United States Court of Appeals
For the First Circuit
No. 01-1440
UNITED STATES OF AMERICA,
Appellee,
v.
ROBERT E. NASON, JR.,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MAINE
[Hon. George Z. Singal, U.S. District Judge]
Before
Selya, Circuit Judge,
Stahl, Senior Circuit Judge,
and Doumar,* Senior District Judge.
Joseph M. Baldacci for appellant.
F. Mark Terison, Senior Litigation Counsel, with whom Paula
D. Silsby, United States Attorney, was on brief, for appellee.
October 19, 2001
________________
*Of the Eastern District of Virginia, sitting by designation.
SELYA, Circuit Judge. This appeal requires us to
resolve an interpretive schism that has divided the district
courts. This schism involves the interplay between a state
assault statute and a federal law barring misdemeanants who have
committed crimes of domestic violence from possessing firearms.
The crux of the controversy is whether "offensive physical
contact," one of the two variants of assault featured in Maine's
general-purpose assault statute, necessarily involves the use or
attempted use of physical force. If so, prior convictions under
that statute can qualify as predicate offenses for purposes of
the federal statute prohibiting persons previously convicted of
misdemeanor crimes of domestic violence from possessing firearms
(18 U.S.C. § 922(g)(9)). If not, such misdemeanants — at least
those whose convictions are not readily identifiable as
involving more than offensive physical contact — may well escape
the strictures of the federal law.
Based upon our construal and reconciliation, we
conclude that Congress intended the federal law to cover all
persons who have been convicted of assaulting domestic partners
in circumstances similar to those delineated by both strains of
the Maine statute. Accordingly, we affirm the conviction and
sentence imposed in the case at hand.
I. BACKGROUND
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On July 6, 1998, authorities in Somerset County, Maine,
lodged a state criminal complaint against Robert Nason, Jr., the
appellant here, alleging that he "did intentionally, knowingly,
or recklessly cause bodily injury or offensive physical contact
to one Beth Nason [his wife]," in violation of Maine's general-
purpose assault statute, Me. Rev. Stat. Ann. tit. 17-A, § 207.
Pertinently, that statute provides (as it has since 1975) that
a person can be guilty of misdemeanor assault in one of two
ways, namely, (1) "if he intentionally, knowingly, or recklessly
causes bodily injury . . . to another," or (2) "if he
intentionally, knowingly, or recklessly causes . . . offensive
physical contact to another." Id. § 207(1). The appellant pled
guilty to a charge that made no differentiation between these
two variants. He received a three-day jail sentence.
On January 18, 2000, the appellant pawned a rifle at
the Norridgewock trading post. Nearly one month later, he
redeemed it. When thereafter questioned by a Maine state
trooper, the appellant exhibited the rifle and admitted that he
previously had pawned it. He also showed the trooper a cache
consisting of five additional firearms.
-4-
In due course, a federal grand jury charged the
appellant with violating 18 U.S.C. § 922(g)(9).1 The indictment
alleged in substance that the appellant, having been convicted
of a misdemeanor crime of domestic violence (the Somerset County
assault conviction), thereafter knowingly possessed a firearm
(the rifle). The appellant pled guilty to this charge before
Judge Singal, but, before the imposition of sentence, a
different district judge handed down an opinion that cast doubt
upon the validity of the charge. See United States v. Southers,
No. 00-83, slip op. (D. Me. Jan. 3, 2001). We recount the
circumstances of that case.
Southers had entered a plea of nolo contendere to a
criminal complaint charging him with violating Maine's general-
purpose assault statute by "intentionally, knowingly or
recklessly caus[ing] bodily injury or offensive physical
contact" to a domestic partner (in Southers's case, a live-in
girlfriend). Federal authorities thereafter charged him with
violating 18 U.S.C. § 922(g)(9). Southers moved to dismiss the
1The statute bans any person "who has been convicted in any
court of a misdemeanor crime of domestic violence [from
possessing], in or affecting commerce, any firearm or
ammunition," 18 U.S.C. § 922(g)(9), and provides criminal
penalties for any violation. As we shall see, misdemeanor
crimes of domestic violence have two essential elements: the
mode of aggression and the domestic relationship between
malfeasant and the victim. This appeal focuses on a specific
mode of aggression.
