NOTICE: All slip opinions and orders are subject to formal
revision and are superseded by the advance sheets and bound
volumes of the Official Reports. If you find a typographical
error or other formal error, please notify the Reporter of
Decisions, Supreme Judicial Court, John Adams Courthouse, 1
Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557-
1030; SJCReporter@sjc.state.ma.us
SJC-11712
COMMONWEALTH vs. DAMIEN DIDAS.
Middlesex. December 4, 2014. - March 13, 2015.
Present: Gants, C.J., Spina, Cordy, Botsford, Duffly, Lenk, &
Hines, JJ.
Controlled Substances. Practice, Criminal, Sentence. Statute,
Construction, Retroactive application, Amendment.
Indictment found and returned in the Superior Court
Department on October 20, 2011.
A pretrial motion to apply to the defendant's case
amendments made to G. L. c. 94C was heard by Garry V. Inge, J.
The Supreme Judicial Court granted an application for
direct appellate review.
Bethany Stevens, Assistant District Attorney, for the
Commonwealth.
Arnold A. Blank, Jr., Committee for Public Counsel
Services, for the defendant.
Barbara J. Dougan, for Families Against Mandatory Minimums,
amicus curiae, submitted a brief.
BOTSFORD, J. In this case we return to St. 2012, c. 192,
"An Act relative to sentencing and improving law enforcement
tools" (Crime Bill). More specifically, we revisit the question
2
whether certain provisions of the Crime Bill apply to drug
crimes with which the defendant was charged before the statute's
effective date, but for which the defendant was not convicted
until after the effective date. See Commonwealth v. Galvin, 466
Mass. 286 (2013). See also Commonwealth v. Bradley, 466 Mass.
551 (2013).
The Crime Bill had an emergency preamble and was effective
on passage, which occurred on August 2, 2012. Among other
things, it made a number of changes to provisions of the
Commonwealth's controlled substances law, G. L. c. 94C.1 The
Crime Bill also included a section specifying that certain
provisions of the legislation were to apply retroactively to
individuals who previously had been convicted of certain drug
crimes with mandatory minimum sentences and were still serving
those sentences. See St. 2012, c. 192, § 48 (§ 48). In Galvin,
466 Mass. at 286-287, 290-291, based on our review of the Crime
Bill's language and purpose, we interpreted § 48's retroactivity
provisions to mean that certain of its mandatory minimum
sentence reductions should be applied retroactively to a
defendant who had been charged with committing a drug offense
1
These changes to G. L. c. 94C include increases to the
weights required to establish certain drug offenses; reductions
to the mandatory minimum sentences associated with certain drug
crimes; and a reduction in the radius of school zones, which
influences whether those convicted of certain drug violations in
specified areas must be subject to mandatory sentence
enhancements. See, e.g., St. 2012, c. 192, §§ 21, 25, 30.
3
before the Crime Bill's effective date, but who was not tried,
convicted, or sentenced until after that date. Thereafter, in
Bradley, 466 Mass. at 561, we held that the school zone radius
reduction included in § 30 of the Crime Bill should be applied
retroactively to an individual who committed a drug offense
prior to the Crime Bill's effective date, where the adjudication
of the case did not occur until later.
The defendant here has been indicted on a charge of
trafficking in cocaine in violation of G. L. c. 94C, § 32E (b)
(2), the second tier of this trafficking crime.2 The indictment
was pending on August 2, 2012, the Crime Bill's effective date,
and remains pending. The Crime Bill amends § 32E (b) (2), along
with § 32E (b) (1), in two ways: by striking out the previous
versions of these two clauses and replacing them with new
clauses that reconfigure or redefine the trafficking weights
defining each, and by reducing the mandatory minimum sentence
applicable to each. See St. 2012, c. 192, § 21. A judge of the
Superior Court has agreed with the defendant that, following
this court's decisions in Galvin and Bradley, both the
2
General Laws c. 94C, § 32E (b), prohibits trafficking in
"a controlled substance defined in clause (4) of paragraph (a)
. . . of Class B of [§ 31]" (emphasis added). Cocaine is one of
the controlled substances included in class B. See G. L.
c. 94C, § 31. For ease of reference, we refer to § 32E (b) in
this opinion as prohibiting trafficking in cocaine. Section 32E
(b) defines four tiers of trafficking in cocaine, differentiated
by the weight of the cocaine in question, and prescribes an
increased sentence for each successive tier.
