must go beyond
the inarticulable hunch that all customized vehicles contain hidden compartments and point
to specific factors which justify the objectively reasonable conclusion that particular
alterations indicate a hidden compartment which may contain contraband.” Orregon-
Fernandez, 78 F.3d at 1505.
Applying this standard to the facts before us, we have no trouble concluding Sergeant
Schneider’s observations gave rise to a reasonable suspicion that the truck had a false
compartment containing contraband. Prior to stopping the truck, Sergeant Schneider
observed several modifications to the truck which supported his suspicion. Among them
were an obvious height difference between the bed of the truck and the cab of the truck; the
difference in the shade of color between the cab and the bed of the truck; the fact the fender
6
well was painted black instead of white; and the presence of too much metal inside the fender
well. We agree with the district court that the sum of these modifications supports a finding
of reasonable suspicion to justify the stop.
B.
Defendants Stanley and Stephenson next argue the district court erred in finding
Sergeant Schneider had probable cause to search the truck at the time he lowered the tailgate
to perform the “two-finger” test. Probable cause to search a vehicle exists if, under the
totality of the circumstances, a fair probability exists that “the vehicle contains contraband
or other evidence which is subject to seizure under the law.” United States v. Mercado, 307
F.3d 1226, 1230 (10th Cir. 2002); United States v. Nielsen, 9 F.3d 1487, 1489-90 (10th Cir.
1993). An objective standard measures probable cause–whether the facts and circumstances
within the officer’s knowledge sufficiently warrant an officer of reasonable caution to believe
contraband or evidence of a crime will be found. See Ornelas v. United States, 517 U.S. 690,
696 (1996); accord United States v. Edwards, 242 F.3d 928, 934 (10th Cir. 2001). Thus, we
evaluate probable cause in relation to the circumstances as they would appear to a prudent,
cautious and trained police officer. See United States v. Treto-Haro, 287 F.3d 1000, 1006
(10th Cir. 2002).
We have previously held evidence of a hidden compartment when coupled with other
suspicious circumstances can contribute to probable cause to search a vehicle. See e.g.,
United States v. Vasquez-Castillo, 258 F.3d 1207, 1213 (10th Cir. 2001) (concluding
evidence of a hidden compartment coupled with officer’s smell of raw marijuana provided
7
probable cause to search); United States v. Anderson, 114 F.3d 1059, 1066 (10th Cir. 1997)
(concluding probable cause to search based on evidence of a hidden compartment coupled
with slightly conflicting versions of travel plans and smell of air freshener). More recently
and more importantly, we held that in certain instances evidence of a hidden compartment
can alone give rise to probable cause to search a vehicle for contraband. See United States
v. Jurado-Vallejo, 380 F.3d 1235, 1238 (10th Cir. 2004). Whether evidence of a hidden
compartment can alone create probable cause, we explained, depends on two factors: (1) “the
likelihood that there really is a hidden compartment” and (2) “the likelihood that a vehicle
with a hidden compartment would, in the circumstances, be secreting contraband.” Id.
Turning to the first factor, Sergeant Schneider’s suspicion of a hidden compartment
was heightened once he approached the truck on foot and observed a fresh weld between the
bed and the cab of the truck. As he explained, the weld “just increased my suspicion of a
false compartment . . . [b]ecause there shouldn’t be a weld there at all.” According to his
testimony, he was sure the vehicle contained a false compartment based on his experience
from searching other vehicles with similar modifications. Sergeant Schneider’s training and
experience in drug interdiction on the day in question was extensive. He had received
training on identifying and locating hidden compartments through the Kansas Highway
Patrol, and had been involved in approximately fifty cases where hidden compartments had
been located. In approximately ten of those cases, the compartment was similar to the
compartment in this case, and in one case it was identical. He further testified that in over
ninety percent of the hidden compartments he investigated, he found contraband. The district
8
court credited Sergeant Schneider’s testimony, and Defendants do not challenge this finding
on appeal. Considering the totality of the circumstances, we conclude Sergeant Schneider
had adequate reason to believe a strong likelihood existed that the truck had a hidden
compartment underneath its bed.
