United States v. Mangahas

This opinion is subject to revision before publication UNITED STATES COURT OF APPEALS FOR THE ARMED FORCES _______________ UNITED STATES Appellee v. Edzel D. Mangahas, Lieutenant Colonel United States Air Force, Appellant No. 17-0434 Crim. App. No. 2016-10 Argued October 11, 2017—February 6, 2018 Military Judges: Joseph S. Imburgia and Brendon K. Tukey For Appellant: Terri R. Zimmerman, Esq. (argued); Major Todd M. Swensen, Major Johnathan D. Legg, and Jack B. Zimmerman, Esq. (on brief). For Appellee: Lieutenant Colonel G. Matt Osborn (argued); Colonel Julie L. Pitvorec and Major Mary Ellen Payne (on brief). Judge RYAN delivered the opinion of the Court, in which Chief Judge STUCKY, Judges OHLSON and SPARKS, and Senior Judge COX, joined. _______________ Judge RYAN delivered the opinion of the Court. On October 28, 2015, Appellant was charged with one specification of rape in violation of Article 120, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 920. The charge alleges that Appellant raped DS when they were both cadets at the United States Coast Guard Academy in 1997. The parties agree that it was not until 2015, eighteen years after the incident, that the charge was received by the officer exercising summary court-martial jurisdiction, and Appel- lant was informed of the allegations against him. There is no DNA evidence in this case. At a preliminary hearing pursuant to Article 32, UCMJ, 10 U.S.C. § 832 (2012), the preliminary hearing officer de- termined that there was no probable cause to support the charge. Nonetheless, the convening authority referred the charge to trial by general court-martial, and Appellant was arraigned. United States v. Mangahas, No. 17-0434/AF Opinion of the Court Appellant filed three motions to dismiss the charge and specification based on: the statute of limitations, improper referral, and a violation of the constitutional right to a speedy trial, respectively. The military judge denied Appel- lant’s motion to dismiss based on the nonconstitutional grounds of statute of limitations, but granted the motion to dismiss based on a violation of the constitutional right to a speedy trial. In doing so, the military judge dismissed the charge and specification with prejudice. 1 He held that the Government’s inaction in excess of eighteen years prior to preferring charges violated the speedy trial guarantee of the Fifth Amendment’s Due Process Clause. The Government filed an interlocutory appeal contesting the military judge’s ruling pursuant to Article 62, UCMJ, 10 U.S.C. § 862 (2012). The United States Air Force Court of Criminal Appeals (AFCCA) granted the Government’s ap- peal and vacated the military judge’s ruling. United States v. Mangahas, Misc. Dkt. No. 2016-10, 2017 CCA LEXIS 236, at *21, 2017 WL 1735161, at *7 (A.F. Ct. Crim. App. Apr. 4, 2017) (unpublished). The AFCCA held that the military judge abused his discretion in finding that actual prejudice resulted from the lengthy pre-preferral delay, and that there was thus no due process violation. 2017 CCA LEXIS 236, at *10–11, 2017 WL 1735161, at *4. This Court ordered a stay of the court-martial proceed- ings pending the completion of appellate review. We granted Appellant’s petition to review the following issue: Whether the lower court erred in finding no due process violation when the Government was inac- tive for over 17 years before investigating a claim of rape, violating [Appellant’s] Fifth Amendment Right to a Speedy Trial. We held oral argument on the granted issue on October 11, 2017. It is a long-established principle that federal courts will avoid a constitutional question if the issue presented in a case may be adjudicated on a nonconstitutional ground. United States v. Serianne, 69 M.J. 8, 10−11 (C.A.A.F. 2010) (citing United States v. Serianne, 68 M.J. 580, 584−85 (N-M. 1 The military judge concluded that a “ruling” on the defense’s motion to dismiss was thus “unnecessary.” 