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United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued March 11, 2003 Decided April 15, 2003
No. 02-1021
TOWN OF CAVE CREEK, ARIZONA, ET AL.,
PETITIONERS
v.
FEDERAL AVIATION ADMINISTRATION AND
DEPARTMENT OF TRANSPORTATION,
RESPONDENTS
On Petition for Review of an Order of the
Federal Aviation Administration
Thomas D. Roth argued the cause and filed the briefs for
petitioner.
Lisa E. Jones, Attorney, U.S. Department of Justice, ar-
gued the cause for respondent. With her on the brief was
Andrew C. Mergen, Attorney.
Bills of costs must be filed within 14 days after entry of judgment.
The court looks with disfavor upon motions to file bills of costs out
of time.
2
Before: GINSBURG, Chief Judge, and EDWARDS and GARLAND,
Circuit Judges.
Opinion for the Court filed by Circuit Judge EDWARDS.
EDWARDS, Circuit Judge: This case predominantly involves
changes to high-altitude arrival and departure procedures to
the north, northeast, and northwest of the Phoenix Sky
Harbor International Airport (‘‘PHX’’). These changes were
necessitated by the massive growth of passenger demand at
PHX over the past 30 years. This growth resulted in imba-
lanced airline routes to and from PHX, outdated arrival and
departure procedures, overburdened airspace configurations,
and increased air traffic complexity. As a consequence of
these problems, operational errors also increased. In re-
sponse to Congress’ National Airspace Redesign (‘‘NAR’’)
mandate and related agency studies, the Federal Aviation
Administration (‘‘FAA’’) developed the Northwest 2000 Plan
to improve the management and safety of flights arriving
from and departing to the north of PHX.
As part of the environmental review of the Northwest 2000
Plan, the FAA issued a Final Environmental Assessment
(‘‘EA’’) and Finding of No Significant Impact Record of
Decision (‘‘FONSI’’). The EA and FONSI concluded that the
environmental impact of the Northwest 2000 Plan would be
insignificant. Because a comprehensive Environmental Im-
pact Statement (‘‘EIS’’) is only required by the National
Environmental Policy Act (‘‘NEPA’’) when the agency’s ac-
tion will ‘‘significantly affect[ ] the quality of the human
environment,’’ 42 U.S.C. § 4332(2)(C), the FAA decided that
preparation of an EIS was unnecessary. See also ROBERT V.
PERCIVAL ET AL., ENVIRONMENTAL REGULATION: LAW, SCIENCE AND
POLICY 840-42 (3d ed. 2000) (providing an overview of the
origins and development of the EIS requirement); Susannah
T. French, Judicial Review of the Administrative Record in
NEPA Litigation, 81 CAL. L. REV. 929, 945-48 (1993) (same).
Petitioners, Town of Cave Creek, Arizona, et al. – represent-
ing municipal entities surrounding PHX, and their inhabit-
ants – seek review of the EA and FONSI. Petitioners
contend that the FAA should be required to prepare an EIS
3
because the agency failed to give adequate consideration to
certain criteria that agencies are obliged to address in deter-
mining whether a proposed action will significantly affect the
environment.
We deny the petition for review. In preparing the EA and
FONSI, the FAA properly employed a well-established meth-
odology. Petitioners raise only nominal challenges to the
agency’s methodology and findings, and their other argu-
ments lack merit. It is obvious that, after the Northwest
2000 Plan, the noise levels in the challenged areas will be
compatible with all existing land uses in these areas, including
residential housing, churches, and recreational parks. We
therefore conclude that the FAA adequately considered the
relevant criteria, and that the agency reasonably concluded
that preparation of an EIS was unnecessary.
I. BACKGROUND
A. The Need for New Arrival and Departure Procedures
at PHX
PHX was purchased by the City of Phoenix in 1935. It is
now the country’s fifth busiest airport. Due in part to the
extraordinary growth of the Phoenix metropolitan area, pas-
senger use at PHX has tripled twice in the past 50 years.
See, e.g., Windermere, Scott See Arizona as Hot Market,
PUGET SOUND BUS. J., Aug. 31, 2001, at 23 (quoting a business-
man’s statement that the greater Phoenix area is ‘‘a phe-
nomenal growth area for the United States’’).
PHX consists of 3,130 acres located in the southeast corner
of the incorporated City of Phoenix. PHX has three parallel
runways oriented in an east-west configuration. Depending
on the wind and weather patterns, the airport operates either
in ‘‘west flow’’ (where aircraft depart PHX to the west and
arrive from the east) or ‘‘east flow’’ (where aircraft depart
PHX to the east and arrive from the west). Generally, winds
dictate that the airfield operates in east flow in the morning
and west flow in the afternoon.