As for the second factor–the likelihood the secret compartment contains
contraband–we observed in Jurado-Vallejo that it was “not a concern” because “[i]f the
vehicle had a hidden compartment, it was highly likely to contain contraband.” We found
“hard to conceive of a legitimate use of a large hidden storage compartment in any
vehicle[.]” Id. at 1238-39. Furthermore, Sergeant Schneider testified that in his experience
over ninety percent of hidden compartments concealed contraband. Accordingly, we agree
with the district court Sergeant Schneider had probable cause to search the truck when he
lowered the tailgate to perform the two-finger test.
C.
Last, Defendants Stanley and Stephenson argue the district court erred in finding
probable cause to arrest them prior to the discovery of the drugs because Sergeant Schneider
did not know what, if anything illegal, was in the compartment. This argument misses the
point entirely. Probable cause is a matter of probability, not certainty. Probable cause
requires “only a probability or substantial chance of criminal activity, not an actual showing
of such activity.” Illinois v. Gates, 462 U.S. 213, 243 n. 13 (1983). Because a “fair
probability” is all the law demands, we do not require “greater proof-certainly not conclusive
proof-of any particular factor establishing probable cause.” Jurado-Vallejo, 380 F.3d at
9
1239. Probable cause to arrest exists if, under the totality of the circumstances, the facts and
circumstances within the officer’s knowledge are sufficient to justify a prudent officer in
believing the defendant is engaged in an illegal activity. See United States v. Patten, 183
F.3d 1190, 1195 (10th Cir. 1999).
As we pointed out, a large hidden storage compartment in any altered vehicle has no
legitimate use. See Jurado-Vallejo, 380 F.3d at 1238-39. Based on his observations of the
physical modifications to the truck and his prior experience investigating hidden
compartments, Sergeant Schneider reasonably believed Defendants were transporting
narcotics. The facts of this case amply support a finding that Sergeant Schneider had
probable cause to arrest Defendants when he did. For instance, in United States v. Soto, 988
F.2d 1548, 1558 (10th Cir. 1993), we found probable cause to arrest the defendant “given
[the officer’s] conclusion that a secret compartment was present, and the likelihood it
contained contraband.” Similarly, in United States v. Arango, 912 F.2d 441, 447 (10th Cir.
1990), we concluded an officer had probable cause to arrest based on his discovery of
“evidence indicating that the truck had a hidden compartment running underneath the bed”
and an inadequate amount of luggage for a two-week vacation. This case is no different. We
agree with the district court’s determination that Sergeant Schneider had probable cause to
arrest Defendants prior to subjecting the truck to a canine sniff.2
2
While our case law is undoubtedly clear on this point of law, even assuming
Defendants’ argument that their arrest was premature has merit, Sergeant Schneider had
probable cause to detain Defendants for safety purposes. In such a case, Defendant’s
(continued...)
10
III.
Finally, we address Defendant Stanley’s challenge to his sentence. Prior to sentencing
Stanley sought a two-level downward adjustment to his base offense level pursuant to the
safety-valve adjustment of U.S.S.G. § 2D1.1(b)(6). The 2003 version of § 2D1.1(b)(6) read:
“If the defendant meets the criteria set forth in subdivisions (1)-(5) of subsection (a) of
§ 5C1.2 . . . decrease by 2 levels.” 3 See also 18 U.S.C. § 3553(f). The Government agreed
Stanley met the criteria of subsections (1) through (4), but not (5). Subsection (a)(5) requires
that “not later than the time of the sentencing hearing, the defendant has truthfully provided
to the Government all information and evidence the defendant has concerning the offense or
offenses that were part of the same course of conduct or of a common scheme or plan . . . .”
In an attempt to satisfy the requirements of subsection (5), Stanley provided the
Government with a “proffer letter” describing the events surrounding Defendants’ trip to
Arizona. The letter also stated that Stanley was willing to provide additional information if
the Government deemed the proffer insufficient to satisfy the safety-valve’s disclosure
requirement. At sentencing, the Government opposed the adjustment, arguing Stanley’s
2
(...continued)
arrest was harmless. See United States v. Gama-Bastidas, 142 F.3d 1233, 1240 (10th Cir.
1998) (“Police officers are authorized to take reasonable steps necessary to secure their
safety and maintain the status quo during the stop” including the use of handcuffs when
“probable cause or when the circumstances reasonably warrant such measures.”)
(quotation and citation omitted).
