[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
____________
FILED
No. 04-13934 U.S. COURT OF APPEALS
_____________ ELEVENTH CIRCUIT
OCTOBER 31, 2005
Docket- FAA
THOMAS K. KAHN
CLERK
CITY OF OXFORD, GEORGIA,
Petitioner,
versus
FEDERAL AVIATION ADMINISTRATION,
MARION C. BLAKELY, Administrator
of the Federal Aviation
Administration,
Respondents,
CITY OF COVINGTON, GEORGIA,
GEORGIA DEPARTMENT OF TRANSPORTATION (“GDOT”)
Intervenors.
______________
Petition for Review of an Order of the
Federal Aviation Administration
_____________
(October 31, 2005)
Before TJOFLAT and KRAVITCH, Circuit Judges, and LIMBAUGH*, District
Judge.
*
Honorable Stephen N. Limbaugh, United States District Judge for the Eastern District of
Missouri, sitting by designation.
TJOFLAT, Circuit Judge:
The City of Oxford, Georgia petitions this court to review the Federal
Aviation Administration’s (“FAA”) order approving revisions to the Airport
Layout Plan (“ALP”)1 at the Covington Municipal Airport.2 The City asserts that
the FAA failed adequately to assess the environmental impacts of the airport
renovation project proposed in the ALP, as required by the National
Environmental Policy Act (“NEPA”), and that the FAA failed to comply with the
procedural requirements imposed by the National Historic Preservation Act
(“NHPA”) for analyzing the project’s impacts on historic properties. We find that
the FAA fulfilled its obligations under NEPA and the NHPA, and therefore deny
1
An ALP is a document which shows “[p]roposals to construct new runways, runway
extensions, terminal buildings, or other major and supportive development.” FAA Order
5050.4A ¶ 30(b) (1985). The FAA must approve revisions to the ALP. 49 U.S.C. §
47107(a)(16)(B). The City of Covington sought to obtain FAA approval of its revision to the
ALP before it physically modified the airport. See 49 U.S.C. § 47107(a)(16)(C)(“[T]he owner or
operator will not make or allow any alteration of the airport if the alteration does not comply with
the plan the Secretary approves, and the Secretary is of the opinion that the alteration may affect
adversely the safety, utility, or efficiency of the airport.”)
2
49 U.S.C. § 46110(a) grants this court jurisdiction to review final orders of the FAA.
This section provides, in relevant part:
[A] person disclosing a substantial interest in an order issued by . . . the
Administrator of the Federal Aviation Administration with respect to aviation
duties and powers designated to be carried out by the Administrator . . . may apply
for review of the order by filing a petition for review . . . in the court of appeals of
the United States for the circuit in which the person resides or has its principal
place of business.
49 U.S.C. § 46110(a). The City of Oxford has a substantial interest in the FAA’s order because,
as indicated in the following text, the City abuts the Covington Municipal Airport.
2
the petition for review.
I.
The Covington Municipal Airport is a regional airport located in the City of
Covington, Georgia.3 The airport’s western boundary abuts the city limits of the
City of Oxford. Oxford is a small town with a historic district listed on the
National Register of Historic Places. The historic district is located a few miles
southeast of the airport and contains Oxford College of Emory University. In
addition, the United Methodist Church deems the city to be a “Methodist Shrine,”
the only city in the United States so designated, and thus considers Oxford to be of
historical significance.
Covington endeavors to renovate the airport so that it may better serve
Covington and the surrounding communities. The proposed renovations accord
with the Georgia Aviation System Plan (“GASP”), which the Georgia Department
of Transportation (“GDOT”) promulgated in an effort to respond to Georgia’s
current aviation needs. An ostensible goal of the GASP is to provide, within a
forty-five minute drive of each Georgia community, an airport capable of landing
95% percent of the business and corporate aircraft fleet.
3
The airport consists of a runway, a taxiway, a terminal building and 10 automobile
parking spaces.
3
The GASP classifies each Georgia airport as a Level I, Level II or Level III
airport.4 Level III airports are the most highly developed airports and are defined
as “general aviation airports of regional significance capable of accommodating
commercial aircraft or a variety of business and corporate jet aircraft.” According
to the GASP Executive Summary, published in 2001, “a minimum runway length
objective of 5,500 feet has been established [for Level III airports].” The
Executive Summary goes on to state that “ideally, operations at Level III airports
should also be aided by a precision instrument approach.”5 Other “objectives”
identified by the GASP for Level III airports include a minimum runway width of
100 feet and a 2,500 square foot minimum terminal/administrative building with
public restrooms, a conference area and a pilot’s lounge.