4
Aircraft at PHX follow published arrival procedures
(‘‘STARs’’) and departure procedures (‘‘DPs’’). Under PHX’s
old procedures, aircraft bound for PHX arrived from the
north along two main flight paths (KARLO STAR and
FOSSL STAR), and north and northeast departures from
PHX proceeded along four routes (EAGUL DP, DRAKE DP,
ST JOHNS DP, and DRYHEAT DP).
Because PHX is located in southwest Arizona, more air-
craft arrive from and depart to the north and east of the
airport than to the south or west. Before the Northwest 2000
Plan, the number of northern routes, the proximity of certain
routes to others, and the increases in eastbound departures
created route conflicts, inefficiencies, and operational errors
within Albuquerque Air Route Traffic Control Center
(‘‘ARTCC’’) and the Phoenix Terminal Radar Approach Con-
trol (‘‘TRACON’’) airspace. For example, the high volume of
air traffic in Albuquerque’s ARTCC Sector 38 created proce-
dural complexities for controllers, in turn increasing PHX’s
departure delays, flight times, and flight distances. High
traffic levels in Sector 39 required frequent use of a holding
pattern that forced turbo-prop aircraft to fly at lower alti-
tudes and forced Albuquerque Center to implement restric-
tions as far away as the Denver and Kansas City Centers.
Descents on KARLO STAR and ascents on DRAKE DP
routinely crossed paths in Sector 43, resulting in increased
separation or rerouting of aircraft. Sector 43 also controlled
an intersection located very near the Luke Air Force Base
Radar Approach Control. Because of the intersection’s prox-
imity to the military’s Radar Approach Control, PHX traffic
interfered with military training missions, and air traffic
complexity increased generally.
The old procedures also created conflicts in Phoenix
TRACON airspace. During both west flow and east flow, the
intersection of some routes restricted departures to lower
altitudes below the arriving aircraft until clear of the arrival
route. These conflicts increased the complexity of controller
operations, increased delays, and introduced greater potential
for operational errors.
5
While Sectors 38, 39, and 43 were overloaded, Sector 45
was underutilized. In fact, the overloading and complexity of
Sectors 38, 39, and 43 – and thus, of the Phoenix TRACON
airspace as well – were due in part to the underutilization of
Sector 45.
B. The Northwest 2000 Plan
The inefficiencies, workload imbalances and safety concerns
at PHX led the FAA to study potential solutions. Then,
based on its own assessment of the problems facing U.S. air
travel, Congress passed the NAR mandate in 2000. NAR
required the FAA to ‘‘conduct a comprehensive redesign of
the national airspace system’’ and prepare and submit a
report to Congress setting forth ‘‘projected milestones for
completion of the redesign and TTT a date for completion.’’
49 U.S.C. § 40103 (notes). The FAA developed the North-
west 2000 Plan in response to both the studies and the NAR.
The Northwest 2000 Plan addressed the aforecited safety
and efficiency concerns by modifying some of the arrival and
departure routes. The Plan eliminated airspace conflicts
within Sector 43 by moving an arrival procedure east and
establishing a new departure procedure. It also addressed
the complexity within Sector 38 and the underutilization of
Sector 45 by modifying the boundary of Sector 45 to accom-
modate a new departure route which would receive all traffic
previously routed on the Sector 38 EAGUL DP. The Plan
also changed Sector 39’s boundaries and replaced the old
FOSSL STAR with two new arrival procedures, which served
to eliminate the conflicts created by some of the old holding
patterns. The Plan also included development of advanced
satellite navigation systems which would further alleviate
operational complexity and increase controller flexibility.
These changes began in 1999 and 2000, when the FAA
executed a series of ‘‘categorical exclusion determinations,’’
‘‘preliminary environmental review checklists,’’ and ‘‘noise
screening’’ memoranda designed to authorize the changing of
numerous flight departure and arrival paths. The FAA
authorized the implementation of five new arrival procedures
and six departure procedures.
6
C. Environmental Review of the Project
The FAA began its evaluation of the potential impacts of
the Northwest 2000 Plan by conducting preliminary environ-
mental reviews for each proposed airspace redesign. The
preliminary review processes included application of FAA’s
Air Traffic Noise Screen Model, which indicated that imple-
mentation of the Northwest 2000 Plan would not cause any
significant noise or other environmental impacts. Nonethe-
less, the FAA decided to prepare an EA because it was
anticipated that some communities would oppose the pro-
posed changes, and also because the modified routes would
overfly two Indian reservations.
