Michigan Supreme Court
Lansing, Michigan
Chief Justice: Justices:
Opinion Marilyn Kelly Michael F. Cavanagh
Elizabeth A. Weaver
Maura D. Corrigan
Robert P. Young, Jr.
Stephen J. Markman
Diane M. Hathaway
FILED MAY 26, 2010
In re MASON, Minors.
____________________________________
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Appellee,
v No. 139795
RICHARD MASON,
Respondent-Appellant,
and
CLARISSA SMITH,
Respondent.
BEFORE THE ENTIRE BENCH
CORRIGAN, J.
We reverse the judgment of the Court of Appeals, which affirmed the circuit
court’s order terminating the parental rights of Richard Mason, the respondent-father
(respondent), to his two sons, J. and C. The circuit court committed several legal errors
and the Department of Human Services (DHS) failed in its duties to engage respondent in
the proceedings against him. First, the court and the DHS failed to facilitate respondent’s
participation in the child protective action by telephone in light of his incarceration, as
required by MCR 2.004. The DHS further abandoned its statutory duties to involve him
in the reunification process and to provide services necessary for him to be reunified with
his children. The court effectively terminated respondent’s parental rights merely
because he was incarcerated during the action without considering the children’s
placement with relatives or properly evaluating whether placement with respondent could
be appropriate for the children in the future. Incarceration alone is not a sufficient reason
for termination of parental rights. Accordingly, we reverse and remand the case to the
circuit court for further proceedings consistent with this opinion.
I. FACTS AND PROCEEDINGS
Respondent is the father of J., born March 13, 2004, and C., born December 12,
2006. Clarissa Smith is the boys’ mother. The parents were never married, but
respondent testified that they shared responsibility for J.’s care. The DHS’s Child
Protective Services (CPS) program first became involved with the family in April 2006;
it provided services to Smith, but never to respondent. Until respondent was jailed for
drunk driving in October 2006, shortly before C.’s birth, he did construction work to
support the family.
While respondent was in jail, Smith brought the boys to visit him every week. On
June 19, 2007, the DHS temporarily removed J. and C. from Smith’s care. CPS had
investigated Smith after the police found J. wandering outside the home unsupervised.
The removal petition filed by the DHS also accused respondent of neglect, citing his
2
criminal history and alleging that he “has failed to provide for the children physically,
emotionally and financially.”
The court authorized the petition on June 20, 2007, at a hearing where respondent
was represented by court-appointed counsel. The court notified respondent that the
children had been removed and arranged for him to participate by telephone in a July 24,
2007, pretrial hearing. At the July 24 hearing, both respondent and Smith pleaded no
contest to the allegations in the petition. The DHS planned to provide services to Smith
with a goal of reunification. With regard to respondent, the court ordered supervised
visits following his anticipated release from jail.
The DHS foster care worker, Steven Haag, later created a parent-agency treatment
plan and service agreement (the “service plan”) requiring respondent and Smith to submit
to substance-abuse and psychological assessments, complete parenting classes, maintain
contact with the children, and establish legal sources of income and suitable homes. The
court adopted the service plan with regard to both parents at an August 14, 2007, hearing,
at which respondent was not present.1 Smith had requested placement of the children
with respondent’s family and the court ordered placement with the children’s paternal
aunt and uncle.
Respondent’s incarceration did not end in August 2007 as expected, however.
Rather, when his jail term expired, he was sentenced to prison for a prior larceny
1
It is unclear from the record whether the DHS provided a copy of the service
plan to respondent.
3
conviction because the drunk driving conviction violated his probation conditions.
Respondent’s earliest release date became July 1, 2009. The court then restricted his
contact with the children to cards or letters. Although the DHS and the court knew of
respondent’s incarceration, they did not include him in subsequent hearings on November
13, 2007, February 11, 2008, May 8, 2008, July 8, 2008, and October 7, 2008. Nor did
they inform him of his right under MCR 2.004 to participate in hearings by telephone. At
the July 8, 2008, hearing, respondent—who had corresponded with his attorney—
expressed through counsel that he was “extremely concerned with what is going on with
this case.” He “truly want[ed] what’s best for [his] children, as well as to be a part of
their lives.” He did “very much want to be a part of any and all court proceedings.” His
request to participate was apparently overlooked.
Finally, more than 16 months after he last participated, the court arranged for
respondent to participate by phone in the December 3, 2008, permanency planning
hearing. DHS worker Haag acknowledged at the hearing that respondent had provided
proof that he completed an educational class and a business education technology course
while in prison. Respondent also attended weekly Alcoholics Anonymous meetings and
was on waiting lists for enrollment in parenting classes and counseling. But Smith had
tested positive for drugs and acknowledged that her current residence was not suitable for
her sons. Because the boys had been in care for almost 18 months, Haag contended that
both parents’ rights should be terminated. Both parents objected. Respondent’s attorney
observed that respondent was doing what he could and might be released by July 2009.
4
The court nevertheless authorized the termination petition. Smith did not appear
for the termination hearing and has not appealed. With regard to respondent, the entirety
of the petition’s allegations was as follows:
Mr. Mason has been in prison since the boys were removed. His
earliest release date is July 2009 and he could be incarcerated until July
2016. During his current incarceration, Mr. Mason has been participating
in weekly 12-step meetings and completed a Business Education
Technology program. He is waiting to be enrolled in parenting classes.
The petition sought termination of respondent’s rights on the following grounds listed in
MCL 712A.19b(3):
(c) The parent was a respondent in a proceeding brought under this
chapter, 182 or more days have elapsed since the issuance of an initial
dispositional order, and the court, by clear and convincing evidence,
finds . . . :
(i) The conditions that led to the adjudication continue to exist and
there is no reasonable likelihood that the conditions will be rectified within
a reasonable time considering the child’s age.
* * *
(g) The parent, without regard to intent, fails to provide proper care
or custody for the child and there is no reasonable expectation that the
parent will be able to provide proper care and custody within a reasonable
time considering the child’s age.
(h) The parent is imprisoned for such a period that the child will be
deprived of a normal home for a period exceeding 2 years, and the parent
has not provided for the child’s proper care and custody, and there is no
reasonable expectation that the parent will be able to provide proper care
and custody within a reasonable time considering the child’s age.
* * *
(j) There is a reasonable likelihood, based on the conduct or capacity
of the child’s parent, that the child will be harmed if he or she is returned to
the home of the parent.
5
At the February 3, 2009, termination hearing, respondent opposed termination
because of his imminent release from prison. He requested a one-month adjournment
until March 2009 to ascertain whether the parole board would release him the following
July. The children’s attorney supported respondent’s request to adjourn to assess the
situation since the children were living with respondent’s family. Respondent had
arranged a construction job with his brother and housing with his mother in anticipation
of his release from prison.
Only Haag and respondent testified at the hearing. Haag candidly admitted that he
had never spoken with respondent. Haag stated that respondent had not provided
verification of completion of any programs required by the service plan. In particular,
respondent had not completed a substance-abuse program or received an evaluation by a
psychologist. Haag opined that termination was in the children’s best interests because,
even if respondent were to be released from prison in July 2009, it would take him
another six months to comply with the service plan and his parole conditions.
