IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
JOHN DOES 1, 2, 4, 5,
DIVISION ONE
Appellants/Cross Respondents,
No. 83700-1-I
JANE DOE 1 and JOHN DOE 3,
PUBLISHED OPINION
Plaintiffs,
v.
SEATTLE POLICE DEPARTMENT and
the SEATTLE POLICE DEPARTMENT
OFFICE OF POLICE
ACCOUNTABILITY,
Respondents,
and
SAM SUEOKA,
Respondent/Cross Appellant,
JEROME DRESCHER, ANNE BLOCK,
and CHRISTI LANDES,
Respondents.
DWYER, J. — “There are rights of constitutional stature whose exercise a
State may not condition by the exaction of a price.” Garrity v. State of New
Jersey, 385 U.S. 493, 500, 87 S. Ct. 616, 17 L. Ed. 2d 562 (1967). Among these
are the rights guaranteed by the First Amendment to our federal constitution.
Garrity, 385 U.S. at 500. Police officers “are not relegated to a watered-down
version of [such] rights.” Garrity, 385 U.S. at 500.
No. 83700-1-I/2
In this Public Records Act litigation, the trial court failed to heed this
pronouncement. Accordingly, we reverse the trial court’s order requiring
disclosure of certain unredacted records. We affirm the ancillary orders of the
trial court and remand the matter for further proceedings.
I
Soon after the United States Supreme Court pronounced that police
officers are not condemned to a “watered-down version” of core constitutional
rights, the voters of our state passed by popular initiative the predecessor to
Washington’s Public Records Act1 (PRA). See Progressive Animal Welfare
Soc’y v. Univ. of Wash., 125 Wn.2d 243, 250-52, 884 P.2d 592 (1994) (PAWS)
(noting approval of the public disclosure act in November 1972). Thus, since the
day of the enactment of our state’s public records law, police officers in
Washington have been entitled to the same federal constitutional protections as
are all other Washingtonians. It is by adherence to this principle that we decide
this case.
We are presented today with the question of whether the Seattle Police
Department (SPD) and the City of Seattle (the City) may disclose in investigatory
records the identities of current or former Seattle police officers who were
investigated regarding potential unlawful or unprofessional conduct during the
events of January 6, 2021, in Washington, D.C. John Does 1, 2, 4, and 5 (the
Does) sought judicial declaratory and injunctive relief after being informed that
SPD, their employer, intended to publicly disclose the unredacted investigatory
1 Ch. 42.56 RCW.
2
No. 83700-1-I/3
records in response to several PRA requests. Investigators have determined
that allegations against the Does of unlawful or unprofessional conduct were “not
sustained.” The Does contend that their identities should thus not be disclosed in
the requested records, which include transcripts of interviews in which they were
compelled to disclose and discuss their political beliefs and affiliations.
The trial court denied the Does’ motion for a preliminary injunction,
concluding that the exceptions to permitted disclosure set forth in the PRA are
inapplicable. The Does appealed from the trial court’s order. In addition, Sam
Sueoka, a member of the public who filed a records request to obtain copies of
the investigatory records, cross appealed, asserting that the trial court erred by
permitting the Does to proceed pseudonymously in this litigation.
The United States Supreme Court has recognized a First Amendment
right to privacy that protects against state action compelling disclosure of political
beliefs and associations. Thus, only if the state actor (here, the City)
demonstrates a compelling interest in disclosure, and that interest is sufficiently
related to the disclosure, can the state actor lawfully disclose the Does’ identities
in the investigatory records. Because there is here established no compelling
state interest in disclosing the Does’ identities, the trial court erred by denying the
Does’ motion for a preliminary injunction.
The trial court properly concluded, however, that the Does should be
permitted to use pseudonyms in litigating this action. Because the Does assert a
First Amendment privacy right, it is federal constitutional law—not state law—that
controls their request to litigate pseudonymously. Pursuant to federal First
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No. 83700-1-I/4
Amendment open courts jurisprudence, plaintiffs may litigate using pseudonyms
in circumstances wherein the injury sought to be prevented by prevailing in the
lawsuit would necessarily be incurred as a result of the compelled disclosure of
the plaintiffs’ identities, required as a condition of commencing the very lawsuit in
which vindication of the constitutional right is sought. Accordingly, the Does may
remain anonymous in this action.
II
The Does are current or former SPD officers2 who attended former
President Donald Trump’s “Stop the Steal” political rally on January 6, 2021 in
Washington, D.C. Upon returning to Washington State, the Does received
complaints from SPD’s Office of Police Accountability (the OPA) alleging that
they might have violated the law or SPD policies during their attendance at the
rally.
The Does thereafter submitted to OPA interviews in which they were
“ordered to answer all questions asked, truthfully and completely,” and informed
that “failure to do so may result in discipline up to and including termination.” In
addition to inquiring regarding the Does’ whereabouts and activities on January
6, the OPA also inquired regarding their political beliefs and associations,
including whether they attended the rally “to articulate [their] political views,”
whether they were “affiliated with any political groups,” and “[their] impressions
of, and reactions to, the content of the Rally.” Because the Does were under
2 John Doe 1 resigned from SPD in December 2021 “as a direct result of the pressure”
from the investigation and “public backlash arising” therefrom, as well as his concern “over
retribution” from the incident.
4
No. 83700-1-I/5
standing orders to do so, they answered these questions “truthfully and as
completely as possible.”
Sueoka and other members of the public submitted records requests
pursuant to the PRA, chapter 42.56 RCW, seeking disclosure of the investigatory
records pertaining to police officers who participated in the events of January 6,
2021, in our nation’s capital. In response to the records requests, SPD informed
the Does that it intended to disclose both records regarding its ongoing
investigation and the Does’ personnel files.
On February 23, 2021, the Does filed a complaint for declaratory relief and
preliminary and permanent injunction in the trial court.3 They concurrently filed a
motion for permission to proceed pseudonymously and a motion for a temporary
restraining order (TRO) and order to show cause why the preliminary injunction
should not issue.
On February 24, 2021, the trial court granted the Does’ motion for a TRO,
enjoining production of the requested records until a show cause hearing was
held. On March 9, 2021, the trial court granted the Does’ motion to proceed
pseudonymously, ruling that the order would “remain in effect at least until the
merits of Plaintiffs’ PRA claims are resolved.”
Following the show cause hearing, held on March 10, 2021, the trial court
denied the Does’ motion for a preliminary injunction. The Does sought review of
the trial court’s ruling in this court, and review was granted. Sueoka thereafter
3 The complaint was filed by Jane and John Does, 1 through 6. Jane Doe 1 and John
Doe 3 are not parties in this appeal. While litigation was ongoing in the trial court, the OPA
determined that Jane Doe 1 and John Doe 3 had violated both the law and SPD policies on
January 6, 2021, and their employment by SPD was terminated.
5
No. 83700-1-I/6
moved to transfer the cause to our Supreme Court. Then, on June 28, 2021, the
OPA concluded its investigation. The OPA determined that allegations that the
presently-litigating Does had violated the law or SPD policies or had engaged in
unprofessional conduct were “not sustained.”
On August 4, 2021, our Supreme Court granted Sueoka’s motion to
transfer the cause to that court. However, following oral argument on November
9, 2021, the court determined that, “in light of changed circumstances,” review of
the preliminary injunction was moot. The court dismissed review of the matter
and remanded the cause to the trial court for further proceedings.