The FAA first introduced the Plan to the Phoenix Airspace
Users Workgroup in March 2000. In January 2001, the
agency issued a Notice of Proposed Action and began prepa-
ration of an EA for the Plan. The FAA solicited comments
from the general public and federal, state, and local agencies
to determine any issues of concern, and thereafter published
a Draft Environmental Assessment (‘‘DEA’’). In April 2001,
the FAA circulated the DEA for public comment and held
four public workshops to explain the project, answer ques-
tions, and accept written comments on the DEA.
The FAA had initially developed two alternative models for
implementation of the Northwest 2000 Plan. After additional
analysis and consideration of responses submitted during the
DEA process, the FAA determined that it would prepare a
supplemental EA in order to develop a third alternative that
covered the public’s major concerns. In June 2001, the FAA
issued a Supplemental Draft EA that presented and analyzed
this new alternative. After the agency received extensive
public comment and held numerous meetings on the DEA and
Supplemental Draft EA, the FAA issued a Final EA and
FONSI in December 2001. On the basis of these documents,
the FAA determined that it did not need to prepare an EIS
because the Northwest 2000 Plan would not significantly
affect the environment.
In evaluating the Plan’s environmental consequences, the
FAA utilized the FAA Integrated Noise Model (‘‘INM’’)
7
version 6.0B to assess noise levels at locations surrounding
PHX and the seven satellite airports. The noise modeling
analysis took into account, inter alia, the number of flights,
time of day, aircraft type, altitude, and geographic dispersion
of flights. The INM produced a series of sound level con-
tours connecting thousands of grid points of equal Day Night
Noise Levels (‘‘DNL’’).
FAA followed its well-established guidelines, which provide
that any noise-sensitive area exposed to a noise level increase
of 1.5 dB of DNL or more within the 65 DNL contour is
considered to be significantly affected, while increases of 3 dB
within the 60-65 DNL contour or 5 dB within the 45-60 DNL
contour are reportable increases. Courts have long accepted
the FAA’s DNL standard as the appropriate methodology for
assessing the impact of aircraft noise. See, e.g., Citizens
Against Burlington, Inc. v. Busey, 938 F.2d 190, 200-01 (D.C.
Cir. 1991); Sierra Club v. DOT, 753 F.2d 120, 128 (D.C. Cir.
1985); C.A.R.E. NOW, Inc. v. FAA, 844 F.2d 1569, 1573 (11th
Cir. 1988); Suburban O’Hare Comm’n v. Dole, 787 F.2d 186,
189, 197 (7th Cir. 1986). The INM projected that the highest
noise level for the Plan would be 48.7 DNL. For both the
second and third proposed alternatives, the FAA determined
that there would be no significant or reportable noise impacts.
The FAA also supplemented its INM noise modeling in two
ways. First, the agency chose specific grid point locations
under the flight paths and measured noise impacts and any
changes stemming from the no-action or alternatives 2 and 3.
The FAA determined that, although noise levels would in-
crease for some points, each point would remain below the
threshold of significance. Second, to evaluate the Plan’s
impact on total noise levels, the FAA also conducted measure-
ments of average ambient noise levels (‘‘Leq’’) for seven
representative locations. The FAA placed one site (Site 1) in
Carefree under the proposed SILOW DP. Measurements at
Site 1 revealed that the existing ambient noise level, which
consists of all background noise – including aircraft and non-
aircraft noise – was 44.1 Leq during the day and 37.1 Leq at
night. The FAA examined the relative change in aircraft
noise caused by the Plan, then evaluated the overall impact of
8
the change in aircraft noise by performing a logarithmic
calculation to account for the actual impact of the project as
added to the existing ambient noise levels.
For alternatives 2 and 3, the FAA determined that, al-
though aircraft noise levels would increase at some locations,
the overall ambient noise level would not increase at any of
the seven monitor locations. For the Cave Creek/Care-
free/Spur Cross area, the FAA determined that, although the
Plan would increase aircraft noise slightly at Site 1 (by 4.2
dB), when summed logarithmically, the existing ambient level
of 44.1 daytime and 37.1 nighttime would not materially
change. Accordingly, the FAA concluded that the highest
noise level from the project would be 48.7 DNL, and that
there would be no significant increase in noise levels in the 65
DNL contour and no reportable increase within the 45-60
DNL contour. Thus, the FAA found that there would be no
significant noise impacts for any of the alternatives.
D. Overflights of Cave Creek, Carefree, and Spur Cross
Ranch
Cave Creek, Carefree, and Spur Cross Ranch – the areas
with respect to which petitioners claim that the FAA did not
give adequate consideration to the Northwest 2000 Plan’s
noise effects – are located approximately 30 miles northeast
of PHX. For decades, during east flow at PHX, portions of
Cave Creek and Carefree were located directly below the
DRAKE DP. Thus, in east flow, 58 daily departures on that
DP overflew Cave Creek, Carefree, and Spur Cross Ranch:
From PHX traffic alone, these areas have been located
beneath 21,170 annual aircraft operations for decades.