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federal indictment. Judge Hornby reasoned that the mode of
aggression component of section 922(g)(9) necessitated the use
or attempted use of physical force; that Southers's
undifferentiated assault conviction may have involved offensive
physical contact rather than bodily injury; that the section of
Maine's disjunctive general-purpose assault statute covering
"offensive physical contact" did not categorically presuppose
the use of physical force; and that, even if the particular
assault complaint lodged against Southers contained language
sufficient to support a finding that physical force had been
used, such force nonetheless was not a formal element of
offensive physical contact under the Maine statute. These
rulings collectively undermined the government's argument that
all persons convicted of assaults on domestic partners under
Maine's general-purpose assault statute necessarily had
committed misdemeanor crimes of domestic violence within the
purview of 18 U.S.C. § 922(g)(9). Accordingly, Judge Hornby
dismissed the indictment.2
2We consolidated the government's appeal in Southers for
oral argument with this appeal and several other appeals
featuring identical (or nearly identical) issues of statutory
interpretation. The panel anticipates that this opinion will
serve as a bellwether, and that separate opinions will be issued
to dispose of the other cases (including Southers).
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Emboldened by the Southers decision, the appellant
moved to withdraw his guilty plea and dismiss the federal
indictment. Judge Singal declined to follow Southers. See
United States v. Nason, No. 00-CR-37, slip op. (D. Me. Feb. 13,
2001). The judge concluded that physical force was a sine qua
non of assault under both variants of Maine's general-purpose
assault statute; that the statute, in all its applications,
entailed physical force as a formal element; and that,
therefore, all persons convicted of assaults on domestic
partners under the statute necessarily had committed misdemeanor
crimes of domestic violence within the purview of 18 U.S.C. §
922(g)(9).
Refined to bare essence, this appeal questions whether
both forms of assault covered by Maine's disjunctive general-
purpose assault statute (bodily injury and offensive physical
contact) necessarily include physical force as a formal element
(and, therefore, suffice to ground charges under the federal
misdemeanant-in-possession statute). To resolve this question,
we first erect a decisional framework (Part II). We then
undertake an exegesis of the relevant state and federal statutes
(Part III) and reconcile them (Part IV). Finally, we consider
the appellant's vagueness claim (Part V), and then conclude
(Part VI).
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II. THE DECISIONAL FRAMEWORK
The diametrically opposite conclusions reached by
respected trial judges about how best to synthesize the relevant
statutes stem from a fundamental disagreement concerning the
appropriate decisional framework. One view, shared by the
Southers court and the appellant, advocates an application of
the categorical mode of analysis set forth in Taylor v. United
States, 495 U.S. 575, 599-602 (1990). The other view, shared by
the Nason court and the government, eschews Taylor's categorical
approach in favor of an examination of the formal definitions of
the pertinent state and federal statutes. Since this discord
centers on Taylor's applicability to this kind of dispute, an
examination of Taylor and its progeny represents a logical
starting point.
In Taylor, the Supreme Court interpreted provisions of
the Armed Career Criminal Act (ACCA), 18 U.S.C. § 924(e), a
statute designed to ensure that certain "career" criminals
receive enhanced sentences. Asked to determine whether burglary
was a predicate offense under the ACCA, the Taylor Court
concluded that Congress had intended to promulgate a generic,
contemporary definition of burglary. 495 U.S. at 598. The
Court supported its conclusion by pointing out that the ACCA's
sentence-enhancement provision embodied a "categorical approach"
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to the designation of predicate offenses. Id. at 588-89. Using
this "categorical approach," the Court held that an offense was
equivalent to burglary "if either its statutory definition
substantially corresponds to 'generic' burglary, or the charging
paper and jury instructions actually required the jury to find
all the elements of generic burglary in order to convict the
defendant." Id. at 602.
We previously have considered the applicability of
Taylor's categorical approach to the federal statutes at issue
here. In that case, we addressed, inter alia, the defendant's
assertion that his prior conviction under a general
Massachusetts assault and battery statute failed to comprise a
"misdemeanor crime of domestic violence" within the meaning of
18 U.S.C. § 922(g)(9). United States v. Meade, 175 F.3d 215,
218-21 (1st Cir. 1999). Through an exercise in statutory
construction, we resolved the defendant's argument that
predicate misdemeanors underlying section 922(g)(9) violations
needed to include relationship status as an element within their
formal definitions. See id. Focusing on the federal statute's
plain language, we held that the mode of aggression was a sine
qua non of the predicate offense's formal statutory definition,
but that relationship status was not. Id. at 219.
