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SJC-12053
TIMOTHY DEAL & others1 vs. COMMISSIONER OF CORRECTION
& another.2
Suffolk. May 3, 2016. - August 25, 2016.
Present: Gants, C.J., Spina, Cordy, Botsford, Duffly, Lenk, &
Hines, JJ.3
Commissioner of Correction. Constitutional Law, Sentence,
Parole. Due Process of Law, Sentence, Parole, Prison
classification proceedings. Imprisonment, Reclassification
of prisoner. Parole. Youthful Offender Act. Practice,
Criminal, Sentence, Parole.
Civil action commenced in the Supreme Judicial Court for
the county of Suffolk on July 14, 2015.
The case was reported by Botsford, J.
Barbara Kaban (Benjamin H. Keehn, Committee for Public
Counsel Services, & James W. Rosseel with her) for the
petitioners.
Charles Anderson, Jr., for the respondents.
1
Siegfried Golston and Jeffrey Roberio.
2
Assistant Deputy Commissioner of Correction.
3
Justice Cordy participated in the deliberation on this
case and authored this opinion prior to his retirement.
Justices Spina and Duffly participated in the deliberation on
this case prior to their retirements.
2
David J. Apfel & Eileen L. Morrison, for American Civil
Liberties Union of Massachusetts & others, amici curiae,
submitted a brief.
CORDY, J. This case is before us on the reservation and
report of the single justice. The petitioners, Timothy Deal,
Siegfried Golston, and Jeffrey Roberio, are juvenile homicide
offenders4 who are serving mandatory indeterminate life sentences
and who have a constitutional right to a "meaningful opportunity
to obtain release based on demonstrated maturity and
rehabilitation." Diatchenko v. District Attorney for the
Suffolk Dist., 466 Mass. 655, 674 (2013) (Diatchenko I), quoting
Graham v. Florida, 560 U.S. 48, 75 (2010). This right also
extends to juveniles convicted of murder in the second degree.
See Diatchenko v. District Attorney for the Suffolk Dist., 471
Mass. 12, 32 (2015) (Diatchenko II). This case concerns the
manner in which juvenile homicide offenders are classified and
placed in Department of Correction (department) facilities.
The issue before us is whether the department's practice of
using "discretionary override codes" to block qualifying
4
In an earlier decision, we used the term "juvenile
homicide offender" to refer to a person who has been convicted
of murder in the first degree and was under the age of eighteen
at the time that he or she committed the murder. See
Diatchenko v. District Attorney for the Suffolk Dist., 471 Mass.
12, 13 n.3 (2015). In this case, we use the term to refer to
individuals who have been convicted of either murder in the
first degree or murder in the second degree and were under the
age of eighteen at the time of the offense.
3
juvenile homicide offenders from placement in a minimum security
facility unless and until the individual has received a positive
parole vote violates (1) G. L. c. 119, § 72B, as amended by St.
2014, c. 189, § 2; or (2) their right to a meaningful
opportunity to obtain release based on demonstrated maturity and
rehabilitation under the Eighth and Fourteenth Amendments to the
United States Constitution, arts. 12 and 26 of the Massachusetts
Declaration of Rights, or both Constitutions.
We conclude that the department's current classification
practice violates G. L. c. 119, § 72B, as amended by St. 2014,
c. 189, § 2, because the department's failure to consider a
juvenile homicide offender's suitability for minimum security
classification on a case-by-case basis amounts to a categorical
bar as proscribed by the statute. We further conclude that the
department's practice does not violate the petitioners'
constitutional right to a meaningful opportunity to obtain
release based on demonstrated maturity and rehabilitation
because there is no constitutionally protected expectation that
a juvenile homicide offender will be released to the community
after serving a statutorily prescribed portion of his sentence.5
5
We acknowledge the amicus brief submitted by the American
Civil Liberties Union of Massachusetts; Boston College Juvenile
Rights Advocacy Project; Campaign for Fair Sentencing of Youth;
Charles Hamilton Houston Institute, Harvard Law School; Citizens
for Juvenile Justice; Coalition for Effective Public Safety;
Communities for People; Harvard Prison Legal Assistance Project;
4
Background. 1. Department classification process. In
2002, the National Institute of Corrections provided technical
assistance to the department to "revise and validate the
classification instrument for both males and females." The
final product, entitled "Objective Point Base Classification-
Reclassification Form" (objective classification form), consists
of "objectively defined criteria" that are "weighed, scored, and
organized into a valid and reliable classification instrument
accompanied by an operational manual for applying the instrument
to inmates in a systematic manner." 103 Code Mass. Regs.