Respondent testified regarding the classes he completed in prison. He was not
using drugs or alcohol, as a drug test confirmed. He stated that a prisoner could not
request a psychological evaluation. He did paid work while in prison. With regard to his
criminal past, he explained that a 1997 criminal sexual conduct conviction involved
consensual sexual behavior with his 16-year-old girlfriend when he was 17. He also
described brief jail sentences and probationary periods resulting from this and his other
past offenses. Finally, respondent expressed his desire to care for his sons. He had
6
employment with his brother waiting for him upon his release. He planned to live with
his mother, who had a three-bedroom home with “substantial room for the boys.”
The court nonetheless terminated respondent’s parental rights on the basis of each
of the grounds alleged. It faulted him because he had not personally cared for the
children for at least the past two years. And his incarceration precluded him from taking
advantage of services offered by the DHS. Even if he were to be released in July, the
court concluded that he would need at least 6 months to comply with the service plan and
bond with the children, requiring at least 11 more months in state-supervised care for the
children after the termination hearing.
Respondent appealed as of right. The Court of Appeals affirmed in a
memorandum opinion. In re Mason, unpublished memorandum opinion of the Court of
Appeals, issued September 15, 2009 (Docket No. 290637).2 On December 3, 2009, we
granted oral argument to consider whether to grant leave to appeal or take other
peremptory action.
II. STANDARD OF REVIEW
We review for clear error a trial court’s factual findings as well as its ultimate
determination that a statutory ground for termination of parental rights has been proved
by clear and convincing evidence. MCR 3.977(J); In re Trejo Minors, 462 Mich 341,
2
Because it is relevant to the relief available in this case, we note that respondent
was paroled on September 22, 2009, one week after the Court of Appeals issued its
opinion.
7
356-357; 612 NW2d 407 (2000). “‘A finding is “clearly erroneous” [if] although there is
evidence to support it, the reviewing court on the entire evidence is left with the definite
and firm conviction that a mistake has been made.’” In re Miller, 433 Mich 331, 337;
445 NW2d 161 (1989) (citation omitted). We review de novo the interpretation and
application of statutes and court rules. Estes v Titus, 481 Mich 573, 578-579; 751 NW2d
493 (2008).
III. ANALYSIS
The state is not relieved of its duties to engage an absent parent merely because
that parent is incarcerated. In this case, once again, the DHS’s efforts focused
exclusively on the custodial mother and essentially ignored the father. “Reasonable
efforts to reunify the child and family must be made in all cases” except those involving
aggravated circumstances not present in this case. MCL 712A.19a(2) (emphasis added).
Here, because the DHS and the court failed to adhere to court rules and statutes,
respondent was not afforded a meaningful and adequate opportunity to participate.
Therefore, termination of his parental rights was premature.
A. THE RIGHT TO PARTICIPATE BY TELEPHONE UNDER MCR 2.004
MCR 2.004 requires the court and the petitioning party to arrange for telephonic
communication with incarcerated parents whose children are the subject of child
protective actions. See MCR 2.004(A) to (C). The express purposes of the rule include
ensuring “adequate notice . . . and . . . an opportunity to respond and to participate,” in
8
part by determining “how the incarcerated party can communicate with the court . . .
during the pendency of the action, and whether the party needs special assistance for such
communication, including participation in additional phone calls.” MCR 2.004(E)(1) and
(4). The court must consider “the scheduling and nature of future proceedings, to the
extent practicable, and the manner in which the incarcerated party may participate.”
MCR 2.004(E)(5). Significantly, MCR 2.004(F) provides:
A court may not grant the relief requested by the moving party
concerning the minor child if the incarcerated party has not been offered the
opportunity to participate in the proceedings, as described in this rule. This
provision shall not apply if the incarcerated party actually does participate
in a telephone call . . . .
Although the court here arranged for respondent to participate in the July 24,
2007, pretrial hearing, no one informed him of his right to continue to participate in the
proceedings with facilitation by the court.3 The court and the DHS were well aware that
respondent was in prison and thus needed “special assistance”4 to participate in “future
proceedings.”5 Yet the court arranged for respondent’s phone participation in only one
additional proceeding before the termination hearing—the December 3, 2008,
permanency planning hearing.
3
Even respondent’s appointed attorney appears not to have recognized the court’s
duty to facilitate respondent’s participation by phone. The attorney reported merely
informing respondent by letter that “perhaps” respondent’s participation could be
arranged.
4
MCR 2.004(E)(4).
5
MCR 2.004(E)(5).
9
When a respondent is not “offered the opportunity to participate in the
proceedings,” MCR 2.004(F) prohibits the court from granting the moving party’s
request for relief unless the respondent actually participated in “a telephone call.” The
DHS argues that the protection of MCR 2.004(F) is not applicable here because
respondent participated in two telephone calls—at the July 24, 2007, pretrial hearing and
the December 3, 2008, permanency planning hearing. We disagree.
A child protective action such as this consists of a series of proceedings, including
a preliminary hearing at which the court may authorize a petition for removal of a child
from his home, MCL 712A.13a(2), review hearings to evaluate the child’s and parents’
progress, MCL 712A.19, permanency planning hearings, MCL 712A.19a, and, in some
instances, a termination hearing, MCL 712A.19b.6 Each proceeding generally involves
different issues and decisions by the court. Thus, to comply with MCR 2.004, the
moving party and the court must offer the parent “the opportunity to participate in” each
proceeding in a child protective action. For this reason, participation through “a
telephone call” during one proceeding will not suffice to allow the court to enter an order
at another proceeding for which the parent was not offered the opportunity to participate.
This case illustrates the point well. Although respondent participated by phone in
the July 24, 2007, pretrial hearing, he was not offered the opportunity to participate in the
6
Child protective actions, in general, are also divided into two “phases”: the
adjudicative phase, during which the trial court determines whether it “may exercise
jurisdiction over the child,” and the dispositional phase, during which the court
“determines what action, if any, will be taken on behalf of the child.” In re Brock, 442
Mich 101, 108; 499 NW2d 752 (1993).
10
review or permanency planning hearings held from August 2007 through July 2008. By
the time respondent participated in the December 3, 2008, permanency planning
hearing—16 months after he last participated—the court and the DHS were ready to
move on to the termination hearing. Thus, respondent missed the crucial, year-long
review period during which the court was called upon to evaluate the parents’ efforts and
decide whether reunification of the children with their parents could be achieved. Indeed,
respondent was practically excluded from almost every element of the review process, as
is further detailed below.
In sum, respondent was not “offered the opportunity to participate in the
proceedings,” MCR 2.004(F), by the moving party and the court as required by MCR
2.004(B).7 Further, he did not actually participate in a telephone call relevant to each
proceeding. Although he participated in two calls before the termination hearing, neither
call took place during the review period when the DHS made efforts to reunify the
children with their parents. Accordingly, the court was precluded from granting the relief
requested by the moving party at the close of the review period—specifically, the DHS’s
request for termination of respondent’s parental rights. Respondent’s absence affected
both his ability to participate and the information available for the court’s consideration.
7
MCR 2.004(B) imposes several specific duties, including the moving party’s
duties to notify the respondent, contact the department of corrections, and notify the court
that telephonic participation is required. The court must then order the department to
make arrangements for the call.
11
Accordingly, as will be discussed, the circuit court’s resultant findings in relation to the
statutory grounds for termination were clearly erroneous.
B. STATUTORY RIGHTS TO PARTICIPATE IN THE DHS SERVICE PLAN
The failures of the DHS and the court also directly violated their statutory duties.