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Importantly, in Meade we rejected the defendant's
contention that Taylor required a federal court to plunge
headlong into a categorical analysis whenever it was called upon
to construe a statute or sentencing guideline that incorporated
the concept of a predicate offense. We explained that:
Before engaging in a categorical approach,
one first must have established the formal
definition of the particular predicate
offense, a process that necessarily requires
determining the requisite elements of the
statute of conviction. The appellant's
attempt to establish the formal definition
of a "misdemeanor crime of domestic
violence" by direct resort to a categorical
approach thus puts the cart before the
horse.
Id. at 221; see also United States v. Shepard, 231 F.3d 56, 64
n.8 (1st Cir. 2000) (stating that Taylor's categorical approach
does not "extend so far as to prevent courts from establishing
the elements of the statute of conviction").
Meade clearly marks the analytical path that we must
traverse. Under it, our first step is to establish the formal
definitions of the relevant statutes by perusing the underlying
statutory elements. Because we can dispose of the controversy
at hand based solely upon these formal statutory definitions,
any further inquiries, Taylor-based or otherwise, would be
superfluous.
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Even though our chosen methodology is not predicated
upon the analytic model for which Taylor has become famous, it
is implicitly supported by the Taylor Court's sequence of
inquiries. The Taylor Court's first order of business was to
decipher the meaning of the relevant statutory language — a
process that included a detailed review of the ACCA's
legislative history. 495 U.S. at 580-99. Only after it had
established the requisite elements of burglary did the Court
proceed to a posterior issue: identifying the appropriate
framework for judicial review of prior convictions as predicate
offenses for sentence-enhancement purposes. Id. at 599-602. In
this context, Taylor restricted sentencing courts principally to
an examination of the "statutory definitions" of prior offenses.
Id. at 600, 602. Indeed, the Court's four separate uses of the
locution "statutory definition" underscore the importance of
fleshing out the legislature's definition of a crime before
conducting any further analysis.
The inherent logic of this sequencing of inquiries is
evident if one considers the analytical problems that would
arise if they were reversed. In point of fact, engaging in any
mode of analysis without first establishing a statutory
definition would be like administering a Rorschach test without
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any inkblots. Accordingly, our inquiry must begin with a
conventional exercise in statutory construction.3
III. PARSING THE STATUTES
Having erected the appropriate analytical framework,
we now explore the ramifications of the federal and state
statutes germane to this controversy. The task of interpreting
and reconciling these statutes presents abstract legal questions
engendering de novo review. See Rhode Island v. Narragansett
Indian Tribe, 19 F.3d 685, 691 (1st Cir. 1994).
A. The Federal Statutes.
The case at bar involves two interrelated federal
statutes. The grand jury indicted the appellant under 18 U.S.C.
§ 922(g)(9), quoted supra note 1, and the incorporated term
"misdemeanor crime of domestic violence" is defined elsewhere
as:
an offense that —
(i) is a misdemeanor under Federal or State
law; and
3
We note that this case differs from Taylor in that it deals
with the examination of a predicate offense (a misdemeanor crime
of domestic violence) that constitutes a formal element of the
charged crime, whereas Taylor deals with the examination of
predicate offenses to determine the applicability of provisions
mandating enhanced sentences. Be that as it may, we need not
determine at this juncture whether it ever may be suitable to
apply Taylor's categorical approach to a predicate offense that
constitutes an essential element of a federal criminal
violation.
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(ii) has, as an element, the use or
attempted use of physical force, or the
threatened use of a deadly weapon, committed
by a current or former spouse, parent, or
guardian of the victim, by a person with
whom the victim shares a child in common, by
a person who is cohabiting with or has
cohabited with the victim as a spouse,
parent, or guardian, or by a person
similarly situated to a spouse, parent, or
guardian of the victim.
18 U.S.C. § 921(a)(33)(A). Reading these statutes together, the
proscriptions contained in section 922(g)(9) extend to any
person who has been convicted under state law of a misdemeanor
crime that (1) contains as an element the use or attempted use
of physical force and (2) involves an enumerated relationship
status between perpetrator and victim. We previously have held,
and today reaffirm, that the use or attempted use of physical
force constitutes an essential, and formal, element of a section
922(g)(9) predicate offense. See Meade, 175 F.3d at 218-21.
