In the Termination of the Parent-Child Relationship of: I.C. and Z.S., minor children, and C.S., Mother v. The Indiana Department of Child Services (mem. dec.)
MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be FILED
regarded as precedent or cited before any Dec 02 2016, 8:06 am
court except for the purpose of establishing CLERK
Indiana Supreme Court
the defense of res judicata, collateral Court of Appeals
and Tax Court
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
James A. Edgar Gregory F. Zoeller
J. Edgar Law Offices, P.C. Attorney General of Indiana
Indianapolis, Indiana
Robert J. Henke
James D. Boyer
Deputy Attorneys General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
In the Termination of the Parent- December 2, 2016
Child Relationship of: Court of Appeals Case No.
49A02-1604-JT-907
I.C. and Z.S., minor children,
and Appeal from the Marion Superior
C.S., Mother Court
The Honorable Marilyn A.
Appellant-Respondent,
Moores, Judge
v. The Honorable Larry E. Bradley,
Magistrate
The Indiana Department of Trial Court Cause No.
Child Services, 49D09-1506-JT-416
49D09-1506-JT-417
Appellee-Petitioner
Mathias, Judge.
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[1] The Marion Superior Court terminated C.S.’s (“Mother”) parental rights to her
two minor children. C.S. appeals and raises two issues.
I. Whether the Department of Child Services (“DCS”) proved that there is
a reasonable probability that continuation of the parent-child relationship
posed a threat to I.C.’s well-being; and,
II. Whether C.S. was compelled to testify that she smoked marijuana, which
violated her privilege against self-incrimination, and therefore, was
denied her right to a fair trial.
[2] We affirm.
Facts and Procedural History
[3] In June 2012, Mother gave birth to I.C. Shortly after his birth, Mother was
hospitalized for an infection for approximately three weeks. While Mother was
in the hospital, I.C.’s father and maternal grandmother cared for him. During
Mother’s hospitalization, a relative took one-month-old I.C. to the hospital and
he was diagnosed with an open wound on his neck, rib fractures, broken collar
bone, and a spinal column fracture.
[4] I.C. was adjudicated a child in need of services (“CHINS”) on August 14, 2012.
I.C. was placed in a foster home and Mother was ordered to participate in
services including parenting and domestic violence classes, and therapy. Mother
complied with services and participated in supervised visitation.
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[5] On July 19, 2014, I.C. was returned to Mother’s care for a trial home visit. On
this date, Mother was also pregnant with her second child. Z.S. was born on
August 10, 2014.1 Z.S. weighed under five pounds at birth.
[6] Shortly after Z.S.’s birth, DCS removed both children from Mother’s care. Z.S.
was adjudicated a CHINS after Mother admitted that she was unable to
properly care for him and meet his special medical needs. Z.S. suffers from
severe persistent asthma, gross motor developmental delay, and low muscle
tone. Doctors describe him as medically fragile. Numerous environmental
triggers, including smoke and secondhand smoke, can exacerbate Z.S.’s asthma
to the point where he requires hospitalization. I.C. also suffers from asthma, but
his condition is not as severe. Mother is a smoker and has been unable to quit
smoking for any significant length of time.
[7] The DCS case worker who removed the children from Mother’s home in
August 2014 observed safety concerns and a lack of edible food in the home.
Mother was also not properly caring for the children and relied on physical
discipline. Mother was ordered to continue to participate in reunification
services.
[8] After I.C. was removed from Mother’s care for the second time, he began to
experience separation anxiety and feared being separated from anyone. When
1
The children have different biological fathers, and the fathers’ parental rights are not at issue in this appeal.
I.C.’s father’s parental rights were terminated in October 2015. Mother does not know the full name of Z.S.’s
father.
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I.C. feels anxious, he makes himself vomit. I.C. participates in therapy. His
therapist believes he is bonded to his foster parents and any change in his
placement could cause negative long-term effects. His therapist strongly believes
that a permanent home is important for I.C. because of the instability in his
young life and attachment concerns.
[9] Mother participated in services including supervised visitation. However,
visitation never progressed beyond supervised. Mother was taught how to clean
her home to remove the smell of smoke and given tools to help her quit
smoking. Mother has not been able to quit smoking and admits that she smokes
when she feels stressed. Service providers smelled smoke in Mother’s home on
occasion, though not every time they visited.
