IN THE SUPREME COURT OF IOWA
No. 18–0955
Filed October 18, 2019
STATE OF IOWA,
Appellee,
vs.
GUILLERMO AVALOS VALDEZ,
Appellant.
Appeal from the Iowa District Court for Woodbury County, John D.
Ackerman, Judge.
The defendant appeals his sentence of incarceration, arguing the
district court erred in declining to order probation. AFFIRMED.
Scott M. Wadding of Sease & Wadding, Des Moines, for appellant.
Thomas J. Miller, Attorney General, Kyle Hanson, Assistant Attorney
General, Patrick Jennings, County Attorney, and Kristine Timmins,
Assistant County Attorney, for appellee.
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MANSFIELD, Justice.
This case presents the question whether immigration status may be
considered during sentencing. The defendant in this case is a Mexican
national who pled guilty to and was convicted of a class “C” felony drug
offense. He was placed on an immigration hold for likely deportation. At
sentencing, the defendant sought probation, while the State requested
incarceration. The district court imposed a prison sentence, expressing
the view that it would not be feasible to order probation for someone who
was going to be deported to Mexico. The defendant appeals.
On appeal, we conclude, like the majority of other jurisdictions, that
immigration status per se is not an appropriate sentencing consideration,
but that immigration status may be taken into account to the extent it
affects an otherwise relevant sentencing factor. We also conclude that on
this record, the district court properly determined that probation would
not be appropriate for someone whose probation would have to be
supervised in Mexico. We therefore affirm the defendant’s conviction and
sentence.
I. Facts and Procedural History.
Guillermo Avalos Valdez was born in Mexico in 1981. In 1997, he
entered the United States without legal permission. He settled in Merced,
California.
On December 24, 2017, Avalos Valdez was stopped on Interstate 29
in Woodbury County for driving eighty-four miles per hour in a seventy
miles-per-hour zone. As two Woodbury County deputies approached the
vehicle, they could smell marijuana coming from it. They removed Avalos
Valdez and a female passenger from the vehicle. A subsequent search
uncovered two hockey-sized duffle bags and two boxes with Christmas-
themed wrapping paper containing a total of 184 pounds of marijuana,
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mostly divided into individually heat-sealed one-pound bags. A .45 caliber
pistol with a loaded magazine and Grim Reaper handgrips was found
under the front passenger seat. Avalos Valdez had a tattoo showing a Grim
Reaper with a marijuana leaf, and the female passenger also had a Grim
Reaper tattoo. The vehicle was registered to an “Iran Guillermo Avalos
Valdez.”
Avalos Valdez was charged with possession with intent to deliver a
controlled substance, more than fifty but not more than 100 kilograms of
marijuana, a class “C” felony. See Iowa Code § 124.401(1)(c)(5) (2017). He
was also charged with a drug stamp tax violation, a class “D” felony. See
id. § 453B.12(2). Avalos Valdez waived speedy trial.
On May 18, 2018, Avalos Valdez entered into a written agreement
with the State to plead guilty to the possession with intent to deliver count,
with the drug stamp tax violation being dismissed and the parties being
free to argue sentence.
A presentence investigation (PSI) report had been prepared. The
report noted a prior California conviction in 2008 for vandalism.
Avalos Valdez indicated that he had done general labor (although he had
some back issues) and made approximately $12,000 in 2017.
Avalos Valdez told the interviewer that he was a regular marijuana user
for his back issues and described “being on an adventure” when he was
arrested. At the time of sentencing, Avalos Valdez was on a United States
Immigration and Customs Enforcement (ICE) hold for potential
deportation. The PSI report stated that on the Iowa Risk Revised (IRR) risk
assessment tool, Avalos Valdez “scored in the low category for future
violence and the low category for future victimization.” According to the
PSI report, “The IRR would further indicate the Defendant would be
supervised initially at the low normal level of supervision should he be
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supervised in the community.” However, the report also noted the quantity
of marijuana involved and recommended that Avalos Valdez receive a term
of incarceration.