The Covington Municipal Airport is classified as a Level III airport and has
a runway 4,203 feet long and seventy-five feet wide. To meet the GASP
objectives, Covington seeks to extend the runway by approximately 1,300 feet
4
The Level I, Level II and Level III classifications existed before the GDOT promulgated
the GASP. The GASP retains this nomenclature and sets objectives regarding the types of
facilities that airports in each category should possess.
5
Precision instrument approach provides accurate lateral and vertical guidance for long,
wide runways and permits landings with low visibility. See generally Thomas A. Horne,
Precision Approaches: Riding the Rails to 200 and a half in Instrument Insights: Techniques for
Precise Flying, AOPA PILOT MAGAZINE , available at http://www.aopa.org/pilot/features/ii_9805
(last visited Oct. 12, 2005).
4
and to widen it by twenty-five feet. After this is done, Covington plans to extend
the parallel taxiway. The extension and widening of the runway, along with the
extension of the parallel taxiway, are the only airport modifications to which
funds have been committed. The GDOT is providing 75% of the funding, with
Covington providing the additional 25%.
Covington sought FAA approval for these modifications,6 and it hired an
independent contractor, Wilbur Smith Associates, to prepare an Environmental
Assessment (“EA”) discussing the environmental impacts of the proposed
modifications. Wilbur Smith studied four alternatives: extending the eastern end
of the runway, extending the western end of the runway, extending both ends of
the runway and “no-build.”7 Its EA concluded that the extension of the eastern
end of the runway, which Covington preferred to the other alternatives, would be
the least disruptive of the three “build” alternatives.8
While Wilbur Smith conducted its study, Covington sponsored
6
In addition to these modifications, Covington sought FAA approval to relocate visual
approach descent indicators, install an Airport Weather Observation System, relocate the runway
protection zone, re-grade runway safety areas and install a Medium Intensity Approach Lighting
System.
7
The no-build alternative was that the project would not go forward.
8
The EA stated that extending the eastern end of the runway would “not result in any
significant environmental impacts.” It concluded that the two other “build” alternatives would,
on the other hand, “result in significant socioeconomic impacts” and would “conflict with the
land use plan for Oxford.”
5
archaeological and historical surveys to determine whether the project affected
sites of historical or archaeological significance. These surveys, which were
completed in June 2000, concluded that no historical or archaeological resources
would be impacted by the project. In November 2001, the FAA sent a letter to the
Historic Preservation Division (“HPD”) of the Georgia Department of Natural
Resources9 asking it to concur with the determination that the project would not
affect historic properties. The HPD responded in May 2002; it requested that the
FAA consult with the City of Oxford, Emory University, and the North Georgia
Conference of Methodist Churches. These parties had written letters and placed
telephone calls to the HPD seeking to become “consulting parties.”
The FAA held a “special interest” meeting for the City of Oxford, Emory
University and the North Georgia Conference of Methodist Churches on July 16,
2002. This meeting came on the heels of Wilbur Smith’s release of the first Draft
EA. One week later, on July 23, the FAA held a public hearing at the airport,
receiving comments from those in attendance and the City of Oxford.
The HPD contacted the FAA in September 2002 to state that it could not
comment on the Draft EA and to suggest that Covington revise its noise estimates.
Covington followed this suggestion and revised its aviation forecasts through the
9
The HPD is Georgia’s State Historic Preservation Officer (“SHPO”).
6
year 2020. Then, on January 10, 2003, the FAA held a special interest meeting to
discuss noise impact.
