F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
SEP 16 2002
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
LARRY KENNETH JACKSON,
Petitioner - Appellant,
v. No. 01-6131
(D.C. No. CIV-99-539-M)
MIKE MULLIN, Warden, (W.D. Oklahoma)
Oklahoma State Penitentiary,
Respondent - Appellee.
ORDER AND JUDGMENT *
Before EBEL , Circuit Judge, BRORBY , Senior Circuit Judge, and MURPHY ,
Circuit Judge.
Larry Kenneth Jackson was convicted by an Oklahoma trial court of the
first degree murder of his girlfriend Wendy Cade and sentenced to death. The
Oklahoma Court of Criminal Appeals (OCCA) affirmed the conviction and
sentence. Jackson v. State, 964 P.2d 875 (Okla. Crim. App. 1998) (per curiam),
cert. denied, 526 U.S. 1008 (1999). That court also denied post-conviction relief.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Jackson v. State, No. PC-97-1349 (Okla. Crim. App. Nov. 20, 1998). Thereafter,
Jackson filed a federal habeas petition, and the federal district court denied relief.
That court granted a certificate of appealability (COA) on one issue:
whether the trial court’s refusal to instruct on the defenses of voluntary and
involuntary intoxication violated Jackson’s constitutional rights. At a case
management conference, this court granted a COA on an additional issue:
whether the trial court’s refusal to allow voir dire concerning the prospective
jurors’ attitudes toward intoxication defenses violated Jackson’s constitutional
rights. Exercising jurisdiction pursuant to 28 U.S.C. §§ 1291 and 2253(c),
we affirm the denial of habeas relief on both issues.
FACTS
Cade died in a room at the Oklahoma City Motel 6 on September 6, 1994,
due to a laceration to her neck that severed her jugular veins. It is undisputed that
Jackson, an inmate at the Joseph Harp Correctional Center, killed her.
Jackson and Cade had maintained a relationship while Jackson was
incarcerated. She visited him at the prison on Sundays, and at least twice outside
the prison when he was with a prison work crew. Jackson believed they would
marry after his release, but Cade was engaged to and living with Victor Dizer, the
father of some of her children, and was attempting to change her relationship with
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Jackson. Apparently, Jackson and Cade had ongoing arguments about this
relationship change.
On September 6, Jackson was assigned to a work crew delivering and
installing office/modular furniture at the Jim Thorpe state office building in
Oklahoma City. That day, Cade also went to the building, and the two left in her
Jeep. Sometime before going to the motel, Jackson purchased a quart of beer at
a convenience store. At the same time, Cade went to a nearby liquor store and
purchased a fifth of liquor called Alize, which was a mixed drink of passion fruit
juice and cognac. Jackson drank all of the Alize and half of the quart of beer and
had two puffs on a marijuana cigarette before entering the motel room. While in
the room, the two had sexual intercourse and fought. Jackson claimed he
“blimped out.” He remembered leaving the motel in Cade’s Jeep, having an
accident and abandoning the Jeep. Later that day, a highway patrol trooper found
the Jeep.
After abandoning the Jeep, Jackson next remembered waking up in a field
and walking until he met two men. He obtained a ride from them to the
apartments where his sister worked. He arrived about 6:00 or 6:30 p.m. Dorothy
Leffette, the sister of one of the men, let him stay with her until morning.
On September 7, Dizer and Martha Gulley, Cade’s mother, went to the area
where the Jeep was found. Noticing the nearby Motel 6, they went there and
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learned Cade had rented a room. After being notified, the police checked the
room and found Cade’s body lying against the bed. She had sustained over thirty
cuts. The entire bathroom floor, apart from the shower, was covered with blood.
It appeared a struggle had occurred in the bathroom, and Cade had been moved
from the bathroom to the bedroom. There was some blood on the bedroom carpet,
but little blood on Cade’s nude body. The police found a box cutting knife
wrapped in a wash cloth and stuck between the mattress and box springs of the
bed.
The police located Jackson at Leffette’s apartment. In the room where the
police arrested Jackson, they found Cade’s jewelry, watch, and keys to her Jeep.
Jackson admitted to police officers that if Cade was dead, he did it, but he did not
intend to kill her, did not want to talk about the details of the killing, and did not
remember much about what happened in the motel room.
At trial, Jackson’s defense was that he killed Cade without malice
aforethought because he had blacked out due to intoxication and being upset.