If the court orders placement of a child outside the child’s home, the DHS must prepare
an initial services plan within 30 days of the child’s placement. MCL 712A.13a(8)(a).
Before the court enters an order of disposition, the DHS must prepare a case service plan,
which must include, among other things, a “[s]chedule of services to be provided to the
parent, child, and if the child is to be placed in foster care, the foster parent, to facilitate
the child’s return to his or her home or to facilitate the child’s permanent placement.”
MCL 712A.18f(3)(d). “If a child continues in placement outside of the child’s home, the
case service plan shall be updated and revised at 90-day intervals . . . .” MCL
712A.18f(5). Further, at each review hearing, the court is required to consider, among
other things, “[c]ompliance with the case service plan with respect to services provided or
offered to the child and the child’s parent, . . . whether the parent . . . has complied with
and benefited from those services,” and “[t]he extent to which the parent complied with
each provision of the case service plan, prior court orders, and an agreement between the
parent and the agency.” MCL 712A.19(6)(a) and (c). The court may then modify the
case service plan, including by “[p]rescribing additional services” and “[p]rescribing
additional actions to be taken by the parent . . . to rectify the conditions that caused the
child to be placed in foster care or to remain in foster care.” MCL 712A.19(7)(a) and (b).
12
The only documented service plan in this case listed respondent’s obligations and
stated that the DHS “worker will refer the family to the appropriate agencies in order to
meet the goals” of the service plan. It is unclear, however, whether the DHS sent a copy
of the service plan to respondent; although a copy appears in the circuit court record, the
section reserved for respondent’s signature is notably blank. In any event, neither Haag
nor the court ever facilitated respondent’s access to services and agencies or discussed
updating the plan. Although Haag testified that as a matter of general policy the DHS
“tr[ies] to make contact with the prison social worker that might be able to help [a
respondent] fulfill some of [the service plan requirements] and get into the services in the
prison,” Haag did not assert that he complied with this policy here. At a minimum, there
is no evidence that Haag spoke to a prison social worker about respondent’s need for
services. Indeed, Haag admitted that respondent could not comply with the service plan
as written while in prison, but provided no explanation for his failure to update the plan
or to contact respondent,8 particularly after Smith’s noncompliance with the plan became
8
Failures such as these by the caseworker do not only prejudice parents’ rights.
The DHS’s deficiencies in these regards can be the cause of millions of dollars in federal
funding losses as a penalty for failing to meet state child welfare requirements addressed
by the United States Department of Health and Human Services Child and Family
Services review (CFSR) and review under subchapter IV, part E, of the United States
Social Security Act, 42 USC 670 et seq., which provides significant funds for Michigan’s
foster care system. See 42 USC 674(d) (providing a system for reducing a state’s funding
as a penalty for noncompliance with program requirements). Indeed, on March 2, 2010,
the Children’s Bureau of the federal Administration for Children and Families informed
the DHS that Michigan’s noncompliance with federal requirements will result in an
estimated minimum funding loss of $2,836,189 for fiscal year 2009 if the failures are not
remedied through a program improvement plan. See the letter from Joseph L. Bock,
Acting Associate Commissioner, Children’s Bureau, Administration for Children and
13
evident. Haag first reported Smith’s noncompliance and the DHS’s intent to seek
termination at the December 3, 2008, permanency planning hearing. Yet the DHS and
the court still failed to address respondent’s right to services or updating the service plan.
Respondent’s parental rights were terminated a mere two months later, on February 3,
2009.
Under these circumstances, the circuit court was required to consider MCL
712A.19a(6), which provides:
If the court determines at a permanency planning hearing that a child
should not be returned to his or her parent, the court may order the agency
Families, United States Department of Health and Human Services, to Ismael Ahmed,
Director, Michigan Department of Human Services (March 2, 2010) (on file with the
author and the recipient); the memorandum from Kelly Howard, Michigan State Court
Administrative Office, regarding the 2009 CFSR final report (March 18, 2010), available
at (accessed
May 25, 2010). As is reflected in the current DHS Childrens Foster Care Manual (also
called the “FOM”): “Casework service requires the engagement of the family in
development of the service plan. This engagement must include an open conversation
between all parents/guardians and the [foster care] worker . . . .” FOM 722-6, p 1
(emphasis in original). The FOM is publicly available at
(accessed May 25, 2010).
Indeed, the
family is to be extensively involved in case planning and have a clear
understanding of all the conditions which must be met prior to the child’s
return home, how these relate to the petition necessitating removal, and
what the supervising agency will do to help the family meet these
conditions. [Id. at 1-2.]
Further, “[i]f the parents are not involved in developing or refuse to sign the case plan,
the reasons must be documented . . . .” Id. at 2. “The [foster care] worker must also
identify and document additional actions needed to secure the parent’s participation in
service planning and compliance with the case plan.” Id. Haag clearly did not take any
of these actions here, and respondent’s signature is conspicuously absent from the service
plan.
14
to initiate proceedings to terminate parental rights. Except as otherwise
provided in this subsection, if the child has been in foster care under the
responsibility of the state for 15 of the most recent 22 months, the court
shall order the agency to initiate proceedings to terminate parental rights.
The court is not required to order the agency to initiate proceedings to
terminate parental rights if 1 or more of the following apply:
* * *
(c) The state has not provided the child’s family, consistent with the
time period in the case service plan, with the services the state considers
necessary for the child’s safe return to his or her home, if reasonable efforts
are required. [Emphasis added.]
Although the initial conditions of MCL 712A.19a(6) were met—the children could not
yet be returned to respondent and they had been placed out of their home for more than
15 months—the court and the DHS failed to consider that respondent had never been
evaluated as a future placement or provided with services. Rather, the DHS had focused
on its attempts to reunify the children with Smith and, in doing so, disregarded
respondent’s statutory right to be provided services and, as a result, extended the time it
would take him to comply with the service plan upon his release from prison—which was
potentially imminent at the time of the termination hearing. The state failed to involve or
evaluate respondent, but then terminated his rights, in part because of his failure to
comply with the service plan,9 while giving him no opportunity to comply in the future.
9
MCL 712A.19a(5) provides for the court’s consideration of a parent’s failure to
comply with a service plan as follows:
[T]he court shall view the failure of the parent to substantially
comply with the terms and conditions of the case service plan prepared
under [MCL 712A.18f] as evidence that return of the child to his or her
parent would cause a substantial risk of harm to the child’s life, physical
health, or mental well-being.
15
This constituted clear error. As we observed in In re Rood, a court may not terminate
parental rights on the basis of “circumstances and missing information directly
attributable to respondent’s lack of meaningful prior participation.” In re Rood, 483
Mich 73, 119; 763 NW2d 587 (2009) (opinion by CORRIGAN, J.); see also id. at 127
(YOUNG, J., concurring in part) (stating that, as a result of the respondent’s inability to
participate, “there is a ‘hole’ in the evidence on which the trial court based its termination
decision”).
C. INCARCERATION ALONE IS NOT GROUNDS FOR TERMINATION
As the earlier discussion suggests, the state’s failures in this case (which are all too
common in this type of case) appear to stem primarily from the fact of respondent’s
incarceration. Not only did the state fail to properly include him in the proceedings, but
the circuit court’s ultimate decision in the case was replete with clear factual errors and
errors of law that essentially resulted in the termination of respondent’s parental rights
solely because of his incarceration.10 The mere present inability to personally care for
one’s children as a result of incarceration does not constitute grounds for termination.