2 United States v. Mangahas, No. 17-0434/AF Opinion of the Court Ct. Crim. App. Nov. 25, 1999)); see United States v. Sim- mons, 38 M.J. 376, 380 (C.M.A. 1993) (citing Ashwander v. Tennessee Valley Authority, 297 U.S. 288, 346−48 (1936) (Brandeis, J., concurring)); Rosenberg v. Fleuti, 374 U.S. 449, 451 (1963). This is true even where the nonconstitutional ground, although raised at trial, is not raised by the parties on appeal. Simmons, 38 M.J. at 380; see also Peters v. Hobby, 349 U.S. 331, 338 (1955). In this case, the nonconstitutional ground was raised at the trial level and this issue was obvious and ripe on appeal. Ac- cordingly, on October 25, 2017, we ordered additional brief- ing on the following specified issue: In light of Coker v. Georgia, 433 U.S. 584, 598 (1977), and United States v. Hickson, 22 M.J. 146, 154 n.10 (C.M.A. 1986), was the offense of rape of an adult woman, a violation of Article 120, UCMJ, 10 U.S.C. § 920 (Supp. II 1997), a crime punishable by death within the meaning of Article 43, UCMJ, 10 U.S.C. § 843 (1994). Having considered those cases, we answer the specified issue in the negative. The prior decisions of United States v. Stebbins, 61 M.J. 366, 369 (C.A.A.F. 2005), and Willenbring v. Neurauter, 48 M.J. 152, 178, 180 (C.A.A.F. 1998), are overruled to the extent that they hold that rape was punish- able by death at the time of the charged offense. Thus, the offense of rape is not exempt from the five-year statute of limitations. 2 2 While under federal law the statute of limitations for rape is five years, 18 U.S.C. § 3282, in 2006, Congress amended the stat- ute of limitations in the military, so that at least for offenses committed on or after October 1, 2007, “[a] person charged with . . . rape or sexual assault . . . may be tried and punished at any time without limitation.” 10 U.S.C. § 843 (2012) (as amended by National Defense Authorization Act for Fiscal Year 2006, 109 Pub. L. 163, §553, 119 Stat. 3136, 3264 (2006) (effective October 1, 2007))). But see United States v. Grimes, 142 F.3d 1342, 1351 (11th Cir. 1998). 3 United States v. Mangahas, No. 17-0434/AF Opinion of the Court I. The applicable statute of limitations is a question of law, which we review de novo. United States v. Lopez de Victoria, 66 M.J. 67, 73 (C.A.A.F. 2008) (citing United States v. Falk, 50 M.J. 385, 390 (C.A.A.F. 1999)). An accused is subject to the statute of limitations in force at the time of the offense. Toussie v. United States, 397 U.S. 112, 115 (1970). Relevant to this case, the following iteration of Article 43, UCMJ, 10 U.S.C. § 843 (1994), was in effect at the time of the alleged offense: (a) A person charged with absence without leave or missing movement in time of war, or with any of- fense punishable by death, may be tried and pun- ished at any time without limitation. (b)(1) Except as otherwise provided in this sec- tion (article), a person charged with an offense is not liable to be tried by court-martial if the offense was committed more than five years before the receipt of sworn charges and specifi- cations by an officer exercising summary court- martial jurisdiction over the command. (Emphasis added.) The statute of limitations is, therefore, five years except “as otherwise provided in this section (article).” Article 43(b)(1), UCMJ. Put another way, the statute of limitations is five years unless a person is charged (1) with absence without leave or missing movement in time of war; or (2) “with any offense punishable by death.” Article 43(a), UCMJ. Those offenses have no statute of limitations. While relevant to the statute of limitations that will ap- ply in a particular case, authorized punishments are in a separate part of the UCMJ, and are not themselves part of Article 43, UCMJ. Generally speaking, for most of the UCMJ punitive articles, the President establishes maximum authorized punishments in pt. IV of the Manual for Courts– Martial, United States. United States v. Ronghi, 60 M.J. 83, 84−85 (C.A.A.F. 2004); Article 56, UCMJ, 10 U.S.C. § 856 (2012); Article 18, UCMJ, 10 U.S.C. § 818 (2012). Yet, some punitive articles themselves contain punishments. See, e.g., Article 85(c), 10 U.S.C. § 885(c) (2012) (“Any person found 4 United States v. Mangahas, No. 17-0434/AF Opinion of the Court guilty of desertion . . . shall be punished, if the offense is committed in time of war, by death.”). In 1997, Article 120, UCMJ, provided that: (a) Any person subject to this chapter who commits an act of sexual intercourse, by force and without consent, is guilty of rape and shall be punished by death or