Thus, the case at bar requires us to determine whether Congress,
by codifying physical force as a formal element of such
predicate offenses, intended to reach misdemeanants convicted
under either branch of Maine's general-purpose assault statute.
To resolve this issue, we turn to time-honored
principles of statutory construction. Where statutory
interpretation is in prospect, the jumping-off point always is
the text of the statute itself. United States v. James, 478
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U.S. 597, 604 (1986); United States v. Charles George Trucking
Co., 823 F.2d 685, 688 (1st Cir. 1987). In scrutinizing the
language, we presume, absent evidence to the contrary, that
Congress knew and adopted the widely accepted legal definitions
of meanings associated with the specific words enshrined in the
statute. Morissette v. United States, 342 U.S. 246, 263 (1952);
United Techs. Corp. v. Browning-Ferris Indus., 33 F.3d 96, 99
(1st Cir. 1994). Predictably, we turn to Black's Law Dictionary
to glean the most widely accepted legal meaning of "physical
force."
This venerable reference work defines "physical force"
as "force consisting in a physical act." Black's Law Dict. (7th
ed. 1999) (cross-referencing the definition of "actual force").
The word "force" means "[p]ower, violence, or pressure directed
against a person or thing." Id. The word "physical," although
not separately defined in Black's, has a corporeal aspect. See
American Heritage Dict. of the Eng. Language (4th ed. 2000)
(defining "physical" as "of or relating to the body as
distinguished from the mind or spirit"); Webster's Ninth New
Collegiate Dict. (1989) (defining "physical" as "of or relating
to the body"). Synthesizing the various definitions, physical
force may be characterized as power, violence, or pressure
directed against another person's body.
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If statutory language points to a plain and unambiguous
meaning, courts are bound to follow that signpost — at least as
long as that revealed meaning is neither unreasonable nor
absurd. Salinas v. United States, 522 U.S. 52, 57-58 (1997);
Charles George Trucking, 823 F.2d at 688. In the context of
section 921(a)(33)(A), the phrase "use or attempted use of
physical force" falls into this category. Physical force is an
elementary concept, readily understood. And from a policy
perspective, proscribing gun possession by individuals convicted
of misdemeanor crimes characterized by the application of
physical force advances Congress's evident purpose — curbing the
escalating societal problems associated with domestic violence.
Meade, 175 F.3d at 217.
Since the straightforward employment of the term
"physical force" in section 921(a)(33)(A) produces an entirely
plausible result, we are not obligated to consult other aids to
statutory construction. Salinas, 522 U.S. at 57-58; Meade, 175
F.3d at 219. We nonetheless mention two additional facts that
confirm the absence of any congressional intent either to
engraft a bodily injury requirement onto section 921(a)(33)(A)
or otherwise to inspire a grudging construction of the words
"physical force" as used in that statute.
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The subsection immediately preceding 18 U.S.C. §
922(g)(9) precludes the "use, attempted use, or threatened use
of physical force . . . that would reasonably be expected to
cause bodily injury." 18 U.S.C. § 922(g)(8)(C)(ii). This
qualifying clause limits the reach of section 922(g)(8) to a
specific subset of physical force: physical force that is
reasonably expected to generate physical injury. Following the
"settled rule that a statute must, if possible, be construed in
such fashion that every word has some operative effect," United
States v. Nordic Vill., Inc., 503 U.S. 30, 36 (1992), the
modifying clause in section 922(g)(8) cannot be dismissed as
mere surplusage. This means that we must read the unqualified
use of the term "physical force" in section 922(g)(9) as a clear
signal of Congress's intent that section 922(g)(9) encompass
misdemeanor crimes involving all types of physical force,
regardless of whether they could reasonably be expected to cause
bodily injury. After all, when Congress inserts limiting
language in one section of a statute but abjures that language
in another, closely related section, the usual presumption is
that Congress acted deliberately and purposefully in the
disparate omission. Duncan v. Walker, 121 S. Ct. 2120, 2124-25
(2001); Russello v. United States, 464 U.S. 16, 23 (1983).
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The legislative history of section 922(g)(9) further
suggests that Congress did not intend to import an injury
requirement into section 922(g)(9). On this point, we find
particularly instructive the comments of Senator Lautenberg (the
statute's principal architect). Discussing section 922(g)(9) on
the Senate floor shortly before its passage, Senator Lautenberg
observed:
[T]he revised language includes a new
definition of the crimes for which the gun
ban will be imposed. Under the original
version, these were defined as crimes of
violence against certain individuals,
essentially family members. Some argued
that the term crime of violence was too
broad, and could be interpreted to include
an act such as cutting up a credit card with
a pair of scissors. Although this concern
seemed far-fetched to me, I did agree to a
new definition of covered crimes that is
more precise, and probably broader.
