COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Fitzpatrick, Judges Coleman and Elder
Argued by teleconference
PAUL ED NEWTON
OPINION BY
v. Record No. 1695-97-3 CHIEF JUDGE JOHANNA L. FITZPATRICK
APRIL 6, 1999
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF LEE COUNTY
William C. Fugate, Judge
Timothy W. McAfee for appellant.
(Mark L. Earley, Attorney General; John H.
McLees, Jr., Assistant Attorney General;
Ruth Morken McKeaney, Assistant Attorney
General, on brief), for appellee.
Paul Ed Newton (appellant) was convicted in a jury trial of
two counts of distribution of cocaine in violation of Code
§ 18.2-248(C). On appeal, appellant argues that the trial court
erred in: (1) requiring him to divulge privileged information
to the Commonwealth; (2) allowing improper impeachment evidence
regarding one of appellant's witnesses; (3) permitting two
officers to give opinion testimony; (4) admitting into evidence
tape-recorded conversations between appellant and the informant;
(5) allowing the Commonwealth to introduce evidence of
appellant's prior criminal conduct; (6) allowing improper lay
opinion testimony about appellant's guilt; (7) incorrectly
instructing the jury as to the informant's immunity from
prosecution; and (8) making an improper comment to the jury
foreperson during deliberations. For the reasons that follow,
we affirm the convictions.
I. BACKGROUND
Appellant was charged with selling cocaine to Terry Harber
(Harber) on July 9 and July 15, 1996. The Commonwealth's case
was based primarily upon the testimony of Harber, who was acting
as an informant for Brian Shoemaker, a Lee County Deputy Sheriff
assigned to a multi-jurisdiction "Drug Task Force." Harber made
"controlled buys" of cocaine from appellant while wearing a body
wire, which transmitted Harber's conversations to nearby police
officers. These radio transmissions were recorded and played
for the jury. At trial, appellant contended that Harber was an
unreliable informant and that the alleged sales of cocaine had
never occurred.
II. PRIVILEGED INFORMATION
Prior to trial, appellant filed various motions for
discovery and submitted proposed orders to the Commonwealth's
Attorney for endorsement. Although the trial court did not
enter a formal discovery order, it made several rulings during
the discovery hearings. At no time prior to trial did the
Commonwealth request reciprocal discovery pursuant to Rule
3A:11(c).
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During a recess while voir dire of the jury panel was in
progress, the Commonwealth's Attorney learned that appellant's
counsel had interviewed Terry Harber. This pretrial interview
(the Harber statement) was recorded, a transcript of the
interview was prepared, and Harber signed an affidavit regarding
his statements made in the interview. 1 The Commonwealth
requested the trial court to order disclosure of these
materials. Appellant argued that: (1) the Harber statement was
not discoverable under Rule 3A:11; (2) the Commonwealth had no
right to information developed by the defendant in anticipation
of trial; and (3) he intended to use the materials only if
necessary to impeach Harber's direct testimony.
1
The parties dispute the occurrence of the events that led
to Harber's interview.
The Commonwealth's Attorney alleged that appellant's
counsel called Harber to ask about certain details of the
controlled buys involving appellant. At some point after the
telephone conversation, an individual named Dale Kempton
contacted Harber and "applied some pressure on the informant to
change his story and say he didn't remember." Thereafter,
Kempton brought Harber to counsel's office where he was
interviewed on tape, and Harber was asked to sign the affidavit.
Although he was reluctant to do so, Harber eventually signed the
document.
According to appellant's counsel, he called Harber to
inquire about the controlled buys. Harber allegedly told
counsel that appellant should plead guilty because "it'll save
me from having to go to testify." Sometime thereafter, Harber
appeared in counsel's office because he had some information
that was "going to be of benefit to [appellant]." Counsel taped
the conversation because he did not want to be a witness if the
information later turned out to be useful. Harber left the
office and later returned to review the tape. At that point, an
affidavit was prepared and signed by Harber.
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Over appellant's objection, the trial court ordered that
copies of the tape, transcript, and affidavit be provided to the
Commonwealth's Attorney. The trial judge ruled:
I don't think there's anything wrong
with you talking with the witness, but if
the witness has made a statement to you,
independent of what has been given to you
and different from what he has testified to,
or different from what he has advised the
Commonwealth Attorney, I think that yes, I
think the Commonwealth Attorney would be
entitled to see what that is.
Appellant complied with the court's ruling while maintaining his
objection. After the jury selection process concluded, the
trial court granted the Commonwealth's motion to adjourn until
the next morning so the Commonwealth could review the disclosed
material.
On appeal, we decide whether Code § 19.2-268.1--which
addresses impeachment of witnesses and allows "the court at any
time during the trial to require the production" of "previous
statements made by [a witness] in writing or reduced into
writing"--provides authority for a trial court to order the
disclosure of otherwise non-discoverable material. The parties
agree that the Harber statement was not discoverable by the
Commonwealth under the discovery provisions of Rule 3A:11. 2
2
The Commonwealth's right to discovery is governed by Rule
3A:11(c). That subsection provides that if the court grants
discovery to the accused, then upon motion the Commonwealth is
entitled to the following: (1) written reports of autopsy
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However, the parties dispute the application of Code
§ 19.2-268.1.