On May 22, the district court held a hearing for the purpose of plea
taking and sentencing. During the guilty plea colloquy, defense counsel
addressed the immigration consequences of Avalos Valdez’s plea and
explained, “[B]ecause this is an aggravated felony and a controlled
substances offense, there would be deportation, mandatory detention, if
he does have any removal proceedings.” The court accepted
Avalos Valdez’s guilty plea and, with the consent of the parties, proceeded
to sentencing. The State asked for imprisonment:
Your Honor, the State would be requesting that the
defendant be sentenced to an indeterminate term of
incarceration of ten years, that the minimum fine of $1,000
plus the 35 percent surcharge be imposed and that that be
suspended, and the other mandatory minimum requirements.
The State believes that that penalty is appropriate due
to the fact that the defendant did have 180 pounds of
marijuana in his possession at that time, which is a
significant amount. The defendant also has no significant ties
to the area as well as the immigration hold which will make it
difficult for him to complete probation. The State believes that
the presentence investigation recommendation of the prison
sentence is the appropriate one in this case, and that’s what
we would request.
Defense counsel responded by asking for probation:
My client is asking that the Court grant him probation
on this offense. The presentence report indicates that the
Iowa risk revised assessment that was used indicates he has
a -- he has a low category for future violence, a low category
for future victimization, and that the IRR would indicate he
could be supervised initially on a low/normal level in the
community.
I realize he has an immigration hold, but he, essentially,
only has one prior conviction for vandalism back in 2008; so
he really doesn’t have a criminal history to speak of at all.
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With probation, I realize he’s going to be taken into
custody by immigration. He has the hold. It’s likely he will
be deported. I know there are times, at least in federal court,
where we have made a term of probation “You shall not
illegally re-enter the United States” so that if he ever comes
back to the United States he will be in violation of his
probation and he would be brought back to court.
He’s requesting that he be given that opportunity to deal
with his immigration and let them make that determination.
Otherwise, other than the quantity involved here, if he was
here as a United States citizen, I think that probation would
be something that would definitely be a possibility. So we are
asking that he be treated the same as someone else would and
let immigration handle the immigration consequences that he
is aware of.
The court imposed a prison sentence as requested by the State. It
stated,
I want to address some of your comments. The
statement that you think this Court would give a U.S. citizen
with the same record a suspended sentence is not accurate.
180 pounds of marijuana is one big deal, and it’s -- he’s a
danger to the community. And he’s also a flight risk. I don’t
think probation would be appropriate with pleading to this
charge given his immigration status. He won’t be available if
I were to award probation, as I understand it. So I don’t think
probation is an appropriate sentence here.
Therefore, the Court finds that the sentence imposed
will provide for the maximum opportunity for the defendant’s
rehabilitation, to protect the community from further offenses
by this defendant and others. I’ve considered the nature of
the offense committed and the contents of the presentence
investigation report and the plea agreement.
Avalos Valdez filed a notice of appeal on May 31. We retained the
appeal.
II. Standard of Review.
We review sentences for abuse of discretion. State v. Roby, 897
N.W.2d 127, 137–38 (Iowa 2017). However, our review is not forgiving of
a denial of a constitutional right. Id. To put it another way, if we disagree
with the trial court’s fact-finding after applying a de novo standard of
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review, we will rely on the facts as we find them to determine whether the
Iowa Constitution has been violated. Id. at 138.
III. Mootness.
We must first deal with a threshold question of mootness. On
September 17, 2019, the State moved to dismiss Avalos Valdez’s appeal as
moot. Avalos Valdez was paroled on May 16 of this year, having served
approximately seventeen months of his ten-year sentence. He was
released to ICE and then taken into the custody of the United States
Marshal pending federal prosecution in San Diego, California. The State
maintains that these events render Avalos Valdez’s appeal moot:
[E]ven if he prevails on appeal and even if he is resentenced to
a suspended sentence, he will face the same result—
mandatory immigration detention and impending deportation
following his federal criminal charge. This Court cannot grant
any relief that will undo the prison time that the defendant
has already served. Therefore, a remand for resentencing will
have no appreciable effect on the defendant’s status.