4
amendments to § 32E (b) (2) effected by § 21 of the Crime Bill
apply to this defendant. We conclude that, in accordance with
Galvin, 466 Mass. at 290-291, § 21's reduction of the mandatory
minimum sentence required for a violation of § 32E (b) (2)
applies retroactively to the defendant, but that § 21's
redefinition of the minimum and maximum trafficking weights does
not.3
Background.4 On May 3, 2011, Somerville police officers
observed the defendant engaging in what they believed to be
street level drug transactions. The police later searched the
defendant and discovered him to be in possession of eight bags
of cocaine with a total weight of 28.14 grams. On October 20,
2011, the defendant was indicted on a charge of violating G. L.
c. 94C, § 32E (b) (2), which at the time prohibited trafficking
in cocaine with a net weight of "[t]wenty-eight grams or more,
but less than one hundred grams," and imposed a mandatory
minimum prison sentence of five years and a maximum sentence of
not more than twenty years. See G. L. c. 94C, § 32E (b) (2), as
amended through St. 2010, c. 256, § 70. See also G. L. c. 94C,
§ 31.
3
We acknowledge the amicus brief submitted by Families
Against Mandatory Minimums in support of the defendant.
4
Because the defendant's case remains pending and untried,
we summarize allegations taken from the Commonwealth's statement
of the case that was filed in the Superior Court. The
summarized allegations are provided only to provide context;
they have not been proved.
5
On August 2, 2012, the Crime Bill was enacted and went into
effect. As noted, § 21 amended § 32E (b) (1), the first tier
of trafficking in cocaine, by increasing the net weights
defining the tier to the range of from eighteen grams to thirty-
six grams -- the first tier previously had been defined as from
fourteen grams to twenty-eight grams -- and to establish a
mandatory minimum sentence of two years, rather than the
previous mandatory minimum of three years. See G. L. c. 94C,
§ 32E (b) (1), as amended by St. 2012, c. 192, § 21. Section
32E (b) (2), the second trafficking tier, was amended to
redefine the weight range for the tier as from thirty-six grams
to one hundred grams -- previously, the range had been from
twenty-eight to one hundred grams -- and to set the mandatory
minimum sentence as three and one-half years instead of the
previous five years.5 See G. L. c. 94C, § 32E (b) (2), as
amended by St. 2012, c. 192, § 21. Thus, if the defendant were
to be charged and convicted under the version of § 32E (b) that
incorporates the Crime Bill amendments, the defendant could only
be found guilty under § 32E (b) (1), the lowest tier of
trafficking in cocaine, rather than § 32E (b) (2), the second
tier.
5
The Crime Bill also amended the third and fourth tiers of
trafficking in cocaine, G. L. c. 94C § 32E (b) (3) and (4), by
lowering the mandatory minimum sentence for each tier, but did
not make any change to the trafficking weights in either tier.
See St. 2012, c. 192, §§ 22, 23.
6
Prior to trial, on September 28, 2012, the defendant filed
a motion to apply all the Crime Bill's amendments to § 32E (b)
(1) and (2) to his case. He later filed a supplemental motion
renewing his request in light of this court's decisions in
Galvin and Bradley. On February 6, 2014, the judge allowed the
defendant's motion in a written memorandum of decision. On
March 3, the Commonwealth filed a notice of appeal from the
judge's order pursuant to Mass. R. Crim. P. 15 (a) (1), as
appearing in 422 Mass. 1501 (1996), arguing that the order in
substance constituted an allowance of a motion to dismiss so
much of the indictment as charged trafficking in cocaine in
violation of § 32E (b) (2), leaving in place the lesser-included
offense of trafficking in cocaine in violation of § 32E (b) (1).6
We granted the Commonwealth's application for direct appellate
review.
Discussion. "As a general rule of statutory construction,
a newly enacted statute is presumptively prospective, and '[t]he
repeal of a statute shall not affect any punishment, penalty or
forfeiture incurred before the repeal takes effect.'" Galvin,
466 Mass. at 290, quoting G. L. c. 4, § 6, Second. See Bradley,
466 Mass. at 553; Commonwealth v. Dotson, 462 Mass. 96, 99-100
6
The defendant does not contest the Commonwealth's
characterization of the judge's order as a partial motion to
dismiss, or argue that the Commonwealth was not entitled to
appeal the order pursuant to Mass. R. Crim. P. 15 (a) (1). We
accept the Commonwealth's characterization, and we do not
discuss the issue further in this opinion.
7
(2012). "The consequence of this presumption is to 'preserve,
even after legislative change of a statute, the liability of an
offender to punishment for an earlier act or omission made
criminal by [a] statute repealed in whole or in part.'"