The trial court proceedings at issue herein then commenced. On January
5, 2022, Sueoka filed a “motion to change the case title and bar the use of
pseudonyms.” On January 12, 2022, the Does filed an additional motion for a
preliminary injunction, again requesting that the trial court redact their identities in
any disclosed records.4
Following a January 28, 2022 hearing, the trial court again denied the
Does’ motion for a preliminary injunction, ruling that the Does had not “met their
burden of proof that they have a privacy right that falls within an exemption under
the [PRA].” The court additionally concluded that the record contains “insufficient
evidence” that disclosure will cause the Does to “experience a level of
harassment that will result in a chilling effect on their First Amendment rights.”
4 Jane Doe 1 and John Doe 3 were no longer parties at that point in the litigation.
Accordingly, the motion was filed by the “Represented Doe Plaintiffs,” who are the same
individuals as the Does in this appeal.
6
No. 83700-1-I/7
The trial court also denied Sueoka’s motion to preclude the Does from
proceeding in pseudonym.
The Does appeal from the trial court’s order denying their motion for a
preliminary injunction. Sueoka cross appeals, asserting that the trial court erred
by denying his “motion to change the case title and bar the use of pseudonyms.”
Sueoka also requests that we change the case title and bar the use of
pseudonyms in this appeal.
III
The Does assert that the trial court erred by determining that they were
unlikely to succeed on the merits of their claim that their identities are exempt
from disclosure in the requested records and, accordingly, denying their motion
for a preliminary injunction precluding such disclosure. We agree. The First
Amendment, made applicable to the states though the due process clause of the
Fourteenth Amendment, Gitlow v. New York, 268 U.S. 652, 45 S. Ct. 625, 69 L.
Ed. 1138 (1925), confers a right to privacy in one’s political beliefs and
associations that may be impinged only on the basis of a subordinating state
interest that is compelling.
Our Supreme Court’s decisional authority, the profusion of legislatively
enacted exceptions to disclosure, and the policy underlying the PRA indicate that
there is no compelling state interest in disclosing to the public the identities of
public employees against whom unsustained allegations of wrongdoing have
been made. Therefore, we hold that the trial court erred by denying the Does’
7
No. 83700-1-I/8
request for a preliminary injunction precluding disclosure of their names and
other identifying information in the requested records.
A
1
The party seeking an injunction pursuant to the PRA has the burden of
proof. Lyft, Inc. v. City of Seattle, 190 Wn.2d 769, 791, 418 P.3d 102 (2018).
When a party seeks a preliminary injunction or a TRO, “the trial court need not
resolve the merits of the issues.” Seattle Children’s Hosp. v. King County, 16
Wn. App. 2d 365, 373, 483 P.3d 785 (2020). “Instead, the trial court considers
only the likelihood that the moving party ultimately will prevail at a trial on the
merits.” SEIU Healthcare 775NW v. Dep’t of Soc. & Health Servs., 193 Wn. App.
377, 392-93, 377 P.3d 214 (2016).
We stand in the same position as the trial court when, as here, “the record
consists of only affidavits, memoranda of law, and other documentary evidence,
and where the trial court has not seen or heard testimony requiring it to assess
the witnesses’ credibility or competency.” Bainbridge Island Police Guild v. City
of Puyallup, 172 Wn.2d 398, 407, 259 P.3d 190 (2011). “Whether requested
records are exempt from disclosure presents a legal question that is reviewed de
novo.” Wash. Pub. Emps. Ass’n v. Wash. State Ctr. for Childhood Deafness &
Hearing Loss, 194 Wn.2d 484, 493, 450 P.3d 601 (2019).
2
“The PRA ensures the sovereignty of the people and the accountability of
the governmental agencies that serve them by providing full access to
8
No. 83700-1-I/9
information concerning the conduct of government.” Predisik v. Spokane Sch.
Dist. No. 81, 182 Wn.2d 896, 903, 346 P.3d 737 (2015). Its basic purpose “is to
provide a mechanism by which the public can be assured that its public officials
are honest and impartial in the conduct of their public offices.” Cowles Publ’g Co.
v. State Patrol, 109 Wn.2d 712, 719, 748 P.2d 597 (1988). To that end, the act
requires state and local agencies to “make available for public inspection and
copying all public records,” unless the record falls within a specific exemption in
the PRA or an “other statute which exempts or prohibits disclosure of specific
information or records.” RCW 42.56.070(1).
We have interpreted the “other statute” provision to incorporate
exemptions set forth not only in other legislative enactments, but also those
deriving from the state or federal constitutions. Wash. Fed’n of State Emps.,
Council 28 v. State, 22 Wn. App. 2d 392, 511 P.3d 119 (2022), review granted,
200 Wn.2d 1012, 519 P.3d 585 (2022); see also White v. Clark County, 188 Wn.
App. 622, 354 P.3d 38 (2015). Although our Supreme Court has not directly held
that RCW 42.56.070(1)’s “other statute” provision incorporates constitutional
protections against disclosure, the court has acknowledged that such an
argument “has force.” Yakima County v. Yakima Herald-Republic, 170 Wn.2d
775, 808, 246 P.3d 768 (2011) (addressing the argument that provisions of the
United States Constitution qualify as “other statutes”).
Moreover, the high court has recognized that, even absent legislative
incorporation of constitutional guarantees in the PRA, Washington courts must
nevertheless protect such rights. Seattle Times Co. v. Serko, 170 Wn.2d 581,
9
No. 83700-1-I/10
594-96, 243 P.3d 919 (2010). In the context of fair trial rights, the court
explained that while “[t]here is no specific exemption under the PRA that
mentions the protection of an individual’s constitutional fair trial rights, . . . courts
have an independent obligation to secure such rights.” Seattle Times Co., 170
Wn.2d at 595. Indeed, because “the constitution supersedes contrary statutory
laws, even those enacted by initiative,” “the PRA must give way to constitutional
mandates.” Freedom Found. v. Gregoire, 178 Wn.2d 686, 695, 310 P.3d 1252
(2013).
In addition to setting forth exemptions to the mandate for disclosure of
public records, the PRA includes an injunction provision stating that disclosure
may be enjoined only when “examination would clearly not be in the public
interest and would substantially and irreparably damage any person, or would
substantially and irreparably damage vital governmental functions.” RCW
42.56.540. Based on this statutory provision, our Supreme Court has held that
“finding an exemption applies under the PRA does not ipso facto support issuing
an injunction.” Lyft, 190 Wn.2d at 786. Rather, for the disclosure of records to
be precluded due to a statutory exemption, the court has held that the PRA’s
standard for injunctive relief must also be met. Morgan v. City of Federal Way,
166 Wn.2d 747, 756-57, 213 P.3d 596 (2009); see also Soter v. Cowles Publ’g
Co., 162 Wn.2d 716, 757, 174 P.3d 60 (2007) (plurality opinion) (“[T]o impose the
injunction contemplated by RCW 42.56.540, the trial court must find that a
specific exemption applies and that disclosure would not be in the public interest
10
No. 83700-1-I/11
and would substantially and irreparably damage a person or a vital government
interest.”).
3
Our analysis of the issues presented relies on the holdings of our nation’s
highest court establishing that the First Amendment to the United States
Constitution confers a privacy right in an individual’s political beliefs and
associations. Accordingly, we must explore the decisional authority establishing
the contours of that right.