[10] Mother participated in therapy but missed the last three sessions in the weeks
leading up to the termination hearing. She was also informed of, but failed to
attend, a majority of the children’s medical appointments. The guardian ad
litem expressed concern that Mother does not understand the children’s
medical needs and that she continues to smoke despite the negative effects on
her children’s health, particularly Z.S.
[11] The service providers agreed that Mother has had sufficient time and services to
address the issues that led to the children’s removal. On the date of the
termination hearing, nearly four-year-old I.C. was in Mother’s care for only two
months since his birth. After his second removal in September 2014, Mother’s
visitation was continually supervised.
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[12] The DCS filed a petition to terminate Mother’s parental rights to I.C. and Z.S.
on June 2, 2015, and a hearing was held on the petition on March 21, 2016.
The trial court issued its order terminating Mother’s parental rights to both
children on April 11, 2016. The trial court found and concluded that
15. [Mother] receives monthly disability income of seven
hundred and fifty-three dollars for cognitive deficiencies. She also
receives food stamps.
16. [Mother] has maintained an apartment for three years. She
has trouble maintaining her utilities. [Mother] estimates her rent
and utilities to be around six hundred and seventy-five dollars per
month.
17. [Mother] exercises eight hours of parenting time with the
children. [I.C. and Z.S.] demonstrate a bond with their mother.
[Mother] is appropriate, affectionate and engaging during
parenting time.
18. During the time the CHINS cases have been pending,
[Mother] has completed parenting classes, a domestic violence
class, and had completed most of her home based case
management and therapy.
19. [Mother] has not made herself available for her last three
therapy sessions. Four weeks ago, the therapist smelled cigarette
smoke in [Mother’s] apartment.
20. [Z.S. and I.C.] have resided together in the same foster home
since their respective placements in August 2014 and September
2014. This placement is pre-adoptive.
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21. [I.C.] has special needs which include reactive airwaves
disease, and receives therapy for delays in his speech. He also
sees a therapist and doctor for an anxiety disorder.
22. [I.C.’s] therapist, Malinda Cox, sees [I.C.] as also having
Reactive Attachment Disorder which could come from being in
several placements during his long standing CHINS case. She
believes he could be affected negatively if moved again causing
more anxiety. Ms. Cox also believes that [I.C.] needs a
permanent home that is stable and routine to avoid long term
negative effects.
23. [I.C.] has been out of his mother’s care all of his life with the
exception of a couple of months in 2014.
24. [Z.S.] has been out of his mother’s care all of his life with the
exception of approximately one week.
25. [Z.S.] has special needs which include severe asthma, a
swallowing issue, low tone muscles, and developmental issues.
26. [Z.S.] takes daily medicine for his asthma. He also uses a
nebulizer as needed. He has been hospitalized four times in 2015
with breathing complications. The hospitalizations occurred after
parenting time.
27. Cigarette smoke, strong odors and fragrances, animals,
pollution, indoor mold, and cold weather can all be triggers for
the children’s breathing problems.
***
33. [Mother’s] plan, other than not to smoke, is to go outside and
to do it. After all this time, [Mother] still does not seem to grasp
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the utmost importance of keeping her children, especially [Z.S.],
from any contact with cigarette smoke.
34. [Mother] has attended some of her children’s medical
appointments. She was provided with the appointment dates.
She does not have a full awareness of all the children’s medical
issues.
35. On June 2, 2015, the CHINS Court changed the children’s
plan for permanency from reunification to adoption. At that time
the Court found, in part, that the cases had been open since July
2012 and August 2014, and no service provider had
recommended that the children be placed into the care of their
mother, that smoking continued to be an issue, and that [I.C.’s]
therapist stressed that he had been in “limbo” for about three
years and needed permanency.
***
37. Continuation of the parent-child relationship poses a threat to
the children’s well-being. The children have been placed out of
the home for a considerable amount of time with no service
provider recommending unsupervised visitation at this point. The
children need and deserve a permanent home where their health
is not endangered. If placed in the home with their mother, the
threat to well-being could be life threatening, especially to [Z.S.]
if around smoke, even on clothes and furniture. Upon observing
[Mother] during the trial and listening to her testimony, the
Court has grave concerns that the children would not continue
with their myriad of medical and services appointments due to
scheduling and transportation, and the possible stress it would
cause [Mother] when trying to meet her children’s special needs.