Bradley, supra, quoting Dotson, supra at 99-100. The
presumption of prospective application governs "unless [its]
observance would involve a construction inconsistent with the
manifest intent of the law-making body or repugnant to the
context of the same statute." Galvin, supra at 290, quoting
G. L. c. 4, § 6. See Bradley, supra.
The defendant in Galvin had been charged with committing a
drug crime -- distribution of cocaine as a second or subsequent
offense in violation of G. L. c. 94C, § 32A (d) -- before August
2, 2012, the effective date of the Crime Bill, but his case was
not adjudicated until after that date. Galvin, 466 Mass. at
287. Section 14 of the Crime Bill amended § 32A (d) to reduce
the section's mandatory minimum sentence of five years to three
and one-half years and, in sentencing the defendant, the judge
imposed the amended three and one-half year mandatory minimum.
Id. at 288. The question raised on appeal was whether, given
the date of his offense and indictment, the defendant was
entitled to the benefit of this reduced mandatory minimum
sentence effected by § 14 of the Crime Bill. Id. at 286-287.
8
In answering this question, we observed that "one of [the
Crime Bill's] primary purposes was to significantly reduce the
sentences to be served by individuals under the mandatory
minimum provisions of a wide range of drug-related offenses."
See Galvin, 466 Mass. at 291. Given this statutory goal of
reducing sentences served for certain drug offenses (including
violations of § 32A [d]) going forward, and considering the fact
that in the retroactivity provisions of § 48 of the Crime Bill
the Legislature had expressly provided for application of the
legislation's reduced mandatory minimums to individuals
previously convicted of these crimes and currently serving
prison sentences, we concluded that to deny the defendant in
that case the benefit of the Crime Bill's reduced mandatory
minimum sentence for violating § 32A (d) would be "anomalous, if
not absurd," id. at 291, and accordingly "inconsistent with the
manifest intent of the [Legislature] as well as repugnant to the
context of the [Crime Bill]." Id., quoting G. L. c. 4, § 6.
In contrast to the change to § 32A (d) at issue in Galvin,
the defendant here seeks to benefit from changes to § 32E (b)
(2) that do not merely reduce the applicable mandatory minimum
sentence but also effectively redefine the elements of the
underlying crime for which he has been indicted. This change is
unquestionably substantive in nature: by increasing the minimum
drug weight required for a violation of § 32E (b) (2), the
9
Legislature has altered what the Commonwealth must prove in
order to convict the defendant under this statute. See Dotson,
462 Mass. at 100 (legislative amendment to G. L. c. 272, § 53,
differentiating between first and second offenses for disorderly
conduct has substantive impact on how Commonwealth must
prosecute offenses). The result of applying the increased drug
weights to the defendant's case would be that the defendant can
be charged only with violating § 32E (b) (1), which, as the
Commonwealth correctly contends, is essentially a lesser
included offense of § 32E (b) (2).
The defendant does not contest this characterization of the
redefined weights as a change to the elements of the crime of
which he is accused, or the observation that this is a more
substantive change than the one applied retroactively in Galvin.
Rather, he argues that regardless of the nature of the change,
retroactive application of the reconfigured drug weights to him
is consistent with the manifest intent of the Crime Bill and of
§ 48 in particular. Section 48 provides:
"Notwithstanding any general or special law to the
contrary, any person incarcerated on the effective date of
this act for an offense which, at the time such person was
sentenced on such offense, requires serving a minimum term
of incarceration before such person is eligible for
probation, parole, work release or release shall be
eligible for probation, parole, work release and deductions
in sentence for good conduct under [§§] 12 to 29,
inclusive" (emphasis added).
10
St. 2012, c. 192, § 48. The defendant argues that because the
reconfigured trafficking weights are included in § 21 of the
Crime Bill and § 21 itself is included within §§ 12 to 29, the
reconfigured trafficking weights therefore come within the
portion of the Crime Bill to which the retroactivity provision
in § 48 specifically applies. He concludes from this that the
retroactivity provision in § 48 demonstrates a clear legislative
intent to apply all the provisions of § 21 retroactively to him,
not merely those provisions that affect his eligibility for a
reduced mandatory minimum sentence under § 32E (b) (2).