The United States Supreme Court has recognized “political freedom of the
individual” to be “a fundamental principle of a democratic society.” Sweezy v.
New Hampshire, 354 U.S. 234, 250, 77 S. Ct. 1203, 1 L. Ed. 2d 1311 (1957).
“Our form of government,” the Court explained, “is built on the premise that every
citizen shall have the right to engage in political expression and association,” a
right “enshrined in the First Amendment.” Sweezy, 354 U.S. at 250. Indeed, “[i]n
the political realm . . . thought and action are presumptively immune from
inquisition by political authority.” Sweezy, 354 U.S. at 266.5 Thus, the federal
constitution protects not only the right of individuals to engage in political
expression and association, but also to maintain their privacy in so doing.
Indeed, the Court has “repeatedly found that compelled disclosure, in
itself, can seriously infringe on privacy of association and belief guaranteed by
5 See also Gibson v. Florida Legis. Investigation Comm., 372 U.S. 539, 570, 83 S. Ct.
889, 9 L. Ed. 2d 929 (1963) (Douglas, J., concurring) (“‘The First Amendment in its respect for the
conscience of the individual honors the sanctity of thought and belief. To think as one chooses,
to believe what one wishes are important aspects of the constitutional right to be let alone.’”
(quoting Pub. Utils. Comm’n of Dist. of Columbia v. Pollak, 343 U.S. 451, 468, 72 S. Ct. 813, 96
L. Ed. 1068 (1952) (Douglas, J., dissenting))).
11
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the First Amendment.” Buckley v. Valeo, 424 U.S. 1, 64, 96 S. Ct. 612, 46 L. Ed.
2d 659 (1976) (citing Gibson v. Florida Legis. Investigation Comm., 372 U.S.
539, 83 S. Ct. 889, 9 L. Ed. 2d 929 (1963); Nat’l Ass’n for Advancement of
Colored People v. Button, 371 U.S. 415, 83 S. Ct. 328, 9 L. Ed. 2d 405 (1963);
Bates v. City of Little Rock, 361 U.S. 516, 80 S. Ct. 412, 4 L. Ed. 2d 480 (1960);
Shelton v. Tucker, 364 U.S. 479, 81 S. Ct. 247, 5 L. Ed. 2d 231 (1960); Nat’l
Ass’n for Advancement of Colored People v. Alabama, 357 U.S. 449, 78 S. Ct.
1163, 2 L. Ed. 2d 1488 (1958) (NAACP)); see also Doe v. Reed, 561 U.S. 186,
232, 130 S. Ct. 2811, 177 L. Ed. 2d 493 (2010) (Thomas, J., dissenting) (“This
Court has long recognized the ‘vital relationship between’ political association
‘and privacy in one’s associations,’ and held that ‘[t]he Constitution protects
against the compelled disclosure of political associations and beliefs.’” (alteration
in original) (citation omitted) (quoting NAACP, 357 U.S. at 462; Brown v. Socialist
Workers ’74 Campaign Comm. (Ohio), 459 U.S. 87, 91, 103 S. Ct. 416, 74 L. Ed.
2d 250 (1982))). Thus, the Court has recognized a “pervasive right of privacy
against government intrusion” that is “implicit in the First Amendment.” Gibson,
372 U.S. at 569-70 (Douglas, J., concurring). This “tradition of anonymity in the
advocacy of political causes . . . is perhaps best exemplified by the secret ballot,
the hard-won right to vote one’s conscience without fear of retaliation.” McIntyre
v. Ohio Elections Comm’n, 514 U.S. 334, 343, 115 S. Ct. 1511, 131 L. Ed. 2d
426 (1995); see also Sweezy, 354 U.S. at 266 (“It cannot require argument that
inquiry would be barred to ascertain whether a citizen had voted for one or the
other of the two major parties either in a state or national election.”).
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The Supreme Court’s jurisprudence regarding this constitutional right to
privacy evolved in response to legislative investigations seeking to compel the
disclosure of individuals’ political beliefs. In the 1950s, the Court considered the
constitutional limits of legislatures’ authority to inquire into belief and activity
deemed to be subversive to federal or state governments. Uphaus v. Wyman,
360 U.S. 72, 79 S. Ct. 1040, 3 L. Ed. 2d 1090 (1959); Watkins v. United States,
354 U.S. 178, 77 S. Ct. 1173, 1 L. Ed. 2d 1273 (1957); Sweezy, 354 U.S. 234;
Wieman v. Updegraff, 344 U.S. 183, 73 S. Ct. 215, 97 L. Ed. 216 (1952). This
“new kind of [legislative] inquiry unknown in prior periods of American history . . .
involved a broad-scale intrusion into the lives and affairs of private citizens,”
Watkins, 354 U.S. at 195, thus requiring the Court to ensure that such inquiry did
not “unjustifiably encroach upon an individual’s right to privacy.” Watkins, 354
U.S. at 198-99. In considering this “collision of the investigatory function with
constitutionally protected rights of speech and assembly,” Uphaus, 360 U.S. at
83 (Brennan, J., dissenting), the Court recognized the state interest in “self-
preservation, ‘the ultimate value of any society.’” Uphaus, 360 U.S. at 80
(quoting Dennis v. United States, 341 U.S. 494, 509, 71 S. Ct. 857, 95 L. Ed.
1137 (1951)). However, the Court rejected any notion that exposure itself was a
valid state interest:
We have no doubt that there is no congressional power to
expose for the sake of exposure. The public is, of course, entitled
to be informed concerning the workings of its government. That
cannot be inflated into a general power to expose where the
predominant result can only be an invasion of the private rights of
individuals.
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Watkins, 354 U.S. at 200 (footnote omitted); see also Uphaus, 360 U.S. at 82
(Brennan, J., dissenting) (recognizing the “investigatory objective” therein to be
“the impermissible one of exposure for exposure’s sake”).
The Watkins Court recognized the governmental intrusion resulting from
such legislative inquiry, as well as the “disastrous” consequences that may ensue
as a result of compelled disclosure of the individual’s political beliefs.
The mere summoning of a witness and compelling him to testify,
against his will, about his beliefs, expressions or associations is a
measure of governmental interference. And when those forced
revelations concern matters that are unorthodox, unpopular, or
even hateful to the general public, the reaction in the life of the
witness may be disastrous.
354 U.S. at 197; see also Uphaus, 360 U.S. at 84 (Brennan, J., dissenting) (“[I]n
an era of mass communications and mass opinion, and of international tensions
and domestic anxiety, exposure and group identification by the state of those
holding unpopular and dissident views are fraught with such serious
consequences for the individual as inevitably to inhibit seriously the expression of
views which the Constitution intended to make free.”).
However, it is not only those individuals compelled to disclose their beliefs
who may be impacted. To the contrary, the Court recognized an additional “more
subtle and immeasurable effect upon those who tend to adhere to the most
orthodox and uncontroversial views and associations in order to avoid a similar
fate at some future time.” Watkins, 354 U.S. at 197-98. Moreover, that the injury
was not inflicted solely by government actors did not nullify the constitutional
infirmity; rather, that the “impact [was] partly the result of non-governmental
14
No. 83700-1-I/15
activity by private persons [could not] relieve the investigators of their
responsibility for initiating the reaction.” Watkins, 354 U.S. at 198.