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Appellant’s App. pp. 31-32. The trial court also concluded that termination was
in the children’s best interests and the foster home is pre-adoptive.
[13] Mother now appeals the termination of her parental rights to I.C. and argues
that she was denied a fair trial. Additional facts will be provided as necessary.
Standard of Review
[14] In the appellate review of a termination of parental relationship, the following
standard applies:
We do not reweigh the evidence or determine the credibility of
witnesses, but consider only the evidence that supports the
judgment and the reasonable inferences to be drawn from the
evidence. We confine our review to two steps: whether the
evidence clearly and convincingly supports the findings, and then
whether the findings clearly and convincingly support the
judgment.
In re E.M., 4 N.E.3d 636, 642 (Ind. 2014) (quotations and citations omitted). “In
the appellate review of claims alleging a lack of proof by clear and convincing
evidence, the reviewing court must [] determine whether there is probative
evidence from which a reasonable fact-finder could have found the challenged
matters proven by clear and convincing evidence.” In re N.G., 51 N.E.3d 1167,
1170 (Ind. 2016).
I. Whether Continuation of the Parent-Child Relationship Poses a
Threat to I.C.’s Well-Being
[15] The traditional right of parents to establish a home and raise their children is
protected by the United States Constitution, but may be terminated when
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parents are unable or unwilling to meet their parental responsibilities. Bester v.
Lake Cty. Office of Family & Children, 839 N.E.2d 143, 147 (Ind. 2005). When the
DCS seeks to terminate the parent-child relationship of a child that has been
adjudicated as a CHINS, its petition must allege:
(A) that one (1) of the following is true:
(i) The child has been removed from the parent for at least
six (6) months under a dispositional decree.
(ii) A court has entered a finding under IC 31-34-21-5.6
that reasonable efforts for family preservation or
reunification are not required, including a description of
the court's finding, the date of the finding, and the manner
in which the finding was made.
(iii) The child has been removed from the parent and has
been under the supervision of a local office or probation
department for at least fifteen (15) months of the most
recent twenty-two (22) months, beginning with the date
the child is removed from the home as a result of the child
being alleged to be a child in need of services or a
delinquent child;
(B) that one (1) of the following is true:
(i) There is a reasonable probability that the conditions
that resulted in the child's removal or the reasons for
placement outside the home of the parents will not be
remedied.
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(ii) There is a reasonable probability that the continuation
of the parent-child relationship poses a threat to the well-
being of the child.
(iii) The child has, on two (2) separate occasions, been
adjudicated a child in need of services;
(C) that termination is in the best interests of the child; and
(D) that there is a satisfactory plan for the care and treatment of
the child.
Ind. Code § 31-35-2-4(b)(2)(A)-(D). If the trial court finds that each of these
allegations “are true,” it must “terminate the parent-child relationship.” Ind.
Code § 31-35-2-8(a). The trial court must enter findings of fact that support its
conclusions. Ind. Code § 31-35-2-8(c). “[A] finding in a proceeding to terminate
parental rights must be based upon clear and convincing evidence.” Ind. Code §
31-34-12-2.
[16] Importantly, a trial court need not wait until a child is irreversibly influenced by
a deficient lifestyle such that his physical, mental, and social growth is
permanently impaired before terminating the parent-child relationship. In re
E.S., 762 N.E.2d 1287, 1290 (Ind. Ct. App. 2002). When the evidence shows
that the emotional and physical development of a child in need of services is
threatened, termination of the parent-child relationship is appropriate. Id.
[17] Mother argues that the DCS failed to prove that there was a reasonable
probability that continuation of the parent-child relationship poses a threat to
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I.C.’s well-being because “there is no medical testimony in the record that
would indicate that [her] use of cigarettes endangered I.C.’s health.”
Appellant’s Br. at 13. We agree that Mother’s smoking habit poses a much
greater threat to Z.S., who is medically fragile, than to I.C. However, I.C. does
suffer from asthma, and we may logically conclude that residing in a home with
Mother, who smokes, would negatively impact his health.
[18] Also, the trial court did not limit its conclusion of law concerning the threat to
I.C.’s well-being to Mother’s smoking habit. Specifically, the court concluded
that:
The children have been placed out of the home for a considerable
amount of time with no service provider recommending
unsupervised visitation at this point. The children need and
deserve a permanent home where their health is not endangered.