Under the final agreement, the ban
applies to crimes that have, as an element,
the use or attempted use of physical force,
or the threatened use of a deadly weapon.
This is an improvement over the earlier
version, which did not explicitly include
within the ban crimes involving an attempt
to use force, or the threatened use of a
weapon, if such an attempt or threat did not
also involve actual physical violence.
142 Cong. Rec. S11,877 (1996) (statement of Sen. Lautenberg).
While the remarks of the chief sponsor of a bill by no
means control a court's construal of the enacted statute, they
nonetheless can provide reliable insights into its construction.
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N. Haven Bd. of Educ. v. Bell, 456 U.S. 512, 526-27 (1982);
Meade, 175 F.3d at 219. Here, the specificity of the comments,
precisely directed toward the intended meaning of the statute's
mode of aggression component, lends substantial credence to
them. See Regan v. Wald, 468 U.S. 222, 237 (1984). We
conclude, therefore, that Senator Lautenberg's statements, which
plainly indicate that a principal purpose underlying Congress's
substitution of "crimes involving the use or attempted use of
physical force" for "crimes of violence" in section 922(g)(9)
was to broaden the spectrum of predicate offenses covered by the
statute, are worthy of respect.
In context, these insights are quite helpful. A
comparison of the plain meanings of "crimes of violence" and
"physical force" highlights the consonance between the purpose
and effect of the revised language. "Violence" is essentially
a subset of physical force involving injury or risk of harm.
See Webster's Ninth New Collegiate Dict. (1989) (defining
violence as the "exertion of physical force so as to injure or
abuse"); see also 18 U.S.C. § 924(e)(2)(B)(ii) (defining
"violent felony" to include crimes involving "conduct that
presents a serious potential risk of physical injury to
another"). The substitution of "physical force" as the
operative mode of aggression element effectively expanded the
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coverage of section 922(g)(9) to include predicate offenses
whose formal statutory definitions contemplated the use of any
physical force, regardless of whether that force resulted in
bodily injury or risk of harm.
To summarize, the usual and customary meaning of the
phrase "physical force" persuades us that Congress intended
section 922(g)(9) to encompass crimes characterized by the
application of any physical force. The additional signposts
point unerringly in the same direction. Accordingly, we use
this as the operative definition.
B. The Maine Assault Statute.
The grand jury denominated the appellant's prior
conviction under the Maine general-purpose assault statute as
the predicate offense underlying the violation of 18 U.S.C. §
922(g)(9). As previously stated, the Maine statute provides
that "[a] person is guilty of assault if he intentionally,
knowingly, or recklessly causes bodily injury or offensive
physical contact to another." Me. Rev. Stat. Ann. tit. 17-A, §
207(1). Based upon the statute's disjunctive structure, either
bodily injury or offensive physical contact constitutes a
sufficient actus reus. In the pages that follow, we explore the
scope of these two varieties of assault, according "respectful
consideration and great weight" to the views of Maine's highest
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court. Indiana ex rel. Anderson v. Brand, 303 U.S. 95, 100
(1938).
1. Bodily Injury. Parsing the bodily injury variant
of assault is a straightforward task. Maine's criminal code
defines bodily injury as "physical pain, physical illness or an
impairment of physical condition." Me. Rev. Stat. Ann. tit. 17-
A, § 2(5). The Supreme Judicial Court of Maine (the Law Court)
has imported this definition of bodily injury into Maine's
general-purpose assault statute. See State v. Griffin, 459 A.2d
1086, 1091 (Me. 1983); State v. Carmichael, 405 A.2d 732, 735
(Me. 1979). Thus, the latter statute, under the bodily injury
variant, proscribes acts that cause physical pain, physical
illness, or impairments of physical condition.
2. Offensive Physical Contact. The definition of
"offensive physical contact," as used in Maine's general-purpose
assault statute, is more elusive. Maine's criminal code does
not explicate the phrase. There is, however, pertinent case
law, which arises in two contexts: lesser included offenses and
jury instructions. We examine those precedents.