Rejecting the lesser included offense of manslaughter, the jury found Jackson
guilty of first degree murder.
STANDARDS OF REVIEW
Under the Antiterrorism and Effective Death Penalty Act of 1996
(AEDPA), if a claim is adjudicated on the merits in state court, a petitioner
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is entitled to federal habeas relief only if he can establish that the state court
decision “was contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the United
States,” or “was based on an unreasonable determination of the facts in light of
the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d)(1),
(2). The AEDPA also requires federal courts to presume state court factual
findings are correct and places the burden on the petitioner to rebut that
presumption by clear and convincing evidence. Id. § 2254(e)(1). If a state court
did not decide a claim on its merits, this court reviews the district court’s legal
conclusions de novo and its factual findings, if any, for clear error. McCracken v.
Gibson , 268 F.3d 970, 975 (10th Cir. 2001), petition for cert filed , (U.S. May 17,
2002) (No. 01-10302).
ANALYSIS
I. Failure to Instruct on Voluntary and Involuntary Intoxication
Jackson argues the trial court denied him due process and his Sixth, Eighth,
and Fourteenth Amendment rights by refusing to instruct the jury, as he requested,
on voluntary and involuntary intoxication. He claims the jury instructions did not
reflect his intoxication defense, despite his offering ample evidence to support the
defense.
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Jackson fails to cite Supreme Court precedent establishing a constitutional
mandate for intoxication instructions. 1
Supreme Court precedent instead suggests
there is no such mandate. See generally Montana v. Egelhoff , 518 U.S. 37, 39-40,
43, 51, 56 (1996) (holding Montana statute precluding consideration of voluntary
intoxication in determining existence of mental state which is element of criminal
offense does not violate Due Process Clause); Taylor v. Withrow , 288 F.3d 846,
851 (6th Cir. 2002) (citing Egelhoff for proposition that states have great latitude
in formulating defenses to crimes), petition for cert. filed, (U.S. Aug. 28, 2002)
(No. 02-6153).
The alleged error in jury instructions is reviewable, therefore, in the context
of the entire trial, only for the denial of fundamental fairness and due process.
See Henderson v. Kibbe , 431 U.S. 145, 156-57 (1977) (pre-AEDPA); Foster v.
Ward , 182 F.3d 1177, 1193 (10th Cir. 1999) (same); Tyler v. Nelson , 163 F.3d
1222, 1227 (10th Cir. 1999) (same); see also Kentucky v. Whorton , 441 U.S. 786,
789-90 (1979) (per curiam) (reviewing totality of circumstances to decide if
1
To support an intoxication instruction, Jackson cites Mathews v. United
States , 485 U.S. 58, 63 (1988), which held that “[a]s a general proposition
a defendant is entitled to an instruction as to any recognized defense for which
there exists evidence sufficient for a reasonable jury to find in his favor.” The
decision in Mathews , however, was not based on the Constitution or federal
habeas corpus principles. Rather, it was based on federal common law and rules
and the Supreme Court’s supervisory power over direct appeals. We therefore
conclude the holding in Mathews does not control this habeas case.
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defendant received constitutionally fair trial where presumption of innocence
instruction was not given). “[T]he burden on a petitioner attacking a state court
judgment based on a refusal to give a requested jury instruction is especially great
because ‘“[a]n omission, or an incomplete instruction, is less likely to be
prejudicial than a misstatement of law.”’” Tyler , 163 F.3d at 1227 (quoting
Maes v. Thomas , 46 F.3d 979, 984 (10th Cir. 1995) (quoting Henderson , 431 U.S.
at 155)). As a predicate to deciding whether the trial court’s refusal to instruct on
intoxication violated Jackson’s constitutional rights by rendering his trial
fundamentally unfair, this court can examine relevant Oklahoma law. 2
In Oklahoma, juries may consider voluntary intoxication to determine if
a defendant had the intent to commit first degree murder. See Bland v. State ,
4 P.3d 702, 715 (Okla. Crim. App. 2000), cert. denied , 531 U.S. 1099 (2001);
Fitzgerald v. State , 972 P.2d 1157, 1174 (Okla. Crim. App. 1998); Lamb v. State ,
767 P.2d 887, 889-90 (Okla. Crim. App. 1988). The OCCA, in Jackson , 964 P.2d
at 891-92, clarified Oklahoma law concerning presentation of an intoxication
defense. That court noted that the trial judge first had a duty to decide whether
2
This court does not “reexamine state-court determinations on state-law
questions;” rather, this court “is limited to deciding whether [Jackson’s]
conviction violated the Constitution, laws or treaties of the United States.” See
Estelle v. McGuire , 502 U.S. 62, 67-68 (1991); see also King v. Champion ,
55 F.3d 522, 527 (10th Cir. 1995) (“This court may not correct errors of state law
made by state courts.”).