§ 420.06 (2007).
On commitment, and annually thereafter, the department
determines the appropriate security placement level for each
prisoner through the classification process, called the
"Internal Classification Status Review." 103 Code Mass. Regs.
§§ 420.08, 420.09 (2007). The twin goals of the process are to
promote "public safety" and "the responsible reintegration of
offenders." 103 Code Mass. Regs. § 420.07 (2007). To achieve
these goals, the process "objectively assess[es] the inmate's
custody requirements and programmatic needs and match[es] those
to the appropriate security level in a manner that minimizes the
Justice Resource Institute; Massachusetts Association of
Criminal Defense Lawyers; Northeastern Prisoners' Assistance
Project; Prisoners' Legal Services of Massachusetts; Roca, Inc.;
Roxbury Youthworks, Inc.; Span, Inc.; Dr. Frank DiCataldo; Dr.
Robert Kinscherff; and Francine Sherman, Esq.
5
potential for escape, prison violence and inmate misconduct,"
by, inter alia, "[r]ationally using a reliable, validated set of
variables to support classification decisions." 103 Code Mass.
Regs. § 420.07(a). Based on the outcome of the classification
process, a prisoner is assigned to a maximum, medium, or minimum
security facility.
The classification process proceeds in several steps.
First, a correctional program officer (CPO) is responsible for
gathering the information required to score each variable
contained in the prisoner's objective classification form. 103
Code Mass. Regs. § 420.09.6 The CPO computes the total score and
compares it to a set of cut-off values to determine the
6
The variables and their scoring ranges are:
1. severity of current offense (possible score 1-6);
2. severity of convictions within the last four years
(possible score 0-6);
3. history of escapes or attempts to escape (possible
score 0-7);
4. history of prior institutional violence within the
last four years (possible score 0-5);
5. number of guilty disciplinary reports within the
last twelve months (possible score 0-4);
6. most severe guilty disciplinary report within the
last eighteen months (possible score 0-7);
7. age (possible scores -2, 0, 1); and
8. program participation or work assignment (possible
scores -2, -1, 0).
6
prisoner's preliminary custody level. Twelve or more points
qualify a prisoner for maximum security; seven to eleven points
qualify the prisoner for medium security; and six or fewer
points qualify the prisoner for minimum security.
After calculating the prisoner's objective score, the CPO
reviews the "non-discretionary" restrictions to determine if any
apply. If the prisoner is not subject to a nondiscretionary
restriction, the CPO then reviews the "discretionary overrides"
to determine if any apply. The CPO also schedules an interview
with the prisoner to discuss "matters related to classification
and custody status." 103 Code Mass. Regs. § 420.09(1)(f).
Following the review process, the CPO makes recommendations
and enters the results of the review into the department's
computerized inmate information system. 103 Code Mass. Regs.
§ 420.09(2), (3). The institution's director of classification
will review and then approve, modify, or deny the
recommendations made by the CPO. 103 Code Mass. Regs.
§ 420.09(2). Prisoners who disagree with the internal
classification status review results may appeal to the
superintendent. 103 Code Mass. Regs. § 420.09(3).
If a review of the inmate's objective classification form
and other factors set forth in the regulations indicate a need
for a change in placement to a higher or lower security level, a
hearing is conducted by a three-person classification board
7
consisting of institutional employees deemed qualified to make
custody level determinations. 103 Code Mass. Regs.
§§ 420.08(3)(a), 420.09(4). The prisoner appears before and
participates in the hearing with the classification board, which
reviews the prisoner's objective point base classification score
and any cited restrictions or overrides. 103 Code Mass. Regs.
§ 420.08(3)(e)-(f). The classification board members then vote,
with the board's final recommendation reflecting the majority
vote of the three-person panel, and the prisoner is notified of
the decision both orally at the time of the hearing and
subsequently in writing. 103 Code Mass. Regs. § 420.08(3)(f).
Prisoners may appeal the classification board's placement
decision to the Commissioner of Correction (commissioner) or her
designee. 103 Code Mass. Regs. § 420.08(3)(h).
State law provides that the purpose of classification
boards is to make recommendations for inmate classification.