The Commonwealth contends that while advance disclosure of
the Harber statement was not mandated under Rule 3A:11, Code
§ 19.2-268.1 gave the trial court the discretion to require the
production of the tape and affidavit for inspection. Under the
circumstances of the instant case, we hold that the trial judge
erred in requiring appellant to disclose the materials prior to
their use or proposed use for impeachment purposes.
Code § 19.2-268.1 specifically addresses the contradiction
of witnesses by use of prior inconsistent writings and provides:
A witness in a criminal case may be
cross-examined as to previous statements
made by him in writing or reduced into
writing, relative to the subject matter of
the proceeding, without such writing being
shown to him; but if it is intended to
contradict such witness by the writing, his
attention must, before such contradictory
proof can be given, be called to the
particular occasion on which the writing is
supposed to have been made, and he may be
examinations, ballistic tests, fingerprint, blood, urine and
breath analysis, and other scientific evidence that the accused
intends to offer into evidence at trial; (2) a statement
indicating whether the accused intends to introduce evidence of
an alibi; and (3) if the accused intends to rely upon the
defense of insanity or feeblemindedness, written reports of
physical or mental examinations of the accused. There is no
other provision for discovery by the Commonwealth in a criminal
matter.
Here, counsel for appellant contemplated using the Harber
statement during the cross-examination of the witness and this
prior inconsistent writing is not covered by Rule 3A:11(c).
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asked if he did not make a writing of the
purport of the one to be offered to
contradict him, and if he denies making it,
or does not admit its execution, it shall
then be shown to him, and if he admits its
genuineness, he shall be allowed to make his
own explanation of it; but it shall be
competent for the court at any time during
the trial to require the production of the
writing for its inspection, and the court
may thereupon make such use of it for the
purpose of the trial as it may think best.
(Emphasis added). The last provision of the statute grants the
trial court broad latitude in ordering the production of a
witness' statement when the statement is used for impeachment
purposes. However, in the context of this case, the provision
does not allow for pretrial discovery or pre-impeachment use.
Code § 19.2-268.1 was not intended by the legislature to be
used as an alternate method of discovery. To the contrary, it
was specifically placed in Chapter 16 of Title 19.2 entitled,
Evidence and Witnesses. "While not part of the code section, in
the strictest sense, the caption may be considered in construing
the statute, as it is 'valuable and indicative of legislative
intent.'" Bell v. Commonwealth, 21 Va. App. 693, 701, 467
S.E.2d 289, 293 (1996) (quoting Krummert v. Commonwealth, 186
Va. 581, 584, 43 S.E.2d 831, 832 (1947)). Furthermore, the code
section is entitled, Contradiction by prior inconsistent
writing, and in construing the statute, we shall look to its
title. "A title may be read in an attempt to ascertain an act's
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purpose, though it is no part of the act itself." Hawkins v.
Commonwealth, 255 Va. 261, 269, 497 S.E.2d 839, 842 (1998).
Considering the chapter caption and title of the statute,
we conclude that the authority granted in Code § 19.2-268.1 was
not intended to supplement the discovery provisions of Rule
3A:11. Rather, it was intended to be used as an evidentiary
rule by the trial court to order the production, inspection and
use of a written statement once a witness has been
cross-examined about the existence or contents of a prior
statement. Indeed, we have consistently applied Code
§ 19.2-268.1 only to cases involving the impeachment of a
witness. For example, in Smith v. Commonwealth, 19 Va. App.
594, 453 S.E.2d 572 (1995), we held that the trial court did not
abuse its discretion in admitting a written stipulation of facts
to impeach the trial testimony of Williams, the defendant's
primary witness. Addressing the proper use of prior
inconsistent written statements, we wrote:
We see no reason why the signed stipulation
of facts that accompanied Williams's plea
should be viewed as anything other than
Williams's admission to the events that
transpired during the consummated drug sale.
Importantly, the trial court is
permitted to "make such use of [the writing]
for the purpose of the trial as it may think
best." The record demonstrates that the
stipulation of facts was submitted in
compliance with Code § 19.2-268.1. After
the stipulation's submission, appellant's
counsel had the opportunity to elicit
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Williams's version of the facts.
Thereafter, it was within the province of
the jury to determine Williams's veracity.
Id. at 597, 453 S.E.2d at 574 (citations omitted) (emphasis
added). Accordingly, we concluded in Smith that "the
stipulation's introduction for impeachment purposes was not an
abuse of discretion." Id. at 598, 453 S.E.2d at 575. See also
Spruill v. Commonwealth, 221 Va. 475, 485, 271 S.E.2d 419, 425
(1980) (finding that the trial court did not abuse its
discretion in denying defendant's request under Code
§ 19.2-268.1 to introduce a medical report where there was
"nothing contradictory or inconsistent" in the proffered
report).
In Edwards v. Commonwealth, 19 Va. App. 568, 454 S.E.2d 1
(1995), we again considered the application of Code § 19.2-268.1
where the defendant attempted to impeach the Commonwealth's
witnesses by questioning them about prior statements made at a
preliminary hearing. The Commonwealth argued that the statute
applied and the defendant was required to use a transcript when
attempting to impeach the two witnesses. See id. at 570, 454
S.E.2d at 2. Although we held that Code § 19.2-268.1 did not
apply in that case, our analysis was based upon evidentiary
rules of impeachment.