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the defense was adequately raised such that it warranted instruction. Id. at 891.
“When sufficient, prima facia evidence is presented which meets the legal criteria
for the defense of voluntary intoxication, or any other defense, an instruction
should be given.” Id. at 892. “A defense of voluntary intoxication requires that a
defendant, first, be intoxicated and, second, be so utterly intoxicated, that his
mental powers are overcome, rendering it impossible for a defendant to form the
specific criminal intent or special mental element of the crime.” Id.; see also
Frederick v. State, 37 P.3d 908, 942 (Okla. Crim. App. 2001) (holding mere
consumption of alcohol and marijuana is insufficient to raise voluntary
intoxication defense without showing consumption prevented defendant from
forming premeditated intent); Bland, 4 P.3d at 718 (upholding trial court’s refusal
to give voluntary intoxication instruction because defendant gave detailed account
of circumstances surrounding crime).
Applying these standards, the OCCA found that Jackson failed to present
sufficient, prima facie evidence to support giving a voluntary intoxication
instruction:
We find that Jackson has failed to present evidence that his
mental powers were so overcome through intoxication that he could
not form the specific intent to kill. Expert testimony revealed that if
a person consumed as much alcohol as Jackson claimed to have
consumed, he would be in a stupor with markedly diminished
awareness of things going on around him and have diminished ability
to focus attention and would have severely impaired motor
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functioning. However, Jackson’s testimony revealed that he did not
suffer from these conditions.
Jackson testified that he was aware of things going on around
him just before and just after the murder. Jackson told Dr. Donica
that he and Cade were physically fighting in the motel room, they
interrupted their fighting long enough to make up and have sex, then
they began hitting each other again. Jackson said he went into the
bathroom to put on his clothes and Cade came in and started hitting
him, they both fell to the floor, they both got up, continuing to hit
each other, then Cade fell to the floor. He left the bathroom and sat
on the bed, when he went back into the bathroom he saw Cade laying
on the floor with blood on her. He told [Dr.] Donica that he was
frightened so he got his clothes on and left. This testimony belied
Jackson’s defense that he was so intoxicated he could not form the
requisite intent to kill.
Jackson, 964 P.2d at 892. 3
In light of the high standards imposed by AEDPA, we conclude that the
failure to give a voluntary intoxication instruction did not render Jackson’s trial
fundamentally unfair. The only evidence in this case supporting a voluntary
intoxication defense is the various statements of Jackson. Jackson’s statements,
3
Jackson submits the OCCA’s disbelief of his defense caused the court to
engage in review held erroneous in Hogan v. Gibson , 197 F.3d 1297 (10th Cir.
1999). Hogan , however, is distinguishable. In that case, the OCCA determined
a lesser included offense instruction was unnecessary because sufficient evidence
supported the malice murder conviction. Id. at 1305. This court held that
determination did not satisfy the requirements of Beck v. Alabama , 447 U.S. 625,
627 (1980), which requires a court instead to decide whether the defendant
presented sufficient evidence to warrant giving a lesser included offense
instruction. Hogan , 197 F.3d at 1305-06. Unlike in Hogan , the OCCA in this
case did assess whether Jackson presented sufficient evidence to warrant
intoxication instructions. See Jackson , 964 P.2d at 892.
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however, were conflicting. During his September 7, 1994, interview with police
detectives, Jackson did not indicate he was too intoxicated to remember the
killing. Although he mentioned drinking in passing, he stressed that he was
angry, on edge and had “blimped out.” On September 16, 1994, Jackson told an
Oklahoma Department of Corrections’ internal affairs investigator that he had one
beer and smoked marijuana and felt “messed up” from them. On June 24, 1995,
Jackson told Dr. Donica about drinking half a quart of 3.2 beer and taking two
puffs from a marijuana cigarette. According to Dr. Donica, this small amount of
beer would have decreased Jackson’s inhibitions against aggressiveness, mildly
impaired his intellectual functioning, and mildly to moderately diminished his
awareness of what he was doing and what was happening. Dr. Donica, however,
did not say Jackson was intoxicated.