such other punishment as a court-martial may direct. Article 120, UCMJ, 10 U.S.C. § 920 (Supp. II 1997) (empha- sis added). However, decades prior to 1997, the Supreme Court had decided Coker v. Georgia, 433 U.S. 584, 598 (1977). In Coker, the Supreme Court unequivocally held that the death penal- ty was a constitutionally impermissible penalty in violation of the cruel and unusual punishment clause of the Eighth Amendment for the crime of rape of an adult woman. Id. at 592. This Court is “generally not free to ‘digress’ from appli- cable Supreme Court precedent” on matters of constitutional law. United States v. Witham, 47 M.J. 297, 300 (C.A.A.F. 1997). “Absent articulation of a legitimate military necessity or distinction, or a legislative or executive mandate to the contrary, this Court has a duty to follow Supreme Court precedent.” United States v. Cary, 62 M.J. 277, 280 (C.A.A.F. 2006). No such articulation or mandate exists, 3 and it is thus no surprise that, recognizing the import of Coker, our predecessor court noted that while the UCMJ authorized the death sentences for rape, in the absence of aggravating cir- cumstances, such punishment cannot be constitutionally in- flicted. United States v. Hickson, 22 M.J. 146, 154 n.10 (C.M.A. 1986). 4 3 The argument that the Supreme Court’s modified opinion in Kennedy v. Louisiana forges a constitutional distinction between the civilian and military spheres on the issue of the death penalty for rape is unfounded. 554 U.S. 407, 428 (2008), modified on denial of reh’g, 554 U.S. 945, 947 (2008). As the Court recognized, it was “a matter not presented here for our decision.” Id. at 948. 4 Article 55, UCMJ, also prohibits the punishment of any per- son subject to the UCMJ by cruel and unusual punishment. Arti- cle 55, UCMJ, 10 U.S.C. § 855 (2012). 5 United States v. Mangahas, No. 17-0434/AF Opinion of the Court II. Statutes of limitations represent the legislative judgment that “it is unjust to fail to put the adversary on notice to de- fend within a specified period of time and that ‘the right to be free of stale claims in time comes to prevail over the right to prosecute them.’ ” United States v. Kubrick, 444 U.S. 111, 117 (1979) (citation omitted). Thus, in the realm of criminal prosecution, “after a certain time, no quantum of evidence is sufficient to convict.” Stonger v. California, 539 U.S. 607, 615 (2003) (citation omitted). An unlimited statute of limita- tions for “any offense punishable by death,” reflects Con- gress’s intent that the passage of time should not bar the prosecution of the gravest offenses. See generally 5 Wayne R. LaFave et al., Criminal Procedure§ 18.5(a) (4th ed. 2015). Nonetheless, the Supreme Court has indicated that criminal statutes of limitations are to be “liberally interpreted in fa- vor of repose.” United States v. Marion, 404 U.S. 307, 322 n.14 (1971) (citing United States v. Habig, 390 U.S. 222, 227 (1968)). It is in this context that we examine our decision in Willenbring, which held, in relevant part, that rape is an “of- fense punishable by death” for purposes of exempting it from the five-year statute of limitations of Article 43(b)(1) even if it could never be punished by death. 48 M.J. at 180. Courts do not lightly overrule precedent, see generally Randy J. Kozel, Settled Versus Right: A Theory of Precedent (2017), but “stare decisis is a principle of decision making, not a rule, and need not be applied when the precedent at issue is …‘badly reasoned.’ ” United States v. Quick, 74 M.J. 332, 336 (C.A.A.F. 2015) (citation omitted). The discrete portion of Willenbring related to Article 43, UCMJ, in the context of rape is such a precedent. First, “punishable” is not a term of art and has an ordi- nary meaning. United States v. Schloff, 74 M.J. 312, 313 (C.A.A.F. 2015) (“In the absence of any specific statutory def- inition, we look to the ordinary meaning of the word.”). In its plainest terms, “punishable” means “subject to a punish- ment,” or “to inflict punishment.” Black’s Law Dictionary 1428 (10th ed. 2014); Webster’s Ninth New Collegiate Dic- tionary 955 (9th ed. 1991). Where, as in Willenbring, there is no set of circumstances under which the death penalty could 6 United States v. Mangahas, No. 17-0434/AF Opinion of the Court