3
The district court sentenced Stanley pursuant to the 2003 edition of the United
States Sentencing Guidelines Manual. All citations to the guidelines refer to the 2003
edition, unless specified otherwise. In the 2004 and 2005 versions of the sentencing
guidelines, the relevant provision, § 2D1.1(b)(6), appears at § 2D1.1(b)(7).
11
proffer letter did not satisfy U.S.S.G. § 5C1.2(a)(5). The Government conceded Stanley’s
proffer letter did not contain any false statements, but argued the proffer did not meet the
disclosure requirement because “[i]t doesn’t mention anything essentially related to a broader
conspiracy and the other acts or the other participation that Mr. Stanley may have made or
may have been involved in this conspiracy.”
In support of its position, the Government introduced a “Report of Investigation”
consisting of an interview between a DEA Agent and Stanley’s former cell-mate. The report
details a conversation Stanley had with his cell-mate during which Stanley told him, among
other things, that “Stephenson’s brother-in-law . . . owned a construction company in
Maryland that . . . receiv[ed] the shipments of cocaine and marijuana” and “that he [Stanley]
had been involved in transporting 60 to 70 kilograms of cocaine and 500 pounds of
marijuana once a month for approximately one year.” The district court denied the safety-
valve adjustment finding Stanley had not carried his burden because he “[had] not truthfully
disclosed to the government all he knows about the offense of conviction or relevant
conduct.”
The defendant bears the burden of proving by a preponderance of the evidence that
he is entitled to the safety-valve adjustment. See United States v. Patron-Montano, 223 F.3d
1184, 1189 (10th Cir. 2000). Stanley argues he satisfied the disclosure requirement of
subsection (a)(5) in two ways: First, he contends his proffer letter constituted a truthful and
complete account of his offense conduct and relevant conduct as it pertains to the charged
offense. Second, he contends he satisfied the disclosure requirement because his proffer
12
letter offered to provide more information upon the Government’s request. We review the
district court’s determination of eligibility for relief under § 5C1.2(a) for clear error. See
United States v. Roman-Zarate, 115 F.3d 778, 784 (10th Cir. 1997). Our review is de novo
to the extent the district court interpreted the scope and meaning of § 5C1.2(a). United States
v. Acosta-Oliva, 71 F.3d 375, 377 n. 3 (10th Cir. 1995). In conducting our review, “[w]e are
cognizant that the district court’s application of the safety valve is fact specific and
dependent on credibility determinations that cannot be replicated with the same accuracy on
appeal.” United States v. Virgen-Chavarin, 350 F.3d 1122, 1129 (10th Cir. 2003).
A.
After reviewing the record before us, we are left with the firm impression Stanley was
less than forthcoming in his proffer letter. The scope of disclosure required under subsection
(a)(5) is very broad. See Acosta-Oliva, 71 F.3d at 378. Subsection (a)(5) requires a
defendant to truthfully disclose to the Government “all information and evidence” the
defendant has about the “offenses that were part of the same course of conduct or of a
common scheme or plan . . . .” (emphasis added). The phrase “offense or offenses that were
part of the same course of conduct or of a common scheme or plan” is defined as “the offense
of conviction and all relevant conduct.” § 5C1.2, comment. (n. 3). The Government
concedes on appeal the proffer letter constitutes a full admission of his offense conduct, but
maintains that it does not constitute a complete admission of Stanley’s relevant conduct. The
guidelines define relevant conduct as, among other things, “all reasonably foreseeable acts
and omissions of others in furtherance of the jointly undertaken criminal activity” that
13
“occurred during the commission of the offense of conviction . . . .” U.S.S.G.
§ 1B1.3(a)(1)(B).
When the offense involves conspiracy or a jointly undertaken criminal venture, we
require the defendant to disclose not only everything he knows about his own actions, but
also everything he knows about his co-conspirators. Acosta-Oliva, 71 F.3d at 378; see also
United States v. O’Dell, 247 F.3d 655, 675 (6th Cir. 2001) (“Application of the safety valve
provision not only requires a defendant to admit the conduct charged, but it also imposes an
affirmative obligation on the defendant to volunteer any information aside from the conduct
comprising the elements of the offense.”) (internal quotations and citation omitted); United
States v. Sabir, 117 F.3d 750, 753 (3d Cir. 1997) (holding subsection (a)(5) requires a
defendant to “reveal a broader scope of information about the relevant criminal conduct to
the authorities”). The disclosure must “not merely [be] truthful but also complete.” United
States v. Salazar-Samaniega, 361 F.3d 1271, 1277 (10th Cir. 2004).