The Supreme Court further defined this constitutional privacy interest in
response to legislative action seeking to compel the disclosure of organizational
membership. NAACP, 357 U.S. 449; Bates, 361 U.S. 516; Shelton, 364 U.S.
479; Gibson, 372 U.S. 539. In 1958, the Court considered whether Alabama
could, consistent with our federal constitution, compel the NAACP to disclose its
membership list to the Alabama Attorney General. NAACP, 357 U.S. at 451. “It
is beyond debate,” the Court held, “that freedom to engage in association for the
advancement of beliefs and ideas is an inseparable aspect of the ‘liberty’ assured
by the Due Process Clause of the Fourteenth Amendment, which embraces
freedom of speech.” NAACP, 357 U.S. at 460. Although the state itself had
“taken no direct action” in the challenged contempt judgment, the Court
recognized that “abridgement of [First Amendment] rights, even though
unintended, may inevitably follow from varied forms of governmental action.”
NAACP, 357 U.S. at 461. Indeed, “[t]he governmental action challenged may
appear to be totally unrelated to protected liberties.” NAACP, 357 U.S. at 461.
Nevertheless, the Court held, the State could require disclosure of the
membership lists only if there existed a “‘subordinating interest of the State [that
is] compelling.’” NAACP, 357 U.S. at 463 (quoting Sweezy, 354 U.S. at 265);
see also Bates, 361 U.S. at 524 (“Where there is a significant encroachment
upon personal liberty, the State may prevail only upon showing a subordinating
15
No. 83700-1-I/16
interest which is compelling.”). The Court concluded that it discerned no such
state interest. NAACP, 357 U.S. at 464.
The Court again considered whether the First Amendment, incorporated
through the due process clause, precluded the compelled disclosure of NAACP
membership lists in Bates, 361 U.S. 516. There, the organization asserted the
rights of its “‘members and contributors to participate in the activities of the
NAACP, anonymously, a right which has been recognized as the basic right of
every American citizen since the founding of this country.’” Bates, 361 U.S. at
521. Again, the Court recognized that it was not simply a “heavy-handed frontal
attack” against which First Amendment freedoms are protected, but “also from
being stifled by more subtle governmental interference.” Bates, 361 U.S. at 523.
In concurrence, Justices Black and Douglas recognized that mere exposure by
the government can impinge these constitutional protections. Bates, 361 U.S. at
528 (Black & Douglas, JJ., concurring). “First Amendment rights,” the Justices
recognized, “are beyond abridgement either by legislation that directly restrains
their exercise or by suppression or impairment through harassment, humiliation,
or exposure by government.” Bates, 361 U.S. at 528 (Black & Douglas, JJ.,
concurring) (emphasis added). As in NAACP, the Bates Court discerned no
sufficient state interest to compel the disclosure of the membership lists. 361
U.S. at 525.
That same year, the Court addressed the constitutionality of an Arkansas
statute requiring public school teachers to disclose, as a condition of
employment, all organizations with which they had been associated in the
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No. 83700-1-I/17
previous five years. Shelton, 364 U.S. 479. Recognizing the State’s
undoubtedly legitimate interest in investigating the fitness and competency of its
teachers, the Court nevertheless observed that the statute’s “scope of inquiry”
was “completely unlimited.” Shelton, 364 U.S. at 485, 488. Significantly, the
statute would have required “a teacher to reveal the church to which he belongs,
or to which he has given financial support. It [would have required] him to
disclose his political party, and every political organization to which he may have
contributed over a five-year period.” Shelton, 364 U.S. at 488. This
“comprehensive interference with associational freedom,” the Court held, “goes
far beyond what might be justified in the exercise of the State’s legitimate inquiry
into the fitness and competency of its teachers.” Shelton, 364 U.S. at 490.
As in NAACP, the Supreme Court in Shelton again recognized that
exposure by the State could impinge constitutional privacy rights. Because the
Arkansas statute nowhere required confidentiality of the information involuntarily
disclosed to the government, the Court considered that the teachers’ religious,
political, and other associational ties could additionally be disclosed to the public.
Shelton, 364 U.S. at 486-87. The Court was clear that such an intrusion into the
teachers’ privacy would further impinge their constitutional rights. Such “[p]ublic
exposure, bringing with it the possibility of public pressures upon school boards
to discharge teachers who belong to unpopular or minority organizations, would
simply operate to widen and aggravate the impairment of constitutional liberty.”
Shelton, 364 U.S. at 486-87.
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Four Justices dissented in Shelton, disagreeing with the majority’s holding
that, under the circumstances presented, the extent of constitutional infringement
resulting from compelled disclosure was sufficient to override the countervailing
legitimate state interest.6 Nevertheless, even the dissenting opinions in Shelton
recognized both the existence of a constitutional privacy interest and the
potential for public exposure of associational ties to impinge upon those rights.
For instance, Justice Frankfurter, distinguishing NAACP and Bates due to the
absence of a legitimate state interest presented in those cases, recognized “that
an interest in privacy, in non-disclosure, may under appropriate circumstances
claim constitutional protection.” Shelton, 364 U.S. at 490 (Frankfurter, J.,
dissenting). Similarly, Justice Harlan suggested that public disclosure of the
teachers’ associational ties, beyond simply the compelled disclosure to their
school boards, might impinge their liberty rights: “I need hardly say that if it turns
out that this statute is abused, either by an unwarranted publicizing of the
required associational disclosures or otherwise, we would have a different kind of
case than those presently before us.” Shelton, 364 U.S. at 499 (Harlan, J.,
dissenting).
Three years later, the Court was “called upon once again to resolve a
conflict between individual rights of free speech and association and
governmental interest in conducting legislative investigations.” Gibson, 372 U.S.
6 See Shelton, 364 U.S. at 496 (Frankfurter, J., dissenting) (concluding that “the
disclosure of teachers’ associations to their school boards” is not “without more, such a restriction
upon their liberty . . . as to overbalance the State’s interest in asking the question”); Shelton, 364
U.S. at 497 (Harlan, J., dissenting) (concluding that the statute’s disclosure requirement “cannot
be said to transgress the constitutional limits of a State’s conceded authority to determine the
qualifications of those serving it as teachers”).
18
No. 83700-1-I/19
at 543. There, a Florida legislative committee sought to subpoena NAACP
membership lists, presumably to investigate suspected communist involvement.
Gibson, 372 U.S. at 540-41. The Supreme Court again affirmed that such an
investigation, “which intrudes into the area of constitutionally protected rights of
speech, press, association and petition,” is lawful only when the State can
“convincingly show a substantial relation between the information sought and a
subject of overriding and compelling state interest.” Gibson, 372 U.S. at 546.
The Court held that “all legitimate organizations are the beneficiaries of these
protections,” but noted that the protections “are all the more essential . . . where
the challenged privacy is that of persons espousing beliefs already unpopular
with their neighbors.” Gibson, 372 U.S. at 556-57. In such circumstances, “the
deterrent and ‘chilling’ effect on the free exercise of constitutionally enshrined
rights of free speech, expression, and association is consequently the more
immediate and substantial.” Gibson, 372 U.S. at 557.