G. L. c. 127, § 20A. Accordingly, the classification board's
decision is a "final recommendation to the [c]ommissioner," 103
Code Mass. Regs. § 420.08(3)(f), subject to approval or
rejection by the commissioner or her designee, who "shall
utilize the scored custody level and any applicable restrictions
or overrides to render a final placement decision." 103 Code
Mass. Regs. § 420.08(3)(i). The assistant deputy commissioner
of classification (assistant deputy commissioner) is one of
8
several department employees authorized by the commissioner to
act as her designee, and rendered classification decisions in
each of the petitioners' cases.
The department's classification system includes seven
discretionary override codes (P through V), any one of which may
be the basis for the commissioner or her designee to reject a
classification board's final recommendation. The definitional
section of the department's classification regulations, 103 Code
Mass. Regs. § 420.06, defines "[d]iscretionary [o]verride" as
"[a]n override of a scored custody level, based on the
professional judgment of trained classification staff.
Discretionary [o]verrides should account for [five to fifteen
per cent] of all custody level decisions and are detailed in the
Objective Classification Operational Manual." According to the
department, the final decision of the commissioner or her
designee balances the classification board's recommendation
against the interests of the public, the department, and the
inmate. The decision of the commissioner or her designee is
final and cannot be appealed. 103 Code Mass. Regs.
§ 420.08(3)(i).
2. 2014 amendment and department response. In 2013, this
court held that art. 26 of the Massachusetts Declaration of
Rights prohibits the imposition of a life sentence without
possibility of parole on a person younger than the age of
9
eighteen at the time of offense. Diatchenko I, 466 Mass. at
658-659. On July 25, 2014, the Legislature amended G. L.
c. 119, § 72B, the statute which provides the penalties for
juveniles convicted of murder, by inserting the following text
at the end of the statute:
"The department of correction shall not limit
access to programming and treatment including, but not
limited to, education, substance abuse, anger
management and vocational training for youthful
offenders, as defined in [G. L. c. 119, § 52], solely
because of their crimes or the duration of their
incarcerations. If the youthful offender qualifies for
placement in a minimum security correctional facility
based on objective measures determined by the
department, the placement shall not be categorically
barred based on a life sentence."
St. 2014, c. 189, § 2.
At the time the statute was amended, the department had a
categorical bar which specifically prevented persons serving
life sentences -- whether juveniles or adults at the time of
offense -- from being housed in minimum security. This
categorical bar, "Non-Discretionary Minimum Custody Code E"
(code E), stated the following: "Non-Discretionary Minimum
Custody Restriction Code E: 1st Degree Lifer -- 1st Degree
lifers are not to be considered for minimum or below." Code E's
prohibitive sweep extended to all inmates serving a life
sentence for murder in the first degree (designated by the
department as "1st Degree lifers" [lifers]), and did not
10
discriminate based on the inmate's age at the time of the
offense.
Also at the time the amended statute became effective, the
Department's "Non-Discretionary Minimum Custody Code F" (code F)
restriction prohibited offenders from being considered for
minimum security based on aspects of the crime. It stated the
following: "Non-Discretionary Minimum Custody Restriction Code
F: Inmates currently convicted of murder of a public official,
a crime while incarcerated or a crime involving loss of life are
not to be considered for minimum unless a positive parole
decision has been granted or are within two years of a defined
release date." Based on the language of code F, juvenile lifers
who committed a crime involving loss of life were restricted;
those lifers who had committed other offenses such as rape or
armed robbery were not restricted. Classification staff do not
have the authority to disregard restrictions.
In addition to these restrictions, the department then had,
and still has, amongst others, two discretionary overrides,
codes R and S, which take into account aspects of the crime or
an offender's criminal history warranting retention in higher
custody:
"Discretionary Over-Ride -- Higher Custody . . . Code
R: Nature of Offense/High Notoriety -- The facts or
notoriety of the offense presents a seriousness that
cannot be captured in the score.
11
" Code S: Prior Criminal History -- The criminal
history presents a seriousness that cannot be captured
in the score."
All of these codes -- E, F, R, and S -- were in effect on
July 25, 2014, the effective date of the amended statute.