With the implementation of the Northwest 2000 Plan, the
21,170 annual operations from the old DRAKE DP would no
longer fly over Cave Creek, Carefree, and Spur Cross. After
Northwest 2000, one new procedure – the SILOW DP (in
west flow) – will fly over portions of Cave Creek and Care-
free. Because SILOW is located further northeast than the
old DRAKE DP, the SILOW DP does not overfly Spur Cross
Ranch. Thus, the annual flights directly over Spur Cross
Ranch decreased by 21,170 with the implementation of the
9
Northwest 2000 Plan, while overflights of Cave Creek and
Carefree increased by 7,300 to a total of 28,400. Also,
because the Northwest 2000 Plan raises the average mini-
mum altitude for overflights of Cave Creek, Carefree, and
Spur Cross from 15,000 to 17,000 feet, and because new
airspace design will allow departures to use unrestricted
climbs, areas under the proposed DPs will experience reduced
noise levels.
II. ANALYSIS
We recently explained the applicable standard of review in
cases in which an agency has determined that an EIS is
unnecessary:
[The National Environmental Policy Act, 42
U.S.C. §§ 4321-4370f (‘‘NEPA’’)] requires federal
agencies to prepare an environmental impact state-
ment TTT for ‘‘every TTT major Federal action[ ]
significantly affecting the quality of the human envi-
ronment.’’ 42 U.S.C. § 4332(2)(C). An environmen-
tal assessment TTT is made for the purpose of deter-
mining whether an EIS is required. See 40 C.F.R.
§ 1508.9. ‘‘If any ‘significant’ environmental im-
pacts might result from the proposed agency action
then an EIS must be prepared before agency action
is taken.’’ Sierra Club v. Peterson, 230 U.S. App.
D.C. 352, 717 F.2d 1409, 1415 (D.C. Cir. 1983)TTTT
An agency decision that an EIS is not required
may be overturned ‘‘only if it was arbitrary, capri-
cious or an abuse of discretion.’’ Sierra Club v.
United States Dep’t of Transportation, 243 U.S.
App. D.C. 302, 753 F.2d 120, 126 (D.C. Cir.
1985)TTTT Under the long-established standard in
this circuit, the court reviews an agency’s finding of
no significant impact to determine whether:
First, the agency [has] accurately identified the
relevant environmental concern. Second, once
the agency has identified the problem it must
have taken a ‘hard look’ at the problem in
10
preparing the EA. Third, if a finding of no
significant impact is made, the agency must be
able to make a convincing case for its finding.
Last, if the agency does find an impact of true
significance, preparation of an EIS can be
avoided only if the agency finds that the
changes or safeguards in the project sufficiently
reduce the impact to a minimum.
753 F.2d at 125; see also Maryland-Nat’l Capital
Park and Planning Comm’n v. U.S. Postal Serv.,
159 U.S. App. D.C. 158, 487 F.2d 1029, 1040 (D.C.
Cir. 1973).
Grand Canyon Trust v. FAA, 290 F.3d 339, 340-41 (D.C. Cir.
2002).
Petitioners argue that the FAA’s actions in this case fail
the third step of the Sierra Club standard. In particular,
petitioners contend that the FAA should be required to
prepare an EIS because it failed to make a convincing case
for its finding of no significant impact. They argue that the
FAA did not make a convincing case, because it failed to
consider adequately a number of factors agencies must weigh
in determining whether a proposed action will significantly
affect the environment. See 40 C.F.R. § 1508.8; id.
§ 1508.27(b). Petitioners claim the agency failed to consider
adequately the unique characteristics of the affected geo-
graphical areas; the cumulative impacts of the Plan; the
controversy generated by the environmental impacts of the
Plan; the precedent that the plan creates; and the fact that
Spur Cross Ranch may be protected by § 4(f) of the Depart-
ment of Transportation Act, 49 U.S.C. § 303(c). Petitioners’
challenge as related to Cave Creek and Carefree differs
somewhat from the challenge it mounts to the agency’s
consideration of the environmental impact on Spur Cross.
Thus, we address the distinct challenges in turn.