The court erred in requiring a
transcript as the only means of impeaching a
witness based on inconsistent statements
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made at an earlier hearing. Although laying
a foundation prior to the introduction of
impeachment evidence is a separate and
necessary step in the impeachment process,
it is not contingent on the existence of a
transcript. While using a transcript, if
available, is the preferable means of laying
an impeachment foundation, it is not the
only means. This rule also applies once the
initial foundation has been laid. If a
witness denies or is unable to recall a
prior statement, a party may impeach him by
introducing other evidence, such as another
witness who heard the inconsistent
statement. If a transcript is available,
the court may require its production
pursuant to the mandate of Code § 19.2-268.1
even if there are other means of
impeachment.
Id. at 571-72, 454 S.E.2d at 2-3 (second emphasis added). See
also Smith v. Commonwealth, 15 Va. App. 507, 511, 425 S.E.2d 95,
98 (1992) ("If a witness gives testimony that is inconsistent
with a prior statement, or testifies that he does not recall
making the prior statement, a sufficient foundation for
impeachment has been laid, and opposing counsel may
cross-examine the witness as to the inconsistency. In addition,
all inconsistent portions of that prior written statement are
admissible for impeachment purposes.").
The case law is well settled as to the proper use of
written statements under Code § 19.2-268.1. That provision
applies only to the evidentiary rule of impeachment during trial
and provides no authority to order a defendant to disclose a
witness' written statement prior to trial. In the instant case,
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the trial court ordered appellant to disclose the tape,
transcript and affidavit of Harber before opening statements,
which allowed the Commonwealth an additional day to review the
materials. This requirement was tantamount to ordering the
defendant to provide discovery materials that under Rule 3A:11
would not have been discoverable.
Moreover, while the Commonwealth requested disclosure of
the Harber statement pursuant to Code § 19.2-268.1, it appears
from the record that the trial court based its decision solely
on discovery rules. The trial judge stated:
Well I've made certain rulings, here,
that I have directed that the Commonwealth
Attorney make available to defense counsel
materials and so forth, and I don't think
this trial is a one-way deal, I think we
need to go down the middle of the road. For
that reason I suppose [defense counsel] is
allowed to listen to any and all tapes which
the Commonwealth may have, which the
Commonwealth is going to rely upon, and then
at the last minute you, as defense counsel,
have come up with something different. I
don't think the Commonwealth Attorney should
have to wait in anticipation as to whether
it's going to be used or not used. I take
it's going to be used and she should be
entitled to see what it is.
Nevertheless, the Commonwealth argues that because
appellant indicated that the Harber statement might be used for
impeachment purposes during trial, the trial court properly
exercised its authority under Code § 19.2-268.1 in requiring
production of the written materials at an earlier time.
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However, as the statute mandates, there is a proper method for
impeachment by prior inconsistent writings. As we stated in
Scott v. Commonwealth, 7 Va. App. 252, 372 S.E.2d 771 (1988),
cert. denied, 490 U.S. 1095 (1989),
Code § 19.2-268.1, in plain language,
permits the cross-examination of a witness
in a criminal case based on a prior written
statement by the witness. This statute
provides that if the witness denies making
the prior statement, it shall then be shown
to him and if he admits its genuineness, he
shall be allowed to make his own explanation
of it.
Id. at 258, 372 S.E.2d at 775.
In the instant case, the Commonwealth put the cart before
the horse. Appellant indicated that, if necessary, he would use
the interview materials to impeach Harber. However, when the
Commonwealth's request was made during voir dire of the jury,
appellant could only speculate as to the substance of Harber's
direct testimony. Indeed, the trial judge recognized that the
statement was useful for impeachment purposes only if the
witness provided inconsistent testimony on direct examination. 3
3
The trial judge stated:
I don't know what this particular
witness is going to testify to, but I don't
think anybody should be put in the position
where they're unmindful, or have some idea
of what the evidence is going to be. What
he told you may be a correct statement of
facts, what he has previously said or done,
and you taped it, you've gotten it, and I
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If, during the cross-examination of Harber, appellant attempted
to impeach the witness, then Code § 19.2-268.1 would have
allowed the trial court to "require the production of the
writing for its inspection" and "thereupon make such use of it
for the purpose of the trial as it may think best." Code
§ 19.2-268.1; see also Edwards, 19 Va. App. at 571, 454 S.E.2d
at 2 ("After the foundation is laid, '[t]he witness may then
usually be impeached by the introduction of evidence to prove
that the prior inconsistent statement was in fact made.' Such
evidence includes the testimony of another witness who heard the
prior inconsistent statement, or the transcript of a prior
hearing. If the prior statement was 'in writing or reduced to
writing,' such as in the form of a transcript, the court may
require the party to produce the writing." (citations omitted)
(emphasis added)). Accordingly, we hold the trial court erred
in ordering disclosure of the Harber statement prior to the
proper foundation for its use and as a substitute for pretrial
discovery.
However, our inquiry does not end there. We must decide
whether the error requires reversal. Our determination of
think the Commonwealth is entitled to see
what it is, and that is my ruling on the
matter.
(Emphasis added).
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whether the error is harmless is guided by familiar principles.
Non-constitutional error "is harmless '[w]hen it plainly appears
from the record and the evidence given at the trial that the
parties have had a fair trial on the merits and substantial
justice has been reached.'" Lavinder v. Commonwealth, 12 Va.