Avalos Valdez resists the State’s motion. He contends the appeal is not
moot, and even if it is, an exception to the mootness doctrine applies.
“The key in assessing whether an appeal is moot is determining
whether the opinion would be of force or effect in the underlying
controversy.” Puntenney v. Iowa Utils. Bd., 928 N.W.2d 829, 840 (Iowa
2019) (quoting Perkins v. Bd. of Supervisors, 636 N.W.2d 58, 64 (Iowa
2001)), petition for cert. pending, No. 19–447 (U.S. Sept. 30, 2019).
Avalos Valdez concedes that prevailing on this appeal would not get him
released from federal custody. However, he points out there would be a
difference going forward if he were deemed on state-ordered probation
rather than state-ordered parole. Avalos Valdez contrasts his case with
others where the defendant had completely served his sentence. See, e.g.,
State v. Wilson, 234 N.W.2d 140, 141 (Iowa 1975). We also note that if
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Avalos Valdez is convicted on the pending federal charge, his federal
sentence could be affected by whether he received a suspended sentence
or (as actually happened) a ten-year sentence on his state drug trafficking
charge. See U.S. Sentencing Guidelines Manual § 4A1.1, at 379–82 (U.S.
Sentencing Comm’n 2018) (adding 3 points to the criminal history
guideline calculation for each prior sentence of imprisonment exceeding
one year and one month but only 1 point for a totally suspended sentence).
In any event, we agree with Avalos Valdez that the public-
importance exception applies here and warrants our exercise of
jurisdiction. We discussed the public-importance exception at some
length in Homan v. Branstad, 864 N.W.2d 321, 330–31 (Iowa 2015). There
we said,
We consider four factors in determining whether we should
exercise our discretion to decide a moot action under this
exception:
(1) the private or public nature of the issue;
(2) the desirability of an authoritative
adjudication to guide public officials in their
future conduct; (3) the likelihood of the
recurrence of the issue; and (4) the likelihood the
issue will recur yet evade appellate review.
Id. at 330 (quoting Maghee v. State, 773 N.W.2d 228, 234 (Iowa 2009)).
Weighing those factors here, we find the issue both important and
likely to recur. Approximately 50,000 unauthorized immigrants reside in
Iowa, comprising 1.7% of the state’s population. U.S. Unauthorized
Immigrant Population Estimates by State, 2016, Pew Research Center
(Feb. 5, 2019), www.pewhispanic.org/interactives/u-s-unauthorized-
immigrants-by-state/ (follow “DATA” hyperlink). We have already
recognized the importance of giving accurate advice to defendants on the
immigration consequences of guilty pleas. See generally Diaz v. State, 896
N.W.2d 723, 725 (Iowa 2017). Judges, prosecutors, defense counsel, and
8
defendants also need to know whether immigration status can be
considered in sentencing.
Additionally, this issue has the potential to evade appellate review.
Whether to order probation for an offender who is subject to deportation
is more likely to arise when the offender, like Avalos Valdez, otherwise
faces indeterminate prison sentencing totaling ten years or less. In those
circumstances, as with Avalos Valdez, it is quite possible that the
defendant—even if sentenced to prison—will be paroled to an ICE detainer
before any sentencing appeal can be decided. Accordingly, we deny the
motion to dismiss and will proceed to the merits of this case.
IV. Merits.
Avalos Valdez raises a single issue on appeal—whether his sentence
violates the Due Process and Equal Protection Clauses of the Iowa and
United States Constitutions because it was based on his immigration
status. See U.S. Const. amend. XIV; Iowa Const. art. I, §§ 6, 9. Our court
has not previously addressed the extent to which a sentencing court may
take into account a defendant’s immigration status.
Avalos Valdez and the State cite and discuss the same out-of-state
cases in their briefs, so it behooves us to examine them closely.