10
Notably, the termination petition practically confirms that the state was focused
almost exclusively on the mere fact of respondent’s incarceration. Two of the scant four
sentences in the petition containing allegations against him state: “Mr. Mason has been
in prison since the boys were removed. His earliest release date is July 2009 and he
could be incarcerated until July 2016.” The other two sentences do not establish grounds
for termination; to the contrary, they appear to weigh in respondent’s favor: “During his
current incarceration, Mr. Mason has been participating in weekly 12-step meetings and
completed a Business Education Technology program. He is waiting to be enrolled in
parenting classes.”
16
MCL 712A.19b(3)(h) authorizes termination only if each of three conditions is
met:
The parent is imprisoned for such a period that [1] the child will be
deprived of a normal home for a period exceeding 2 years, and [2] the
parent has not provided for the child’s proper care and custody, and [3]
there is no reasonable expectation that the parent will be able to provide
proper care and custody within a reasonable time considering the child’s
age. [Emphasis added.]
The combination of the first two criteria—that a parent’s imprisonment deprives a child
of a normal home for more than two years and the parent has not provided for proper care
and custody—permits a parent to provide for a child’s care and custody although the
parent is in prison; he need not personally care for the child.11 The third necessary
condition is forward-looking; it asks whether a parent “will be able to” provide proper
care and custody within a reasonable time. Thus, a parent’s past failure to provide care
11
Michigan traditionally permits a parent to achieve proper care and custody
through placement with a relative. In re Taurus F, 415 Mich 512, 535; 330 NW2d 33
(1982) (opinion by WILLIAMS, J.) (equally divided decision) (“[I]f a mother gives
custody to a sister, that can be ‘proper custody’.”); In re Maria S Weldon, 397 Mich 225,
296; 244 NW2d 827 (1976) (opinion by LEVIN, J.) (“Some parents, . . . because of
illness, incarceration, employment or other reason, entrust the care of their children for
extended periods of time to others. This they may do without interference by the state as
long as the child is adequately cared for.”), overruled in part on other grounds by Bowie v
Arder, 441 Mich 23, 47; 490 NW2d 568 (1992); In re Curry, 113 Mich App 821, 823-
826; 318 NW2d 567 (1982) (observing that incarcerated parents may achieve proper
custody by placing a child with relatives); In re Carlene Ward, 104 Mich App 354, 360;
304 NW2d 844 (1981) (holding that a child “who was placed by her natural mother in the
custody of a relative who properly cared for her, is not a minor ‘otherwise without proper
custody or guardianship’ and thus she was not subject to the jurisdiction of the probate
court” under MCL 712A.2). Michigan’s Estates and Protected Individuals Code includes
an extensive statutory scheme designed to establish guardians for minors—including
guardians who are relatives—by appointment of the court or by appointment of the
minor’s parents. MCL 700.5201 et seq.
17
because of his incarceration also is not decisive.12 The court here failed to consider these
provisions separately in at least three regards.
First, as discussed in part earlier, the court failed to account for the fact that the
DHS did not seek termination of respondent’s or Smith’s parental rights until December
3, 2008. At that time, respondent anticipated being paroled in less than two years;
indeed, he was paroled less than one year later, on September 22, 2009.
Second, on a related point, the court clearly erred by concluding, on the basis of
Haag’s largely unsupported opinion, that it would take at least six months for respondent
to be ready to care for his children after he was released from prison. As noted,
throughout the proceedings the DHS and the court failed to evaluate respondent’s
parenting skills or facilitate his access to services.13 Accordingly, as previously
discussed, the court’s conclusion that respondent could not care for his children within a
12
The Court of Appeals consistently adheres to this approach, having stated that
the trial court must consider “whether the imprisonment will deprive a child of a normal
home for two years in the future, and not whether past incarceration has already deprived
the child of a normal home.” In re Neal, 163 Mich App 522, 527; 414 NW2d 916 (1987).
See also In re Perry, 193 Mich App 648, 650; 484 NW2d 768 (1992), quoting Neal, 163
Mich App at 527, on this point.
13
The state also arguably contributed to respondent’s lack of a current bond with
his children; although the children had previously visited him weekly in jail, on the
DHS’s recommendation the court prohibited even phone contact with them when he was
imprisoned again. The court may have reasonably foreclosed further in-person visits
given that, when he was reimprisoned, respondent was relocated to a facility in the Upper
Peninsula. But the failure to permit phone contact absent proof that contact would harm
the children appears to have violated MCL 712A.13a(11), which establishes that, until a
petition for termination is filed, the court must permit “the juvenile’s parent to have
frequent parenting time” unless visits, “even if supervised, may be harmful to the
juvenile . . . .”
18
reasonable time in the future was improperly rooted in “circumstances and missing
information directly attributable to respondent’s lack of meaningful prior participation.”
Rood, 483 Mich at 119 (opinion by CORRIGAN, J.); see also id. at 127 (YOUNG, J.,
concurring in part). Moreover, respondent did engage in activities while in prison that
amounted to compliance with elements of the service plan.14 In Haag’s own words at the
December 3, 2008, permanency planning hearing, “[W]e do have some of what’s
expected of him.” Respondent also remained in contact with his children through cards
and arranged for a home and legal income upon his release from prison. Under these
circumstances, the court erred when it accepted Haag’s opinion at the termination hearing
that respondent had utterly failed to comply with the service plan—a plan that he may not
have received in the first place—and had no hope of complying within a reasonable time
given the children’s ages.15
14
It is impossible to tell from the record before us whether respondent was
purposefully acting to comply with the service plan, sought out services simply for his
own edification, or acted on the advice of counsel to improve his prospects of regaining
custody of his children.
15
Moreover, the court made several factual errors when it considered the length of
the child protective proceedings. The children had been in state-supervised care (“in
care”) for about 20 months at the time of the termination hearing—from June 2007
through February 2009. For most of that time, they were living with respondent’s family.
Yet the court stated that, even if respondent were to be released from prison in July
2009—five months after the termination hearing—and then it took six months for him to
comply with the service plan, the boys would have been in care for a total of four years.
Actually, under this scenario the boys would have been in care for 31 months—just over
2½ years. The court further stated that, at the time of the termination hearing, C. was
three years old and J. was almost six years old. Actually, C., who had been removed
from his mother’s care when he was six months old, was two years old and J. was four
years old.
19
Third, the court never considered whether respondent could fulfill his duty to
provide proper care and custody in the future by voluntarily granting legal custody to his
relatives during his remaining term of incarceration. At Smith’s request, the children had
already been successfully placed with respondent’s family—presumably the very people
with whom respondent would have voluntarily placed them had the DHS not already
taken custody of them by the time respondent was notified of Smith’s neglect. This being
the case, it was unnecessary for respondent to make ongoing arrangements with the
relatives that would permit him to preserve his rights and remain in contact with his
sons.16
Indeed, a child’s placement with relatives weighs against termination under MCL
712A.19a(6)(a), which expressly establishes that, although grounds allowing the
initiation of termination proceedings are present, initiation of termination proceedings is
not required when the children are “being cared for by relatives.” Thus the boys’
placement with respondent’s family was an explicit factor to consider in determining
whether termination was in the children’s best interests, yet placement with relatives was
never considered in this regard.