App. 1003, 1005, 407 S.E.2d 910, 911 (1991) (en banc) (quoting
Code § 8.01-678) (emphasis added in Lavinder). To determine
whether an error is harmless, the Court "must review the record
and the evidence and evaluate the effect the error may have had
on how the finder of fact resolved the contested issues." Id.
at 1007, 407 S.E.2d at 912. "An error does not affect a verdict
if a reviewing court can conclude, without usurping the jury's
fact finding function, that, had the error not occurred, the
verdict would have been the same." Id. at 1005, 407 S.E.2d at
911.
Applying the standard articulated in Lavinder, we conclude
that the error was harmless. While the trial court erroneously
ordered disclosure of the Harber statement, it plainly appears
from the evidence that appellant received "a fair trial on the
merits and substantial justice has been reached." Lavinder, 12
Va. App. at 1005, 407 S.E.2d at 911. Moreover, we cannot unring
the bell and restore the status quo. The statement has been
disclosed to the Commonwealth and on retrial it would be
available for their use.
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Furthermore, the record affirmatively establishes that the
verdict was not affected by the trial court's error. Although
the Commonwealth was granted access to the Harber materials at
the conclusion of voir dire, the course of trial proceeded as if
the tape, transcript and affidavit had not been disclosed to the
Commonwealth's Attorney. Indeed, the Commonwealth limited its
direct examination of Harber to his prior criminal record, the
grant of immunity for testifying and the circumstances involving
the controlled buys from appellant. The Commonwealth also
played for the jury the tape-recorded conversations between
appellant and Harber. The record clearly establishes that the
Harber materials were not used to bolster Harber's credibility
on direct examination.
It was not until the cross-examination of Harber that the
jury learned about the existence and contents of his
tape-recorded interview. Counsel attempted to impeach Harber's
trial testimony that identified appellant as the individual
involved in the controlled buys. Only at that point did he use
the pretrial statement Harber had given to defense counsel, in
which Harber stated he could not remember who sold him the
drugs. On redirect, Harber testified that the April 1998
statement was untrue and that he was "pressured" into making it.
In summary, we conclude that the trial court erred in
ordering pretrial disclosure of the Harber statement because it
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was not discoverable under Rule 3A:11 nor was it properly
produced under Code § 19.2-268.1. However, we conclude that
this error was harmless because this information would have
ultimately been provided to the Commonwealth and its use would
have been the same. The course of the trial did not change, and
it plainly appears from the record that appellant received a
fair trial. See Lavinder, 12 Va. App. at 1005, 407 S.E.2d at
911.
III. IMPEACHMENT OF KEMPTON
Appellant called as a witness Dale Kempton, a longtime
acquaintance of appellant and Harber. Appellant attempted to
contradict Harber's testimony that he was "pressured" into
making the statement at defense counsel's office and later into
signing an affidavit memorializing it. During cross-examination
of Kempton, the Commonwealth attempted to impeach him with
evidence of prior drug use, a misdemeanor conviction for
distribution of marijuana, and an assault and battery and
malicious wounding charge, neither of which resulted in
conviction. Over appellant's objection, the trial court allowed
the testimony into evidence. Appellant contends on appeal that
the Commonwealth's method of impeaching Dale Kempton was
improper. We agree.
On cross-examination by the Commonwealth, Kempton was asked
whether he had a history of drug abuse. The witness stated,
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"No." Over appellant's objection, the trial court allowed the
Commonwealth to question whether Kempton had previously been
convicted of misdemeanor distribution of marijuana. We hold the
trial court erred in allowing this line of questioning.
"Where the purpose of the inquiry is to impeach a witness'
veracity, cross-examination concerning a witness' prior
convictions is limited to prior felony convictions and
convictions for misdemeanors involving moral turpitude." Scott
v. Commonwealth, 25 Va. App. 36, 41, 486 S.E.2d 120, 122 (1997)
(emphasis added) (citing Johnson v. Commonwealth, 224 Va. 525,
528, 298 S.E.2d 99, 101 (1982); Chrisman v. Commonwealth, 3 Va.
App. 89, 93-100, 348 S.E.2d 399, 401-05 (1986)). Misdemeanor
crimes of moral turpitude are limited to those crimes involving
lying, cheating and stealing, including making a false statement
and petit larceny. See Chrisman, 3 Va. App. at 99, 348 S.E.2d
at 404. See also Charles E. Friend, The Law of Evidence in
Virginia § 5-12(a) (4th ed. 1993). However, the misdemeanor
crime of distribution of marijuana is not considered a crime of
moral turpitude and, therefore, is not an appropriate form of
impeachment. 4 Accordingly, the trial court erred in allowing
4
The Commonwealth mistakenly relies on Johnson, 224 Va. 525,
298 S.E.2d 99, for the proposition that the distribution of
drugs is a crime of moral turpitude. In Johnson, the Supreme
Court wrote:
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inquiry into whether Kempton had been convicted of misdemeanor
distribution of marijuana.
The trial court also erred in allowing the Commonwealth's
Attorney to question Kempton about unadjudicated offenses of
assault and battery and malicious wounding.