In the decades that have followed, the Supreme Court has continued to
hold that First Amendment rights may be impinged when the government
compels disclosure of political beliefs and associations. In 1982, the Court again
affirmed that “[t]he Constitution protects against the compelled disclosure of
political associations and beliefs.” Brown, 459 U.S. at 91. “Such disclosures,”
the Court recognized, “‘can seriously infringe on privacy of association and belief
guaranteed by the First Amendment.’” Brown, 459 U.S. at 91 (quoting Buckley,
424 U.S. at 64). Again, the Court held that only by demonstrating a compelling
interest can the State lawfully impinge such rights:
19
No. 83700-1-I/20
The right to privacy in one’s political associations and beliefs will
yield only to a “‘subordinating interest of the State [that is]
compelling,’” NAACP[, 357 U.S. at 463] (quoting Sweezy[, 354 U.S.
at 265]) (opinion concurring in result), and then only if there is a
“substantial relation between the information sought and [an]
overriding and compelling state interest.” Gibson[, 372 U.S. at
546].
Brown, 459 U.S. at 91-92 (some alterations in original).
Over a decade later, in declaring unconstitutional an Ohio statute
prohibiting the distribution of anonymous campaign literature, the Supreme Court
once again “embraced [the] respected tradition of anonymity in the advocacy of
political causes.” McIntyre, 514 U.S. at 343 (citing Talley v. California, 362 U.S.
60, 80 S. Ct. 536, 4 L. Ed. 2d 559 (1960)); see also Watchtower Bible & Tract
Soc’y of New York, Inc. v. Vill. of Stratton, 536 U.S. 150, 122 S. Ct. 2080, 153 L.
Ed. 2d 205 (2002) (recognizing a right to anonymity in declaring unconstitutional
an ordinance requiring individuals to obtain and display a permit to engage in
door-to-door advocacy). In McIntyre, the Court recognized the constitutional
significance of “core political speech,” describing the speech involved therein—
the “handing out [of] leaflets in the advocacy of a politically controversial
viewpoint”—as “the essence of First Amendment expression.” 514 U.S. at 347.
Acknowledging that the reasons for anonymity could be many,7,8 the Court held
that the freedom to remain anonymous, whether in “the literary realm” or “in the
field of political rhetoric,” “is an aspect of the freedom of speech protected by the
7 “The decision in favor of anonymity,” the Court noted, “may be motivated by fear of
economic or official retaliation, by concern about social ostracism, or merely by a desire to
preserve as much of one’s privacy as possible.” McIntyre, 514 U.S. at 341-42.
8 “Even the Federalist Papers, written in favor of the adoption of our Constitution, were
published under fictitious names. It is plain that anonymity has sometimes been assumed for the
most constructive purposes.” Talley, 362 U.S. at 65.
20
No. 83700-1-I/21
First Amendment.” McIntyre, 514 U.S. at 342-43. For Justice Stevens, writing in
McIntyre, the value of anonymity in political speech could not be overstated:
Under our Constitution, anonymous pamphleteering is not a
pernicious, fraudulent practice, but an honorable tradition of
advocacy and of dissent. Anonymity is a shield from the tyranny of
the majority. See generally J. Mill, On Liberty and Considerations
on Representative Government 1, 3-4 (R. McCallum ed. 1947). It
thus exemplifies the purpose behind the Bill of Rights, and of the
First Amendment in particular: to protect unpopular individuals from
retaliation—and their ideas from suppression—at the hand of an
intolerant society.
514 U.S. at 357.
For nearly a century, the rights afforded by the First Amendment have
been protected against intrusion by the States as an “inseparable aspect of the
‘liberty’ assured by the Due Process Clause of the Fourteenth Amendment,
which embraces freedom of speech.” NAACP, 357 U.S. at 460; see Gitlow, 268
U.S. 652. During this time, the Supreme Court has repeatedly recognized that
encompassed within this liberty interest is the right of individuals to privacy in
their political beliefs and associations, wherein “thought and action are
presumptively immune from inquisition by political authority.” Sweezy, 354 U.S.
at 266 (Frankfurter, J., concurring). This privacy interest “yield[s] only to a
‘subordinating interest of the State [that is] compelling,’ and then only if there is a
‘substantial relation between the information sought and [an] overriding and
compelling state interest.’” Brown, 459 U.S. at 91-92 (second and third
alterations in original) (citation and internal quotation marks omitted) (quoting
Sweezy, 354 U.S. at 265; Gibson, 372 U.S. at 546).
21
No. 83700-1-I/22
It is with cognizance of these principles that we consider whether SPD and
the City may disclose the Does’ identities in the investigatory records at issue.
B
The Does assert that the disclosure of their identities in the requested
records will violate their First Amendment right to political anonymity.9 They
contend that the trial court erred by determining that no constitutional privacy
interest is implicated in this situation. We agree.
Both the Does’ attendance at the January 6 rally and their compelled
statements to investigators implicate the First Amendment. Exposure by the
government of this information, through disclosure of the unredacted requested
records, would impinge the Does’ constitutional right to anonymity in their political
beliefs and associations.
Pursuant to United States Supreme Court decisional authority, the State
must demonstrate that disclosure of the unredacted requested records would
further a compelling state interest and that such disclosure is narrowly tailored to
achieve that state interest. Because no compelling state interest exists to justify
disclosure of the unredacted records, the Does are entitled to an injunction
prohibiting exposure by the government of their identities.
9 The parties’ initial appellate briefing primarily concerns whether the Does are entitled to
a preliminary injunction pursuant to statutory exemptions set forth in the PRA. However, the
Does additionally contended that disclosure would violate their First Amendment rights.
Following oral argument, the parties submitted supplemental briefing addressing this issue more
thoroughly. Because the answer to the Does’ request for a remedy is found in First Amendment
jurisprudence, we need not address the parties’ arguments regarding PRA statutory exemptions
to disclosure.
22
No. 83700-1-I/23
1
The Does assert that disclosure of their identities in the requested records,
both with regard to their attendance at the January 6 rally and their statements
made to investigators concerning their political views and affiliations, will violate
their First Amendment right to privacy. They aver that the trial court erred in two
respects. First, the Does contend that the trial court erroneously concluded that,
because the January 6 rally was a public event, the Does had no right to privacy
in attending that event. Second, they argue that the trial court erred by
concluding that they had not demonstrated a sufficient probability of a “chilling
effect” on their constitutional rights to be entitled to the relief sought.
Sueoka contends, on the other hand, that the Does’ attendance at the
January 6 rally is not protected by a constitutional privacy right. He further
contends that, even if disclosure of the Does’ identities in the requested records
implicates a First Amendment right, the Does relinquished that right by
cooperating with the OPA’s investigation. Finally, Sueoka asserts that the trial
court properly determined that the Does have not shown a sufficient probability of
harm to establish a constitutional right to privacy.
The Does’ contentions, consistent as they are with United States Supreme
Court decisional authority, are the more persuasive. We conclude that the Does
have a First Amendment privacy right in their identities in the requested records.
(a)
The First Amendment to the United States Constitution, as incorporated
through the due process clause of the Fourteenth Amendment, “protects against
23
No. 83700-1-I/24
the compelled disclosure of political associations and beliefs.” Brown, 459 U.S.
at 91; see also Buckley, 424 U.S. at 64 (noting that the Court had “repeatedly
found that compelled disclosure, in itself, can seriously infringe on privacy of
association and belief guaranteed by the First Amendment”). Even when the
State takes “no direct action” to abridge an individual’s First Amendment rights,
those rights may be impinged by “varied forms of governmental action” that “may
appear to be totally unrelated to protected liberties.” NAACP, 357 U.S. at 461.