A. Cave Creek and Carefree
For Cave Creek and Carefree, the EA and FONSI used
well-established methodology which petitioners only nominal-
ly challenge. Petitioners do not challenge the guidelines that
11
the FAA used to evaluate the noise impacts of the Plan, which
the agency has employed since 1980 to satisfy its NEPA
obligations. See 14 C.F.R., pt. 150 app. A. Under these
guidelines, FAA actions that do not result in noise level
increases of 1.5 dB or more within the 65-or-more DNL
contour are, by definition, insignificant under NEPA, because
all land use activities at issue here are compatible with noise
levels below 65 DNL. See, e.g., City of Bridgeton v. Slater,
212 F.3d 448, 459 (8th Cir. 2000) (noting that ‘‘aircraft noise
level is considered compatible with all land uses’’ outside the
65 DNL contour). Courts have long accepted the FAA’s
DNL standard as the appropriate methodology for evaluating
the impacts from aircraft noise. See supra Part I.C.
The FAA properly applied its regulations to determine
whether the Plan’s noise impacts would be significant, and the
agency determined that there would be neither significant
increases within the 65 DNL contour nor reportable increases
within the 60-65 or 45-60 DNL contours. Petitioners attempt
to deflect focus from the strength of the agency’s findings by
arguing that the FAA failed to consider adequately a number
of factors relevant to whether the Plan will significantly affect
the environment. Their contentions do not carry the day.
1. Cumulative Impacts
Regulations require the agency to consider the cumulative
environmental impacts of any proposed action. 40 C.F.R.
§ 1508.8. Although petitioners’ challenge to the agency’s
evaluation of the Plan’s cumulative impacts is petitioners’
most factually intensive argument, it is ultimately unpersua-
sive – especially considering that the agency’s methodology is
well established and that its ambient noise measurements
take into account most of the problems that petitioners raise.
For example, the ambient noise measurements answer
petitioners’ claim that the FAA only considered the Plan’s
‘‘incremental’’ impacts, rather than adding the incremental
impact to the environmental baseline. Petitioners’ challenge
clearly misconstrues the agency’s actual methodology, as the
FAA’s ambient measurements do take into account the envi-
ronmental baseline. After measuring the environmental
baseline, the FAA then calculated the ‘‘aircraft portion’’ of
12
this ambient level and used the INM to calculate the ‘‘aircraft
only’’ noise for each alternative. Thereafter, the FAA evalu-
ated the relative change in noise level attributable to aircraft
noise. It then logarithmically calculated how the projected
aircraft noise from the project, when added to the ambient
baseline, would change the baseline ambient noise levels.
This process indisputably examines both the incremental
impact of the project as well as the environmental baseline.
This case is thus unlike Grand Canyon Trust, 290 F.3d 339,
to which petitioners attempt to compare it. Unlike the
present case, in Grand Canyon Trust the FAA failed to
conduct ambient monitoring. Petitioners’ argument that the
FAA did not account for local aircraft operations excluded
from the INM is likewise unpersuasive because the ambient
measurements considered the local operations’ noise impact.
Petitioners next argue that the FAA did not consider the
‘‘ceiling effect’’ that the Northwest 2000 Plan’s procedures
have on aircraft operations from satellite airports in the
Phoenix area. Although the ceiling effect was not specifically
discussed in the record, its omission does not render the
FAA’s decision arbitrary and capricious. Respondents ade-
quately explain the ceiling effect’s exclusion from the EA and
FONSI:
Before NW2000, controllers routinely descended
satellite arrivals beneath PHX traffic when neces-
sary. For over a decade, these arrivals would then
be radar vectored over and near Cave Creek/Care-
freeTTTT Post-NW 2000, [they] are similarly de-
scended beneath PHX traffic when necessary. They
are then radar vectored over the Cave Creek and
Carefree area at the same frequency and altitudes
previously on the FERER [an arrival procedure
from the north of PHX]TTTT The new JCOBS
procedure routes the same number of arrivals as did
the FERER and does not lead to any increased
overflights of the areaTTTT
After NW2000, fewer satellite departures fly over
or near Cave Creek/Carefree/Spur Cross Ranch
than before the Plan. This is so because some
satellite departures are now radar vectored directly
13
to the west and thus depart in the opposite direction
of Cave Creek/Carefree/Spur Cross Ranch. The
remaining departures, which at times may be de-
scended below PHX arrivals on the BRUSR [the
arrival procedure that replaced the old KARLO
STAR], are held there no longer than the pre-
NW2000 satellite arrivals were held below DRAKE
departuresTTTT
Thus, there is no such thing as a ‘‘ceiling effect,’’
rather – just as before NW2000 – at times satellite
arrivals or departures will need to be held or se-
quenced to avoid PHX arrivals or departures. Also,
as FAA found, the altitude of satellite operations
would be the same over Cave Creek/Carefree/Spur
Cross with the NW2000 Plan than they were under
the old flight pathsTTTT
Furthermore, Petitioners’ suggestion that the so-
called ‘‘ceiling effect’’ impacted FAA’s analysis of
aircraft altitude for noise purposes is wrong. FAA
uses actual flight tracks to develop the INM model
runs. Thus, to the extent a satellite operation must
descend beneath a PHX operation, the altitude of
the satellite aircraft and duration of the descent are
factors captured by FAA’s analysis of flight track
data for use within the INM.