It is well settled in Virginia that a
litigant's right to impeach the credibility
of adverse witnesses by showing their
participation in criminal conduct has been
confined to questions about a conviction for
a felony, perjury, and a misdemeanor
involving moral turpitude. This limitation
upon a defendant's impeachment rights is a
reasonably necessary measure to restrict the
scope of a criminal trial. . . . [A]dmission
of unadjudicated crimes for purposes of
[Defendant's] prior convictions involved
grand larceny, statutory burglary,
distribution of drugs, and possession of
drugs with intent to distribute. Not only
were they crimes of moral turpitude, but
their nature was so similar to the crime
about which he testified that the jury might
have concluded, if the offenses had been
named, that he was especially susceptible to
the hope of favor if he cooperated or to the
fear of severe punishment as an habitual
criminal if he did not.
Id. at 529, 298 S.E.2d at 101-02 (emphasis added).
While the Court indicated that the enumerated felonies may
involve moral turpitude, it is clear from the language of
Johnson that it was pure dictum. The Court was not formally
addressing whether the crime of misdemeanor distribution of
drugs is a crime of moral turpitude, i.e., one involving lying,
cheating or stealing, but rather was discussing prior felonies
of the defendant in that case. Thus, Johnson does not provide
authoritative support for the proposition argued by the
Commonwealth.
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general impeachment of a witness would "lead
to confusion in directing the jury's
attention to collateral matters and away
from the issues in the case."
Ramdass v. Commonwealth, 246 Va. 413, 423, 437 S.E.2d 566, 572
(1993) (emphasis added) (quoting Clark v. Commonwealth, 202 Va.
787, 790, 120 S.E.2d 270, 273 (1961)).
In the present case, the trial court erred by allowing the
Commonwealth to question Kempton about the unadjudicated charges
of assault and battery and malicious wounding. Kempton had not
been tried on these offenses and, absent a felony conviction on
the charges, they were inadmissible for impeachment purposes.
See Banks v. Commonwealth, 16 Va. App. 959, 963, 434 S.E.2d 681,
683 (1993) (holding that evidence of specific acts of misconduct
is generally not admissible to impeach a witness' credibility).
Although we conclude that the Commonwealth's method of
impeaching Kempton was improper, we hold that this error was
also harmless. While originally not limiting this line of
questioning, the trial court later directed the jury "to
disregard any statements [Kempton] made about the misdemeanor
conviction." The jury is presumed to have followed that
curative instruction. See LeVasseur v. Commonwealth, 225 Va.
564, 589, 304 S.E.2d 644, 657 (1983), cert. denied, 464 U.S.
1063 (1984). Moreover, based upon our review of the record, we
cannot say as a matter of law that the evidence of Kempton's
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unadjudicated offenses affected the verdict. To the contrary,
the evidence established that appellant sold drugs to Harber on
July 9 and July 15, 1996. Radio transmissions of these
"controlled buys" of cocaine were recorded and played for the
jury. The Commonwealth presented sufficient evidence of
appellant's guilt apart from the questions Kempton was asked on
cross-examination.
IV. TESTIMONY OF GIVENS AND STALLARD
Special Agent Robert Givens, one of the officers who
arranged and supervised Harber's controlled buys from appellant,
testified on direct examination about the methods of using
informants in drug cases. Givens explained at length how a
"typical" informant is recruited and used in "controlled buys."
Over appellant's objection, Givens was allowed to testify that
informants are usually threatened or harassed by members of the
drug community and that informants typically buy from
individuals whom they have known and from whom they have
purchased in the past.
On cross-examination, appellant's counsel asked Givens
numerous questions regarding the typical informant, including
the following: "Would you agree that a typical informant is
someone that can't be trusted?" On redirect, Givens indicated
that he had worked with a much worse confidential informant than
Harber and had been satisfied with that informant's results.
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Richard Stallard of the Big Stone Gap Police Department was
also involved in the investigation of appellant. Stallard,
working in an undercover capacity, drove Harber to the bar where
Harber purchased cocaine from appellant. Over appellant's
objection, Stallard testified that it is "typical" for cocaine
purchases to be short on quantity. 5
Appellant contends that the trial court erred in allowing
into evidence the opinion testimony of Givens and Stallard, as
the prejudice outweighed any probative value. Specifically, he
argues that it was improper to allow the witnesses to testify
about the "typical" informant and the "typical" drug purchase.
Having solicited evidence of the same character on
cross-examination, appellant is precluded from claiming that it
was error for the Commonwealth to have introduced evidence of
the same nature. See Hubbard v. Commonwealth, 243 Va. 1, 9, 413
S.E.2d 875, 879 (1992). "The Rule is that 'where an accused
unsuccessfully objects to evidence which he considers improper
and then on his own behalf introduces evidence of the same
character, he thereby waives his objection, and we cannot
reverse for the alleged error.'" Id. (quoting Saunders v.
Commonwealth, 211 Va. 399, 401, 177 S.E.2d 637, 638 (1970)).
5
Officer Brian Shoemaker of the Lee County Sheriff's
Department also testified that it is "typical" that the purchase
weight is short.