The FAA transmitted the result of Covington’s revised noise analysis to the
HPD. The result was that no historical, residential or other sensitive areas would
suffer adverse auditory effects from the project. The HPD responded to the FAA’s
transmittal on April 17, 2003, stating that it could not reach a conclusion regarding
auditory effects of the project. It suggested that the FAA consult with the United
States Advisory Council on Historic Preservation (“ACHP”). The FAA sent a
letter to the ACHP on April 30, 2003, requesting that the ACHP defer to the
finding that the project would not create any adverse auditory effects. The ACHP
responded that the FAA was “free to continue with its review of this undertaking
under determination that expansion of Covington’s new runway will have no
adverse visual effect, and [that] there will be no noise effects, to historic
properties.”10
On July 8, 2004, the FAA issued a Finding of No Significant Impact
(“FONSI”) and Record of Decision (“ROD”), approving Covington’s proposed
10
The ACHP prefaced its response by claiming that it had “no authority to overturn an
agency’s finding of no effect or no adverse effect.” It based this conclusion on a September 19,
2001, decision by the U.S. District Court for the District of Columbia, which invalidated certain
NHPA regulations. See Nat’l Mining Ass’n v. Slater, 167 F. Supp. 2d 265 (D.D.C. 2001), rev’d,
Nat’l Mining Ass’n v. Fowler, 324 F.3d 752 (D.C. Cir. 2003). The ACHP concurred, however,
with the standards the FAA used in assessing noise impacts.
7
project. The FONSI concluded that the proposed project would not significantly
impact the environment and included a finding of no adverse effect on historic
properties. The City of Oxford received copies of the Final EA and the
FONSI/ROD on July 21, 2004, and promptly filed the petition for review now
before us.
In support of its petition, the City of Oxford (the “Petitioner”) contends that
the FAA violated NEPA by (1) failing to assess the environmental impacts of the
proposed project in conjunction with relocation of Georgia Highway 142 (“S.R.
142”) and the construction of a new terminal building; (2) failing to assess the air
quality in light of the fact that the airport is located in a county that is not “in
attainment” for air quality standards;11 and (3) exercising insufficient oversight
over Wilbur Smith in its preparation of the EA. Petitioner argues that the FAA
violated the NHPA by (1) failing properly to involve consulting parties; and (2)
failing adequately to consider the project’s adverse auditory effects on historic
properties.
II.
11
Petitioner contends that the FONSI did not contain an adequate air quality assessment
because the assessment was based on the assumption that Newton county, the county in which
the airport is located, was “in attainment” for air quality. Petitioner points out that Newton
County is no longer in attainment; thus, it argues, the FAA erred in indulging that presumption.
Petitioner admits, however, that the FAA actually reassessed the project’s impacts on air quality.
Given this admission, the issue is moot and will not be further addressed.
8
We review an agency’s final decision to determine whether it is arbitrary
and capricious. 5 U.S.C. § 706.12 See also Marsh v. Oregon Natural Res. Council,
490 U.S. 360, 375-76, 109 S. Ct. 1851, 1860, 104 L. Ed. 2d 377 (1989) (holding
that federal courts apply the “arbitrary and capricious” standard, as opposed to the
“reasonableness” standard, when reviewing final agency decisions under the
Administrative Procedure Act). This standard of review provides the reviewing
court with very limited discretion to reverse an agency’s decision. North
Buckhead Civic Ass’n v. Skinner, 903 F.2d 1533, 1538-39 (11th Cir. 1990). The
reviewing court may not substitute its judgment for that of the agency but must,
instead, defer to the agency’s technical expertise. Id. at 1539.
In the NEPA context, the reviewing court must ensure that the agency took
a “hard look” at the environmental consequences of the project. Sierra Club v.
U.S. Army Corps of Eng’rs, 295 F.3d 1209, 1216 (11th Cir. 2002). The agency
need not have reached the same conclusion that the reviewing court would reach;
the agency must merely have reached a conclusion that rests on a rational basis.
12
The Administrative Procedure Act provides, in relevant part:
The reviewing court shall . . .
(2) hold unlawful and set aside agency action, findings and conclusions
found to be –
(A) arbitrary, capricious, an abuse of discretion, or otherwise not in
accordance with law . . . .
5 U.S.C. § 706.
9
Id. The reviewing court may overturn an agency’s decision only if:
(1) the decision does not rely on factors that Congress intended the
agency to consider; (2) the agency failed entirely to consider an
important aspect of the problem; (3) the agency offers an explanation
which runs counter to the evidence; or (4) the decision is so
implausible that it cannot be the result of differing viewpoints or the
result of agency expertise.
Id. We therefore review the FONSI/ROD only to determine whether the FAA
adequately assessed the project’s impacts in accordance with statutory
requirements and reached rational conclusions based on the evidence gathered.