Finally, we turn to the substance of the other grounds for termination. Under
MCL 712A.19b(3)(c)(i), the DHS must show by clear and convincing evidence that “182
or more days have elapsed since the issuance of an initial dispositional order,” that the
“conditions that led to the adjudication continue to exist,” and that “there is no reasonable
16
It is troubling that even respondent’s lawyer did not raise this point.
20
likelihood that the conditions will be rectified within a reasonable time considering the
child’s age.” Under MCL 712A.19b(3)(g), the DHS must show that “[t]he parent,
without regard to intent, fails to provide proper care or custody for the child and there is
no reasonable expectation that the parent will be able to provide proper care and custody
within a reasonable time considering the child’s age.” As under MCL 712A.19b(3)(h),
each of these grounds requires clear and convincing proof that the parent has not
provided proper care and custody and will not be able to provide proper care and custody
within a reasonable time. As such, these additional grounds are factually repetitive and
wholly encompassed by MCL 712A.19b(3)(h). Because the court erred in evaluating
whether respondent could care for his children in the future, either personally or through
his relatives, termination under MCL 712A.19b(3)(c)(i) or (g) was also premature.
The only other ground alleged for termination was that in MCL 712A.19b(3)(j):
“There is a reasonable likelihood, based on the conduct or capacity of the child’s parent,
that the child will be harmed if he or she is returned to the home of the parent.”
Termination on this ground was clearly erroneous because no evidence showed that the
children would be harmed if they lived with respondent upon his release. Significantly,
just as incarceration alone does not constitute grounds for termination, a criminal history
alone does not justify termination. Rather, termination solely because of a parent’s past
violence or crime is justified only under certain enumerated circumstances, including
when the parent created an unreasonable risk of serious abuse or death of a child, if the
parent was convicted of felony assault resulting in the injury of one of his own children,
or if the parent committed murder, attempted murder, or voluntary manslaughter of one
21
of his own children. MCL 712A.19a(2); MCL 722.638(1) and (2). The DHS did not
present any evidence suggesting that respondent had ever harmed a child. Indeed, the
errors in this case are particularly troubling given that respondent’s criminal history
consisted largely of short jail stints for comparatively minor offenses. The record shows
that he supported his family before his imprisonment and no evaluation was ever
conducted to gauge whether he was likely to offend again.
In sum, the circuit court clearly erred both by failing to correctly apply the text of
the relevant statutes and, as did the circuit court in Rood, by basing its factual findings on
a record that was largely undeveloped because of the state’s failures to involve
respondent. We do not reach the question whether reversal could be independently
required under a due process analysis. Rather, consistent with the majority position in
Rood, under the circumstances of this case it is enough that the court violated several
statutes and court rules. Most significantly, because the court engaged in fact-finding
despite the resulting holes in the record, it relieved the DHS of its burden to prove by
clear and convincing evidence that grounds for termination were present. MCL
712A.19b(3); Rood, 483 Mich at 119 (opinion by CORRIGAN, J.) (noting that a court may
not terminate parental rights on the basis of “circumstances and missing information
directly attributable to respondent’s lack of meaningful prior participation”); id. at 123-
124 (CAVANAGH, J., concurring in part) (stating that “the trial court clearly erred by
determining that the DHS had shown that the statutory grounds for termination were
established” when the court and the DHS failed to “fulfill their statutory duties and make
reasonable efforts to reunite respondent and his child”); id. at 126-127 (YOUNG, J.,
22
concurring in part) (“The failure of the trial court and the DHS to provide adequate notice
to respondent was the root of the trial court’s erroneous ruling that petitioner had
presented clear and convincing evidence in support of the grounds cited in the
termination petition . . . . [T]here is a ‘hole’ in the evidence on which the trial court
based its termination decision.”).
IV. RESPONSE TO JUSTICE MARKMAN
Justice MARKMAN aptly observes that respondent has never been an ideal parent.
But this fact does not disentitle respondent to the rights afforded him as a parent in a
proceeding involving his children’s welfare. Centrally, the majority’s view differs from
that of Justice MARKMAN in that, as we have explained, we cannot conclude that the
circuit court and the DHS afforded respondent the rights to which he was entitled under
the terms of the relevant statutes and court rules. Thus, the DHS was effectively relieved
of its duty to properly prove by clear and convincing evidence that a statutory ground for
termination was satisfied.
Justice MARKMAN’s result is also premised on his belief that “nobody but
respondent can be blamed for the fact that he was in prison during the pendency of these
proceedings.” As we have explained, and as Justice MARKMAN professes to agree, a
parent’s rights to his child may not be terminated merely because he is imprisoned and
thus unable to personally care for his children. Further, the record belies Justice
MARKMAN’s claims that respondent never supported his children and “did virtually
nothing to demonstrate that he was willing or able to take responsibility for [their] care
23
and custody . . . .” Although we acknowledge respondent’s parenting failures, testimony
also established that he shared in J.’s care and supported the family by doing construction
work before he was imprisoned. Moreover, he arranged for work and housing in
anticipation of his parole.
Most significantly, Justice MARKMAN’s interpretations of the relevant statutes and
court rules appear to endorse the all too common decisions of the DHS and the circuit
courts to cut corners by ignoring the mandates of statutes and court rules when a parent is
in prison. Justice MARKMAN posits, for example, that a couple of phone calls between
respondent and the court—or the letter from respondent’s attorney telling him that
“perhaps” he could participate further in the proceedings—satisfied the requirements of
MCR 2.004 that an imprisoned parent have the “opportunity to respond and to
participate” and “communicate with the court . . . during the pendency of the action,”
including by participating in “additional phone calls . . . .” MCR 2.004(E)(1) and (4).
Justice MARKMAN further credits the statement of DHS worker Haag that it would take
respondent at least six months after his parole to learn to care for his children; yet Haag
admitted that no one from the DHS ever spoke to respondent or evaluated his parenting
skills.
The overriding error in this case is the failure—of the court, the DHS, and indeed
respondent’s attorney—to acknowledge and honor respondent’s right to participate.
Although respondent must take responsibility for his own past failures, the court’s largely
uninformed presumption of his unfitness is not a sufficient basis for termination. The
court may again conclude on remand, after respondent is given a full opportunity to
24
participate, that termination is appropriate. But it must do so by making proper findings
of fact based on respondent’s participation in the proceedings.
Finally, there is no reason that the children’s lives must be disrupted during the
proceedings on remand. Justice MARKMAN fears a “potentially catastrophic” delay in
fulfilling the children’s need for “a safe, secure, and stable home . . . .” But the children
will continue to live with their aunt and uncle—both tomorrow and indefinitely—while
respondent works with the court and the DHS to establish his ability to safely parent
them. If and when the court so orders, he may begin visiting with the children.
Significantly, the aunt and uncle may even retain primary custody through a guardianship
if the court concludes that the children should not be returned to respondent but an
ongoing relationship with him—rather than termination—is in the children’s best
interests. See MCL 712A.19a(7)(c). This option adds significance to the court’s original
failure to consider MCL 712A.19a(6)(a), which establishes that initiation of termination
proceedings is not required when the children are “being cared for by relatives” although
a parent is not personally able to be a primary caregiver for the children.
V. CONCLUSION
For these reasons, the court clearly erred by terminating respondent’s rights under
each of the grounds alleged. Because of the state’s failures, termination was premature.