In other words, it is not solely a “heavy-handed frontal attack” by government that
may abridge an individual’s First Amendment rights; such constitutional
transgression may also arise from “more subtle governmental interference.”
Bates, 361 U.S. at 523. Indeed, simple “exposure by government” may be
sufficient to impinge such rights. Bates, 361 U.S. at 528.
Here, the trial court concluded, and Sueoka presently asserts, that the
Does have no right to privacy in having attended a public political rally. The trial
court reasoned:
Whether a person attended a public rally is not the type of
intimate detail that courts in Washington have said should remain
private. Washington courts have not previously found an inherent
right to privacy in attendance at a public political rally. Attending a
public rally is not an act that is inherently cloaked in privacy.
In so ruling, the court was clearly referring to Washington law concerning
whether an individual has a statutory right to privacy pursuant to the PRA.10 We
10 Because the PRA does not define “right to privacy,” our Supreme Court adopted the
common law tort definition of the term, which provides, in part, that the privacy right is implicated
when the “‘intimate details of [a person’s] life are spread before the public gaze in a manner
highly offensive to the ordinary reasonable [person].’” Hearst Corp. v. Hoppe, 90 Wn.2d 123,
136, 580 P.2d 246 (1978) (quoting RESTATEMENT (SECOND) OF TORTS § 652D, at 386 (AM. LAW
INST. 1977)). The trial court referenced this language in ruling that the Does’ attendance at the
January 6 rally does not implicate a privacy right.
24
No. 83700-1-I/25
do not evaluate, however, whether disclosure of the Does’ identities is precluded
by a statutory right to privacy.
Rather, we conclude that, pursuant to United States Supreme Court
decisional authority, the disclosure by the government of the Does’ identities in
the requested records would violate their federal constitutional right to anonymity
in political belief and association. See, e.g., Watchtower Bible, 536 U.S. 150;
McIntyre, 514 U.S. 334; Brown, 459 U.S. 87; Buckley, 424 U.S. 1; Gibson, 372
U.S. 539; Shelton, 364 U.S. 479; Talley, 362 U.S. 60; Bates, 361 U.S. 516;
Uphaus, 360 U.S. 72; NAACP, 357 U.S. 449; Watkins, 354 U.S. 178; Sweezy,
354 U.S. 234; Wieman, 344 U.S. 183. Such governmental action would expose
to the public not only records evidencing the Does’ attendance at the January 6
rally, but also the transcripts of interviews in which the Does were compelled to
“articulate [their] political views,” discuss whether they were “affiliated with any
political groups,” and describe “[their] impressions of, and reactions to, the
content of the Rally.” The requested records thus implicate the Does’ personal
political views and their affiliations, if any, with political organizations.11 “It cannot
Because, at common law, sovereign immunity precluded actions against the government,
it comes as little surprise that in this case—wherein the actions of government are directly at
issue—the answer is found not in the common law but in the First and Fourteenth Amendments—
which are each solely directed at governmental action.
11 The trial court did not consider whether the Does’ statements regarding their political
beliefs and associations, compelled to be disclosed during the OPA investigation, implicated
either a statutory or constitutional right to privacy. Instead, the court found that there was “no
evidence . . . indicating whether the requested records sought contain explicit information about
the Does’ political beliefs or associations.”
The record does not support this finding. The Does’ declarations state that each was
“ordered to answer all questions asked, truthfully and completely, and that failure to do so may
result in discipline up to and including termination.” These questions included “why [they]
attended” the rally, whether they attended “to articulate [their] political views,” whether they were
“showing support for a political group” or were “affiliated with any political groups,” and what were
their “impressions of, and reactions to, the content” of the rally. In their declarations, each of the
Does stated: “Because I believed I was under a standing order to answer these personal
25
No. 83700-1-I/26
require argument,” the United States Supreme Court has stated, “that inquiry
would be barred to ascertain whether a citizen had voted for one or the other of
the two major parties either in a state or national election.” Sweezy, 354 U.S. at
266. If such direct governmental action would impinge the Does’ constitutional
privacy interests, then so, too, does exposure by the government of that same
information pursuant to a records request. See Bates, 361 U.S. at 523; NAACP,
357 U.S. at 461.
Sueoka nevertheless contends that our Supreme Court’s decision in
Spokane Police Guild v. Liquor Control Board, 112 Wn.2d 30, 769 P.2d 283
(1989), “puts to rest any claim” that the Does’ attendance at the January 6 rally is
protected by a constitutional privacy right.12 In that case, the court considered
whether a statutory exemption precluded disclosure of an investigatory report
that identified police officers who had attended a party on Spokane Police Guild
Club premises. Spokane Police Guild, 112 Wn.2d at 31. The party, “variously
referred to as a bachelor party, stag show and strip show,” had been determined
to violate regulations of the liquor board. Spokane Police Guild, 112 Wn.2d at
31. Our Supreme Court held that disclosure of the report would not violate the
statutory right to privacy conferred by the statutory predecessor of the PRA.
Spokane Police Guild, 112 Wn.2d at 37-38. Recognizing that this privacy right
pertains “only to the intimate details of one’s personal and private life,” the court
reasoned that there was “no personal intimacy involved in one’s presence or
questions, I did so truthfully and as completely as possible.” These declarations are themselves
evidence that the requested records contain statements regarding the Does’ political beliefs and
affiliations.
12 Br. of Resp’t/Cross Appellant at 31.
26
No. 83700-1-I/27
conduct at such a well attended and staged event which would be either lost or
diminished by being made public.” Spokane Police Guild, 112 Wn.2d at 38.
According to Sueoka, this holding compels the conclusion herein that the
Does’ attendance at the January 6 rally—occurring, as it did, in a public
location13—does not implicate a right to privacy. However, in so asserting,
Sueoka confuses the statutory privacy right bestowed by the PRA with the
constitutional privacy right deriving from the First Amendment. In Spokane
Police Guild, the disclosure of the officers’ political beliefs and associations was
not at issue; accordingly, the court considered only whether a statutory
exemption prohibited disclosure of the investigative report. 112 Wn.2d at 37-38.
Moreover, in focusing solely on the Does’ attendance at a public event, Sueoka
disregards that disclosure of the requested records would additionally expose the
Does’ statements regarding their political beliefs and associations, which the
Does were compelled to disclose during the OPA investigation. In short, Sueoka
asserts that Washington Supreme Court decisional authority concerning a
statutory right to privacy stemming from the common law of torts precludes a
determination that a federal constitutional right prohibits disclosure by a
government. This contention is wholly unavailing.
Sueoka additionally contends that the United States Supreme Court’s
decisional authority regarding the First Amendment right to political anonymity is
13 The Capitol Police issued six permits authorizing gatherings on January 6, 2021 on
property under its control. Jason Leopold, The Capitol Police Granted Permits For Jan. 6
Protests Despite Signs That Organizers Weren’t Who They Said They Were, BUZZFEED NEWS
(Sept. 17, 2021), https://www.buzzfeednews.com/article/jasonleopold/the-capitol-police-said-jan-
6-unrest-on-capitol-grounds [https://perma.cc/LWM5-P3MN].
27
No. 83700-1-I/28
inapposite because, he argues, the Does “cannot be compared to members of
small and powerless political or religious groups,” and are not “seeking
anonymity from the government itself.”14 Again, we disagree.