The Legislature, recognizing that juveniles serving life
sentences were restricted from minimum security throughout their
incarcerations due to code E, specifically addressed this
"categorical bar" by enacting the amended statute: the
department could no longer bar juvenile homicide offenders from
minimum security categorically based on a life sentence, but
could consider them for minimum security if and when their
objective (point-based) score warranted such consideration. See
G. L. c. 119, § 72B.
On September 5, 2014, then Acting Commissioner Thomas
Dickhaut issued a memorandum implementing both the holding in
Diatchenko I and § 72B. The memorandum stated that codes E and
F could not be used for juvenile first- and second-degree
homicide offenders, and those who had those codes would need to
be reclassified.
3. The petitioners. Timothy Deal, now age thirty-one, was
convicted of murder in the second degree for an offense
committed in 2002, when he was the age of seventeen. Sentenced
to life imprisonment, Deal will be parole eligible as a matter
of law as of January 29, 2017, when he will have been
12
incarcerated for fifteen years. He is currently imprisoned at
the Massachusetts Correctional Institution at Concord, a medium
security facility. On September 23, 2014, a classification
board unanimously voted that Deal be placed in a minimum
security facility. The board noted that Deal had an objective
classification score of four, had "[p]ositive housing/work
evaluations," and was "program compliant." Seven months later,
the assistant deputy commissioner rejected the classification
board's recommendation, citing "code R," i.e., "serious nature
of offense."
Siegfried Golston, now age fifty-eight, was convicted of
murder in the first degree in 1976 for an offense committed when
he was the age of seventeen. Originally sentenced to life
without the possibility of parole, Golston has been imprisoned
for forty years, mostly (and currently) at Old Colony
Correctional Center (Old Colony), a medium security facility.
For many years, Golston's objective point base classification
scores have qualified him for placement in minimum security. In
2014, a classification board again determined that Golston
qualified for minimum security and recommended that he be so
placed, noting his objective classification score of two,
positive institutional adjustment, and program participation.
The assistant deputy commissioner rejected the recommendation,
citing code R: "The facts or notoriety of the offense presents
13
a seriousness that cannot be captured in the score." After
becoming eligible for parole by virtue of Diatchenko I, Golston
was considered for parole at a hearing held on January 29, 2015.
On May 1, 2015, the parole board denied Golston's application
for parole "with a review in two years from the date of the
hearing."
Jeffrey Roberio, now age forty-seven, was convicted of
murder in the first degree in 1987, for an offense committed
when he was the age of seventeen. Originally sentenced to life
imprisonment without the possibility of parole, Roberio has been
incarcerated for almost thirty years, mostly (and currently) at
Old Colony. On October 9, 2014, a classification board
recommended by a unanimous vote that Roberio be placed in a
minimum security facility based on his objective classification
score of three, his "positive institutional adjustment," and his
"program participation." Four months later, the assistant
deputy commissioner rejected the classification board's
recommendation, as follows: "Serious nature of offense; several
disciplinary reports throughout incarceration noted. Override
code R and T;[7] attorney letter and inmate appeal reviewed."
After becoming eligible for parole as a result of Diatchenko I,
7
"Discretionary Over-ride -- Higher Custody . . . Code T"
provides: " Institutional Negative Adjustment -- The
institutional adjustment presents a seriousness that cannot be
captured in the score."
14
Roberio was considered for parole at a hearing held on June 25,
2015. On November 4, 2015, the parole board denied Roberio's
request for release on parole "with a review in five years from
the date of the hearing," i.e., June 25, 2020.
4. Procedural history. As of the effective date of the
Legislature's amendment of § 72B (July 25, 2014), the
petitioners each were "youthful offender[s]," see Commonwealth
v. Okoro, 471 Mass. 51, 62 n.18, who "qualifie[d] for placement
in a minimum security correctional facility based on objective
measures determined by the department." G. L. c. 119, § 72B, as
amended by St. 2014, c. 189, § 2. However, in each case, the
assistant deputy commissioner invoked one or more of the
department's "discretionary overrides" to reject the
petitioners' respective requests for placement in minimum
security (Deal, rejected on the basis of code R; Golston,
rejected on the basis of code R; Roberio, rejected on the basis
of codes R and T).
Because the assistant deputy commissioner's use of
discretionary overrides to prevent the petitioners' placement in
a minimum security facility is "final and cannot be appealed,"
103 Code Mass. Regs. § 420.08(3)(i), the petitioners filed the
instant petition for relief in July, 2015, seeking relief
pursuant to G. L. c. 211, § 3, and G. L. c. 231A, alleging that
the department's practice of categorically excluding all
15
objectively qualifying juvenile homicide offenders who have not
received a positive parole vote from minimum security placement
contravenes the 2014 amendment to G. L. c. 119, § 72B, and
violates the petitioners' "meaningful opportunity for release
based on demonstrated maturity and rehabilitation," Diatchenko
II, 471 Mass. at 20, quoting Graham, 560 U.S. at 75, as
guaranteed by the Eighth and Fourteenth Amendments and arts. 12
and 26.
