IN THE COURT OF APPEALS OF IOWA
No. 16-1779
Filed October 11, 2017
NOLAN DEEDS,
Plaintiff-Appellant,
vs.
CITY OF CEDAR RAPIDS, ST. LUKE’S WORK WELL SOLUTIONS, ST.
LUKE’S HEALTHCARE, and IOWA HEALTH SYSTEM d/b/a UNITYPOINT
HEALTH,
Defendants-Appellees.
________________________________________________________________
Appeal from the Iowa District Court for Linn County, Paul D. Miller, Judge.
Nolan Deeds appeals the district court order granting summary judgment
in favor of the defendants on his claims of disability discrimination. AFFIRMED.
Nathan J. Borland, Brooke Timmer, and Katie Ervin Carlson of Fiedler &
Timmer, P.L.L.C., Johnston, for appellant.
Elizabeth D. Jacobi, City Attorney, for appellee City of Cedar Rapids.
Samantha M. Rollins, Karin A. Johnson, and Mitch G. Nass of Faegre
Baker Daniels LLP, Des Moines, for appellees St. Luke’s Work Well Solutions,
St. Luke’s Healthcare, and Iowa Health Systems d/b/a UnityPoint Health.
Heard by Vaitheswaran, P.J., and Doyle and Bower, JJ.
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DOYLE, Judge.
Nolan Deeds appeals the district court order granting summary judgment
in favor of the defendants on his claims of disability discrimination. He contends
the district court erred in finding his disability did not motivate the City of Cedar
Rapids (City) to rescind its offer of employment as a firefighter. He also contends
the court erred in finding UnityPoint Health (UnityPoint)1 did not aid and abet the
City in its discriminatory conduct.
I. Background Facts and Proceedings.
Deeds received a probable diagnosis of Multiple Sclerosis (MS) after he
experienced numbness and weakness on the right side of his body in December
2011. When the numbness returned approximately one year later, this time
affecting both sides of his body, Deeds was diagnosed with relapse and remitting
MS. Since that time, he has been asymptomatic.
Deeds has wanted to be a firefighter since he was a child. In preparation
for that career, he earned an Associate’s Degree in Fire Science and became
nationally certified for Fire Fighter I, Fire Fighter II, and Hazardous Material
Operations by the International Fire Service Accreditation Congress. He also
received his National EMS Certification as an EMT-Basic.
In July 2012, Deeds applied for a position as a firefighter with the City.
The City did not offer Deeds the position at that time but interviewed Deeds for
the position again when it had another opening in July 2013. On July 25, 2013,
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Deeds claims three entities—St. Luke’s Work Well Solutions, St. Luke’s Healthcare,
and Iowa Health Systems d/b/a UnityPoint Health—aided and abetted the City in its
discriminatory conduct. We will refer to these defendants collectively as UnityPoint.
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the City extended Deeds an offer of employment that was “contingent upon
satisfactory completion of a medical screening,” among other requirements.
The City employed UnityPoint to conduct its medical examinations for
those it offered the firefighter position. Dr. Jeffrey Westpheling conducted the
medical examination, which included a review of Deeds’s medical records. Dr.
Westpheling discovered Deeds had been diagnosed with MS and had active
symptoms within the preceding year.
Iowa law requires the Municipal Fire and Police Retirement System of
Iowa (MFPRSI) to set the standards for entrance physical examinations. See
Iowa Code §§ 400.8(1), 411.1A (2013). Because the MFPRSI standards to not
specifically reference MS, Dr. Westpheling consulted guidelines of the National
Fire Protection Association (NFPA), which exclude from service any firefighter
candidate with MS who has experienced symptoms during the three years
preceding an examination for fitness. Based on the NFPA guidelines, Dr.
Westpheling determined he was “unable to qualify [Deeds] at this time for
unrestricted duty as a firefighter for the City of Cedar Rapids.”
Dr. Westpheling provided the City with a “Confidential Report” concerning
Deeds’s screening results, indicating Deeds was “[d]isqualified” for employment
as a firefighter. A section marked for additional comments states that Dr.
Westpheling “cannot specify a reason [for the disqualification] as it is considered
personal.” After receiving Dr. Westpheling’s report, the City rescinded its job
offer to Deeds.
Deeds filed a complaint with the Iowa Civil Rights Commission in February
2014, alleging the City discriminated against him based on disability by
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rescinding its offer of employment. The commission issued Deeds an
administrative release concerning his employment discrimination claims in
November 2014.