Contrary to Sueoka’s assertion, the United States Supreme Court has not
limited the applicability of the First Amendment’s privacy right to members of
“small and powerless political or religious groups.” To the contrary, the Court has
recognized that “the deterrent and ‘chilling’ effect on the free exercise of
constitutionally enshrined rights of free speech, expression, and association” is
“the more immediate and substantial” when “the challenged privacy is that of
persons espousing beliefs already unpopular with their neighbors.” Gibson, 372
U.S. at 556-57. Nevertheless, the Court was clear that, “of course, all legitimate
organizations are the beneficiaries of these protections.” Gibson, 372 U.S. at
556.15 Moreover, the question is not whether an individual is a member of a
“small and powerless” group, as Sueoka asserts, but whether the individual
“espous[es] beliefs . . . unpopular with their neighbors,” Gibson, 372 U.S. at 557,
such that exposure of those beliefs could discourage the exercise of
constitutional rights.
Thus, it is the opprobrium that the community has for the individual’s
beliefs that is material to any “chilling effect” on constitutional rights.16 We are
14 Br. of Resp’t/Cross Appellant at 32.
15 In Gibson, a Florida legislative committee sought to subpoena NAACP membership
lists, 372 U.S. at 540-41, hence the Court’s reference to “organizations.” However, it was the
constitutional rights of the individuals whose identities would be disclosed in the membership lists
that was at issue. In any event, we see no reason to distinguish between “organizations” and
individuals on this point.
16 As discussed infra, case law does not support Sueoka’s assertion that the Does were
required to demonstrate a more substantial “chilling effect” to establish a First Amendment
privacy right in the requested records.
28
No. 83700-1-I/29
cognizant that, in the Seattle community, the Does would likely face opprobrium
were their identities disclosed.17 This is likely notwithstanding the fact that the
OPA investigation determined that any allegations of unlawful or unprofessional
conduct against the Does were unsustained. We reach this conclusion with an
awareness of the events of recent years, including the Department of Justice
finding of the systemic use of excessive force by SPD officers (necessitating the
federal district court’s imposition of a consent decree), the horrific killing of
George Floyd and other unarmed Black individuals throughout our country, and
the eruption of protests, including in Seattle, in response to those incidents.18
Whether correctly or not, as Sueoka’s briefing demonstrates, the Seattle
community is likely to presume that the Does’ attendance at the January 6 rally
indicates that they are white supremacists who sought to undermine our nation’s
democracy. But whatever various individuals might infer, it remains true that all
17 In 2016, Donald Trump received 8 percent of the vote in Seattle precincts. Here’s How
Seattle Voters’ Support for Trump Compared to Other Cities’, SEATTLE TIMES (Nov. 17, 2016),
https://www.seattletimes.com/seattle-news/politics/heres-how-seattle-voters-support-for-trump-
stacks-up-to-other-u-s-cities/ [https://perma.cc/4PNL-G68W]. In 2020, he again received 8
percent of the vote in Seattle. Danny Westneat, Don’t Look Now, but Trump Did Better in Blue
King County Than He Did the Last Time, SEATTLE TIMES (Nov. 11, 2020),
https://www.seattletimes.com/seattle-news/politics/dont-look-now-but-trump-did-better-in-blue-
king-county-than-he-did-the-last-time/ [https://perma.cc/N8F8-TFHL].
18 Whether records are subject to disclosure must be determined without regard to the
motivation of the records requestor. RCW 42.56.080 (“Agencies shall not distinguish among
persons requesting records, and such persons shall not be required to provide information as to
the purpose for the request except to establish whether inspection and copying would violate
RCW 42.56.070(8) or 42.56.240(14), or other statute which exempts or prohibits disclosure of
specific information or records to certain persons.”); see also Livingston v. Cedeno, 164 Wn.2d
46, 53, 186 P.3d 1055 (2008) (holding that the Department of Corrections, in “its capacity as an
agency subject to” the PRA, “must respond to all public disclosure requests without regard to the
status or motivation of the requester”). However, when the impingement of constitutional
protections for speech and association are at issue, it is clear that courts may consider the
pertinent political and cultural atmosphere in determining whether exposure could discourage the
exercise of First Amendment rights.
29
No. 83700-1-I/30
citizens, including public employees, may benefit from the constitutional right to
privacy in their political beliefs espoused by our nation’s highest court.19
As the Court has held, the mere compelling of an individual to disclose
“beliefs, expressions or associations is a measure of governmental interference.”
Watkins, 354 U.S. at 197. When these “forced revelations concern matters that
are unorthodox, unpopular, or even hateful to the general public, the reaction in
the life of [that individual] may be disastrous.” Watkins, 354 U.S. at 197; see also
Uphaus, 360 U.S. at 84 (Brennan, J., dissenting) (“[E]xposure and group
identification by the state of those holding unpopular and dissident views are
fraught with such serious consequences for the individual as to inevitably inhibit
seriously the expression of views which the Constitution intended to make free.”).
While we have no sympathy for those who sought to undermine our democracy
on January 6, 2021, the fact here is that the allegations that the Does were
engaged in unlawful or unprofessional conduct were not sustained. They did not
forfeit their First Amendment rights.
As our nation’s highest court long-ago made clear,
[a] final observation is in order. Because our disposition is
rested on the First Amendment as absorbed in the Fourteenth . . .
our decisions in the First Amendment area make[] plain that its
protections would apply as fully to those who would arouse our
society against the objectives of the petitioner. See, e.g., Near v.
Minnesota, 283 U.S. 697[, 51 S. Ct. 625, 75 L. Ed. 1357 (1931)];
Terminiello v. Chicago, 337 U.S. 1[, 69 S. Ct. 894, 93 L. Ed. 1131
19 Concurring in Wieman, 344 U.S. at 193, Justice Black recognized the importance of
ensuring that First Amendment protections are secured for all individuals:
Our own free society should never forget that laws which stigmatize and penalize
thought and speech of the unorthodox have a way of reaching, ensnaring and
silencing many more people than at first intended. We must have freedom of
speech for all or we will in the long run have it for none but the cringing and the
craven. And I cannot too often repeat my belief that the right to speak on matters
of public concern must be wholly free or eventually be wholly lost.
30
No. 83700-1-I/31
(1949)]; Kunz v. New York, 340 U.S. 290[, 71 S. Ct. 312, 95 L. Ed.
280 (1951)]. For the Constitution protects expression and
association without regard to the race, creed, or political or religious
affiliation of the members of the group which invokes its shield, or
to the truth, popularity, or social utility of the ideas and beliefs which
are offered.
Button, 371 U.S. at 444-45.
Returning to Sueoka’s contentions, we are similarly unpersuaded by his
assertion that the Does cannot establish a First Amendment right to privacy
because, according to him, they are not “seeking anonymity from the government
itself.”20 In fact, as Sueoka notes, the Does have already been compelled to
disclose their political beliefs and associations to SPD and the City. However,
the government need not take “direct action” in order to unlawfully impinge an
individual’s constitutional privacy right. NAACP, 357 U.S. at 461. Rather,
“abridgement of such rights, even though unintended, may inevitably follow from
varied forms of governmental action,” including action that “may appear to be
wholly unrelated to protected liberties.” NAACP, 357 U.S. at 461.