In the words of the children’s lawyer at the close of the termination hearing, respondent
was “trying to fulfill an agreement that never really made any accommodations to the fact
that he was hamstrung from the beginning [in] trying to get things in order so that he can
25
one day be a father to these children.” Neither the court nor the DHS properly facilitated
respondent’s right to participate in the proceedings, ensured that he had a meaningful
opportunity to comply with a case service plan, or considered the effect of the children’s
placement with his family. Accordingly, we reverse the judgment of the Court of
Appeals, which affirmed the circuit court’s order terminating respondent’s parental
rights, and remand this case to the circuit court for further proceedings consistent with
this opinion.
We do not retain jurisdiction.
Maura D. Corrigan
Marilyn Kelly
Michael F. Cavanagh
Robert P. Young, Jr.
26
STATE OF MICHIGAN
SUPREME COURT
In re MASON, Minors.
_____________________________________
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Appellee,
v No. 139795
RICHARD MASON,
Respondent-Appellant,
and
CLARISSA SMITH,
Respondent.
MARKMAN, J. (dissenting).
I respectfully dissent from this Court’s opinion reversing the Court of Appeals’
affirmance of the order terminating respondent-father’s parental rights to his two- and
four-year-old sons. I simply cannot support the majority’s conclusion that the trial court
clearly erred by terminating respondent’s parental rights. In addition, given that
respondent received all the process to which he was entitled under the law, I find no “due
process” violation in the fact that the majority is able to identify ways in which he could
have been given still more process. The majority, quoting the children’s lawyer-guardian
ad litem, asserts that respondent was “‘hamstrung from the beginning [in] trying to get
things in order so that he [could] one day be a father to these children.’” However, the
majority disregards two quite significant points. First, to the extent that respondent was
“hamstrung,” this was of his own making-- nobody but respondent can be blamed for the
fact that he was in prison during the pendency of these proceedings. Second, there is no
evidence that respondent did anything to provide for his children while they were living
with their unfit mother, with foster parents, or with their paternal aunt and uncle.1
Instead, respondent pleaded ‘no contest’ to the removal petition that alleged that “Mr.
Mason has failed to provide for the children physically, emotionally and financially.”
Indeed, although respondent knew that the children’s mother was drinking again even
before the court did, he still did nothing to try to protect his children from the precarious
situation in which this placed his children. In addition, when he knew that his children
were being removed from their mother, he did nothing to prevent them from being placed
in foster care even though he had relatives who were willing and able to care for the
children.
1
In response to the majority’s assertion that respondent “supported” his family
before he was imprisoned, I must note that respondent testified that, before he was
imprisoned, he and his “family” lived in his mother’s house, his girlfriend’s
grandmother’s house, and a house owned by his brother. In light of this testimony, it is
not entirely clear who supported respondent and his “family”-- respondent or
respondent’s mother, his girlfriend’s grandmother, and his brother. Respondent also has
a third child (who was not the subject of the termination proceedings at issue here), and
there is no evidence in the record to suggest that respondent has done anything to provide
for this child either, before or after his imprisonment. Although respondent did at one
point write letters to one child while he was in prison, he admitted that he stopped doing
even that. To say the least, I do not believe that the trial court clearly erred in its
conclusion that the fact that respondent allegedly “arranged for work and housing in
anticipation of his parole” was too little, too late.
2
Despite respondent’s repeated failures in these regards, the majority reverses the
judgment of the Court of Appeals, which affirmed the trial court’s termination of his
parental rights, on the basis that the Department of Human Services (DHS) and the trial
court did not do enough to help respondent become a better parent. I believe that the
majority has it exactly backwards-- respondent is the one who did not do enough to
become a better parent. He did virtually nothing to demonstrate that he was willing or
able to take responsibility for the care and custody of these children. It is potentially
catastrophic for these children that their interest in a safe, secure, and stable home must
again be placed in abeyance while respondent is afforded yet another opportunity to
become a minimally acceptable parent.2
Respondent has been incarcerated since 2006, and although he has now been
released on parole, he was still incarcerated both when the trial court terminated his
parental rights and when the Court of Appeals affirmed that decision. Respondent has
been convicted of criminal sexual conduct, failure to report as a registered sex offender,
larceny, and drunk driving (twice). Respondent does not deny that the children’s mother,
who was caring for the children before the DHS removed them, was an unfit parent.
Indeed, respondent admits that “he knew that the mother had fallen off the wagon before
the court knew” because “she had called him [and] told him she was drinking again”; yet
2
The majority contends that “there is no reason that the children’s lives must be
disrupted during the proceedings on remand.” Unlike the majority, I believe that not
knowing where they may be living tomorrow (maybe with their father, maybe with their
aunt and uncle, or maybe with new foster parents) very much constitutes a “disruption” in
young children’s lives.
3
he did absolutely nothing to protect his children from this situation. Respondent’s then
two-year-old child was twice found by the police wandering around outside the home
completely unsupervised. On one of these occasions, the mother was found inside asleep.
She had inadequate housing, substance-abuse issues, problems with depression, no job,
and an admitted inability to handle her children. She has been arrested for drunk driving
twice and, as a result, has spent time in jail. She also refused to stop smoking around the
children even though her smoking caused them to suffer severe asthma attacks, and both
the DHS and the children’s doctor had counseled her not to smoke around them.
The mother has not appealed her own loss of parental rights, and the children are
currently being cared for by their paternal aunt and uncle. At the time of termination, the
children had already been living with foster parents and their paternal aunt and uncle for
18 months and all the trial court knew about respondent’s situation was that he would be
eligible for parole in 5 months. The trial court obviously did not know that respondent
would, in fact, be paroled in 5 months. There was also testimony from the DHS that it
would take at least 6 months after parole was granted for respondent to demonstrate that
he was capable of caring for the children.3 So that would have been at least another 11
months of the children living in limbo.4
3
Although the majority is critical of me for relying on this testimony, I think that
it is a matter of common sense that it would take significant time for an imprisoned
father, with respondent’s background, who has never had the sole responsibility of taking
care of young children to demonstrate that he is capable of doing so.
4
The majority, in my judgment, mischaracterizes the trial court’s ruling as an
“uninformed presumption of [respondent’s] unfitness . . . .” There had been at least nine
4
The majority concludes that the trial court clearly erred by terminating
respondent’s parental rights. “‘A finding is “clearly erroneous” [if] although there is
evidence to support it, the reviewing court on the entire evidence is left with the definite
and firm conviction that a mistake has been made.’” In re Rood, 483 Mich 73, 91; 763
NW2d 587 (2009) (opinion by CORRIGAN, J.) (citation omitted). MCL 712A.19b(3)(h)
permits termination when
[t]he parent is imprisoned for such a period that the child will be deprived
of a normal home for a period exceeding 2 years, and the parent has not
provided for the child’s proper care and custody, and there is no reasonable
expectation that the parent will be able to provide proper care and custody
within a reasonable time considering the child’s age.
Those conditions were clearly satisfied here: the children had already been
deprived of a normal home for 18 months and, as a result of respondent’s incarceration,
would have been deprived of a normal home for at least another 11 months. Therefore,
respondent’s incarceration would have led to the children being deprived of a normal
home for well over 2 years.5 In addition, there was testimony that there was no
proceedings preceding the termination of respondent’s parental rights. Respondent was
represented by counsel, and the trial court inquired about respondent, at every single one
of these proceedings. Therefore, if the trial court was “uninformed,” this is respondent’s
own fault. Further, it does not appear that the trial court was “uninformed” about
anything because respondent has certainly not done anything to more fully inform this
Court concerning his ability to properly care for these children. Moreover, the trial court
did not “presume[e]” that respondent was an unfit parent. To the contrary, the trial court
reached this conclusion only after being involved with this case for more than 2½ years,
conducting nine proceedings, listening to the testimonies of the DHS and respondent, and
reviewing and applying the pertinent laws.
