NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 15-2885
___________
MALIK-IMARI ALI
f/k/a Darryl Bozeman
v.
ADMINISTRATOR NEW JERSEY STATE PRISON;
ATTORNEY GENERAL NEW JERSEY,
Appellants
____________________________________
On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civil Action No. 2:12-cv-01830)
District Judge: Honorable Dickinson R. Debevoise
____________________________________
Argued: February 10, 2016
Before: FUENTES,* KRAUSE, and ROTH, Circuit Judges
(Opinion Filed: January 10, 2017)
James K. Smith, Jr., Esq. (ARGUED)
Office of Public Defender
Appellate Section
31 Clinton Street
P.O. Box 46003
Newark, NJ 07101
Attorney for Appellee
*
The Honorable Julio M. Fuentes assumed senior status on July 18, 2016.
Catherine A. Foddai, Esq. (ARGUED)
Bergen County Office of Prosecutor
10 Main Street
Bergen County Justice Center
Hackensack, NJ 07601
Attorney for Appellants
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OPINION**
_______________
KRAUSE, Circuit Judge.
Before this Court is the State’s appeal of the Order of the District Court, granting
Appellee Malik-Imari Ali’s petition for a writ of habeas corpus under 28 U.S.C. § 2254.
Ali’s petition asserts Confrontation Clause violations arising from limitations placed on
his cross-examination of two State witnesses at his criminal trial, and the District Court
granted the petition with respect to the cross-examination of one of those witnesses. The
State appeals that aspect of the District Court’s ruling, while Ali challenges the District
Court’s denial of relief with respect to the cross-examination of the other witness.
For the reasons that follow, we agree with the State. Because any Confrontation
Clause errors here were harmless, we will reverse in part, affirm in part, and remand with
instructions to deny Ali’s petition.
**
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7
does not constitute binding precedent.
2
I. Background
In 2006, Appellee Malik-Imari Ali1 was tried in a New Jersey state trial court,
where he was convicted of murder, robbery, burglary, kidnapping, conspiracy, and
weapons possession charges arising out of a home invasion and homicide in Englewood,
New Jersey.
At Ali’s trial, Terrence Terrell testified as a witness for the State. His testimony
reflected that he had worked with Ali to enter the victims’ home, restrain the victims, and
search the home. In support of the State’s case, Terrell testified about how Ali had
planned the home invasion to obtain cash to repay a debt, and Terrell recounted Ali’s role
in entering the home and fatally wounding one of the victims. Terrell was subjected to
extensive cross-examination, including concerning his cooperation with state authorities,
but, pursuant to the trial court’s pretrial ruling, Ali was not allowed to cross-examine
Terrell about his cooperation with federal authorities in connection with a separate matter
being prosecuted in the Eastern District of New York.
Officer Columbia Santarpia also testified for the State, and she recounted how she
had chased a man, whom she identified at trial as Ali, on the night of the home invasion.
Although Ali had sought to preclude Santarpia’s in-court identification on the ground that
she had seen him shackled in the hallway on the morning of her testimony, the trial court
denied the request and disallowed any cross-examination about the matter.
1
Ali was formerly known as Darryl Bozeman. We refer to him by his present
name, Malik-Imari Ali.
3
Ali appealed the trial court’s two cross-examination rulings to the Appellate
Division of the New Jersey Superior Court, arguing that his Confrontation Clause rights
were violated. After remanding for factual findings, see State v. Bozeman, No. 03-01-
0032, 2010 WL 3720287, at *12, *15-16 (N.J. Super. Ct. App. Div. Sept. 13, 2010) (per
curiam), the Appellate Division held that any Confrontation Clause violations were
harmless and affirmed the trial court’s ruling in favor of the State, see State v. Bozeman,
No. 03-01-0032, 2011 WL 2496218, at *8, *11, *13-14 (N.J. Super. Ct. App. Div. June
24, 2011) (per curiam). The New Jersey Supreme Court denied Ali’s petition for
certification. See State v. Bozeman, 34 A.3d 782 (N.J. 2011).