INM modeling accounts for impacts from altitudes
of aircraft within flight paths. In its noise analysis,
FAA explained that the INM is able to ‘‘define
descent profiles representative of the proposed pro-
cedures’’ and ‘‘also takes into account terrain data to
calculate the altitude of aircraft above the ground.’’
Br. of Respondents at 47-49.
Petitioners also contend that the FAA did not adequately
consider the cumulative effects of the Northwest 2000 Plan
because the agency failed to account properly for the location
of aircraft. In other words, the agency did not analyze
vector-related noise impacts as a cumulative impact of the
Plan. Again, respondents adequately explain the agency’s
use of radar vectors:
Petitioners err in criticizing FAA for not analyzing
vector-related noise impacts as a ‘‘cumulative im-
14
pact’’ of the NW2000 Plan. But because classic
procedures which include radar vectoring were de-
veloped and implemented in the NW2000 Plan, to
the extent such procedures cause any impacts, such
impacts are direct impacts of the project and should
be evaluated as FAA did here.
The EA makes clear that the NW2000 route modi-
fications involve both ‘‘classic’’ flight routes, which
use radar vectoring procedures, as well as RNAV
routes, which do not. Likewise, within its noise
analysis, FAA explained that the arrival and depar-
ture routes implemented as part of the NW2000
Plan, and evaluated for noise purposes, ‘‘are both
classic and area navigation (RNAV) procedures.’’
All arrival and departure procedures within the
Plan were developed (and implemented) as classic
procedures where aircraft fly dispersed routes with-
in ‘‘courses that are approximately one to eight miles
in width * * *.’’ For classic procedures, ‘‘dispersion
[within the 8-mile corridor] reflects the anticipated
vectoring assigned to aircraft as they move through
the airspace between enroute fixes.’’ FAA disclosed
that radar vectoring procedures are part and parcel
of the classic routes developed for the NW2000 Plan.
Impacts related to aircraft dispersion due to radar
vectoring, therefore, are not cumulative impacts but
are direct impacts of the project.
FAA evaluated vector-related dispersion as a di-
rect impact of the project by accounting for any such
vectoring within its noise modeling. Contrary to
Petitioners’ suggestions, FAA used the INM model
and adequately evaluated noise impacts of aircraft
dispersion related to radar vectoring procedures. In
fact, FAA’s development of its comparative flight
paths for the INM model expressly accounted for
the existing and projected radar vectoring within
classic procedures.
For the No-Action alternative, FAA dispersed the
standard arrival and departure definitions published
15
by PHX and each satellite airport, through radar
data depicting the actual locations (including alti-
tudes) flown by aircraft to and from the airports.
For Alternatives 2 and 3, FAA developed flight
tracks by defining the proposed STAR and DP
procedures and dispersing such routes ‘‘to reflect
corridor widths comparable to those associated with
current [classic] procedures.’’
The EA evaluated noise impacts resulting from
use of both RNAV procedures and the classic proce-
dures developed for the NW2000 Plan. For classic
procedures, FAA accounted for dispersion impact
from use of classic, radar vector procedures by
assuming that: (1) 25 percent of the active jet fleet
would use classic procedures; and (2) classic proce-
dures and associated vectoring would follow courses
between approximately one to eight miles wide.
Aircraft dispersion within the eight-mile corridor
‘‘reflects the anticipated vectoring assigned to air-
craft as they move through the airspace between
enroute fixes.’’
To accurately predict impacts from aircraft noise
in the proposed routes, included in the INM was
information regarding the traffic distribution pat-
terns and runway usage at PHX and the other
airports. FAA utilized actual radar data to accu-
rately depict and model the existing and proposed
route utilization and runway usage for noise model-
ing purposes. Thus, the INM modeling adequately
accounted for all aspects of radar vector-related
dispersion of aircraft throughout a classic corridor.
Based on the results of its noise modeling, FAA
reasonably found radar vectoring within the
NW2000 classic procedures would cause no signifi-
cant impacts.
Br. of Respondents at 51-54 (citations omitted).