In October, 2015, the department filed an opposition to the
petition, asserting (1) that the commissioner or her designee
has discretion to reject a juvenile homicide offender's request
to be placed in a minimum security facility; (2) that department
"practice" forbids any prisoner serving a life sentence with a
possibility of parole from being placed in minimum security
"unless and until" the prisoner has obtained a positive parole
vote, and (3) that the department treats "juvenile murderers"
who wish to be placed in a minimum security facility "no
differently" from adult offenders, notwithstanding the
Legislature's 2014 amendment to §72B.
Following the filing of a response by the petitioners, and
two hearings before the single justice, the matter was reserved
and reported to the full court.
Discussion. The petitioners argue that the department's
practice of requiring a positive parole vote prior to placing
16
juvenile homicide offenders in minimum security contravenes the
plain language of § 72B. In their view, the "qualifying" event
for minimum security placement is the inmate's objective
classification score. Thus, by requiring a positive parole
vote, the department has added a condition to the statute that
the Legislature did not intend. Moreover, the petitioners
argue, where the positive parole vote requirement is not a
component of a statute, regulation, or the objective point base
classification system, the department may not invoke
discretionary placement restrictions to effectuate a practice
otherwise proscribed by § 72B. The petitioners also assert that
the department's stated reasons for requiring juvenile homicide
offenders to receive a positive parole vote prior to placement
in a minimum security facility are not supported by the record.8
Lastly, they argue that the department's practices violate the
petitioners' constitutional right to a "meaningful opportunity"
to obtain release on parole, because the parole board will not
grant a parole permit to a juvenile homicide offender who has
not successfully proved himself or herself in a minimum security
facility.
The respondents counter that the petitioners' reading of
§ 72B conflates the provisions of the statute and thus
8
Because we conclude that the classification practice of
the department violates G. L. c. 119, § 72B, we do not address
this contention.
17
misinterprets what it requires. The department also
acknowledges that it is department "practice" to "not permit
those serving a life sentence to be housed in minimum security
unless and until they receive a positive parole vote."
According to the respondents, this practice has been in place
since 2006, and is based on the department's efforts to balance
resource allocation (reserving beds in minimum security
facilities for those inmates who have dates of discharge to the
community) and inmate risk management (preventing escapes and
further crimes while on escape). Despite this admitted
practice, the respondents contend that juvenile homicide
offenders are being provided with a "meaningful opportunity to
obtain parole release based on demonstrated maturity and
rehabilitation" because several juvenile homicide offenders have
received a positive parole vote and been placed in minimum
security facilities.9
1. Section 72B. The parties' dispute over the
department's classification practices turns largely on their
divergent interpretations of G. L. c. 119, § 72B. Accordingly,
we begin our analysis by considering the language of the
statute. "[S]tatutory language should be given effect
9
As discussed infra, since Diatchenko v. District Attorney
of Suffolk County, 466 Mass. 655 (2013) (Diatchenko I), was
decided, eleven juvenile homicide offenders originally sentenced
to life without the possibility of parole have been granted
parole by the parole board.
18
consistent with its plain meaning and in light of the aim of the
Legislature unless to do so would achieve an illogical result"
(citation omitted). Commonwealth v. Parent, 465 Mass. 395, 409
(2013). "Courts must ascertain the intent of a statute from all
its parts and from the subject matter to which it relates, and
courts must interpret the statute so as to render the
legislation effective, consonant with reason and common sense."
Commonwealth v. George W. Prescott Publ. Co., 463 Mass. 258, 264
(2012).
Section 72B contains two separate decrees: first, the
department may not limit youthful offenders' access to certain
programming solely because of their crimes or the duration of
their incarceration; and second, the department may not
categorically bar, based on a life sentence, the placement of a
youthful offender in minimum security where the individual
qualifies for such placement based on objective measures. See
G. L. c. 119, § 72B.
Quoting our decision in Okoro, 471 Mass. at 62, the
petitioners ask us to interpret § 72B as requiring the
department to ensure "that youthful offenders who are
incarcerated are not restricted in their ability to take part in
educational and treatment programs, or to be placed in a minimum
security facility, solely because of the nature of their
criminal convictions or the length of their sentences" (footnote
19
omitted). This language was used in Okoro merely to summarize
the statute, and not to interpret it definitively. Id. The
petitioners' reading of it, however, would import the mandate of
the first statutory provision into the second, and prohibit the
department from considering the petitioners' crimes or duration
of their incarceration in rendering a classification decision.