Only later did Jackson indicate he was intoxicated. Fourteen months after
the crime, Jackson remembered consuming the Alize. On November 27, 1995,
Jackson, for the first time, mentioned to Dr. Donica that he drank the bottle of
liquor. From this new information, Dr. Donica estimated Jackson’s blood alcohol
to have been 0.20 from 11 a.m. to 12:30 p.m., 0.19 at 3 p.m., and 0.12-0.13 at
6:30 p.m. With a blood alcohol of 0.20 or higher, Dr. Donica stated a person may
be in an alcoholic stupor with markedly diminished awareness of anything going
on around him and severely impaired motor functioning. At trial, Jackson
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testified that although he was not sure, he guessed he was drunk and could not
remember the killing both because he was upset and under the influence of
intoxicating alcohol. Leffette, who first saw Jackson about 6:00 or 6:30 p.m. on
the day of the murder, testified that he was acting fine, did not smell of alcohol
and did not appear intoxicated or under the influence of drugs.
As the OCCA determined, the evidence did not suggest Jackson was in such
an alcoholic stupor. All of the evidence established that Jackson did consistently
remember after drinking where he went, getting into a fight with Cade, grabbing
her around the neck, leaving the motel, waking up in the field, asking for a ride,
and telling the driver where he wanted to go. Further, Jackson specifically
remembered that while they were in the motel room, Cade ate the chicken she
bought at a fast food restaurant; they had sex; they talked about their relationship;
she got more aggressive as they talked; she followed him into the bathroom
raving, hollering, screaming, kicking and striking him; he hit her to contain
her; and he grabbed her and pulled her towards him after she came into the
bathroom. Thus, Jackson remembered the details of the events before and after
the murder, suggesting he had control of his mental faculties, had coherent
decision-making ability, and was not in a state of intoxication such that his
judgment was impaired.
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Jackson asserts the OCCA’s dissent correctly decided this case. The
dissent criticized the majority for (1) failing to find sufficient evidence to support
a prima facie case of intoxication; (2) weighing the evidence; and (3) using an
incorrect test by reciting that Jackson had not proved his defense beyond a
reasonable doubt. Jackson, 964 P.2d at 902-03 (Lane, J., dissenting).
The first criticism is addressed by the prior discussion. Contrary to the
dissent’s assertion, the majority did not weigh the evidence. See id. at 892
(recognizing trial court should not weigh evidence). Nor did the majority require
Jackson to prove his defense beyond a reasonable doubt to obtain instructions on
that defense. While the majority noted that recent Oklahoma law required
a defendant to raise a reasonable doubt about his ability to form requisite criminal
intent, the majority further expressed concern that the test was too stringent.
Id. at 891-92. The majority therefore clarified that if there was sufficient,
prima facie evidence presented, which met the legal criteria for voluntary
intoxication, then the trial court must give a voluntary intoxication instruction.
Id. at 892.
Before this court, Jackson argues in only very general terms that he was
also entitled to instructions on involuntary intoxication. Neither the OCCA nor
the federal district court specifically addressed the issue. Involuntary intoxication
is a complete defense if the defendant is so intoxicated he cannot distinguish
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between right and wrong. Jones v. State, 648 P.2d 1251, 1258 (Okla. Crim. App.
1982). “Involuntary intoxication results from fraud, trickery or duress of another,
accident or mistake on defendant’s part, pathological condition or ignorance as to
effects of prescribed medication.” Patton v. State, 973 P.2d 270, 290
(Okla. Crim. App. 1998). No evidence in this case supported giving an
involuntary intoxication instruction. Jackson himself testified he assumed the
Alize contained alcohol because it came from a liquor store.
Given the context of this case, the trial court’s failure to instruct on
intoxication did not rise to the level of error rendering the trial fundamentally
unfair. See Maes , 46 F.3d at 985. Accordingly, the OCCA’s decision was not
unreasonable. See 28 U.S.C. § 2254(d).
II. Voir Dire
Jackson argues the voir dire process precluded him from seating a fair and
impartial jury because he did not have an opportunity to ask about any bias and
hostility toward his diminished capacity/voluntary intoxication defense and he
could not determine which jurors to remove with peremptory challenges. He,
therefore, asserts the trial court denied him his constitutional right to be tried in a
fundamentally fair proceeding.
Our resolution of the first issue dictates the outcome of this issue.