constitutionally be imposed for the rape of an adult woman, since that offense is simply not “punishable by death” for purposes of the exception to the ordinary five-year statute of limitations. Willenbring gave short shrift to this highly sali- ent point. Second, and relatedly, despite the admonition that crim- inal statutes of limitations are to be “liberally interpreted in favor of repose,” Marion, 404 U.S. at 322 n.14, Willenbring instead effectively expanded the statute of limitations to in- clude an offense that was not, in fact, punishable by death. This, in turn, was caused in part by a failure to account for the distinction between “punishable,” which is what the statute of limitations requires, and “authorized,” which serves another purpose, in another statute. Third, despite the duty to follow Supreme Court prece- dent, the Willenbring opinion engaged in no analysis of Coker, 433 U.S. 584. This failure to incorporate and analyze applicable Supreme Court precedent further undermines the precedential value of Willenbring. Finally, Willenbring placed undue reliance on three fed- eral civilian cases, none of which are either binding or anal- ogous to the issue in Willenbring: United States v. Manning, 56 F.3d 1188, 1196 (9th Cir. 1995); United States v. Watson, 496 F.2d 1125 (4th Cir. 1973); and Coon v. United States, 411 F.2d 422, 424 (8th Cir. 1969). In Willenbring, as in the instant case, the death penalty was completely unavailable on constitutional grounds. 48 M.J. at 180. The Coker deci- sion had been released approximately ten years prior to the commission of the charged offenses in Willenbring. Id. at 155. In contrast, in Manning, Watson, and Coon, the death penalty was, in fact, at least a potentially available punish- ment for the respective charges at the time the offenses were committed. In Manning, the appellant was convicted of murder by sending a bomb in the mail. 56 F.3d at 1193. In Watson, the appellant was convicted of first-degree murder. 496 F.2d at 1125. In Manning and Watson, the death penalty was an available punishment for the charged offenses, and the deci- sions that analyzed the relevant statute of limitations re- flected that point. In those cases the government did not 7 United States v. Mangahas, No. 17-0434/AF Opinion of the Court seek the death penalty, but the offenses were punishable by death. In Coon, after a convoluted appellate history, the court ultimately denied the appellant relief on statute of limita- tions based on two different grounds. First, the court reject- ed the argument that the offense was not punishable by death because the government did not seek the death penal- ty. 411 F.2d at 424 (citing Coon v. United States, 360 F.2d 550, 553 (8th Cir. 1966)). The court held that courts must look to the charge in the indictment and not the result of trial in determining whether an offense is punishable by death. Id. Second, the court rejected the notion that a later determination that imposition of the death penalty was con- stitutionally infirm for the charged offense, United States v. Jackson, 390 U.S. 570 (1968) and Pope v. United States, 392 U.S. 651 (1968), was relevant for determining the statute of limitations that applied at the time of the offense. 411 F.2d at 425. In the cases Willenbring relied on, the death penalty was a substantively available sentence for the offense at the time of the offense. Here, as in Willenbring, the death penalty is simply unavailable for the charged offense on constitutional grounds. We need not and do not decide today what potenti- ality or procedural posture equates to punishable by death. We simply hold that where the death penalty could never be imposed for the offense charged, the offense is not punisha- ble by death for purposes of Article 43, UCMJ. To hold oth- erwise, as we did in Willenbring, creates a grave “risk of un- dermining public confidence in the law.” Quick, 74 M.J. at 336. III. The statute of limitations in this case is five years. Given that the charge and specification were received by the officer exercising summary court-martial jurisdiction eighteen years after the alleged offense, the decision of the United States Air Force Court of Criminal Appeals is reversed. The charge and specification are dismissed. 8