5
Although I agree with the majority that MCL 712A.19b(3)(h) does have a
“forward-looking” component to it, if the majority interprets this to mean that courts must
5
reasonable expectation that respondent would be able to provide proper care within a
reasonable time given the ages of the children.
Respondent had been in prison for more than two years (almost three years by the
time he was released), and he had done absolutely nothing to provide for the children’s
care. They had to be removed from their mother’s care because she was unable to
properly care for them. They were then placed in foster care until their mother indicated
that she would like a relative to care for the children. Some time thereafter, the children
were placed with their paternal aunt and uncle. Although respondent’s relatives are
currently caring for the children, respondent had absolutely nothing to do with this
arrangement.6 As he has been since his youngest was born, he was ‘missing in action’ in
the lives of these children as they were shuttled from one home to another. In addition,
there is no evidence that respondent will be able to properly care for these children within
a reasonable time. These children are very young, and respondent has been in prison
since before the youngest child was even born. The foster care worker testified that it
would take at least 6 months after being paroled for respondent to establish that he could
properly care for the children; by the time the trial court terminated his parental rights,
ignore the amount of time a respondent has already spent imprisoned, I disagree. Rather,
MCL 712A.19b(3)(h) requires us to examine both a respondent’s past and future ability
to provide proper care and custody of the children, including the amount of time he has
already spent imprisoned and the amount of time he will spend imprisoned in the future.
6
Respondent should be treated no differently from an incarcerated father who has
no relatives who could provide his children with proper care. Once again, respondent
himself did nothing at any juncture to ensure that proper care was provided to these
children, despite the fact that he clearly could have.
6
the children had already been living with foster parents and their paternal aunt and uncle
for 18 months. These children need stability in their lives and they need it now; they
cannot sit around indefinitely and wait to see if respondent, after interminable grants of
supposed “due process” nowhere required in the law, can somehow become a responsible
parent.7 For these reasons, I simply cannot conclude that the trial court here clearly erred
by terminating respondent’s parental rights.
In Rood, the lead opinion concluded that the respondent-father’s due process rights
were violated when his parental rights were terminated even though he had received no
notice of the ongoing proceedings. In the instant case, respondent himself has not raised
any due process issue, and this Court does not normally address issues that were not
raised before the lower courts. Naccarato v Grob, 384 Mich 248, 255; 180 NW2d 788
7
Even if the DHS had “facilitated respondent’s access to services,” as the majority
contends the DHS should have done, it would still have taken respondent an uncertain
amount of time after being paroled to demonstrate that he was capable of staying out of
trouble outside of prison and capable of maintaining employment and suitable housing
and caring for these children. Furthermore, MCL 712A.19a(6)(c) provides that if the
state has not provided adequate services, “[t]he court is not required to order the agency
to initiate proceedings to terminate parental rights . . . .” (Emphasis added.) Contrary to
the majority’s contention, the language “not required to” is not synonymous with “shall
not.” Indeed, given that a lack of adequate services does “not require[]” the court to
terminate parental rights, a lack of adequate services also would not “not require” the
court to maintain parental rights. The same is true of MCL 712A.19a(6)(a), which
provides that the court is “not required to” order the agency to initiate termination
proceedings if the children are being cared for by relatives. Finally, in response to the
majority’s suggestion that respondent may never have received a copy of the parent-
agency agreement, I must note that, at the termination hearing, respondent’s counsel
asked respondent questions pertaining to his compliance with this agreement and
respondent answered these questions. Neither respondent nor his counsel said anything
that suggested that respondent had not received a copy of the agreement.
7
(1970). However, because the majority gratuitously raises and addresses this issue, I will
address it as well. Because respondent was incarcerated, he was not present at all the
proceedings, but his counsel was always present on his behalf. Respondent’s counsel
indicated that although he wrote to respondent and notified him of the proceedings and of
the fact that respondent could participate by way of speakerphone, respondent did not
initially respond. That is, contrary to the majority’s repeated contention that respondent
was not informed of his right to participate in the hearings by telephone, respondent’s
attorney did, in fact, inform respondent of this right. In addition, when asked whether he
had had any contact with respondent, a foster care worker testified, “We send copies of
the requirements up and try to make contact with the prison social worker that might be
able to help them fulfill some of this and get into the services in the prison.” Finally,
respondent did also, in fact, participate by way of speakerphone during at least two of the
proceedings, and he did physically attend the termination hearing. Therefore, unlike the
respondent in Rood, respondent was notified of the ongoing procedures and was
represented by counsel at every one of these proceedings. Thus, contrary to the
majority’s contention, this case is significantly distinguishable from Rood.
That is, unlike the respondent in Rood, respondent here was fully afforded due
process. Yet the majority does not believe that the due process he received was enough.
One can always identify more process that a person can receive under these
circumstances or in the criminal justice context. However, all that is required by the law
is due process-- the process that one is entitled to under the law-- and that is exactly what
respondent here received. Respondent received notice of the ongoing proceedings, he
8
received an attorney who represented him at each of the proceedings, and he received an
opportunity to participate in each of these proceedings. Given that respondent received
all the process to which he was entitled under the law, I find no due process violation.8
MCR 2.004 provides, in pertinent part:
(A) This rule applies to
* * *
(2) . . . actions involving . . . the termination of parental rights, in
which a party is incarcerated under the jurisdiction of the Department of
Corrections.
(B) The party seeking an order regarding a minor child shall
* * *
(3) file with the court the petition or motion seeking an order
regarding the minor child, stating that a party is incarcerated and providing
the party’s prison number and location; the caption of the petition or motion
shall state that a telephonic hearing is required by this rule.
8
There is no support in this dissent for the majority’s assertion that, because
respondent was not an ideal parent, I believe he is “disentitle[d]” to “the rights afforded
him as a parent in a proceeding involving his children’s welfare.” Respondent obviously
was entitled to the rights afforded to him under the law, as would be any other person.
The majority also asserts that I am improperly taking into consideration respondent’s
imprisonment. Apart from the fact that the law itself takes into consideration whether
“[t]he parent is imprisoned for such a period that the child will be deprived of a normal
home for a period exceeding 2 years,” MCL 712A.19b(3)(h), it is the majority who seems
most preoccupied with respondent’s incarceration, by excusing and rationalizing conduct
that would never be viewed as acceptable in the case of a parent who is not incarcerated.
If respondent had not been imprisoned, his disregard for the welfare of his children, his
lack of diligence in securing for them a stable home, his toleration of an unacceptable
home environment, and his nearly total dereliction of ordinary parental duties would
almost certainly be seen as contrary to the best interests of these children and sufficient to
justify the trial court’s order terminating his parental rights. Although the majority is
certainly correct that an imprisoned parent is entitled to equal rights under the law, he is
not entitled to special, and more favorable, consideration on account of this status.