A.
NEPA imposes procedural requirements upon federal agencies to ensure
that they adequately assess the environmental impacts of actions they undertake.
42 U.S.C. § 4332(2)(C).13 See also Dep’t of Transp. v. Public Citizen, 541 U.S.
752, 756, 124 S. Ct. 2204, 2209, 159 L. Ed. 2d 60 (2004) (“NEPA imposes only
procedural requirements on federal agencies . . . .”); Sierra Club v. U.S. Army
Corps. Of Eng’rs, 295 F.3d at 1214 (“NEPA creates a ‘particular bureaucratic
13
§ 102(2)(C) of NEPA provides, in relevant part:
(2) [A]ll agencies of the Federal Government shall . . .
(C) include in every recommendation or report on proposals for legislation and
other major Federal actions significantly affecting the quality of the human
environment, a detailed statement by the responsible official on –
(i) the environmental impact of the proposed action . . . .
42 U.S.C. § 4332(2)(c). This requirement applies when an agency approves a specific project,
such as the one in this case. 40 C.F.R. § 1508.18.
10
decisionmaking process.’”) (quoting Sierra Club v. Marsh, 872 F.2d 497, 497 (1st
Cir. 1989)). To comply with NEPA, an agency must first prepare an EA. 40
C.F.R. § 1501.4. An EA is a brief document that allows the agency to determine
whether to prepare a more detailed statement of environmental consequences,
known as an Environmental Impact Statement (“EIS”). 40 C.F.R. § 1508.9.14 If
the agency decides that the environmental consequences of the action are not
sufficient to justify the preparation of an EIS, the agency must prepare a FONSI
detailing why further environmental research is not justified. 40 C.F.R. §
1501.4(e).15
1.
NEPA requires a federal agency to analyze the cumulative impacts of a
proposed project in conjunction with any other, related actions. 40 C.F.R. §
14
The NEPA regulations provide:
“Environmental assessment”:
(a) Means a concise public document for which a Federal agency is responsible
that serves to:
(1) Briefly provide sufficient evidence and analysis for determining whether to
prepare an environmental impact statement or a finding of no significant impact . .
..
(b) Shall include brief discussions of the need for the proposal, of alternatives . . .,
of the environmental impacts of the proposed action and alternatives, and a listing
of agencies and persons consulted.
40 C.F.R. § 1508.9.
15
The NEPA regulations provide: “‘Finding of no significant impact’ means a document
by a Federal agency briefly presenting the reasons why an action . . . will not have a significant
effect on the human environment . . . .” 40 C.F.R. § 1508.13.
11
1508.27.16 This requirement prevents a proponent from breaking a proposal into
small pieces that, when viewed individually, appear insignificant but that are
significant when viewed as a whole. 40 C.F.R. § 1508.27(b)(7) (“Significance
cannot be avoided by terming an action temporary or breaking it down into small
component parts.”). The NEPA regulations define “cumulative impact” as “the
impact on the environment which results from the incremental impact of the action
when added to other past, present, and reasonably foreseeable future actions . . . .”
40 C.F.R. § 1508.7. An agency, therefore, must only consider the environmental
impacts of future actions that are foreseeable.
The inquiry into whether a future action is foreseeable should be conducted
with an eye toward the purposes underlying NEPA. NEPA contains an implicit
“rule of reason,” “which ensures that agencies determine whether and to what
extent to prepare an EIS based on the usefulness of any new potential information
to the decisionmaking process.” Public Citizen, 541 U.S. at 767, 124 S. Ct. at
16
The NEPA regulations provide:
“Significantly” as used in NEPA requires considerations of both context and
intensity:
...
(b) . . . The following should be used in evaluating intensity:
...
(7) Whether the action is related to other actions with individually insignificant
but cumulatively significant impacts.
40 C.F.R. § 1508.27.
12
2215 (2004). This “rule of reason” requires an agency to conduct the NEPA
process with a view to the purposes underlying NEPA. See id. NEPA serves two
purposes:
First, “[i]t ensures that the agency, in reaching its
decision, will have available, and will carefully consider,
detailed information concerning significant
environmental impacts.” Second, it “guarantees that the
relevant information will be made available to the larger
audience that may also play a role in both the
decisionmaking process and the implementation of that
decision.”