If placed in the home with their mother, the threat to well-being
could be life threatening, especially to [Z.S.] if around smoke,
even on clothes and furniture. Upon observing [Mother] during
the trial and listening to her testimony, the Court has grave
concerns that the children would not continue with their myriad
of medical and services appointments due to scheduling and
transportation, and the possible stress it would cause [Mother]
when trying to meet her children’s special needs.
Appellant’s App. p. 32.
[19] I.C., who was nearly four years old on the date of the hearing, has only been
placed in Mother’s care for two months of his young life. As a result of his
placement in multiple foster homes, and his brief, temporary stay with Mother,
I.C. suffers from separation anxiety and reactive attachment disorder. I.C.’s
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therapist emphasized that I.C. needs a stable, permanent home and another
move could have a long-term negative effect on him.
[20] Mother has demonstrated that she is able to care for I.C. for short, supervised
periods of time. However, her visits have remained supervised because Mother
has not shown that she was capable of progressing beyond supervised visitation.
Moreover, the evidence supports the trial court’s finding that Mother does not
fully comprehend I.C.’s medical issues, and that Mother would be unable to
continue to maintain I.C.’s medical and service appointments.
[21] For all of these reasons, we conclude that the DCS presented clear and
convincing evidence that there is a reasonable probability that the continuation
of the parent-child relationship poses a threat to I.C.’s well-being.
II. Self-Incrimination
[22] The Fifth Amendment's Self-incrimination Clause provides that no person
“shall be compelled in any criminal case to be a witness against himself.” U.S.
Const. amend. V. This protection extends to state cases by virtue of the
Fourteenth Amendment. See Withrow v. Williams, 507 U.S. 680, 688-89 (1993).
“[T]his prohibition not only permits a person to refuse to testify against himself
at a criminal trial . . . but also ‘privileges him not to answer official questions
put to him in any other proceeding, civil or criminal, formal or informal, where
the answers might incriminate him in future criminal proceedings.’” Minnesota
v. Murphy, 465 U.S. 420, 426 (1984) (citation omitted); see also Clifft v. Ind. Dep't.
of State Revenue, 660 N.E.2d 310, 314 (Ind. 1995).
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[23] However, “[t]he Fifth Amendment prohibits only compelled testimony that is
incriminating.” Hiibel v. Sixth Judicial Dist. Ct. of Nev., 542 U.S. 177, 190 (2004).
If those two elements are present,
a witness protected by the privilege may rightfully refuse to
answer unless and until he is protected at least against the use of
his compelled answers and evidence derived therefrom in any
subsequent criminal case in which he is a defendant. Absent such
protection, if he is nevertheless compelled to answer his answers
are inadmissible against him in a later criminal prosecution.
Lefkowitz v. Turley, 414 U.S. 70, 78 (1973).
[24] Here, Mother was compelled to admit that she smoked marijuana over her
objection that she had the right not to incriminate herself. Tr. pp. 66-67. Mother
argues that the trial court “placed [her] in the precarious position of choosing to
admit to smoking marijuana and expose herself to criminal prosecution or to
refuse to answer, expose herself to contempt sanctions, and lose credibility with
the court.” Appellant’s Br. at 17. Further, she claims that her “compelled
admission of her use of marijuana was so prejudicial that it denied her a fair
trial.” Id. at 19.
[25] We cannot agree. Mother testified that she used marijuana in the past (without
a prescription) because she has vision problems. No testimony or other
allegations indicated that she is a current marijuana user. The testimony was
limited, and the DCS did not make any reference to the admission in its closing
argument. Importantly, the trial court did not make any reference to Mother’s
statement that she previously used marijuana in its order terminating her
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parental rights. On the record before us, we cannot conclude that Mother’s
compelled testimony that she smoked marijuana was considered by the trial
court when it determined that Mother’s parental rights to I.C. and Z.S. should
be terminated. Therefore, Mother has not established that she was denied a fair
trial.
Conclusion
[26] We affirm the trial court’s order terminating Mother’s parental rights to I.C.
and also conclude that Mother was not denied a fair trial.
[27] Affirmed.
Robb, J., and Brown, J., concur.
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