In January 2015, Deeds filed a petition alleging the City engaged in
disability discrimination when it rescinded his job offer based on his disability. He
also alleged UnityPoint aided and abetted the City in its discrimination. The City
and UnityPoint separately moved for summary judgment on Deeds’s claims.
Following a hearing, the district court granted summary judgment on Deeds’s
claims in favor of both defendants.
II. Scope and Standard of Review.
We review the district court’s grant of summary judgment for correction of
errors at law. See Barker v. Capotosto, 875 N.W.2d 157, 161 (Iowa 2016). To
succeed on a motion for summary judgment, the moving party must show the
material facts are undisputed and, applying the law to those facts, the moving
party as entitled to judgment as a matter of law. See id.; Nelson v. Lindaman,
867 N.W.2d 1, 6 (Iowa 2015). Therefore, our review is limited to two questions:
(1) whether there is a genuine dispute regarding the existence of a material fact
and (2) whether the district court correctly applied the law to the undisputed facts.
See Homan v. Branstad, 887 N.W.2d 153, 164 (Iowa 2016).
A fact is material if it may affect the lawsuit’s outcome. See id. There is a
genuine dispute as to the existence of a fact if reasonable minds can differ as to
how the factual question should be resolved. See id. “Even if facts are
undisputed, summary judgment is not proper if reasonable minds could draw
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from them different inferences and reach different conclusions.” Walker Shoe
Store v. Howard’s Hobby Shop, 327 N.W.2d 725, 728 (Iowa 1982).
We review the facts in the light most favorable to the nonmoving party.
See Nelson, 867 N.W.2d at 6. We draw all legitimate inferences supported by
the record in favor of the nonmoving party. Id. We also give the nonmoving
party the benefit of the doubt when determining whether the grant of summary
judgment was appropriate. See Butler v. Hoover Nature Trail, Inc., 530 N.W.2d
85, 88 (Iowa Ct. App. 1994).
III. Discrimination Claim Against the City.
The Iowa Civil Rights Act (ICRA) prohibits discrimination in employment
based on disability. See Iowa Code § 216.6(1)(a). To establish a prima facie
case of disability discrimination, Deeds must show: (1) he is a person with a
disability, (2) he was qualified to perform the job either with or without an
accommodation for his disability, and (3) he suffered an adverse employment
decision because of his disability. See Casey’s Gen. Stores, Inc. v. Blackford,
661 N.W.2d 515, 519 (Iowa 2003).
The district court concluded a genuine issue of material fact exists as to
whether Deeds is a person with a disability and whether he is qualified to perform
the job. However, it concluded Deeds failed to show a genuine issue of fact
exists as to whether the City took adverse action based on his disability. Rather,
the court found the City withdrew its offer of employment because Deeds was not
medically qualified to perform the job. The court further determined Deeds failed
to show the City had a discriminatory motive in rescinding its offer. On this basis,
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the court granted summary judgment in favor of the City on Deeds’s disability
discrimination claim.
Deeds argues there is sufficient evidence to support a finding that the City
rescinded its job offer based on his MS, which qualifies him as a person with a
disability. He claims the reason the City rescinded its employment offer was
based on his MS diagnosis; but for his MS diagnosis, Deeds claims he would
have been hired.
Fire Chief Mark English, who made the ultimate hiring determination,
decided to rescind the conditional job offer to Deeds after reviewing the medical
evaluation form completed by Dr. Westpheling. His decision was based
“[p]rimarily, if not completely” on Dr. Westpheling’s report. The report only stated
that Deeds was “disqualified” for the firefighter position. Dr. Westpheling did not
provide a reason for this determination. Chief English understood that Dr.
Westpheling had “identified a condition that would not meet the standards that
would thus disqualify him.”
Deeds’s argument that the City discriminated against him based on his
disability pivots on Dr. Westpheling’s use of the NFPA guidelines in reaching his
determination that Deeds was not medically qualified to perform the essential
functions of the firefighter position. He argues the NFPA guidelines exclude all
applicants who have shown MS symptoms in the three preceding years from
employment as a firefighter rather than determining each individual’s
qualifications based on an individualized assessment and, therefore, violate the
ICRA. Accordingly, Deeds claims that Dr. Westpheling’s reliance on the NFPA
guidelines gives rise to an inference of disability discrimination. He notes the
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City has never adopted the NFPA protocol and the Municipal Fire and Police
Retirement System of Iowa’s protocol, which is controlling, makes no reference
to NFPA standards.
Assuming the use of the NFPA guidelines was inappropriate, the problem
with Deeds’s argument is that the City never instructed UnityPoint or Dr.