Id. at 768, 2215-16 (alteration in original) (citations omitted) (quoting Robertson
v. Methow Valley Citizens Council, 490 U.S. 332, 349, 109 S. Ct. 1835, 1845, 104
L. Ed. 2d 351 (1989)). See also North Buckhead Civic Ass’n, 903 F.2d at 1540
(discussing the “twin aims” of NEPA). An agency must consider the cumulative
impacts of future actions only if doing so would further the informational purposes
of NEPA. Restricting cumulative impact analysis to foreseeable future actions
ensures that the details of these actions are sufficiently concrete for the agency to
gather information useful to itself and the public.
a.
Petitioner contends that the FAA should have considered the cumulative
impacts that would result from the proposed project and the relocation of S.R. 142
13
because the installation of ground-based navigational aids required for precision
instrument approach would necessitate the relocation of the road. At one point,
Covington had considered installing navigational aids for the airport to meet the
objectives set forth by the GASP. Covington ultimately reached the conclusion
that the implementation of precision instrument approach would prove infeasible
because it would require the realignment of S.R. 142 and considerable land
acquisition through eminent domain.17
There is simply not enough evidence that the relocation of S.R. 142 will
ever occur to justify the assessment of its environmental impacts. In fact, S.R. 142
is currently being widened in its present location. The widening of a road in its
current location hardly indicates an intention to thereafter move the road to a new
location.
If Covington chooses to pursue a precision instrument approach at some
point in the future, there is no guarantee that it would require the relocation of S.R.
142. A myriad of possible scenarios could accompany a future decision to
implement precision instrument approach . For example, technological
innovations, such as Global Positioning System (“GPS”), could allow the airport
17
In addition, the city determined that the runway’s sloping terrain would make the
installation of the navigational aids impracticable.
14
to be equipped with precision instrument approach in the future without
undergoing the same costly steps that are currently necessary.18
By broadly recommending that Level III airports possess a precision
instrument approach, the GDOT in no way bound Covington to relocate a major
highway, and it is clear that Covington chose not to pursue this option. If
Covington chooses to install precision instrument approach in the future, there is
no guarantee that it would necessitate the relocation of S.R. 142. The FAA would
have no basis upon which to assess the environmental impacts of such a project,
other than pure speculation. Requiring the FAA to assess the impacts associated
with the implementation of precision instrument approach would serve no purpose
within the NEPA framework.
b.
Petitioner goes on to argue that the FAA should have considered the
18
GPS is a satellite based navigational system. It works through a receiver that decodes
information from a series of satellites. This information allows the receiver to measure the
distance between it and the satellites and, thus, to determine its latitude, longitude and height.
See Generally Richard B. Langley, In Simple Terms, How Does GPS Work? (Mar. 27, 2003),
available at http://gge.unb.ca/Resources/HowDoesGPSWork.html (last visited Aug. 26, 2005).
Covington expected that, at some point, GPS technology would allow airports to provide
precision instrument approach without installing costly ground-based navigational aids. As of
the time the EA was prepared, GPS technology had not progressed to the point that it could be
used for general aviation airports. The EA does note, however, that “precision GPS approach
will be implemented [for Covington Municipal Airport] at a later date if it is found to be
feasible.”
15
cumulative impacts of the proposed project in conjunction with the construction of
a new terminal building at the airport. Covington’s Airport Layout Plan Narrative
(“ALP Narrative”)19 identifies the construction of a new terminal building as a
“key component in the future development of airport facilities.” The ALP
Narrative goes on to note that the terminal building “should have a minimum of
about 3000 square feet available.”20 The ALP Narrative states that the airport
currently devotes only 1,960 square feet of space to serve as a terminal.21
Petitioner fails to show that Covington has prepared a specific plan for
constructing a new terminal building. Covington did not seek FAA approval for
the construction of a new terminal building as part of its proposed revisions to the
ALP. While NEPA regulations aim to prevent proponents from “terming an action
19
The title page to this document states that it is the “Airport Layout Plan Narrative.” In
the document itself, it is referred to as the “Airport Layout Plan Update.” Regardless of what it is
called, it is not the ALP which the FAA has approved. Rather, it is a narrative attached to the
draft ALP submitted to the FAA by Covington. See FAA Airports Division for the Southern
Region, Airport Layout Plan (ALP) Review and Approval: A Guide for ADO Program Managers
§ VIII.B.1 (discussing the circumstances in which “[a] Narrative Report should be submitted
along with the draft ALP”).
