State v. Fithiam

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE FILED JULY SESSION, 1997 October 28, 1997 Cecil Crowson, Jr. Appellate C ourt Clerk STATE OF TENNESSEE, ) C.C.A. NO. 03C01-9610-CC-00381 ) Appellee, ) ) ) COCKE COUNTY VS. ) ) HON. WILLIAM R. HOLT, JR. TERESA FITHIAM, ) JUDGE ) Appe llant. ) (DUI & Child En dange rment) ON APPEAL FROM THE JUDGMENT OF THE CIRCUIT COURT OF COCKE COUN TY FOR THE APPELLANT: FOR THE APPELLEE: SUSANNA L. THOMAS JOHN KNOX WALKUP Assistant Public Defender Attorney General and Reporter 102 Mims Avenue Newport, TN 37821 MARVIN E. CLEMENTS, JR. Assistant Attorney General 425 5th Avenu e North Nashville, TN 37243 AL SCHUMTZER, JR. District Attorney General JAMES B. DUNN Assistant District Attorney General 339A East Main Street Newport, TN 37821 OPINION FILED ________________________ APPEAL DISMISSED; JUDGMENT AFFIRMED DAVID H. WELLES, JUDGE fithiamt.opn OPINION This is a direct appeal from a guilty plea pursuant to Rule 37(b)(2)(ii) of the Tennessee Rules o f Criminal Procedure. Pursuant to a plea agreement, the Defendant plead ed gu ilty to one coun t of DU I and o ne co unt of c hild endan germe nt. 1 Both o ffense s are C lass A misdemeanors. As part of the agreem ent, she was sentenced to a forty-eight (48) hour mandatory incarceration plus eleven (11) months and twenty-seven (27) days of probation for the DUI conviction and a m andato ry thirty (30) day incarceration plus ten (10) months and twenty-nine (29) days of probation for the child endangerment conviction. Also, the Defen dant res erved the right to app eal the “leg ality” of her se ntence . In this appe al, she arg ues tha t the statute imposing a mandatory thirty-day incarceration period for child endangerment is unconstitutional as cruel and unusual punishment violative of the Eighth and Fourteenth Amendments to the United States Constitu tion. W e dismiss the appeal and affirm the judgment of the trial court. On October 13, 1995, the Defendant, Teresa Fithiam, was arrested after she lost control of the vehicle she was d riving no rthbou nd on Highw ay 321 in Cocke County. The car left the roadway and overturned. Two of her four children, ages 23 months and 11 months, were in the vehicle and received minor injuries. Only th e youn ger ch ild was restrain ed. The Defendant suffered head 1 Tenn. Code Ann. §§ 55-10-401, -414. fithiamt.opn -2- injuries for which she w as hospitalized fo r three days. A blood alcohol test measured the Defendant’s blood alcohol level at .13%. The Defen dant testified at the guilty plea hearing that she came home from work, had two or three beers, cooked dinner and bathed the children. Her husband, who had been drinking all day, became abusive and she left with the children. It is uncle ar whe ther he r husb and w as ch asing her in the car, but he was p resen t after the accide nt and transp orted th e child ren to th e hos pital. The Defendant was indicted on one coun t of DU I and tw o cou nts of c hild endan germe nt. She entered into a plea agreement with the district attorney for the minimum man datory sente nce fo r DUI o f forty-eig ht hou rs in confinement and the minimum manda tory sentence fo r child endang erment of thirty days incarceration. The remainder of each sentence was to be suspended and the Defendant placed on probation. The Defendant was also required to pay the minimum $350 fine for the DUI conviction and the minimum $1000 imposed for the child endangerment conviction. The plea agreement and the transcript of the guilty plea hearing reflect that the State agreed that the Defendant “reserves right to appeal legality of sentence and merger of counts of child endangerment.” The judgment forms d o not m ention a re servation of a review of the sentence in an appe al, however, in an order on May 16, 1996, the trial court approved the plea agreement reach ed by th e partie s. At the hearin g on th e guilty plea, the trial court dismissed the second count of child endangerment, finding that it merged into the first count as one offense for both children. The Defendant requested work release, which the trial court denied because o f the man datory incarceration. The trial court did not rule on the legality or constitutionality of the fithiamt.opn -3- thirty-day incarceration mandated by Tennessee Code Annotated section 55-10- 414. The Defen dant arg ues tha t the manda tory incarceration required by section 55-10-414 unconstitutionally denied her the granting of work release. We note initially that the Defendant has not properly reserved the issue for the purposes of this appeal. The notice of appeal reflects that the issue is being appealed pursuant to Rule 37(b)(2)(ii) of the Tenn essee R ules of Crimina l Procedure which states in pertinen t part that: “An appeal lies . . . from any judgment of conviction: (2) upon a plea of guilty or nolo conten dere if: (ii) defendant seeks review of the sentence set and there was no plea agreement under Rule 11(e).” (em phas is added). A guilty p lea co nstitute s a wa iver of all nonjurisdictional and procedural defects or constitu tional infirmitie s, State v. Bilbrey, 816 S.W.2d 71, 75 (Tenn. Crim. App. 1991), and Rule 37 