Westpheling to use the NFPA guidelines in determining whether any applicant for
a firefighter position was medically qualified to perform the essential functions of
the job. There is no evidence to support a finding that the City knew UnityPoint
or Dr. Westpheling utilized these guidelines to determine Deeds’s job eligibility.
The evidence only supports a finding that the City contracted with UnityPoint to
complete the medical evaluation of any firefighter candidates and relied on its
doctors’ professional judgment in making its final hiring decisions. This does not
provide a sufficient basis for liability under the ICRA.
To summarize, Dr. Westpheling was to assess Deeds’s medical
qualification for the firefighter position based on the statutorily mandated MFPRSI
standards. The MFPRSI standards do not refer to MS. Upon learning Deeds
had a diagnosis of MS, Dr. Westpheling took it upon himself to consult the NFPA
standards regarding MS to determine whether Deeds was medically qualified for
the firefighter position. There is no evidence the City knew Dr. Westpheling used
the NFPA guidelines or went outside the MFPRSI standards in determining
Deeds was not medically qualified, nor is there evidence that anyone with hiring
authority for the City knew of Deeds’s MS diagnosis.
Because Deeds’s has failed to show the City rescinded its job offer based
on his MS diagnosis, we affirm.
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IV. Aiding-and-Abetting Claim Against UnityPoint.
The ICRA prohibits not only discrimination but also aiding and abetting
discrimination. See Iowa Code § 216.11(1); Johnson v. BE & K Constr. Co., 583
F. Supp. 2d 1044, 1052 (S.D. Iowa 2009). Deeds alleged UnityPoint aided and
abetted the City in its discrimination against him based on his disability.
The district court granted summary judgment in favor of UnityPoint on
Deeds’s aiding and abetting claim because it found UnityPoint’s role in the hiring
process was merely advisory, citing Sahai v. Davies, 557 N.W.2d 898, 900-01
(Iowa 1997) (holding a third-party physician who recommended that an employer
not hire a pregnant person for assembly line positions was not liable for
discrimination under the ICRA because his role in the employer’s hiring decision
was only advisory). However, the plaintiff in Sahai brought a claim of
discrimination under Iowa Code section 216.6(1), 557 N.W.2d at 901, not an
aiding and abetting claim under section 216.11(1). On this basis, Deeds argues
Sahai is distinguishable.
Assuming the Sahai holding does not apply to claims brought under
section 216.11(1), Deeds’s claim still fails. Iowa Code section 216.11(1) states
that it is “an unfair or discriminatory practice for . . . [a]ny person to intentionally
aid, abet, compel, or coerce another person to engage in any of the practices
declared unfair or discriminatory by this chapter.” In order to impose liability on
one who aids and abets an employer’s participation in a discriminatory
employment practice, the plaintiff must first establish the employer’s participation
in the discriminatory practice. See Pellegrini v. Sovereign Hotels, Inc., 760 F.
Supp. 2d 344, 356 (N.D.N.Y. 2010) (interpreting New York Executive Law section
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296(1), which makes it an unlawful employment practice to “aid, abet, incite,
compel or coerce” employment discrimination); cf. Tarr v. Ciasulli, 853 A.2d 921,
929 (N.J. 2004) (holding that “in order to hold an employee liable as an aider or
abettor, a plaintiff must show that . . . ’the party whom the defendant aids must
perform a wrongful act that causes an injury’” (quoting Hurley v. Atlantic City
Police Dep’t, 174 F.3d 95, 127 (3d Cir. 1999))). Because Deeds has failed to
show the City engaged in a discriminatory employment practice, his claim that
UnityPoint aided or abetted in the discriminatory employment practice
necessarily fails. Accordingly, we affirm the grant of summary judgment in favor
of UnityPoint. See Veatch v. City of Waverly, 858 N.W.2d 1, 7 (Iowa 2015)
(noting the appellate court can affirm summary judgment on a ground not relied
upon by the district court so long as the ground was urged in that court and on
appeal).
AFFIRMED.
Bower, J., concurs; Vaitheswaran, P.J., partially dissents.
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VAITHESWARAN, Presiding Judge. (concurring in part and dissenting in part)
I concur in part and dissent in part. I agree with the majority’s disposition
with respect to UnityPoint, but I would find a genuine issue of material fact on the
third element of the disability discrimination claim against the City. See, e.g.,
Goodpaster v. Schwan’s Home Serv., Inc., 849 N.W.2d 1, 18 (Iowa 2014).
Accordingly, I would reverse and remand the summary judgment ruling as to the
City.