20
According to the GASP objectives, Level III airports should contain a
terminal/administrative building of at least 2,500 square feet. There is no explanation offered in
the ALP Narrative for the 500 square foot discrepancy between the GASP objective and the ALP
Narrative recommendation.
21
The EA notes that the airport contains a 20,000 square foot terminal/administrative
building. We assume this to be a typographical error and that the drafter of the EA intended to
state that the airport contains a 2000 square foot terminal building.
16
temporary or breaking it into small component parts,” 40 C.F.R. § 1508.27(b)(7),
the construction of a new terminal building would be a separate project from the
proposed modifications such that it would be completely reasonable to perform the
proposed modifications without constructing a new terminal building. See Airport
Neighbors Alliance v. U.S., 90 F.3d 426, 430 (10th Cir. 1996).22 The only leg on
which Petitioner’s argument stands comes in the form of a general statement in the
ALP Narrative, identifying a new terminal as a “key component” to the
development of the airport, found amidst a laundry list of recommendations which
seem to derive directly from the GASP. This statement, standing alone, does not
show that the construction of a new terminal building is foreseeable.
22
In Airport Neighbors Alliance , the 10th Circuit held that “the test for determining
whether particular actions could be considered cumulative impacts of the proposed action [is]
whether the actions were ‘so interdependent that it would be unwise or irrational to complete one
without the others.’” 90 F.3d at 430 (quoting Webb v. Gorsuch, 699 F.2d 157, 161 (4th Cir.
1983)). In addition to quoting Webb, the Tenth Circuit cited Sierra Club v. Froehlke, 534 F.2d
1289 (8th Cir. 1976) and Trout Unlimited v. Morton, 509 F.2d 1276 (9th Cir. 1974), both of
which were also cited in Webb. Froehlke and Trout Unlimited, however, were decided prior to
the promulgation of the NEPA regulations, which were first issued in 1978, and are therefore
persuasive only to the extent that they do not conflict with the regulations.
The regulations ask whether future actions are foreseeable, not whether they are
interdependent. The standard adopted in Airport Neighbors Alliance, therefore, cannot be the
proper standard. While interdependent actions may also be foreseeable, we must be faithful to
the text of the regulations by not assuming that interdependency is the sole consideration in
determining whether an action is foreseeable. The determination of whether a future action is
foreseeable turns on the specific facts of the case. The interdependence of proposed actions with
potential future actions should be considered alongside other pertinent facts and circumstances to
determine whether there is a sufficient likelihood that an action will occur to render that action
foreseeable. See Society Hill Towers Owners’ Ass’n v. Rendell, 210 F.3d 168, 181-82 (3rd Cir.
2000) (“[A] court must also consider the likelihood that a given project will be constructed along
with the interdependence of other projects.”).
17
With no concrete plan to consider and little indication that Covington plans
to construct a new terminal building, investigators and researchers would be
forced to analyze the environmental impact of a project, the parameters and
specifics of which would be a mere guess. This result contravenes the NEPA
purposes of providing the agency and the public with accurate and relevant
information. The construction of a new terminal building is not a foreseeable
action under NEPA.23
2.
Petitioner claims that the FAA failed to exercise sufficient oversight over
Wilbur Smith, the independent contractor that prepared the EA. The NEPA
regulations explicitly provide for a situation in which “an agency permits an
applicant to prepare an environmental assessment” and require only that the
agency “make its own evaluation of the environmental issues and take
responsibility for the scope and content of the environmental assessment.” 40
C.F.R. § 1506.5(b). See also C.A.R.E. Now, Inc. v. FAA, 844 F.2d 1569, 1571
(11th Cir. 1988) (denying petition for review where the FAA based its FONSI on
23
If, in time, Covington seeks FAA approval to revise its ALP to show a proposed plan to
construct a new terminal building, the FAA may then be required to analyze the cumulative
impacts of that project in conjunction with the project currently at issue. See 40 C.F.R. § 1508.7
(“‘Cumulative impact’ is the impact on the environment which results from the incremental
impact of the action when added to other past . . . actions . . . .”). Until then, environmental
analysis would be premature.
18
an EA prepared by an independent contractor hired by the project’s proponent).