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This is precisely what occurred here. Appellant attempted
on cross-examination to expand what a "typical informant" might
do and to discredit the "typical informant" by asking Givens
about a person's "typical" misdeeds and the difficulties
officers might encounter working with him or her. Furthermore,
appellant sought to impeach Harber by identifying him as "a
typical informant." We hold that appellant's line of
questioning on cross-examination affirmatively waived any
objection to the allegedly improper opinion testimony of the
officers. Cf. Robinson v. Commonwealth, 207 Va. 66, 68, 147
S.E.2d 730, 732 (1966) ("[T]he testimony was elicited . . .
during cross-examination by the defendant and he, therefore, can
have no ground for complaint.").
V. BODY-WIRE TRANSMISSIONS
Appellant next contends the trial court erred in admitting
into evidence the tape-recorded conversations between appellant
and Harber. The evidence established that Officer Stallard
installed a wire transmitter on Harber to monitor the controlled
buy on July 9, 1996. When Harber testified on direct
examination and described his first drug transaction with
appellant, the trial court allowed the Commonwealth to play the
tape recording for the jury.
On appeal, appellant contends that the use of the body-wire
transmitter violated the Federal Communications Act, 47 U.S.C.
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§ 301, and various provisions of Chapter 6 of the Virginia Code,
entitled Interception of Wire, Electronic or Oral
Communications. Accordingly, he argues, the tape-recorded
evidence should have been excluded. We disagree.
Under the exclusionary rule, "evidence obtained in
violation of the Fourth Amendment cannot be used in a criminal
proceeding against the victim of the illegal search and
seizure." United States v. Calandra, 414 U.S. 338, 347 (1974).
The rule's primary purpose is "to deter future unlawful police
conduct and thereby effectuate the guarantee of the Fourth
Amendment against unreasonable searches and seizures." Id. In
Virginia, the rule does not apply for mere statutory violations.
See Horne v. Commonwealth, 230 Va. 512, 518-19, 339 S.E.2d 186,
191 (1986); Webber v. Commonwealth, 26 Va. App. 549, 561, 496
S.E.2d 83, 88 (1998); Alatishe v. Commonwealth, 12 Va. App. 376,
379, 404 S.E.2d 81, 83 (1991).
While violations of state procedural
statutes are viewed with disfavor, . . .
neither the Virginia Supreme Court nor the
legislature has adopted an exclusionary rule
for such violations [ ] . . . where no
deprivation of the defendant's
constitutional rights occurred.
[H]istorically, searches or seizures made
contrary to provisions contained in Virginia
statutes provide no right of suppression
unless the statute supplies that right.
Spivey v. Commonwealth, 23 Va. App. 715, 723-24, 479 S.E.2d 543,
547 (1997) (quotations omitted).
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In the instant case, appellant does not allege that his
constitutional rights were violated by the law enforcement
agency's use of the body-wire transmitter. Even assuming that
either a state or federal statutory violation occurred, which we
do not decide, absent an express provision by the legislature
that such evidence should be suppressed, the trial court did not
err in admitting the tape-recorded conversations between
appellant and Harber. See United States v. Oriakhi, 57 F.3d
1290, 1295 n.1 (4th Cir.), cert. denied, 516 U.S. 952 (1995)
(noting that "it is not clear that the exclusionary rule would
apply to a statutory violation if the searches were
constitutionally permissible."); United States v. Jones, 13 F.3d
100, 103 (4th Cir. 1993) ("[W]e do not think in any event that
the appropriate remedy for [the violation of the statute] in
this case would be suppression of the evidence obtained or
reversal of the conviction."); Lovelace v. Commonwealth, 27 Va.
App. 575, 585, 500 S.E.2d 267, 272 (1998) (holding that
"violation of the statute would not require suppression of
evidence obtained in contravention of its terms, absent express
provision to the contrary by the legislature").
VI. APPELLANT'S PRIOR CRIMINAL CONDUCT
We reject appellant's argument that the trial court erred
in admitting evidence of appellant's prior drug-related
activity. While proof of "other crimes" is inadmissible to show
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a defendant's criminal disposition, such evidence is admissible
"if it tends to prove any relevant element of the offense
charged." Guill v. Commonwealth, 255 Va. 134, 138, 495 S.E.2d
489, 491 (1998) (emphasis in original). "'Such evidence is
permissive in cases where the motive, intent, or knowledge of
the accused is involved, or where the evidence is connected with
or leads up to the offense for which the accused is on trial.'"
Pavlick v. Commonwealth, 27 Va. App. 219, 226, 497 S.E.2d 920,
923 (1998) (en banc) (emphasis added) (quoting Kirkpatrick v.
Commonwealth, 211 Va. 269, 272, 176 S.E.2d 802, 805 (1970)). In
addressing the admissibility of "other crimes" evidence, the
court must also balance the probative value of the evidence of
the other offenses and determine whether it exceeds the
prejudice to the accused. See Guill, 255 Va. at 139, 495 S.E.2d
at 491-92.
In the instant case, Harber testified that on July 9, 1996,
the police gave him $165 for the first controlled buy to
purchase a gram of cocaine from appellant for $140. When the
parties met, appellant claimed Harber owed him $20 for a
previous purchase. In describing the second controlled buy,
Harber testified that four other individuals were present when
appellant pulled out two bags of cocaine, cut the contents of
them into four portions and sold one portion to Harber.