The difficulty with the defendant's argument is that it
substantially ignores key language of § 48 the Crime Bill. By
its express terms, § 48 focuses on offenders with mandatory
minimum terms of incarceration, and specifically on these
offenders' eligibility "for probation, parole, work release and
deductions in sentence for good conduct." The reductions in the
mandatory minimum sentences included within §§ 12 to 29 of the
Crime Bill directly affect a drug offender's eligibility for
virtually all of these programs, because the programs otherwise
would not be available until the mandatory minimum portion of a
sentence has been served. See G. L. c. 94C, § 32H. For the
same reasons that we discussed in Galvin, see 466 Mass. at 291,
it would be "inconsistent with the manifest intent" and
"repugnant to the context" of the Crime Bill not to apply the
11
new mandatory minimum sentence for a violation of § 32E (b) (2)
expressly set out in § 21 of the Crime Bill to the defendant in
this case. If we did not apply this new mandatory minimum
sentence retroactively, a person convicted and sentenced before
the enactment of the Crime Bill would be eligible to be released
on parole upon completion of the new, shorter mandatory minimum
term, but a person who committed the crime on the same day but
was convicted and sentenced after its enactment would not be
eligible for release until completion of the old, longer
mandatory minimum.
But the provisions of § 21 that amend § 32E (b) (1) and (2)
by reconfiguring the trafficking weights are a different matter.
These provisions in and of themselves have no direct
relationship to eligibility for probation, parole, work release,
or good conduct sentence deductions. Rather, the net weights
determine only which tier of trafficking will apply; it is the
separate sentencing provisions within each trafficking tier that
then define the mandatory minimum sentence for that tier.7
7
The defendant's case illustrates the point. If the
reconfigured trafficking weights in § 21 of the Crime Bill were
applied retroactively to him, the direct effect would be that
the crime with which he is charged would change from trafficking
in violation of § 32E (b) (2) to trafficking in violation of
§ 32E (b) (1). As a consequence of that change -- not directly
-- the mandatory minimum sentence upon conviction would then
shift from three and one-half years (§ 32E [b] [2]) to two years
(§ 32E [b] [1]).
12
As Galvin, 466 Mass. at 290-291, suggests, the starting
point for any consideration of applying the Crime Bill
retroactively to the defendant is § 48. Section 48 specifically
refers to mandatory minimum sentences (required "minimum term of
incarceration"), and provides that the Crime Bill's amended
minimums are to apply to those currently incarcerated. It makes
no mention of the redefined trafficking weights that the Crime
Bill enacts, and at best, it would be administratively
challenging to apply those redefined weights to currently
incarcerated individuals.8 More importantly, it would appear to
be beyond the authority of the Department of Correction
(department) to treat a person convicted and sentenced for
violation of § 32E (b) (2) as effectively convicted and
sentenced for violation of § 32E (b) (1) -- the result the
defendant seeks in this case.9
8
Not everyone previously convicted of trafficking in
cocaine in violation of § 32E (b)(2) who was still serving a
sentence when the Crime Bill went into effect would be affected
by the bill's reconfiguration of the trafficking weight ranges
of § 32E (b)(1) and (2). Rather, whether such an inmate would
be affected would depend on the actual weight of the cocaine
involved in his or her underlying criminal case, and the
Department of Correction (department) would have to investigate
and determine the actual weight of the drugs at issue in each
such person's case. Such an investigation into the underlying
facts of each case is certainly outside the scope of the
department's responsibilities, if not of its authority, and is,
in many cases, difficult if not impossible to accomplish as a
practical matter.
9
We note that although the department began as early as
2012 to apply the Crime Bill's reduced mandatory minimum
13
If the redefined trafficking weights in § 21 of the Crime
Bill do not apply to those who are the direct and explicit
beneficiaries of the retroactivity provisions of § 48 --
individuals convicted of drug crimes with mandatory minimum
penalties who were previously sentenced and remained
incarcerated when the Crime Bill went into effect -- there is no
reason or justification for them to apply retroactively to the
defendant. In light of this, and of the indirect manner in
which the trafficking weight amendments affect mandatory minimum
sentences, we conclude that it is not inconsistent with § 48 or
with the manifest intent of the Crime Bill generally to confine
the retroactive application of the Bill's provisions solely to
the revised and reduced mandatory minimum sentences contained
within §§ 12 to 29.10
sentences to those convicted before the Crime Bill's effective
date who are still incarcerated, the department did not
similarly apply the Crime Bill's amendments to the trafficking
weights for cocaine (see St. 2012, c. 192, § 21) and heroin (see
St. 2012, c. 192, § 25) to this group. See Memorandum from
Charles W. Anderson, Jr., Counsel to Department of Correction,
to Hon. Robert A. Mulligan, Chief Justice of Massachusetts Trial
Court, et al., at 2-3 (Sept. 18, 2012) (regarding department's
implementation of St. 2012, c. 192).
10
We disagree with the defendant's contention that the
reference in § 48 to §§ 12-29 "inclusive" of the Crime Bill as a
unit reflects a manifest intent by the Legislature to give every
provision of each of these sections retroactive effect, rather
than an intent to ensure only that the changes in mandatory
minimum sentences would be retroactive. As discussed, this more
limited scope of retroactivity is consistent with the actual
language of § 48.