In State v. Zavala-Ramos, the trial court sentenced a drug offender
who had previously been deported and who was on an immigration hold
to prison, even though the sentencing guidelines called for a presumptive
probationary sentence. 840 P.2d 1314, 1315 (Or. Ct. App. 1992). The
defendant appealed the sentence, arguing it was improper for the
sentencing court to rely on “his immigration status and immigration law
violations.” Id. The Oregon Court of Appeals took a middle path,
reasoning,
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Immigration status per se is not relevant. However,
circumstances that demonstrate a defendant’s unwillingness
to conform his conduct to legal requirements, whether or not
there are criminal consequences, may be. Defendant had
been illegally in the United States at least twice. The court
could consider that pattern of conduct in determining whether
it is likely that a probationary sentence would serve the
purposes of the guidelines to protect the public and punish
the offender.
Id. at 1316 (footnote omitted) (citation omitted). The court nonetheless
reversed and remanded for resentencing because the court had not
provided a sufficient explanation of “why the circumstances are so
exceptional that imposition of the presumptive sentence would not
accomplish the purposes of the guidelines.” Id. at 1317 (quoting State v.
Wilson, 826 P.2d 1010, 1012 (Or. Ct. App. 1992)).
In People v. Cisneros, the California Court of Appeal took a similar
middle path. 100 Cal. Rptr. 2d 784, 785 (Ct. App. 2000). It stated,
We conclude that the trial court erred in ruling that
illegal aliens are categorically excluded from participation in
the deferred judgment program for first-time drug offenders.
Trial courts are free to consider illegal alien status as a factor
in determining whether a defendant is a good candidate for
the deferred judgment program, but illegal alien status is not
an automatic disqualification.
Id. The court went on,
An illegal alien may be a poor candidate for probation given
typically limited ties to the community and the prospect of
deportation. The same considerations may weigh against
admitting an illegal alien to the deferred entry of judgment
program. However, a defendant’s misdemeanor violations of
the immigration laws in entering the United States without
inspection and failing to register do not necessarily constitute
“criminal conduct rendering him or her unsuitable for
deferred entry of judgment . . . ” in every instance.
Id. at 788 (citation omitted) (quoting Cal. Penal Code § 1000.3).
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The District of Columbia Court of Appeals followed the same center
course in Yemson v. United States, 764 A.2d 816, 819–20 (D.C. 2001).
There the court concluded,
Because even an illegal alien has a right to due process,
a court imposing sentence in a criminal case may not treat the
defendant more harshly than any other defendant “solely
because of [his] nationality or alien status. That obviously
would be unconstitutional.” This does not mean, however,
that a sentencing court, in deciding what sentence to impose,
must close its eyes to the defendant’s status as an illegal alien
and his history of violating the law, including any law related
to immigration. Indeed, “[t]he sentencing court . . . must be
permitted to consider any and all information that reasonably
might bear on the proper sentence for the particular
defendant, given the crime committed.”
Id. at 819 (alterations in originals) (first quoting United States v. Gomez,
797 F.2d 417, 419 (7th Cir. 1986); then quoting Wasman v. United States,
468 U.S. 559, 563, 104 S. Ct. 3217, 3220 (1984)).
Likewise the Nevada Supreme Court. In Ruvalcaba v. State, it
confronted the following situation:
We note that the sentencing judge below did not sentence
Ruvalcaba more harshly based upon ethnicity or nationality,
or because Ruvalcaba committed the crime in a country
foreign to him. Nor did the sentencing judge predicate his
decision on any animus towards illegal aliens. Rather, the
sentencing judge denied Ruvalcaba’s request for probation
because, as an illegal alien, Ruvalcaba would likely be
deported if he received probation and would thus ultimately
avoid punishment.
143 P.3d 468, 470 (Nev. 2006). Drawing a distinction between a sentence
based on “citizenship” and one based on “the ability to enforce the criminal
laws of [the] state,” the court affirmed the defendant’s sentence. Id. at 471.
The court observed that “a defendant’s ability to comply with the terms of
probation is certainly a legitimate factor for a sentencing judge to consider
in determining whether to grant probation.” Id.