In State v. Rembert, 658 A.2d 656 (Me. 1995), the
defendant appealed from a robbery conviction premised upon a
statute that included, as a required element, the use of
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physical force.4 The defendant maintained that it was impossible
to commit robbery involving physical force without also
committing criminal assault involving offensive physical
contact. The state attempted to distinguish the two on the
ground that robbery involving physical force did not necessarily
entail any bodily contact between robber and victim, whereas
assault involving offensive physical contact required a direct
touching of the victim. Id. at 657-58. In rejecting the
state's argument, the Law Court subscribed to the Restatement
position, see Restatement (Second) of Torts § 18 cmt. c (1965),
originally formulated in the context of civil battery.
Accordingly, the Law Court held that offensive physical contact
was not limited to direct touchings, but also could be effected
by indirect touchings (e.g., the touching of items intimately
connected to the body, such as clothing or a cane, customarily
regarded as part and parcel of an individual's "person").
Rembert, 658 A.2d at 658. Since the use of physical force on
4The statute of conviction provided in pertinent part:
1. A person is guilty of robbery if he
commits or attempts to commit theft and at
the time of his actions:
* * *
C. He uses physical force on
another . . . .
Me. Rev. Stat. Ann. tit. 17-A, § 651(1)(C).
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another necessarily involved some type of offensive physical
contact, assault was a lesser included offense of robbery. Id.
Contrary to the government's importuning, Rembert's
conclusion that the use of physical force invariably involves
some type of offensive physical contact does not definitively
establish the converse proposition: that offensive physical
contact necessarily entails the use of physical force. Rather,
Rembert leaves open two possibilities: offensive physical
contacts may categorically entail the use of physical force, or,
alternatively, offensive physical contacts characterized by the
use of physical force may represent a subset of a broader
universe of offensive physical contacts. We shall return to,
and resolve, this question in Part IV, infra.
In determining the scope of "offensive physical
contact," as that term is used in Maine's general-purpose
assault statute, we also derive enlightenment from State v.
Pozzuoli, 693 A.2d 745 (Me. 1997). There, the defendant was
convicted on a charge of assault (an offense which, as we have
explained, may consist of offensive physical contact). The Law
Court approved a jury instruction that defined offensive
physical contact as:
[K]nowingly intending bodily contact or
unlawful touching done in such a manner as
would reasonably be expected to violate the
person or dignity of the victim.
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It's something less than bodily injury
. . . but requires more than a mere touching
of another. And basically it's a question
of was the contact under the circumstances
such that a reasonable person would find it
to be offensive.
You may consider what a reasonable
person might consider under the
circumstances to be offensive . . . .
Id. at 747.
For present purposes, the lesson to be learned from
this approved instruction is that offensive physical contact
entails "something less than bodily injury . . . but requires
more than a mere touching of another." The first part of this
definition reiterates the Law Court's view that the presence or
absence of bodily injury distinguishes the two variants of
assault contemplated under Maine's general-purpose assault
statute. See Carmichael, 405 A.2d at 735 ("We view section 207
as specifying two independent types of simple assault, one where
bodily injury results and another where there is merely an
offensive physical contact without resulting bodily injury.").
The second part of the definition emphasizes that not every
physical contact is actionable under the general-purpose assault
statute. Two factors distinguish mere touchings from offensive
physical contacts: the mens rea requirement, Me. Rev. Stat.
Ann. tit. 17-A, § 207(1), and the application of a "reasonable
person" standard to determine whether a contact is offensive,
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see Pozzuoli, 693 A.2d at 747-48; see also Restatement (Second)
of Torts § 19 ("A bodily contact is offensive if it offends a
reasonable person's sense of dignity.").
IV. RECONCILING THE STATUTES
The key distinction between the federal and state
statutes is one of perspective: the physical force rubric
employed in the federal statutes focuses on the assailant's
conduct (i.e., whether the assailant directed physical force
against the victim), whereas both variants of the Maine general-
purpose assault statute focus on the victim's circumstances
(i.e., whether the victim endured either bodily injury or an
offensive physical contact). But the fact that the two
statutory schemes examine the same act from divergent
perspectives does not mean that they are irreconcilable. The
decisive question is whether both bodily injury and offensive
physical contact assaults necessarily involve the use of
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physical force.5 We conduct this inquiry separately for each
type of assault.