Finally, petitioners contend that the FAA did not adequate-
ly consider the Plan’s cumulative impacts, because the model-
16
ing does not take into account future effects of the Plan’s
changes. They point out that ‘‘sometime between 2010 and
2015, the FAA expects air traffic using Phoenix Airport to
increase by 37 percent, compared to today’s level of opera-
tions.’’ Br. of Petitioners at 38. Thus, petitioners argue that
the FAA erred by only modeling the environmental effects of
airplane noise through 2005: They argue that the agency
should have modeled at least through 2010, and perhaps
through 2015. This argument lacks merit. The FAA’s deci-
sion to model the noise effects for five years into the future
was sufficient. It becomes more difficult – as well as increas-
ingly inaccurate – to make projections that stretch even
further into the future. For example, we do not know what
noise levels planes will produce in the future; they are likely
to become less, rather than more, noisy. Because of the
difficulties and uncertainties involved in modeling noise levels
further than the agency did, modeling through 2005 was
perfectly reasonable. Moreover, the present noise levels are
so far below the 65 DNL curve that even if airplane-related
noise were hypothetically to triple between 2005 and 2010 –
something that petitioners could not in good faith claim – the
resulting noise levels would still be consistent with all exist-
ing land uses.
2. Uniqueness
While regulations require agencies to consider ‘‘[u]nique
characteristics of the geographic area such as proximity to
historical or cultural resources, park lands, TTT or ecologically
critical areas’’ when determining whether to prepare an EIS,
40 C.F.R. § 1508.27(b)(3), there is nothing unique about Cave
Creek or Carefree. Petitioners concede that they are resi-
dential areas.
3. Controversy
Petitioners next argue that an EIS was required because
the agency did not adequately consider ‘‘[t]he degree to which
the effects on the quality of the human environment are likely
to be highly controversial.’’ 40 C.F.R. § 1508.27(b)(4). ‘‘The
term ‘controversial’ refers to cases where a substantial dis-
pute exists as to the size, nature, or effect of the major federal
17
action rather than to the existence of opposition to a use.’’
Found. for N. Am. Wild Sheep v. U.S. Dep’t of Agric., 681
F.2d 1172, 1182 (9th Cir. 1982) (emphasis in original; internal
quotations omitted). Petitioners’ contention that complaints
regarding the FAA’s modeling of the altitude of overflights
constitutes a ‘‘controversy’’ lacks merit because petitioners’
evidence is simply insufficient to question the agency’s analy-
sis of the ‘‘size, nature, or effect’’ of the proposed action.
This case is quite different from both Blue Mountains
Biodiversity Project v. Blackwood, 161 F.3d 1208, 1214 (9th
Cir. 1998), where the court found that ‘‘[t]he EA contains
virtually no references to any material in support of or in
opposition to its conclusions,’’ and National Parks & Conser-
vation Association v. Babbitt, 241 F.3d 722, 736-37 (9th Cir.
2001), where the court found a substantial controversy be-
cause 85% of the 450 comments ‘‘urged that the EA’s analysis
was incomplete and the mitigation uncertain.’’ In this case,
petitioners claim that a substantial controversy existed be-
cause the FAA received a request to use the Noise Integrated
Routing System (‘‘NIRS’’) Model to evaluate the noise effects
of the Plan. We reject the notion that this request presents a
substantial controversy, largely because it does little to un-
dercut the FAA’s INM model. Petitioners have pointed to
nothing casting serious doubt on INM, which, as FAA’s
preferred model, has been consistently employed as provided
in 14 C.F.R. pt. 150 app. A. Even if the NIRS Model were
somewhat preferable to the INM in this case – a conclusion
we do not embrace – there is no indication that INM’s
projections are off-base, and no indication that NIRS would
find significant or even reportable noise increases in the
challenged areas. See Citizens Against Burlington, 938 F.2d
at 201 (holding that the agency’s choice of scientific method to
measure noise levels was ‘‘obviously not capricious’’); Sierra
Club v. DOT, 753 F.2d at 128 (‘‘It is clearly within the
expertise and discretion of the agency to determine proper
testing methods.’’).
4. Future Precedent
Finally, petitioners argue that the FAA failed to consider
adequately ‘‘[t]he degree to which the action may establish a
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precedent for future actions with significant effects or repre-
sents a decision in principle about a future consideration.’’ 40
C.F.R. § 1508.27(b)(6). They argue that this action creates a
clear precedent for other NAR projects not to use EISs in
the future.
This argument is completely without merit. The FAA’s
approval of the Northwest 2000 Plan creates no binding
precedent which will control the FAA’s future use of EISs for
NAR projects. The airspace redesign plans in this case were
developed to address the particular circumstances and prob-
lems encountered in and around PHX.