According to the indictment, Stanley pled guilty to conspiring with Stephenson, and
“other persons, the identities of which are unknown to the grand jury,” to possess cocaine
with the intent to distribute. His proffer letter, however, failed to disclose the roles and
identity of other participants. Notably, Stanley omitted in his proffer letter any reference to
Stephenson’s brother-in-law’s involvement in the joint criminal enterprise. The
Government’s evidence indicates Stephenson’s brother-in-law owns a construction company
in Maryland that served as headquarters for the criminal enterprise. As Stanley disclosed to
his cell-mate, Stephenson’s brother-in-law’s construction company “is receiving the
14
shipments of cocaine and marijuana.” Stanley and Stephenson were most likely returning
to this location when they were detained in Kansas.
Moreover, in his proffer letter Stanley attempted to minimize his role in the
conspiracy. He wrote he “didn’t participate in the loading or receive instructions about the
trip, other than from Stephenson. He relied on Stephenson to know the instructions and
details of this trip. Stephenson handled the communication with the people in Maryland,
although Mr. Stanley saw them.” To say the least, we are very skeptical of Stanley’s
professed lack of knowledge regarding the conspiracy’s other participants. The
Government’s evidence indicates this larger criminal enterprise had previously entrusted
Stanley with transporting 60 to 70 kilograms of cocaine and 500 pounds of marijuana once
a month for approximately a year. We think it highly unlikely Stanley did not know the
identities of those individuals who were involved in assisting Stanley and Stephenson.
Stanley’s apparent omissions and incomplete statements lead us to conclude the district court
did not commit clear error in denying him the safety-valve adjustment. See United States v.
Wren, 66 F.3d 1, 3 (1st Cir. 1995) (denying safety-valve adjustment where the defendant
“did not provide the government with all of the information and evidence he had concerning
the very crime to which he pleaded guilty”).
B.
Alternatively, Stanley argues his offer to provide additional information upon the
Government’s request satisfied the disclosure requirement even if his proffer did not. The
Government never sought additional information from Stanley. Stanley contends he should
15
not be penalized for the Government’s failure to cooperate. In Acosta-Oliva, we construed
the language of § 5C1.2(a)(5) to “require a defendant to disclose” all that he knows
concerning his involvement in the crime and the involvement of any co-conspirators. 71
F.3d at 379 (emphasis added). But we have not previously considered the question of
whether the Government, having been given notice of a defendant’s willingness to provide
additional information, has a duty to solicit that information from the defendant.
Other circuits that have considered this issue have held, for varying reasons, that no
such duty exists. In O’Dell, 247 F.3d at 675, the defendant filed a motion seeking from the
Government a “notice of any further information or evidence the government . . . [would
consider] necessary to fulfill the safety valve provision.” The Sixth Circuit decided “[t]he
government has no obligation to solicit information that could help the defendant meet the
requirement for the safety valve.” Id. In United States v. Ivester, 75 F.3d 182, 184-85 (4th
Cir. 1996), the Fourth Circuit rejected the defendant’s suggestion § 5C1.2(a)(5) “be
construed to place on the Government the onus of seeking out defendants for debriefing.”
According to the court, such a construction would “obviate the requirement that defendants
‘provide’ information.” In United States v. Flanagan, 80 F.3d 143, 146 (5th Cir. 1995), the
Fifth Circuit interpreted the language of the safety-valve disclosure provision as placing “the
burden . . . on the defendant to provide the Government with all the information and evidence
regarding the offense.” The court found “no indication that the Government must solicit the
information.” Id. Finally, the Second Circuit in United States v. Ortiz, 136 F.3d 882, 884
(2d Cir. 1997) relied on the analysis in Ivester and Flanagan to hold a defendant has the
16
burden to come forward with information that qualifies for the safety valve. The Second
Circuit concluded the Government does not have a duty to solicit information from the
defendant.