9
(C) When all the requirements of subrule (B) have been
accomplished to the court’s satisfaction, the court shall issue an order
requesting the department, or the facility where the party is located if it is
not a department facility, to allow that party to participate with the court or
its designee by way of a noncollect and unmonitored telephone call in a
hearing or conference, including a friend of the court adjudicative hearing
or meeting. The order shall include the date and time for the hearing, and
the prisoner’s name and prison identification number, and shall be served
by the court upon the parties and the warden or supervisor of the facility
where the incarcerated party resides.
* * *
(E) The purpose of the telephone call described in this rule is to
determine
(1) whether the incarcerated party has received adequate notice of
the proceedings and has had an opportunity to respond and to participate,
(2) whether counsel is necessary in matters allowing for the
appointment of counsel to assure that the incarcerated party’s access to the
court is protected,
(3) whether the incarcerated party is capable of self-representation, if
that is the party’s choice,
(4) how the incarcerated party can communicate with the court or the
friend of the court during the pendency of the action, and whether the party
needs special assistance for such communication, including participation in
additional telephone calls, and
(5) the scheduling and nature of future proceedings, to the extent
practicable, and the manner in which the incarcerated party may participate.
(F) A court may not grant the relief requested by the moving party
concerning the minor child if the incarcerated party has not been offered the
opportunity to participate in the proceedings, as described in this rule. This
provision shall not apply if the incarcerated party actually does participate
in a telephone call, or if the court determines that immediate action is
necessary on a temporary basis to protect the minor child.
Not only did respondent not raise the issue of MCR 2.004 below, he did not even raise it
in this Court until after we mentioned the rule in our order directing that oral argument be
10
heard on the application for leave to appeal. In re Mason, 485 Mich 993 (2009). There is
no question that respondent was served with the petition to terminate his parental rights,
and there is equally no question that respondent did participate at least twice by way of a
telephone call. Further, MCR 2.004(E) expressly lays out “[t]he purpose of the telephone
call,” and it appears that each relevant purpose listed was satisfied in this case--
respondent received adequate notice of the proceedings, respondent was represented by
counsel, and respondent was informed that he could participate by way of telephone calls
in all future hearings.
MCR 2.004(F) further states, “A court may not grant relief requested by the
moving party concerning the minor child if the incarcerated party has not been offered
the opportunity to participate in the proceedings . . . .” In this case, respondent was
afforded the opportunity to participate in the proceedings, as shown by his own counsel’s
statement that counsel had notified respondent that he could participate by way of
speakerphone. As a result, the trial court was not precluded from terminating
respondent’s parental rights. Moreover, MCR 2.004(F) provides that the provision
prohibiting the court from granting relief if the incarcerated party was not offered the
opportunity to participate “shall not apply if the incarcerated party actually does
participate in a telephone call . . . .” Because respondent did actually participate in at
least two telephone calls and was physically present at the termination hearing, the trial
court was not precluded from terminating his parental rights.
For these reasons, I do not believe that the trial court clearly erred by terminating
respondent’s parental rights, that respondent’s due process rights were in any way
11
violated, or that MCR 2.004 prohibited the trial court from terminating respondent’s
parental rights. Thus, I dissent from this Court’s opinion reversing the Court of Appeals’
affirmance of the order terminating respondent’s parental rights.
Stephen J. Markman
Diane M. Hathaway
12
STATE OF MICHIGAN
SUPREME COURT
In re MASON, Minors.
____________________________________
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Appellee,
v No. 139795
RICHARD MASON,
Respondent-Appellant,
and
CLARISSA SMITH,
Respondent.
WEAVER, J. (dissenting).
I dissent from the majority’s reversal of the Court of Appeals’ affirmance of the
termination of respondent’s parental rights. As Justice MARKMAN correctly and clearly
states:
I respectfully dissent from this Court’s opinion reversing the Court
of Appeals’ affirmance of the order terminating respondent-father’s
parental rights to his two- and four-year-old sons. I simply cannot support
the majority’s conclusion that the trial court clearly erred by terminating
respondent’s parental rights. In addition, given that respondent received all
the process to which he was entitled under the law, I find no “due process”
violation in the fact that the majority is able to identify ways in which he
could have been given still more process. The majority, quoting the
children’s lawyer-guardian ad litem, asserts that respondent was
“‘hamstrung from the beginning [in] trying to get things in order so that he
[could] one day be a father to these children.’” However, the majority
disregards two quite significant points. First, to the extent that respondent
was “hamstrung,” this was of his own making—nobody but respondent can
be blamed for the fact that he was in prison during the pendency of these
proceedings. Second, there is no evidence that respondent did anything to
provide for his children while they were living with their unfit mother, with
foster parents, or with their paternal aunt and uncle.1 Instead, respondent
pleaded ‘no contest’ to the removal petition that alleged that “Mr. Mason
has failed to provide for the children physically, emotionally and
financially.” Indeed, although respondent knew that the children’s mother
was drinking again even before the court did, he still did nothing to try to
protect his children from the precarious situation in which this placed his
children. In addition, when he knew that his children were being removed
from their mother, he did nothing to prevent them from being placed in
foster care even though he had relatives who were willing and able to care
for the children.
Despite respondent’s repeated failures in these regards, the majority
reverses the judgment of the Court of Appeals, which affirmed the trial
court’s termination of his parental rights, on the basis that the Department
of Human Services (DHS) and the trial court did not do enough to help
respondent become a better parent. I believe that the majority has it exactly
backwards—respondent is the one who did not do enough to become a
better parent. He did virtually nothing to demonstrate that he was willing
or able to take responsibility for the care and custody of these children. It is
potentially catastrophic for these children that their interest in a safe,
secure, and stable home must again be placed in abeyance while respondent
is afforded yet another opportunity to become a minimally acceptable
parent.2
1
In response to the majority’s assertion that respondent “supported”
his family before he was imprisoned, I must note that respondent testified
that, before he was imprisoned, he and his “family” lived in his mother’s
house, his girlfriend’s grandmother’s house, and a house owned by his
brother. In light of this testimony, it is not entirely clear who supported
respondent and his “family”—respondent or respondent’s mother, his
girlfriend’s grandmother, and his brother. Respondent also has a third child
(who was not the subject of the termination proceedings at issue here), and
there is no evidence in the record to suggest that respondent has done
anything to provide for this child either, before or after his imprisonment.
Although respondent did at one point write letters to one child while he was
in prison, he admitted that he stopped doing even that. To say the least, I
do not believe that the trial court clearly erred in its conclusion that the fact
2
that respondent allegedly “arranged for work and housing in anticipation of
his parole” was too little, too late.
2
The majority contends that “there is no reason that the children’s
lives must be disrupted during the proceedings on remand.” Unlike the
majority, I believe that not knowing where they may be living tomorrow
(maybe with their father, maybe with their aunt and uncle, or maybe with
new foster parents) very much constitutes a “disruption” in young
children’s lives.
The clear error in this case is not the Court of Appeals’ unanimous decision
affirming the termination of the imprisoned father’s parental rights or the trial court’s
decision to do so. The clear error is the Supreme Court majority’s unrestrained reaching
out and the creation of an issue that was not raised in the trial court or the Court of
Appeals and that takes 26 pages to find clear error by the trial court where there is none,
with the tragic result for these two little boys, two and four years old, who will be
deprived of the only parents they have ever known and the security of a stable and loving
home that they so need and deserve. Indeed, the majority’s decision and opinion clearly
and tragically have this case “backwards.”
Elizabeth A. Weaver
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