The FAA evaluated and signed the EA, and we refuse to hold the FAA to any
higher standard than that required by the NEPA regulations.
B.
Like NEPA, the NHPA imposes purely procedural requirements. It requires
an agency to “take into account” the effect of any “undertaking” on historical sites.
16 U.S.C. § 470f.24 The first step in the NHPA process involves consultation. The
agency begins by consulting with the SHPO. 36 C.F.R. § 800.3(c)(3). In addition,
the agency must attempt to involve the public in the process and to identify
“consulting parties.” 36 C.R.F. § 800.3(e)-(f).25
If the agency determines that the undertaking will not affect any historic
properties, it must provide documentation of this finding to the consulting parties
24
The NHPA provides, in relevant part:
[T]he head of any Federal department . . . having authority to license any
undertaking shall, . . . prior to the issuance of any license, . . . take into account
the effect of the undertaking on any district, site, building, structure, or object that
is included in or eligible for inclusion in the National Register.
16 U.S.C. § 470f. The NHPA regulations define “undertaking” as “a project, activity, or
program funded in whole or in part under the direct or indirect jurisdiction of a Federal agency,
including . . . those requiring a Federal permit, license or approval.” 36 C.F.R. § 800.16(y).
25
The NHPA regulations provide that “[t]he agency official shall consider all written
requests of individuals and organizations to participate as consulting parties and, in consultation
with the SHPO . . . determine which should be consulting parties.” 36 C.F.R. § 800.3(f)(3).
19
and the SHPO.26 36 C.F.R. § 800.4(d)(1). The agency’s obligations are satisfied if
neither the SHPO nor the ACHP, if it has entered the process, objects to the
finding within thirty days after receiving the documentation. 36 C.F.R. §
800.4(d)(1)(i). If, however, the SHPO or a consulting party notifies the agency of
its disagreement with the finding, the agency must either consult with the
disagreeing party to resolve the matter or request the ACHP to review the finding.
36 C.F.R. § 800.5(c)(2)(i). The ACHP would then provide an opinion as to the
finding within fifteen days after receiving the documentation.27 36 C.F.R. §
800.5(c)(3)(i).
Petitioner claims that the FAA failed to abide by the procedural
requirements of the NHPA by failing properly to involve consulting parties in the
NHPA process. In particular, Petitioner contends that the FAA did not properly
inform the consulting parties of the subject matter of the second special interest
meeting and prematurely cut off the consultation process. Petitioner, furthermore,
contends that the FAA failed to provide it with documentation of the finding of no
26
The NHPA regulations specifically provide for the situation in which an agency must
undertake both the NEPA and the NHPA process. The agency is required to include historic
preservation issues in the EA and FONSI/ROD and to otherwise satisfy the requirements of the
NHPA. 36 C.F.R. § 800.8.
27
The agency’s obligations would be satisfied if the ACHP failed to respond within the
15-day time period. 36 C.F.R. § 800.5(c)(3)(i).
20
adverse effect.
To support its claim that the FAA impermissibly “short-circuited” the
NHPA consultation requirements, Petitioner offers that the invitation to the second
special interest meeting stated the meeting’s purpose as the discussion of revised
aviation forecasts and noise contours, rather than the discussion of “historic
preservation issues.” The NHPA regulations simply required the FAA to identify
consulting parties and invite them to participate in the NHPA process. 36 C.F.R. §
800.3(f). The regulations do not speak to the form and content of written
invitations to meetings with consulting parties. Given that the revised aviation
forecasts and noise contour studies were conducted for the purpose of NHPA
compliance, it should have been obvious to Petitioner that discussions at the
meeting would include historic preservation issues.
Petitioner also reminds us that it requested an additional special interest
meeting, a request which the FAA ignored. Prior to this request, the FAA had
held two special interest meetings and a public meeting. The FAA had revised
aviation forecasts and conducted noise contour analysis in response to concerns
raised by the SHPO and the consulting parties. The FAA properly exercised its
discretion in concluding that no further meetings would be useful.
Petitioner next claims that the FAA violated the NHPA by failing to provide
21
it with documentation of its finding of no adverse effect. Petitioner seems to
operate under the erroneous view that the FAA was required to provide it with all
significant written correspondences between the FAA and the SHPO or the ACHP.