Nonetheless, upon consideration of the merits, we further conclude the OCCA’s
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decision that the voir dire was constitutionally proper was not contrary to or
an unreasonable application of clearly established Supreme Court precedent.
See id. § 2254(d)(1).
“This court’s review of the state trial court’s voir dire is ‘limited to
enforcing the commands of the United States Constitution.’” Neely v. Newton ,
149 F.3d 1074, 1083-84 (10th Cir. 1998) (quoting Mu’Min v. Virginia , 500 U.S.
415, 422 (1991)) (pre-AEDPA); see also Sallahdin v. Gibson , 275 F.3d 1211,
1222 (10th Cir. 2002). The underlying purposes of voir dire are to pick an
impartial jury and to assist counsel’s exercise of peremptory challenges. Mu’Min ,
500 U.S. at 431. Thus, inquiry is permitted to determine if prospective jurors
have any bias, opinion or prejudice that would affect fair determination of the
trial issues. Neely , 149 F.3d at 1084 (citing Mu’Min , 500 U.S. at 422).
“[T]he trial court[, however,] retains great latitude in deciding what
questions should be asked on voir dire .” Mu’Min , 500 U.S. at 424; see also
Rosales-Lopez v. United States , 451 U.S. 182, 189 (1981) (plurality). “To be
constitutionally compelled, . . . it is not enough that [certain] questions might be
helpful. Rather, the trial court’s failure to ask these questions must render the
defendant’s trial fundamentally unfair.” Mu’Min, 500 U.S. at 425-26; see also
Ristaino v. Ross, 424 U.S. 589, 594-95 (1976) (“The Constitution does not always
entitle a defendant to have questions posed during voir dire specifically directed
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to matters that conceivably might prejudice veniremen against him. . . . Thus, the
State’s obligation to the defendant to impanel an impartial jury generally can be
satisfied by less than an inquiry into a specific prejudice feared by the
defendant.”) (footnote omitted).
Addressing whether the trial court allowed Jackson “sufficient voir dire to
determine if there were grounds to challenge a particular juror for cause and to
intelligently exercise his peremptory challenges,” the OCCA determined:
[T]he trial court did not abuse its discretion in disallowing Jackson’s
questions regarding his theory of defense. The questions were an
effort to test jurors’ willingness to accept his theory of defense rather
than to test their impartiality. Ultimately, instructions on voluntary
intoxication were not given. Therefore, defense counsel’s proposed
questions would only have confused the jury.
Jackson , 964 P.2d at 883.
This determination was not contrary to or an unreasonable application of
clearly established Supreme Court precedent. See 28 U.S.C. § 2254(d)(1).
Although the trial court refused to allow Jackson to question the venire panel
about his specific defense or its underlying facts, the trial judge did give him
latitude to ask the panel whether they would believe the testimony of
psychologists or psychiatrists. And Jackson’s counsel did ask the prospective
jurors whether they would give credit or weight to psychology and psychiatry
experts and whether they would follow the instructions. Jackson, therefore, did
have an opportunity to ascertain bias or prejudice on the part of the prospective
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jurors. Cf. Sellers v. Ward , 135 F.3d 1333, 1341-42 (10th Cir. 1998) (upholding
trial court’s refusal to allow defendant to ask prospective jurors if they would find
specific facts mitigating); McQueen v. Scroggy , 99 F.3d 1302, 1328-29 (6th Cir.
1996) (upholding trial court’s refusal to allow specific question concerning
intoxication as mitigating evidence because it implicated legal standard and when
counsel was able to ask other questions concerning juror’s attitudes concerning
alcohol). Further, the permitted questioning was sufficient to allow Jackson to
exercise intelligently his peremptory challenges.
Even assuming additional questions may have been helpful, in light of the
high standards set by the Supreme Court cases and the great amount of deference
given to trial courts, Jackson has not met his burden of showing the trial court
unconstitutionally restricted his voir dire by refusing to allow him to question the
prospective jurors about intoxication, thereby rendering his trial fundamentally
unfair. See Mu’Min , 500 U.S. at 425-26; Neely , 149 F.3d at 1084. Accordingly,
the OCCA’s determination was not contrary to or an unreasonable application of
clearly established Supreme Court precedent. See 28 U.S.C. § 2254(d)(1).
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The judgment of the United States District Court for the Western District
of Oklahoma is AFFIRMED.
Entered for the Court
Michael R. Murphy
Circuit Judge
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