A. Bodily Injury.
The breadth of conduct covered by the bodily injury
branch of the Maine general-purpose assault statute
unambiguously involves the use of physical force. In pertinent
part, the statute criminalizes the "use of unlawful force
against another causing bodily injury." Griffin, 459 A.2d at
1091. In turn, all three types of bodily injury specified by
Maine's criminal code (pain, illness, and impairment) contain
the same adjectival modifier: "physical." Me. Rev. Stat. Ann.
tit. 17-A, § 2(5). Common sense supplies the missing piece of
the puzzle: to cause physical injury, force necessarily must be
physical in nature. Accordingly, physical force is a formal
element of assault under the bodily injury branch of the Maine
statute.
5At oral argument, counsel for various defendants, see supra
note 2, devised a number of intricate examples in an effort to
test the limits of the government's suggested answer to this
query. In performing our analysis, however, we eschew such
exotic exemplars and limit our probing to actual cases that have
been adjudicated by the Law Court. This is consistent with the
Law Court's steadfast refusal to rule upon hypothetical
scenarios. See, e.g., Connors v. Int'l Harvester Credit Corp.,
447 A.2d 822, 824 (Me. 1982) (emphasizing that "rights must be
declared upon the existing state of facts and not upon a state
of facts that may or may not arise in the future").
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B. Offensive Physical Contact.
This leaves the question whether offensive physical
contact under Maine's general-purpose assault statute
necessarily involves the use of physical force. For ease in
analysis, we divide this type of contact into two groupings:
(1) contacts with another person's body, and (2) contacts with
objects intimately connected with another person's body.
Our assessment of offensive physical contacts with
another person's body follows the same lines as our assessment
of bodily injury assaults. As the court below perspicaciously
observed, contacts of this sort invariably emanate from the
application of some quantum of physical force, that is, physical
pressure exerted against a victim. Nason, slip op. at 6.
Therefore, offensive physical contacts with another person's
body categorically involve the use of physical force (and,
hence, qualify as misdemeanor crimes of domestic violence under
section 922(g)(9) if perpetrated against domestic partners).
We think that the same logic extends to offensive
physical contacts with objects connected to a person. The Law
Court has transplanted into the soil of Maine's general-purpose
assault statute the meaning of "offensive physical contact"
developed in the context of civil battery. Rembert, 658 A.2d at
658. In adopting this approach, the court stressed that:
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Unpermitted and intentional contacts with
anything so connected with the body as to be
customarily regarded as part of the other's
person and therefore as partaking of its
inviolability is actionable as an offensive
contact with his person. There are some
things, such as clothing or a cane or,
indeed, anything directly grasped by the
hand which are so intimately connected with
one's body as to be universally regarded as
part of the person.
Id. (citing Restatement (Second) of Torts § 18 cmt. c).
The Rembert court concluded that contacts with objects
intimately connected with another individual's body were
actionable under the offensive physical contact branch of
Maine's general-purpose assault statute. See id. Like physical
contact with the body itself, physical contact with a physical
object, such as a cane, inevitably entails the application of
physical pressure. Accordingly, we conclude that offensive
physical contacts with objects intimately connected to another
person's body necessarily require the application of physical
force for their completion (and, hence, assaults of that genre,
resulting in convictions under Maine's general-purpose assault
statute, qualify as misdemeanor crimes of domestic violence
under section 922(g)(9) if perpetrated against domestic
partners).
The only other adjudication of a comparable claim by
a federal appellate court supports this conclusion. In United
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States v. Smith, 171 F.3d 617 (8th Cir. 1999), the court of
appeals pondered whether a conviction based upon Iowa's
misdemeanor assault statute qualified as a predicate offense for
purposes of section 922(g)(9). One prong of the statute covered
"[a]ny act which is intended to cause pain or injury to, or
which is intended to result in physical contact which will be
insulting or offensive to another. . . ." Iowa Code § 708.1(1).
The defendant complained that physical force was not a formal
element of section 708.1(1), and, accordingly, that a conviction
under it could not constitute a predicate offense within the
purview of 18 U.S.C. § 922(g)(9). This was so, the defendant
said, because the Iowa statute encompassed physical contact that
was "merely" insulting or offensive. Smith, 171 F.3d at 621
n.2. The Eighth Circuit dismissed that plaint out of hand,
concluding that "physical contact [that is insulting or
offensive], by necessity, requires physical force to complete."
Id. We agree with this conclusion.