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In People v. Hernandez-Clavel, the Colorado Court of Appeals framed
the issue as “whether the circumstances relating to defendant’s status as
an illegal alien subject to deportation were proper considerations in the
sentencing court’s decision to grant or deny probation.” 186 P.3d 96, 97
(Colo. App. 2008). The court answered yes. Id. at 100. It recognized as
legitimate the trial court’s concern that the defendant’s likely deportation
meant that he could not benefit from probation or be available to
participate in probation. Id. The court affirmed the trial court’s denial of
probation, rejecting also the defendant’s contention that his sentence
violated equal protection principles. Id.
In Trujillo v. State, the Georgia Court of Appeals upheld a trial court’s
decision to deny probation to an unauthorized alien, noting that “the trial
court would have been remiss had it ignored the practical realities
presented by Trujillo’s immigration status and the obstacles that it would
have presented to Trujillo’s ability to comply with the imposed conditions
of probation.” 698 S.E.2d 350, 355 (Ga. Ct. App. 2010). The court
specifically rejected the defendant’s argument that the sentence violated
his constitutional rights to due process and equal protection under the
law. Id. at 353–54.
In People v. Cesar, on the other hand, the New York Appellate
Division vacated a sentence because the trial court had denied probation
“solely on the basis of the defendant’s status as an undocumented
immigrant.” 14 N.Y.S.3d 100, 107 (App. Div. 2015). The court reasoned
that this would be a violation of due process and equal protection. Id. at
106. Yet the court acknowledged,
[C]ourts may appropriately consider a defendant’s
undocumented immigration status in imposing criminal
sentences. The decision to impose or not impose a sentence
of probation may legitimately be affected by factors directly
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related to undocumented status. Those factors include, but
are not necessarily limited to, the likelihood of the defendant’s
deportation during the probationary period, the defendant’s
history, if any, of repeated departures from and illegal
reentries into the United States, the presence or absence of
family in the United States, the defendant’s employment
history, and the defendant’s legal employability.
Id.
Most recently, in State v. Cerritos-Valdez, the Nebraska Supreme
Court wrote a thorough opinion that dissected many of these prior cases.
889 N.W.2d 605, 611–13 (Neb. 2017). In that case, the defendant pled
guilty to possession of a controlled substance and driving under the
influence. Id. at 608. The district court denied the defendant’s request
for probation, commenting, “[I]t’s very difficult, if not impossible, for the
Court to impose probation when the first term of probation is that you
obey all laws; and to obey all laws, you would have to leave this country,
which would then conversely make it impossible for you to be supervised
by probation.” Id. at 609.
On appeal, the Nebraska Supreme Court affirmed. Id. at 613.
Following its survey of prior caselaw from other jurisdictions, the court
concluded,
Based on the foregoing, we agree that a defendant’s
status as an undocumented immigrant cannot be the sole
factor on which a court relies when determining whether to
grant or deny probation; however, a sentencing court need not
ignore a defendant’s undocumented status. When deciding
whether to grant probation, a defendant’s undocumented
status may properly be considered by a sentencing court as
one of many factors so long as it is either relevant to the
offense for which sentence is being imposed, relevant to
consideration of any of the required sentencing factors under
Nebraska law, or relevant to the defendant’s ability or
willingness to comply with recommended probation
conditions.
Id. at 611–12 (footnotes omitted). The court then found the defendant’s
sentence in compliance with these parameters:
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Here, the district court expressed concern that due to
Cerritos-Valdez’ undocumented status, it would be difficult for
him to comply with the standard terms of probation.
Generally speaking, this is an appropriate sentencing
consideration; it was a concern shared by the probation officer
who completed the PSI, and it was one which was supported
by the information contained in the PSI.
Id. at 612–13.
Sifting through these authorities, they appear to point in a single
direction. A defendant’s immigration status, qua immigration status, may
not be the basis for a sentence. However, to the extent immigration status
affects an otherwise relevant sentencing factor, it may be taken into
account.