We disagree, and conclude that the criteria in the first
sentence -- the inmate's crime or duration of their
incarceration -- do not carry over into the second sentence.
"[W]here the Legislature has carefully employed a term in one
place and excluded it in another, it should not be implied where
excluded" (citation omitted). Commissioner of Correction v.
Superior Court Dep't of the Trial Court for the County of
Worcester, 446 Mass. 123, 126 (2006). We cannot ignore the
Legislature's use of different criteria in each sentence, and do
not read the statute to provide that the department may not
consider a youthful offender's crimes or the duration of his or
her sentence in determining whether that individual qualifies
for placement in minimum security.
The language of § 72B plainly states that the department
may not absolutely bar juvenile homicide offenders from
placement in minimum security housing based on the fact that
20
they are serving a life sentence.10 We reject the petitioners'
argument that an individual's receipt of an objective
classification score qualifying for minimum security
classification requires the department to so classify that
individual. It is apparent from regulatory framework that the
initial objective classification score is a recommendation, and
not a mandate, and thus merely qualifies an inmate for
consideration for classification in minimum security.
It follows, then, that § 72B requires the department to
make an individualized determination of a juvenile homicide
offender's suitability for placement in minimum security.11 As
the petitioners concede, however, the department's consideration
10
Although we need not resort to extrinsic aids to discern
the Legislature's intent, the legislative history of G. L.
c. 119, § 72B, also supports our interpretation. An earlier
version of the bill stated: "If the department of correction
and the department of youth services objectively determine that
the person qualifies for placement in a minimum security
correctional facility, the placement shall not be prohibited on
the nature or status of the offense or the age of the person at
the time of the commission of the crime." See 2014 Senate Doc.
No. 2258, § 2. By removing the terms "nature or status of the
offense" and "age of the person at the time of the commission of
the crime," it appears that the Legislature did not intend to
prohibit the department from considering these factors in its
classification determinations.
11
This conclusion is consistent with the department's own
regulations, which emphasize that classification is an
individualized process. See 103 Code Mass. Regs. § 420.08
(classification process "shall provide an opportunity for the
reception staff members to become acquainted with each inmate
through individual assessment, testing, and structured
interviews").
21
of individuals may include the measures embodied in
discretionary override codes R and S, that is, the facts of the
inmate's crime or the prior criminal history of a juvenile
homicide offender insofar as these criteria bear on their
suitability for classification in minimum security. Moreover,
by permitting the department to consider such factors, the
Legislature ensured that the twin goals of the classification
process -- promoting "public safety" and "the responsible
reintegration of offenders," see 103 Code Mass. Regs. § 420.07 -
- are furthered, rather than undermined.
2. Department practice. Having concluded that § 72B
requires the department to make individualized, case-by-case
classification determinations for juvenile homicide offenders,
we consider whether the department's practice of requiring a
positive parole vote prior to placement in minimum security, as
well as its use of codes R and S to effectuate this practice,
violates the language of the statute. We conclude that it does
because it fails to undertake the type of individualized
evaluation contemplated by the statute.
Section 72B prohibits the department from categorically
barring a juvenile homicide offender based on a life sentence,
and requires it to consider them for minimum security if and
when their objective (point-based) score warrants such
consideration. As discussed, such consideration must take place
22
on a case-by-case basis. However, by the department's own
stated practice, the petitioners have not received an
individualized evaluation as to their suitability for minimum
security classification because the department will not consider
them unless and until they receive a positive parole vote.
Additionally, although the petitioners concede that the
department may consider the criteria embodied in discretionary
override codes R and S, in rendering its decision, we agree with
the petitioners that the record supports the conclusion that the
department is currently using the codes solely as a means to
effectuate its policy of requiring a positive parole vote.
Indeed, the department acknowledges that the same juvenile
offender whose placement in minimum security is blocked on the
basis of a discretionary override would otherwise become
transferable to minimum security on receipt of a positive parole
vote.