To say more on this topic would be supererogatory. The
short of it is that both variants of assault regulated under
Maine's general-purpose assault statute necessarily involve the
use of physical force. As a result, all convictions under that
statute for assaults upon persons in the requisite relationship
status qualify as misdemeanor crimes of domestic violence within
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the purview of 18 U.S.C. § 922(g)(9). To be precise, if a
malfeasant convicted under Maine's general-purpose assault
statute is connected with the victim through any of the domestic
relationships enumerated in section 922(g)(9), then federal law
bars the malfeasant from possessing firearms and subjects him to
criminal penalties for violating this proscription.
Consequently, the appellant, who admittedly possessed a rifle
after having pleaded guilty to violating Maine's general-purpose
assault statute by assaulting his wife, was lawfully convicted
on the federal charge.6
V. VOID FOR VAGUENESS
As a fallback position, the appellant asseverates that
section 922(g)(9) is unconstitutionally vague. We find this
asseveration unpersuasive.
A criminal statute is susceptible to a constitutional
challenge on vagueness grounds if it fails adequately to specify
either the conduct that it proscribes or the persons to whom it
extends. City of Chicago v. Morales, 527 U.S. 41, 56 (1999);
United States v. Lanier, 520 U.S. 259, 265-66 (1997); Bouie v.
City of Columbia, 378 U.S. 347, 350-51 (1964). This court
6After resolving the matter favorable to the government,
Nason, slip op. at 4-6, Judge Singal went the extra mile: he
assumed arguendo that the categorical approach applied and
offered an alternative rationale for the conviction, id. at 7-8.
We take no view of this alternate ground of decision.
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previously has considered a vagueness challenge aimed at section
922(g)(9). See Meade, 175 F.3d at 222. In rejecting that
challenge, we observed that section 922(g)(9) "contains no
ambiguity either as to the persons to whom the prohibitions
apply or as to what conduct is proscribed." Id. Under the law
of the circuit doctrine, that holding controls. See, e.g.,
United States v. Wogan, 938 F.2d 1446, 1449 (1st Cir. 1991).
The appellant attempts to parry Meade's precedential
thrust on the ground that the defendant there concentrated his
fire on the relationship element of section 922(g)(9). Although
we find this distinction lacking in force, we nonetheless pause
to explain more fully why section 922(g)(9)'s mode of aggression
element is insusceptible to a vagueness challenge.
Statutes are sufficiently certain when they employ
words or phrases with "a well-settled common law meaning,
notwithstanding an element of degree in the definition as to
which estimates might differ." Connally v. General Constr. Co.,
269 U.S. 385, 391 (1926). Since words, by their nature, are
imprecise instruments, even laws that easily survive vagueness
challenges may have gray areas at the margins. See United
States v. Wurzbach, 280 U.S. 396, 399 (1930) ("Whenever the law
draws a line there will be cases very near each other on
opposite sides. The precise course of the line may be
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uncertain, but no one can come near it without knowing that . .
. if he does so it is familiar to the criminal law to make him
take the risk."); United States v. Gaudreau, 860 F.2d 357, 363
n.17 (10th Cir. 1988) (similar). Both the federal and state
statutes framing this dispute draw upon legal constructs
(physical force, bodily injury, offensive physical contact) with
rich, well-developed common law lineages. In combination, they
afford fair and ample warning to persons of ordinary
intelligence that a prior conviction under Maine's general-
purpose assault statute, if it involves a domestic partner,
likely qualifies as a misdemeanor crime of domestic violence
sufficient to trigger the proscriptions of 18 U.S.C. §
922(g)(9). Consequently, we reaffirm our ruling in Meade that
section 922(g)(9) is not unconstitutionally vague.
VI. CONCLUSION
We need go no further. We hold that all convictions
under Maine's general-purpose assault statute, Me. Rev. Stat.
Ann. tit. 17-A, § 207(1), necessarily involve, as a formal
element, the use of physical force. Accordingly, any conviction
predicated thereon that involves persons in the requisite
relationship status qualifies as a predicate offense (i.e., a
misdemeanor crime of domestic violence) sufficient to trigger
the proscriptions of 18 U.S.C. § 922(g)(9). The lower court
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therefore did not err in denying the appellant's motion to
dismiss the indictment (and, concomitantly, refusing to vacate
the appellant's guilty plea). It follows inexorably, as night
follows day, that the conviction and sentence must be
Affirmed.
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