Avalos Valdez cites one case to the contrary—State v. Mendoza, 638
N.W.2d 480 (Minn. Ct. App. 2002). In that case, the probation officer
indicated in the PSI that she had been told the defendants, both Mexican
nationals, would be deported once released. Id. at 482. The district court
declined to order probation for them because their immigration status
made probation “impossible and impractical.” Id. The court reversed the
sentence. Without citing or discussing any out-of-state authority, it noted
that deportation is a “collateral” consequence of a guilty plea. Id. at 483.
It then continued,
This observation compels our conclusion that possible
deportation because of immigration status is not a proper
consideration in criminal sentencing. If the district court were
to consider deportation as a factor in its sentencing decision,
it would be considering a possible collateral consequence in
arriving at an appropriate sentence for the defendant. We
conclude that consideration of a possible collateral
consequence, which is beyond the control of the district court
and which may or may not occur, is not a valid consideration
in deciding whether to impose a presumptive sentence or to
depart from the guidelines.
Id. at 484.
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The logic of Mendoza is open to criticism. Since Mendoza was
decided, both the United States Supreme Court and our court have
recognized that immigration is not simply an inscrutable maze. There are
circumstances when deportation is more than just a “possible” result of a
criminal conviction; it can be a certainty. Padilla v. Kentucky, 559 U.S.
356, 368–69, 130 S. Ct. 1473, 1483 (2010); Diaz, 896 N.W.2d at 731–32.
To say that probation should be granted because deportation “may or may
not occur” is probably finessing the issue too much. And to treat
immigration as simply a “collateral” consequence may no longer be
realistic. See Padilla, 559 U.S. at 365–66, 130 S. Ct. at 1481–82; Diaz,
896 N.W.2d at 732. When the Massachusetts Supreme Judicial Court
reversed its prior position on consideration of immigration consequences
during sentencing, it pointed out that:
Reasoning that immigration consequences are collateral
to conviction, this court has held that a trial judge should not
consider the potential immigration consequences in
fashioning a sentence. This reasoning was undermined in
Padilla when the Supreme Court declined to accept the view
that immigration consequences are collateral to conviction.
Therefore, our precedent that a trial judge cannot factor
immigration consequences into sentencing is no longer good
law.
Commonwealth v. Marinho, 981 N.E.2d 648, 660 n.19 (Mass. 2013)
(citations omitted). 1
In any event, we are persuaded that the principle announced in the
cases other than Mendoza is the correct one. Immigration status per se is
not a relevant sentencing factor, but immigration status may impact an
otherwise relevant sentencing factor and, to that extent, may be
1Furthermore, as Avalos Valdez admits, the Minnesota Supreme Court has not
adopted Mendoza but has instead expressly left open the extent to which possible
deportation because of immigration status may be considered in sentencing. State v.
Kebaso, 713 N.W.2d 317, 324 n.7 (Minn. 2006) (en banc).
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considered. Such a procedure does not violate due process or equal
protection. To the contrary, it complies with Iowa law, which requires the
court to take into account all pertinent information in order to select the
sentencing option that provides “maximum opportunity for the
rehabilitation of the defendant, and for the protection of the community.”
Iowa Code § 901.5; see also id. § 907.5(1).
Several other points should be noted. Courts have at times relied
on the effects of a defendant’s immigration status in imposing a more
lenient sentence. For example, in State v. Silvera, a sentencing panel
imposed a sentence below the presumptive range so the defendant—a
lawful permanent resident who had served in the United States Armed
Forces and received an honorable discharge—would not be deported. 309
P.3d 1277, 1280–81 (Alaska Ct. App. 2013). The State challenged that
sentence (and another in a companion case) as violating equal protection.
The Alaska Court of Appeals disagreed, “[I]t was the harsh collateral
consequences they faced if they were deported, not their status as non-
citizens, that led the three-judge panel to conclude that sentencing the
defendants within the presumptive range would be manifestly unjust in
these cases.” Id. at 1287. The practice approved in Silvera could not occur
if the effects of immigration status could never be considered. Cf. State v.