Turning to the federal courts, Ali filed a petition for a writ of habeas corpus
pursuant to 28 U.S.C. § 2254, asserting a Confrontation Clause violation with respect to
his cross-examination of Terrell in Ground One of his petition, and asserting a
Confrontation Clause violation with respect to his cross-examination of Santarpia in
Ground Two. The District Court held that Ali’s Confrontation Clause rights were
violated with respect to both witnesses, though it held that the violation with respect to
Santarpia was harmless. See Ali v. Warren, No. 12-1830, 2015 WL 4522720, at *13-14
(D.N.J. July 13, 2015). But as to the Confrontation Clause violation with respect to
Terrell, the District Court held that that violation was not harmless, and it proceeded to
grant Ali’s petition on that basis. See id. at *17-22.
4
The State timely appealed, and it contests the District Court’s holding that the
Confrontation Clause violation with respect to Terrell was not harmless. For his part, Ali
challenges the District Court’s harmless-error ruling with respect to Santarpia.2
II. Discussion3
Because the State does not dispute that Ali’s Confrontation Clause rights were
violated with respect to both witnesses, we limit our review to whether those violations
were harmless. Our review of this issue is plenary, see Dennis v. Sec’y, Pa. Dep’t of
Corr., 834 F.3d 263, 280 (3d Cir. 2016) (en banc), although we cannot grant Ali’s
petition unless the New Jersey state court’s harmless-error ruling was “contrary to, or
involved an unreasonable application of, clearly established Federal law, as determined
by the Supreme Court of the United States,” 28 U.S.C. § 2254(d)(1); see Dennis, 834
F.3d at 280.
We therefore analyze this case under the Supreme Court’s rubric for determining
whether Confrontation Clause violations were harmless, as set forth in Delaware v. Van
Arsdall, 475 U.S. 673, 684 (1986). See, e.g., Wright v. Vaughn, 473 F.3d 85, 93-94 (3d
Cir. 2006). Van Arsdall instructs us to evaluate harmlessness in light of five non-
exhaustive factors, which include (1) “the importance of the witness’[s] testimony in the
prosecution’s case,” (2) “whether the testimony was cumulative,” (3) “the presence or
2
While not technically a cross-appeal, Ali’s challenge is permissible as a cross-
point pursuant to Jennings v. Stephens, 135 S. Ct. 793, 798-801 (2015).
3
The District Court had jurisdiction pursuant to 28 U.S.C. §§ 2241 and 2254. We
have jurisdiction pursuant to 28 U.S.C. §§ 1291 and 2253.
5
absence of evidence corroborating or contradicting the testimony of the witness on
material points,” (4) “the extent of cross-examination otherwise permitted,” and (5) “the
overall strength of the prosecution’s case.” Van Arsdall, 475 U.S. at 684. We apply the
Van Arsdall factors to Terrell’s and to Santarpia’s testimony in turn.
A. Terrell
Applying the Van Arsdall factors to Terrell’s testimony requires us to conclude
that any Confrontation Clause error with respect to Terrell’s testimony was harmless. We
acknowledge that the first two Van Arsdall factors weigh against harmless error here. As
to the first factor, Terrell’s testimony was certainly important, for only Terrell provided a
cohesive story for the home invasion and homicide, and, aside from Santarpia’s
eyewitness identification, Terrell’s testimony was the only direct evidence that Ali was
involved. As to the second factor, Terrell’s testimony for the most part was not
cumulative, given that Terrell’s account of Ali’s motivation, of how Ali planned his entry
into the victims’ home, and of what occurred inside the home did not duplicate any other
witness’s testimony.
But the latter three Van Arsdall factors ultimately favor a conclusion that the limit
on Ali’s cross-examination of Terrell constituted harmless error. As to the third factor,
ample evidence corroborates the key pieces of Terrell’s testimony. Evidence connecting
Ali to the scene of the crimes included the homicide victim’s car keys, along with Ali’s
car keys, wallet, and DNA on a sweatshirt, all found in the getaway car, which itself
belonged to Ali’s wife. And Terrell’s testimony about Ali’s principal role in the
homicide accords with the victim’s wife’s testimony, which had indicated that someone
6
other than Terrell had fired the fatal shots. Although some evidence at trial did contradict
Terrell’s testimony (e.g., the lack of any bullet hole in the ceiling, which was contrary to
Terrell’s testimony about how Ali had fired a warning shot upward into the ceiling), that
contradictory evidence is outweighed by the strength of the corroborating evidence, and
thus the third Van Arsdall factor weighs in favor of harmless error.