provides limited exceptions for an appeal following a guilty plea . State v. Pendergrass, 937 S.W .2d 834 , 837 (T enn. 19 96). Here, although the Defendant purported to reserve review of her sentence as reflected in the plea a greem ent and the hea ring transc ript, the reco rd reflects that the Defendant entered into a neg otiated ple a agree ment th at com ports with Rule 11(e). The particular posture in which this case has been presented does not fit squarely within any of the enumerated exceptions under Rule 37. The record reflects that a plea agreement was reached and thus, the Defendant has waived appellate review of her sentence because she has not met the requirem ents of Rule 37 (b)(2)(ii). See State v. McKissack, 917 S.W.2d 714, 716 (Tenn. Crim. A pp. 199 5). In order to obtain appellate review of her sentence, the Defendant could ha ve chos en to plea d guilty witho ut a negotiated agreement and fithiamt.opn -4- left sente ncing to the trial court and pursued the issue in a direct appeal under Rule 3. The judgment entered reflects that the trial judge accepted and approved the reco mm ended senten ce. The trial court did n ot rule on th e cons titutionality of the mandatory sentence because the issue was not presented. There is no procedural vehicle under Rule 37 for a hybrid plea agreement that reserves a portion of the sentence purportedly not agree d to for a ppella te revie w. Th ere is no right to appeal from an agre ed sen tence. McKissack, Id. Therefore, because it is not properly before us, we believe this appeal should be dismissed. In consideration of the foregoing, even if th e Def enda nt had prope rly reserved the issue for appeal, we would conclude that it is without merit. The Defendant contends that the mandatory thirty-da y sente nce u ncon stitution ally deprives her of probation or the possibility of work release in her case. She argues that it is cruel and unusual punishment violative of the Eighth and Fourtee nth Ame ndme nts to the U nited Sta tes Con stitution. The Eighth Amendment applied to the states thro ugh the Fourtee nth Ame ndme nt prohibits cruel and unusual punishment and requires that the punishment imposed must be proportioned to the severity of the offens e in the ca pital case context. See State v. Harris , 844 S.W .2d 601 , 602 (Tenn. 1992)(citing Weems v. United States, 217 U .S. 349, 3 67, 30 S .Ct. 544, 549, 54 L .Ed. 836 (1910)). Y et, “[r]eviewing courts sh ould gra nt substantial defe rence to the broa d autho rity legislatures possess in determining punishments for particular crimes, ‘[o]utside the context of capital punishm ent, successful challeng es to the proportionality of particular sentences [will be] exceedingly rare.’” Harris , 844 S.W.2d at 602 fithiamt.opn -5- (quoting Solem v. Helm, 463 U.S. 277, 289-90, 103 S.Ct. 3001, 3009, 77 L.Ed.2d 637, 649 (1983)) (emphasis in original). The mandatory nature of a sentence, even if it appears to be cruel, is not otherwise unusual and does not ren der it violative of the Eigh th Ame ndme nt. Harmelin v. Michigan, 501 U .S. 991, 996, 111 S. Ct. 2680, 2701, 115 L.Ed.2d 836 (1991)(life without parole for conviction for possessing 672 grams of cocaine constitutional); State v. Hinsley, 627 S.W.2d 351, 355 (Ten n. 1982)( sentencing provisions of the habitual drug offender act constitutional); State v. Dann y Lee Holder, C.C.A. 01C01-9501-CC-00015, Linco ln County (Tenn. Crim. App., Nashville, Mar. 22, 1996) (mandatory service of the entire sentence for defend ants convicted of rape of a child constitutional). Nor does the mandatory sentence violate the more expansive application to non-capital sen tencing by our supreme court of Article I, Section 16 of the Tennessee Constitu tion. If we con sider the m andato ry senten ce und er the state constitution, this require s that the s entenc e initially be co mpare d to the crime committed. Harris , 844 S.W.2d at 603. “Unless this threshold comparison leads to an inference of gros s dispr oportio nality, the inquiry e nds--t he se ntenc e is constitution al.” Id. However, in the few cases when the inference arises, we must compare the sentence as applied to other criminals in the jurisdiction, and sentences for the s ame crime in other ju risdictions. Id. Here, we cannot conclude that the im position of a mandato ry thirty-d ay sen tence is disprop ortionate to the crime o n its face. Obviously, the general assembly has determined that the seriousness of the offense of driving while under the influence with children in the vehicle warran ts a more se vere punishment. The legislature has also graded the offense with reference to more serious consequences to a child, i.e. serious bodily injury and death. Tenn. Code Ann. fithiamt.opn -6- § 55-10-4 14(2), (3). The legislature has bro ad powe r to determine th e nature and length of punishments for crimes and we shou ld gene rally defer to its authority. The appeal is dismissed and the judgment of the trial court is affirmed. ____________________________________ DAVID H. WELLES, JUDGE CONCUR: ___________________________________ THOMAS T. WOODALL, JUDGE ___________________________________ JOHN K. BYERS, SENIOR JUDGE fithiamt.opn -7-