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Harber's testimony that appellant insisted Harber owed
money to appellant for a previous drug purchase and that other
individuals were present at the second controlled buy to make
drug purchases constituted evidence "connected with" the
offenses for which appellant was tried. As the Supreme Court
stated in Scott v. Commonwealth, 228 Va. 519, 323 S.E.2d 572
(1984),
[w]here a course of criminal conduct is
continuous and interwoven, consisting of a
series of related crimes, the perpetrator
has no right to have the evidence
"sanitized" so as to deny the jury knowledge
of all but the immediate crime for which he
is on trial. The fact-finder is entitled to
all of the relevant and connected facts,
including those which followed the
commission of the crime on trial, as well as
those which preceded it; even though they
may show the defendant guilty of other
offenses.
Id. at 526-27, 323 S.E.2d at 577 (citations omitted). Thus, the
probative value of the circumstances underlying the two
controlled buys outweighed any incidental prejudice to appellant
in the form of evidence that appellant may have been involved in
other drug distributions.
VII. OPINION TESTIMONY
Appellant next argues that "the trial court improperly
allowed Harber to testify that [appellant] should plead guilty."
A review of the trial transcript indicates that during the
direct examination of Harber, the Commonwealth made no reference
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to Harber's opinion of appellant's guilt or innocence. However,
on cross-examination, appellant's counsel asked Harber the
following question: "Is it fair to say that you don't think
that Mr. Newton should go to prison for something that you're
not even sure he did, is that right?" On redirect, the
Commonwealth's Attorney questioned Harber about the
tape-recorded conversation he had with appellant's counsel.
Q. Was there or was there not a discussion
about the circumstances of the buys?
A. Yes.
Q. Can you tell me whether or not you
remember the details of the buy at that
time?
A. Yes.
* * * * * * *
Q. What opinion did you express at that
time to [appellant's counsel] about whether
or not the defendant was guilty or innocent?
* * * * * * *
A. My exact reply, and this I can recall,
was that I think the best thing that he
could do was just plead guilty, because he
would probably get less time, because if
they found him guilty, they were going to
try to put him away.
Over appellant's objection, the trial court allowed this
testimony into evidence.
Because appellant opened the door to this line of
questioning, the trial court did not err in overruling
appellant's objection to Harber's opinion testimony. See
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Satcher v. Commonwealth, 244 Va. 220, 252, 421 S.E.2d 821, 840
(1992) (allowing the Commonwealth to present contradictory
testimony because the defense "opened the door"); see also Kirk
v. Commonwealth, 21 Va. App. 291, 298, 464 S.E.2d 162, 165-66
(1995) ("Justice does not require exclusion of evidence that is
probative of the central issue on trial and that the accused
himself chooses to interject.").
VIII. JURY INSTRUCTIONS
Appellant next contends the trial court improperly
instructed the jury. We disagree. A reviewing court's
responsibility in reviewing jury instructions is "to see that
the law has been clearly stated and that the instructions cover
all issues which the evidence fairly raises." Darnell v.
Commonwealth, 6 Va. App. 485, 488, 370 S.E.2d 717, 719 (1988).
During cross-examination of Harber, appellant's counsel
established that Harber had used illegal drugs on numerous
occasions in the past. Counsel also questioned Harber about
immunity from prosecution for these past drug offenses. At that
time, the Commonwealth's Attorney argued that the law did not
grant Harber immunity for all offenses he mentioned on
cross-examination and that the trial court should so inform the
jury. The trial judge agreed and at the conclusion of the
evidence the trial court granted the Commonwealth's Instruction
No. 11, which read:
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The Court instructs the jury that the
only offenses which Terry Harber is entitled
to be immune from prosecution are the drug
offenses for which Paul Ed Newton is being
prosecuted. Terry Harber is not entitled to
immunity for any other drug offenses which
he may have testified to on
cross-examination.
We reject appellant's argument that this instruction
improperly advised the jury of the law. To the contrary,
Instruction No. 11 correctly and clearly stated the law
regarding Harber's immunity from prosecution, as codified in
Code § 18.2-262. That section provides in pertinent part that
"the testimony given and evidence so produced by such person on
behalf of the Commonwealth . . . shall be in no case used
against him nor shall he be prosecuted as to the offense as to
which he testifies." 6
6
The full text of Code § 18.2-262 provides:
No person shall be excused from testifying
or from producing books, papers,
correspondence, memoranda or other records
for the Commonwealth as to any offense
alleged to have been committed by another
under this article or under the Drug Control
Act (§ 54.1-3400 et seq.) by reason of his
testimony or other evidence tending to
incriminate himself, but the testimony given
and evidence so produced by such person on
behalf of the Commonwealth when called for
by the trial judge or court trying the case,
or by the attorney for the Commonwealth, or
when summoned by the Commonwealth and sworn
as a witness by the court or the clerk and
sent before the grand jury, shall be in no
case used against him nor shall he be
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This statute creates two types of immunity.
The first type is so-called "use" immunity,
which applies to all crimes, and stems from
the clause, "shall be in no case used
against him." The second type is immunity
from prosecution, or so called
"transactional" immunity, which applies only
to "the offense as to which he testifies."
Use immunity prevents a witness's compelled
testimony from being used in any way in a
criminal prosecution of the witness, while
transactional immunity prevents a witness
from being prosecuted for the offense about
which he testifies.
Caldwell v. Commonwealth, 8 Va. App. 86, 88-89, 379 S.E.2d 368,
369-70 (1989) (citations omitted).