As to the fourth Van Arsdall factor, Terrell faced extensive cross-examination,
subject to no limitations other than the limitation regarding Terrell’s cooperation with
federal authorities. Ali’s wide-ranging cross-examination impeached Terrell’s testimony
by reference to Terrell’s many prior inconsistent statements; his prior convictions; his
penchant for dishonesty; and his plea agreement with the State in Ali’s case, pursuant to
which thirty-eight-year-old Terrell received a thirty-year sentence instead of a probable
life sentence. The extensive cross-examination severely undermined Terrell’s credibility
so that the limitation on cross-examination about his cooperation with federal authorities
“was not substantial in light of the full context of [Ali’s] opportunity to impeach the
witness” and thus would not have affected the outcome of the trial. United States v.
Sarbello, 985 F.2d 716, 726-27 (3d Cir. 1993). The fourth Van Arsdall factor thus also
favors a conclusion that any Confrontation Clause error with respect to Terrell was
harmless.
Lastly, as to the fifth Van Arsdall factor, the State built a formidable case against
Ali. As already discussed, overwhelming evidence linked Ali both to the scene of the
crime, and to the homicide. Like the third and the fourth Van Arsdall factors, the fifth
Van Arsdall factor weighs in favor of harmless error.
7
Assessing the Van Arsdall factors altogether, the importance and uniqueness of
Terrell’s testimony are outweighed by the evidence corroborating Terrell’s testimony,
Ali’s extensive cross-examination of Terrell at trial, and the overall strength of the
evidence supporting Ali’s guilt. We therefore conclude that any Confrontation Clause
error with respect to Terrell was harmless, and we will reverse the District Court’s grant
of relief on Ground One of Ali’s habeas petition. See Brecht v. Abrahamson, 507 U.S.
619, 623 (1993).
B. Santarpia
We likewise conclude, along with the District Court, see Ali, 2015 WL 4522720,
at *14, that any Confrontation Clause error with respect to Santarpia was harmless. As to
the first, second, and third Van Arsdall factors, Santarpia’s in-court identification of Ali
was not uniquely important to the State’s case, as it was cumulative of other evidence
presented at trial and was corroborated by that evidence. As to the fourth factor,
Santarpia was extensively cross-examined, including about inconsistencies in her
testimony. Additional cross-examination would have added little, particularly given that
the trial judge had expressly warned the jury about how Santarpia’s in-court identification
had occurred in a “suggestive setting.” JA 2574; see United States v. Lore, 430 F.3d 190,
208-10 (3d Cir. 2005). Finally, as with Terrell’s testimony, the fifth Van Arsdall factor
weighs in favor of harmless error here, for the case against Ali was formidable and was
supported by the testimony of multiple witnesses and by several pieces of physical
evidence. In sum, with respect to Santarpia’s testimony, all five Van Arsdall factors
8
weigh in favor of harmlessness and, accordingly, we will affirm the District Court’s
denial of habeas relief on Ground Two.4 See Brecht, 507 U.S. at 623.
III. Conclusion
For the foregoing reasons, we will reverse the District Court’s ruling with respect
to Ground One (Terrell’s testimony), affirm the District Court’s ruling with respect to
Ground Two (Santarpia’s testimony), and remand with instructions to deny Ali’s petition
for a writ of habeas corpus.5
4
To the extent Ali contends that errors in his case were not harmless when
considered cumulatively, see Marshall v. Hendricks, 307 F.3d 36, 94 (3d Cir. 2002), we
reject this contention. Terrell’s and Santarpia’s testimonies overlapped to the extent they
agreed that Ali was present at or near the scene of the crimes, but the independent
evidence of his presence was strong, and both witnesses were thoroughly impeached.
Thus, even when considered cumulatively, any Confrontation Clause errors were
harmless.
5
In view of this disposition, we need not address the State’s argument that, instead
of ordering Ali’s release after granting his petition, the District Court should have
prescribed a more limited remedy by ordering the New Jersey trial court to vacate Ali’s
first degree murder conviction and to resentence him.
9