The FAA was only required to notify consulting parties of its finding of no
adverse effect. 36 C.F.R. § 800.4(d)(1). The regulations required the EA and
FONSI/ROD to contain this finding. 36 C.F.R. § 800.8(a)(3). The record shows
that Petitioner received copies of the Final EA and FONSI/ROD on July 21, 2004.
The FAA fulfilled its duty to provide Petitioner with notification of the finding of
no adverse effect.
Petitioner finally attacks the FAA’s finding of no adverse effect by arguing
that the FAA used flawed methodology in assessing noise impacts. The FAA
based its noise analysis on revised aviation forecasts prepared during the NHPA
consultation process at the behest of the SHPO and the consulting parties.
Standard methodology was used to conclude that aircraft operations would not
impact any historic properties.28
The methodology used to make technical determinations, such as noise
impact, is a matter of agency expertise. This court’s role is simply to ensure that
28
FAA regulations establish “uniform methodology” for assessing airport noise impact.
14 C.F.R. pt. 150, App. A § A150.1.
22
the agency utilized legally adequate procedures in applying its expertise. We
therefore owe particular deference to the FAA’s choice of methodologies with
which to analyze noise impacts. See C.A.R.E. Now, Inc., 844 F.2d at 1573.
FAA regulations provide a methodology for developing noise contour maps
and determining whether aircraft noise will adversely affect surrounding
properties. These regulations mandate the use of day-night average sound level
(“DNL”) to determine noise impacts.29 14 C.F.R. pt. 150.3(b), App. A §
A150.3(b). Noise levels below 65 DNL are considered acceptable for all land
uses, although “[l]ocal needs or values may dictate further delineation based on
local requirements or determinations.” 14 C.F.R. pt. 150, App. A § A150.101(d).
Petitioner objects to the FAA’s use of the 65 DNL standard for this project,
arguing that a higher standard should apply when historic properties are involved.
Petitioner rests this argument on dicta from a D. C. Circuit opinion stating that the
65 DNL threshold might be inappropriate for “a village preserved specifically in
order to convey the atmosphere of rural life in an earlier (and presumably quieter)
century.” City of Grapevine v. Dep’t of Transp., 17 F.3d 1502, 1508 (D.C. Cir.
29
FAA regulations define DNL as “the 24-hour average sound level, in decibels, for the
period from midnight to midnight, obtained after the addition of ten decibels to sound levels for
the periods between midnight and 7 a.m., and between 10 p.m., and midnight, local time.” 14
C.F.R. § 150.7.
23
1994).30 Even if we were to find this dicta persuasive, Petitioner offers no
evidence that Oxford is preserved specifically in order to portray some historical
time period. FAA regulations establish acceptable noise levels while providing
for agency discretion to deviate from these standards if circumstances require. 14
C.F.R. pt. 150, App. A § A150.101(d). In this instance, the FAA determined that
circumstances did not so require, and we refuse to second-guess that
determination. See C.A.R.E. Now, Inc, 844 F.2d at 1573 (finding FAA’s use of 65
DNL threshold to be “legally adequate”).
In addition, Petitioner argues that the FAA did not give due consideration to
noise deriving from overflights, that is, noise from planes, arriving in and
departing from the airport, which fly over Oxford. The FAA took into account all
operational activity forecasted at the airport, including flight paths, in determining
that Oxford would not suffer from adverse noise impacts.31 Once again, this court
30
In upholding the FAA’s application of the 65 DNL standard to historic properties, the
D.C. Circuit goes on to note:
There is no reason, however, to believe that the use standard applicable to a
private home is inapposite merely because the home is historic. Therefore, we
uphold in all respects the noise measurement methodology that the FAA used in
this case.
City of Grapevine, 17 F.3d at 1508. The FAA is not required to deviate from the DNL standard
it normally uses to assess noise impacts merely because a home or, in this case, a town is deemed
historic.
31
The FAA found that the extension of the runway would actually improve noise
conditions in surrounding areas.
24
has no discretion to second-guess the FAA’s determination.
III.
NEPA and the NHPA impose procedural requirements on federal agencies,
and it is this court’s role only to ensure that these procedures are followed. In this
instance, the FAA followed the correct procedures. The FAA, therefore, did not
act in an arbitrary and capricious manner in approving Covington’s proposed
project. Petition for review is DENIED.
SO ORDERED.
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