B. Spur Cross Ranch
Petitioners make two additional sets of arguments directed
at the FAA’s evaluation of Spur Cross Ranch. These argu-
ments are based on the fact that no noise measurements were
taken directly over Spur Cross Ranch, and the contention
that Spur Cross Ranch is a uniquely quiet environment that
may be a protected resource under § 4(f) of the Department
of Transportation Act, 49 U.S.C. § 303(c). Neither of these
arguments persuades us that the EA and FONSI are arbi-
trary and capricious.
1. FAA’s Measurements
As it did for Cave Creek and Carefree, the FAA correctly
applied a well-established methodology in evaluating the
Plan’s effect on noise levels in Spur Cross Ranch. Although
petitioners argue that the FAA erred by failing to measure
noise levels directly over Spur Cross, the FAA’s methodology
was actually applied in a manner that was favorable to
petitioners. After implementation of the Northwest 2000
Plan, annual flights over Spur Cross Ranch decreased by
21,170. Rather than taking noise measurements in Spur
Cross Ranch – which no longer has any direct overflights –
the FAA took noise measurements in close proximity to the
airplane flight paths. Thus, its methodology may actually
overstate the Plan’s cumulative noise effects. At worst, any
noise increase falls within acceptable levels, because the
19
increased noise level will not be greater than the FAA’s
measurements indicated.
2. Context and Setting of Spur Cross Ranch
Spur Cross Ranch is a relatively quiet environment that
may qualify as a ‘‘public park, recreation area, or wildlife TTT
refuge of national, State, or local significance’’ under § 4(f).
Because of this, petitioners argue that the FAA failed to
adequately consider both the ‘‘[u]nique characteristics of the
geographic area,’’ 40 C.F.R. § 1508.27(b)(3), and whether the
proposed action violates ‘‘Federal, State or local law or re-
quirements imposed for the protection of the environment.’’
40 C.F.R. § 1508.27(b)(10). We reject petitioners’ arguments
because the noise levels in Spur Cross Ranch after the Plan’s
implementation are insignificant.
Because the post-Plan noise levels are insignificant, they
will not compromise the activities that take place in Spur
Cross Ranch. See Morongo Band of Mission Indians v.
FAA, 161 F.3d 569, 578 (9th Cir. 1998) (upholding application
of the 65 DNL threshold of significance as applied to an
Indian reservation which, like Spur Cross Ranch, was located
in the desert). Moreover, petitioners are simply wrong in
their assertion that the EA does not discuss the visual impact
of the flights on Spur Cross Ranch. The EA specifically
states:
Under Alternative 3, no adverse impacts would re-
sult and no mitigation measures are required. The
impact that would potentially occur (visual presence
of aircraft) does not linger in the area and is not
permanent TTT, but the potential disruption could
have a diminishing effect on a person’s expectations
of a natural area.
Northwest 2000 Environmental Assessment, Joint Appendix
(‘‘J.A.’’) 926; see also id., J.A. 1001 (responding to a comment
addressing this precise issue). This discussion adequately
addresses the Plan’s visual impact.
Finally, while Spur Cross is a potential § 4(f) resource, the
FAA did not err in failing to discuss it as such because the
20
Plan will not constitute a ‘‘use’’ of Spur Cross. Compliance
with § 4(f) proceeds in three stages. First, the FAA must
identify which resources are protected. Second, the FAA
must determine whether a proposed project will ‘‘use’’ the
lands identified. Third, if the project uses the challenged
area, the FAA may proceed with the project only if there is
‘‘no prudent and feasible alternative’’ and the agency under-
takes ‘‘all possible planning to minimize harm.’’ 49 U.S.C.
§ 303(c). Although ‘‘noise that is inconsistent with a parcel of
land’s continuing to serve its recreational, refuge, or historical
purpose is a ‘use’ of that land,’’ City of Grapevine v. U.S.
Dep’t of Transp., 17 F.3d 1502, 1507 (D.C. Cir. 1994), petition-
ers have not made a serious argument that the FAA’s plan
will have a ‘‘significant adverse’’ impact on the Ranch’s exist-
ing uses. Allison v. Dep’t of Transp., 908 F.2d 1024, 1028
(D.C. Cir. 1990). We have already discussed how noise level
changes expected in Spur Cross will be insignificant and will
not exceed regulatory thresholds for recreational public parks
like Spur Cross Ranch. Thus, the Northwest 2000 Plan does
not constitute a ‘‘use’’ of the area, and the FAA should not be
required to prepare an EIS on these grounds. See City of
Grapevine, 17 F.3d at 1507-08; Communities Inc. v. Busey,
956 F.2d 619, 624 (6th Cir. 1992).
III. CONCLUSION
For the reasons given above, the petition for review is
hereby denied.