Sanchez, 346 P.3d 701, 704 (Utah Ct. App. 2015) (holding that the trial
court was not required to consider the defendant’s potential deportation
and impose less than the standard sentence).
Also, if the ramifications of immigration status could not be
considered in criminal sentencing, it would logically follow they would be
off-limits in other types of proceedings, such as bail setting, child custody
and termination of parental rights. We disagree with this result. See In re
Adoption of C.M., 414 S.W.3d 622, 669 (Mo. Ct. App. 2013) (explaining that
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the mother’s “immigration status properly played a part” in a termination-
of-parental-rights proceeding); Rico v. Rodriguez, 120 P.3d 812, 818 (Nev.
2005) (“Although we recognize that Rico is entitled to due process and
equal protection, she has simply not demonstrated that the district court’s
consideration of her immigration status violated her constitutional rights
or was a primary factor in the determination of her children’s best
interests.”); State v. Fajardo-Santos, 973 A.2d 933, 939 (N.J. 2009) (“When
bail is set, it is entirely appropriate to consider a defendant’s immigration
status in evaluating the risk of flight or non-appearance.”); In re
Dependency of J.B.S., 863 P.2d 1344, 1350 (Wash. 1993) (en banc)
(“Although not dispositive, the trial court has discretion to consider
[immigration status], insofar as it may affect the consequences of the
placement decision.”).
Immigration status is not a characteristic that can never be relevant
to government action. For example, in Sanchez v. State, we held it did not
violate the Equal Protection and Due Process Clauses of the Iowa and
United States Constitutions for our state to deny driver’s licenses to
unauthorized aliens. 692 N.W.2d 812, 819–20 (Iowa 2005).
In order to carry out some legitimate public policies, such as
optimizing the rehabilitation of a criminal offender, it may be necessary to
consider matters such as the offender’s living and job prospects, which
may require consideration of that offender’s immigration status. Ignoring
those factors simply because they are attributable to immigration status
could result in disparate treatment of a defendant because he or she is an
unauthorized alien.
We now apply these principles to the present case. For that, we
return to the court’s statement of reasons for the sentence it imposed.
Initially, the district court commented on the nature of the crime (involving
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184 pounds of marijuana) and drew the plausible conclusions that
Avalos Valdez could be considered a “danger to the community” and a
“flight risk.” The court then stated, “I don’t think probation would be
appropriate with pleading to this charge given his immigration status.”
But the court immediately explained further, “He won’t be available if I
were to award probation, as I understand it. So I don’t think probation is
an appropriate sentence here.”
Reading the court’s statement in its entirety, we think the court
decided against probation for Avalos Valdez not because he was an
unauthorized alien but because his immigration status meant he “[would
not] be available” to undergo probation, as the court “underst[ood] it,” and
because of the quantity of marijuana involved. We do not see any
constitutional defect in that ruling. The record indicated that
Avalos Valdez would be taken into ICE custody and then deported as soon
as he was no longer incarcerated. It is difficult to see how probation could
have been implemented effectively for Avalos Valdez upon his deportation.
Probation requires that the person be “committed to the custody, care, and
supervision” of “the judicial district department of correctional services.”
Iowa Code § 907.8(2). How would that supervision occur once
Avalos Valdez had been removed to Mexico? And how would the
conditions of probation be enforced? Ordinarily, violations of probation
are enforced as provided in chapter 908. See id. § 907.3(2)(b). This starts
with an arrest and an initial appearance before a magistrate. See id.
§§ 908.1, .2, .11. Notably, there is an “Interstate Compact for Adult
Offender Supervision” in the Iowa Code, but no international compact. See
id. § 907B.1.
We do not foreclose the possibility that in some future case a record
could be developed showing that probation would be workable and proper
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for a foreign national being deported to his or her home country.
Avalos Valdez did not explain below, and does not explain in his briefing
here, how such a probation could be implemented for him. Instead, his
argument is largely abstract and academic. Accordingly, on this record we
find no error.
V. Conclusion.
For the foregoing reasons, we affirm Avalos Valdez’s conviction and
sentence.
AFFIRMED.