We join the Second, Fourth, Fifth, and Sixth Circuits and conclude the Government
had no obligation to seek information from Stanley despite his offer to provide additional
information. The plain language of subsection (a)(5) unequivocally requires “an affirmative
act by the defendant truthfully disclosing all the information he possesses that concerns his
offense or related offenses.” United States v. Adu, 82 F.3d 119, 124 (6th Cir. 1996). A
defendant’s affirmative duty to “provide to the Government all information and evidence”
cannot, by the very words of the statute, be met by only disclosing some information and
making the rest available at the request of the Government. The safety valve’s disclosure
provision requires a defendant to “provide” information. This term would be rendered
meaningless if a defendant could qualify for the safety-valve adjustment by simply opening
his mouth and expressing a willingness to provide information. The purpose of the safety
valve is to benefit “only those defendants who truly cooperate[.]” United States v. Schreiber,
191 F.3d 103, 106 (2d Cir. 1999). Stanley did no more than merely express his willingness
to provide additional information. This falls short of being the type of “affirmative conduct”
contemplated by the language of the disclosure provision, and has the practical effect of
shifting the responsibility of satisfying the disclosure requirement to the Government. Thus,
we hold the onus is on the defendant to come forward with all information he has concerning
his relevant conduct.
17
In a last attempt to persuade us, Stanley argues this case is similar to United States v.
Brack, 188 F.3d 748 (7th Cir. 1999). In Brack, the defendant provided the Government a
statement regarding his involvement in a drug conspiracy and made a written request to
submit to a debriefing. Id. at 762-763. The Government declined to interview the defendant
because it did not believe the truthfulness of the defendant’s statements. Id. at 763. The
district court denied the defendant’s safety-valve adjustment finding the defendant had not
provided the Government with all the evidence he possessed. Id. at 762-63. The Seventh
Circuit reversed. The court held the defendant’s written statements (if truthful) combined
with his request to meet with the Government, satisfied the safety-valve disclosure
requirement. The court noted the district court based its decision on the incompleteness of
the defendant’s statements, and reasoned the Government “could not complain of
incompleteness when it refuses to allow [the defendant] to finish telling his story” by
rebuffing his invitation to interview him.
Unlike in Brack, Stanley never requested an interview with the Government.4 Stanley
merely made a statement of willingness. In Brack, the court explained that “a defendant
cannot satisfy the disclosure requirement simply by notifying the court of his willingness to
4
Stanley alleges in his brief that Brack is analogous because the Government
“refuse[d] from the outset” to meet with him. Stanley does not cite to the record to
support this allegation. We have been abundantly clear that a party before this Court
bears the responsibility of tying the relevant facts to the record in order to carry the
burden of proving error. See United States v. Rodriguez-Aguirre, 108 F.3d 1228, 1238 n.
8 (10th Cir. 1997). This Court has no responsibility to “sift through” the record to find
support for the claimant’s arguments. See SEC v. Thomas, 965 F.2d 825, 827 (10th Cir.
1992).
18
submit to a safety valve interview.” Id. at 763 (citing Ortiz, 136 F.3d at 884; Adu, 82 F.3d
119, 124 (6th Cir. 1996); and Ivester, 75 F.3d 184-85) (emphasis added). Thus, Brack does
not aid Stanley. In contrast with the present case, the defendant in Brack “acted affirmatively
by inviting the government (in writing) to interview him.” Id. Such was not the case here.
To the extent Brack can be read to hold the Government’s refusal to interview a
defendant at the defendant’s request conclusively satisfies the disclosure requirement of the
safety-valve provision, we decline to follow Brack. We hold today that the defendant bears
the responsibility to come forth with all evidence and information he has concerning his
offense and relevant conduct. We agree with the Second Circuit that the Government has
“no general obligation” to grant a defendant a debriefing. Schreiber, 191 F.3d at 108. And
although the Government’s cooperation would always be helpful to a defendant seeking to
satisfy the disclosure requirement of the safety valve, such cooperation is legally unnecessary
for a defendant to comply with the statute’s disclosure requirement. As we discussed infra,
§ 5C1.2(a)(5) requires a defendant to disclose the information he has in his possession. In
this case, Stanley knew he withheld information from the Government in his proffer and was
at liberty to disclose such information in subsequent proffers if he so desired. Stanley took
a gamble and his gamble did not pay off. Accordingly, we agree with the district court that
Stanley’s offer to provide additional information upon the Government’s request did not
satisfy the safety-valve disclosure requirement.
AFFIRMED.
19