The department's current classification practice therefore
violates § 72B because it precludes the petitioners from being
given the individualized consideration for minimum security due
to them based on the language of the statute and the
department's own regulations. We note that, according to the
objective point base classification manual, a "rationale for any
discretionary override MUST be provided" (emphasis in original).
We agree with the petitioners that the provided rationale must
23
go beyond the mere recitation of the discretionary override.
Otherwise, the use of the codes to block objectively qualifying
youthful offenders from minimum security who have not received a
positive parole vote amounts to a categorical bar based on a
life sentence, as proscribed by § 72B.
Generally speaking, the classification process vests the
commissioner or her designee with broad discretion to classify
inmates. See Hastings v. Commissioner of Correction, 424 Mass.
46, 49-50 (1997). Therefore, nothing in this opinion should be
construed to prohibit the department from considering a variety
of factors in reaching a classification decision, including
considerations such as public safety and resource allocation.
However, in light of the language and purpose of § 72B, we
conclude that the department must memorialize its rationale for
denying placement in minimum security in writing, and may not
preclude objectively qualifying juvenile homicide offenders from
being considered for minimum security solely because they have
not received a positive parole vote. Nor may the department use
discretionary override codes R and S to effectuate this policy.
Instead, the department must individually consider each inmate's
suitability for classification in minimum security and provide a
written explanation for its decision.12
12
This case is before us on the reservation and report of
the single justice, pursuant to our general superintendence
24
3. Constitutional challenges. The petitioners also
contend that the department's practice of not classifying
juvenile homicide offenders to minimum security unless and until
they receive a positive parole vote violates the petitioners'
constitutionally protected right to a meaningful opportunity to
obtain release on parole.13 Since December, 2013, when
powers under G. L. c. 211, § 3. Nothing in this opinion should
be interpreted as creating a right of judicial review of an
individual decision by the commissioner or her designee denying
classification in minimum security, which is final and cannot be
appealed. See 103 Code Mass. Regs. § 420.08(3)(i).
13
In their petition to the single justice, the petitioners
argued that the department's classification practices violate
juvenile homicide offenders' constitutionally protected right to
a meaningful opportunity for parole release based on
demonstrated maturity and rehabilitation as guaranteed by the
Eighth and Fourteenth Amendments to the United States
Constitution and arts. 26 and 12 of the Massachusetts
Declaration of Rights. The single justice used the same
language in reporting the matter to the full court.
Our prior decisions addressing the right to a "meaningful
opportunity to obtain release" have not discussed the right's
origin as deriving from the language of either the Fourteenth
Amendment or art. 12, but rather from the prohibition against
cruel and unusual punishments in both art. 26 of the
Massachusetts Declaration of rights and the Eighth Amendment.
See, e.g., Diatchenko I, 466 Mass. at 668. The petitioners do
not make any argument -- in either their petition below or in
their appellate brief -- as to whether either the Fourteenth
Amendment or art. 12 creates a special liberty interest for
juvenile homicide offenders serving life sentences with a
possibility of parole. Accordingly, our discussion here
addresses an individual's right to a "meaningful opportunity to
obtain release" only as provided by the Eighth Amendment and
art. 26. See Schulman v. Attorney Gen., 447 Mass. 189, 199 n.2
(2006) ("issues not briefed and argued should not be decided,
especially when a question of constitutional law . . . is
involved").
25
Diatchenko I was decided, eleven juvenile homicide offenders
originally sentenced to life without the possibility of parole
have been granted parole by the parole board. In each case,
these individuals were not immediately released to the community
on a parole permit, but rather were required to meet various
conditions, including having spent a specified period of
incident-free time in a minimum security facility. The
petitioners argue that the department's practice of prohibiting
placement in minimum security unless and until a juvenile
homicide offender receives a positive parole vote effectively
extends the life sentences of juvenile homicide offenders who
are eligible for parole by delaying indefinitely their ability
to begin the period of time that they will be required to serve
in a minimum security facility. This, in the petitioners' view,
prevents juvenile homicide offenders from "prov[ing] themselves
in minimum," which in turn prevents such juveniles from
obtaining a meaningful hearing in the first place. We disagree
that any constitutionally protected interest is implicated by
the department's practice.
In Diatchenko I, we held that the mandatory imposition of a
life sentence without parole violates the prohibition against
cruel and unusual punishments in both art. 26 and the Eighth
Amendment. Diatchenko I, 466 Mass. at 668, citing Miller v.