In the instant case, Harber was not compelled by the
Commonwealth to testify about any other drug offenses he may
have committed on previous occasions. Instead, this evidence
was established during appellant's cross-examination of Harber.
As we noted in Caldwell, "[i]t is illogical to conclude that the
General Assembly intended to provide immunity for any crime
about which a person may at any time testify even if he was not
compelled to do so." Id. at 89, 379 S.E.2d at 370.
By delineating the offenses for which Harber was entitled
to be immune from prosecution, Instruction No. 11 addressed the
prosecuted as to the offense as to which he
testifies. Any person who refuses to
testify or produce books, papers,
correspondence, memoranda or other records,
shall be guilty of a Class 2 misdemeanor.
(Emphasis added).
- 29 -
extent of his transactional immunity. Under Code § 18.2-262, it
is clear that Harber was entitled to immunity from prosecution
only on the drug offenses for which appellant was charged and
for which Harber testified at the Commonwealth's request.
Accordingly, we hold that the trial court did not err in
granting the instruction.
The second instruction objected to by appellant was
Instruction No. 13, which read:
The Court instructs the jury that a report
of analysis duly attested by the person
performing such analysis or examination in
any laboratory operated by the Division of
Forensic Science shall be prima facie
evidence as to the custody of the material
described therein from the time such
material is received by an authorized agent
of such laboratory until such material is
released subsequent to such analysis or
examination.
Appellant contends this instruction "singled out for emphasis
one part of the evidence." We disagree.
"When a trial judge instructs the jury in the law, he or
she may not 'single out for emphasis a part of the evidence
tending to establish a particular fact.'" Terry v.
Commonwealth, 5 Va. App. 167, 170, 360 S.E.2d 880, 882 (1987)
(quoting Woods v. Commonwealth, 171 Va. 543, 548, 199 S.E. 465,
467 (1938)). "On the other hand, instructions should relate to
the specific evidence of the case; abstract propositions of law
do little to help and much to much mystify a jury." Id. at
- 30 -
170-71, 360 S.E.2d at 882 (citing Gordon v. Director General,
128 Va. 426, 433, 104 S.E. 796, 798 (1920)).
Here, the Commonwealth presented testimony through lab
technicians to show that the powder appellant sold Harber was
cocaine. On cross-examination, appellant's counsel questioned
one of the lab technicians about other individuals in the lab
who handled the cocaine but who were not present to testify.
Appellant's counsel questioned another lab technician about who
might have had access to the cocaine when it was in his drawer
at the lab.
While Instruction No. 13 referred to certain evidence, it
did not suggest that specific evidence compelled any particular
finding and it did not comment upon specific facts proven in the
case. Rather, the instruction informed the jury of the correct
law regarding the chain of custody of evidence submitted to the
Division of Forensic Science. The jury was free to draw all
reasonable inferences from the evidence without any undue
suggestion in the jury instruction as to the conclusion. See
id. at 171, 360 S.E.2d at 882. Therefore, we hold that
Instruction No. 13 did not impermissibly highlight a portion of
the evidence.
IX. TRIAL JUDGE'S COMMENTS TO JURY FOREPERSON
During trial, appellant elicited testimony from various
Drug Task Force members that appellant had previously provided
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information about problems in the Lee County Sheriff's Office.
This information was contained in a written debrief. Appellant
attempted to show that he was targeted by the Lee County
Sheriff's Office in retaliation for his statements in the
debrief. Although the Commonwealth's Attorney attempted to
introduce the entire debrief, the trial court held that other
information in the written statement was not relevant to the
instant charges and that the information was too prejudicial to
appellant. Thus, the debrief was not admitted as evidence.
During jury deliberations, the jury foreperson asked the
court for a copy of the written debrief. The trial judge
responded, "If you don't mind, tell them that I overruled
allowing the introduction of the debrief because I thought it
would be too prejudicial to the defendant, and it's not
available." The juror returned to the jury room and at that
time, appellant objected and moved for a mistrial, which was
denied by the trial court.
We do not reach the merits of appellant's argument because
the issue is barred by Rule 5A:18. The holding in Quesinberry
v. Commonwealth, 241 Va. 364, 402 S.E.2d 218, cert. denied, 502
U.S. 834 (1991), is dispositive. Addressing a similar scenario,
the Supreme Court wrote:
After the jury had retired to
deliberate and fix punishment, the jury
returned and requested that the court define
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the following words which appeared in some
of the jury instructions: culpable, moral
turpitude, quantitatively, and
qualitatively. The court, without objection
from counsel, read the definitions to the
jury. After the jury had returned to the
jury room to continue its deliberations,
Quesinberry then objected to the definitions
given by the court. Quesinberry failed to
preserve his objection because he did not
object timely and his argument is
procedurally barred.
Id. at 380, 402 S.E.2d at 228.
In the instant case, the trial court, without a
contemporaneous objection from counsel, told the jury foreperson
that the written debrief was not entered into evidence because
of its prejudicial nature. It was not until after the
foreperson returned to the jury room to continue deliberations
that counsel then objected to the trial court's statement.
Appellant failed to preserve his objection because he did not
object timely. See Rule 5A:18.
For the foregoing reasons, we find no reversible error and
affirm appellant's convictions.
Affirmed.
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