14
In arguing against this result, the defendant asserts that
applying the amended drug trafficking weights in § 21 to him
furthers a primary purpose of the Crime Bill, namely, to
"significantly reduce the sentences to be served by individuals
under the mandatory minimum provisions of a wide range of drug-
related offenses." Galvin, 466 Mass. at 291. As previously
described, see note 7, supra, retroactive application to the
defendant of the Crime Bill's reconfigured drug weights for the
trafficking offenses defined in G. L. c. 94C, § 32E (b) (1) and
(2), would result in his receiving, if convicted, two reductions
in the mandatory minimum term he must serve when compared to the
sentence he would have received under the version of § 32E (b)
(2) in effect at the time he was indicted, thereby furthering
the Crime Bill's goal of reducing the mandatory minimum
sentences served for drug-related offenses. This, he argues, is
additional evidence that retroactive application of the amended
drug weights to him is consistent with the manifest intent
behind the new statute.
However, in light of the presumption of prospectivity in
G. L. c. 4, § 6, Second, the mere fact that retroactive
application of the amended trafficking weights to the defendant
might appear to advance an important purpose of the Crime Bill,
by itself, does not necessarily mean that failing to do so is
inconsistent with the statute's purpose. If it were otherwise,
15
every amendment or partial repeal and amendment of a criminal
statute would need to be given retroactive effect, in direct
conflict with the presumption of prospectivity.
In sum, although retroactive application of the increased
drug weights to cases pending at the time that the Crime Bill
became effective might further advance an important goal of the
Crime Bill, in contrast to the Galvin and Bradley cases, here,
we conclude that prospective application is not contrary to its
"manifest intent" or "repugnant" to the statute's context.11
G. L. c. 4, § 6.
Finally, the defendant invokes the "rule of lenity,"
arguing that in interpreting the Crime Bill, any ambiguity as to
whether the increased drug weights should apply retroactively to
him must be resolved in his favor. See Commonwealth v.
Williamson, 462 Mass. 676, 679 (2012), quoting Commonwealth v.
Roucoulet, 413 Mass. 647, 652 (1992) ("when a criminal statute
can 'plausibly be found to be ambiguous,' the rule of lenity
11
Although in Commonwealth v. Bradley, 466 Mass. 551
(2013), and Watts v. Commonwealth, 468 Mass. 49 (2014), we
treated these two exceptions to the rule of prospective
application as distinct analyses, at other times, we have
determined that a single line of inquiry is sufficient to
address both exceptions. Compare, e.g., Bradley, supra at 553;
Watts, supra at 55, 60, with Commonwealth v. Galvin, 466 Mass.
286, 290-291 (2113); Commonwealth v. Dotson, 462 Mass. 96, 100-
101 (2012). Addressing both exceptions together is appropriate
here, where the defendant advances essentially the same argument
under the repugnancy exception as he does under the manifest
intent exception, namely, that applying the amended drug weights
retroactively results in lower mandatory minimum sentences for
more individuals, in keeping with the Crime Bill's purpose.
16
applies, and we 'give the defendant the benefit of the
ambiguity'"). However, the rule of lenity does not come into
play when the question to be answered is whether a particular
criminal statute should be applied retroactively to a defendant
who is charged with committing an offense before that statute
went into effect. This inquiry is governed instead by G. L.
c. 4, § 6, Second. Even if this were not the case, "[t]he rule
of lenity does not require . . . that absent an ambiguity we
construe a penal statute most favorably to a defendant."
Commonwealth v. Carrion, 431 Mass. 44, 46 (2000). See Watts v.
Commonwealth, 468 Mass. 49, 52 n.8 (2014). Here, given the
presumption that new statutes will be applied prospectively, the
absence of any explicit indication that the Legislature intended
the increased drug weights to apply retroactively, and our
observation that applying the increased drug weights
retroactively would appear to create substantial practical
difficulties, we conclude that no ambiguity exists concerning
the retroactive application of the redefined drug trafficking
weights in § 21 of the Crime Bill.
Conclusion. The reduced mandatory minimum sentence under
G. L. c. 94C, § 32E (b) (2), as amended by St. 2012, c. 192,
§ 21, will apply to the defendant if he is convicted of that
offense. The reconfigured drug trafficking weights provided in
G. L. c. 94C, § 32E (b) (1) and (2), as amended by St. 2012,
17
c. 192, § 21, are not applicable to the defendant. The order of
the Superior Court dated February 6, 2014, is vacated, and the
case is remanded to the Superior Court for further proceedings
consistent with this opinion.
So ordered.