Alabama, 132 S. Ct. 2455, 2467-2469 (2012). We also held that a
26
juvenile homicide offender who is convicted of murder in the
first degree and receives a mandatory sentence of life in prison
must be afforded a "meaningful opportunity to obtain release
based on demonstrated maturity and rehabilitation," and this
opportunity must come through consideration for release on
parole. Diatchenko I, supra at 674, quoting Graham, 560 U.S. at
75.
In Diatchenko II, we further determined that, in order to
ensure that a juvenile homicide offender's opportunity for
release through parole is meaningful, he or she must, in
connection with an initial petition for release before the
parole board, be afforded certain procedural protections,
including access to counsel, access to funds for counsel and for
expert witnesses if he or she is indigent, and, in limited
circumstances, an opportunity for judicial review of the
decision on their parole applications. Diatchenko II, 471 Mass.
at 14. It appears that the petitioners now seek to expand this
right further by asking the court to hold that juvenile homicide
offenders have a constitutionally protected interest in being
released to the community at the conclusion of their minimum
duration of confinement. We decline to do so.
There is "no constitutional or inherent right of a
convicted person to be conditionally released before the
expiration of a valid sentence." Greenholtz v. Inmates of the
27
Neb. Penal & Correctional Complex, 442 U.S. 1, 7 (1979). Accord
Quegan v. Massachusetts Parole Bd., 423 Mass. 834, 836 (1996).
Accordingly, in Diatchenko I, 466 Mass. at 674, we made clear
that "[o]ur decision should not be construed to suggest that
individuals who are under the age of eighteen when they commit
murder . . . should be paroled once they have served a
statutorily designated portion of their sentences." The
petitioners' argument, however, amounts to a request to the
court to find that juvenile homicide offenders have a
constitutionally protected expectation to be released to the
community after serving the statutorily prescribed portion of
their sentences. The case law is clear, however, that no such
expectation exists. See id. See also Graham, 560 U.S. at 75
(juvenile homicide offender is afforded "meaningful opportunity
to obtain release" insofar as Eighth Amendment "prohibit[s]
States from making the judgment at the outset that those
offenders never will be fit to reenter society"; however, "[t]he
Eighth Amendment does not foreclose the possibility that [a
juvenile convicted of murder in the first degree] will remain
behind bars for life" [emphasis added]).
Moreover, there is nothing in the record before us to
indicate that the parole board considers a juvenile homicide
offender's security level in determining parole suitability, as
evidenced in the criteria of the parole board in issuing parole
28
decisions for lifers, as well as the written decisions of the
parole board for juvenile homicide offenders. See Parole Board,
Guidelines for Life Sentence Decisions,
http://www.mass.gov/eopss/agencies/parole-board/guidelines-for-
life-sentence-decisions.html [https://perma.cc/F6NZ-WUC3]. To
the contrary, the decision to deny parole to petitioner Golston
indicates that the parole board denied parole on the bases of
Golston's lack of specific anger management and violence
reduction programming, as well as the parole board's finding
that Golston's parole plan was formative and not yet viable.
Similarly, the decision as to petitioner Roberio indicates that
the parole board denied parole because Roberio had failed to
pursue rehabilitative programming to address his issues of
substance abuse, anger, and violence, leaving the board with a
"serious concern of whether he still presents a risk of harm to
the community, and whether his release is compatible with the
best interests of society."14
Accordingly, we reject the petitioners' constitutional
challenge to the department's practice. Although the department
may not continue to bar consideration of juvenile homicide
offenders from classification in minimum security solely on the
basis of their failure to receive a positive parole vote, the
14
The petitioner Timothy Deal will not be eligible for
parole until 2017.
29
practice does not amount to a constitutional violation because
there is no constitutionally protected expectation that a
juvenile homicide offender will be released to the community
after serving a statutorily prescribed portion of his or her
sentence. See Diatchenko I, 466 Mass. at 674.
Conclusion. For these reasons, we conclude that the
department's current practice of using discretionary overrides
to block objectively qualifying juvenile homicide offenders from
placement in a minimum security facility unless and until the
juvenile has received a positive parole vote contravenes the
language and purpose of G. L. c. 119, § 72B, because it
forecloses the individualized consideration of an inmate's
suitability for classification in minimum security. The matter
is remanded to the county court, where the single justice will
enter a judgment consistent with this opinion.
So ordered.