Indeed, the United States Supreme Court has held that “First Amendment
rights are beyond abridgement either by legislation that directly restrains their
exercise or by suppression or impairment through harassment, humiliation, or
exposure by government.” Bates, 361 U.S. at 528 (Black & Douglas, JJ.,
concurring) (emphasis added); see also Shelton, 364 U.S. at 486-87 (“Public
exposure, bringing with it the possibility of public pressures upon school boards
to discharge teachers who belong to unpopular or minority organizations, would
simply operate to widen and aggravate the impairment of constitutional liberty.”).
20 Br. of Resp’t/Cross Appellant at 32.
31
No. 83700-1-I/32
Here, the state action challenged is the government’s exposure, pursuant
to state statute, of the Does’ identities in the requested records, which implicate
their political beliefs and associations. Sueoka’s insinuation that the City’s
disclosure of the Does’ identities would not constitute governmental action is
simply wrong.
(b)
Sueoka additionally asserts that, even if disclosure of the Does’ identities
would impinge their constitutional rights, the Does willingly relinquished their right
to privacy. This is so, Sueoka contends, because the Does “had a right to keep
their political opinions private,” knew that their employer was subject to the PRA,
but nevertheless attended the January 6 rally and “then informed their employer
of their activities.”21 We disagree. Contrary to Sueoka’s assertion, the Does did
not relinquish their constitutional rights.
The facts are these. The Does submitted to interviews during an
investigation in which they were alleged to have violated the law or SPD policies
during their attendance at the January 6 rally. They were “ordered to answer all
questions asked, truthfully and completely.” They were informed that “failure to
do so may result in discipline up to and including termination.” They were then
questioned regarding their reasons for attending the January 6 rally, their political
beliefs and affiliations with political groups, if any, and their impressions of the
content of the rally. The Does answered these questions “truthfully and as
completely as possible” because they were under standing orders to do so.
21 Br. of Resp’t/Cross Appellant at 27-28.
32
No. 83700-1-I/33
In other words, the Does did not “ha[ve] a right to keep their political
opinions private.” Nor, contrary to Sueoka’s assertion, did the Does voluntarily
“inform[] their employer of their activities.” Rather, the Does were placed in the
untenable position of either refusing to answer investigators’ questions, thus
risking their livelihoods, or cooperating with the investigation, thereby
compromising their constitutional rights.22
Nearly a century ago, the United States Supreme Court rejected the
notion that an indirect assault on constitutional protections due to a purported
“choice” is less insidious than is direct impingement of such rights. Frost v. RR
Comm’n of State of Cal., 271 U.S. 583, 593, 46 S. Ct. 605, 70 L. Ed. 2d 1101
(1926). There, a California statute precluded private carriers from the privilege of
using public highways for “transacting private business thereon” unless they
submitted to regulation lawfully imposed on common carriers. Frost, 271 U.S. at
591. The Supreme Court struck down the statute, which, it concluded, was
intended to protect the business of common carriers by controlling competition.
Frost, 271 U.S. at 591, 593. In so doing, the Court held that a state may not
require the relinquishment of a constitutional right as the basis to confer a
privilege. Frost, 271 U.S. at 593. Were it otherwise, “constitutional guaranties,
so carefully safeguarded against direct assault, [would be] open to destruction by
the indirect but no less effective process of requiring a surrender, which, though
in form voluntary, in fact lacks none of the elements of compulsion.” Frost, 271
22 Adopting Sueoka’s assertion that the Does’ cooperation in the investigation was
voluntary would also lead to the problematic conclusion that police officers need not cooperate in
such investigations. Little public good would flow from such a holding.
33
No. 83700-1-I/34
U.S. at 593. To be given only “a choice between the rock and the whirlpool,”
wherein the option is to forego one’s livelihood or “submit to a requirement which
may constitute an intolerable burden,” is in reality, the Court announced, no
choice at all. Frost, 271 U.S. at 593.
Four decades later, the Supreme Court explicitly rejected the proposition
advanced by Sueoka herein—that statements obtained from police officers as a
result of those officers cooperating (in compliance with a lawful request to do so)
in investigations conducted by their employer or at their employer’s direction are
deemed voluntary. Garrity, 385 U.S. 493. In Garrity, police officers were ordered
to cooperate in an investigation by the New Jersey Attorney General regarding
“alleged irregularities in handling cases in the municipal courts” of certain New
Jersey boroughs. 385 U.S. at 494. Prior to questioning, each officer was warned
“(1) that anything he said might be used against him in any state criminal
proceeding; (2) that he had the privilege to refuse to answer if the disclosure
would tend to incriminate him; but (3) that if he refused to answer he would be
subject to removal from office.” Garrity, 385 U.S. at 494. After cooperating in the
investigation, the officers were convicted of conspiracy to obstruct the
administration of the traffic laws, and “their convictions were sustained over their
protests that their statements were coerced, by reason of the fact that, if they
refused to answer, they could lose their positions with the police department.”
Garrity, 385 U.S. at 495 (footnote omitted).
34
No. 83700-1-I/35
The Supreme Court held that, where the officers were given the choice
between self-incrimination and losing their livelihoods, their statements were not
voluntary:
The choice given petitioners was either to forfeit their jobs or
to incriminate themselves. The option to lose their means of
livelihood or to pay the penalty of self-incrimination is the antithesis
of free choice to speak out or to remain silent. That practice, like
interrogation practices we reviewed in Miranda v. Arizona, 384 U.S.
436, 464-65[, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966)], is “likely to
exert such pressure upon an individual as to disable him from
making a free and rational choice.” We think the statements were
infected by the coercion inherent in this scheme of questioning and
cannot be sustained as voluntary under our prior decisions.
Garrity, 385 U.S. at 497-98 (footnote omitted). Police officers, the Court
concluded, “are not relegated to a watered-down version of constitutional rights.”
Garrity, 385 U.S. at 500. Moreover, the Court therein confirmed that the rights
secured by the First Amendment are among those “rights of constitutional stature
whose exercise a State may not condition by the exaction of a price.” Garrity,
385 U.S. at 500.
As in Garrity, the Does here were informed by SPD, their employer, that
their continued employment could be contingent on their cooperation with the
investigation. The answers elicited from the Does during interviews directly
implicate speech protected by the First Amendment. The Does, as with the
police officers in Garrity, were afforded a choice “‘between the rock and the
whirlpool,’” 385 U.S. at 496 (quoting Stevens v. Marks, 383 U.S. 234, 243, 86 S.
Ct. 788, 15 L. Ed. 2d 724 (1966)), whereby only by relinquishing their
constitutional privacy interests could the Does ensure their continued
35
No. 83700-1-I/36
employment. “[D]uress is inherent” when statements are thusly obtained.
Garrity, 385 U.S. at 498.
As the precedent of our nation’s highest court makes clear, the Does’
statements to investigators were not voluntary. We reject Sueoka’s assertion
that the Does relinquished their constitutional rights by cooperating with the
OPA’s investigation.
(c)
Sueoka next contends that the Does have not set forth sufficient evidence
that harm would result from disclosure of their identities in the requested records,
such that they should be entitled to an injunction precluding such disclosure. He
asserts that the Does must demonstrate that disclosure would create a “chilling
effect” on their constitutional rights and that they have not done so. Again, we
disagree. Adhering to precedent from our Supreme Court, and cognizant that
federal courts have determined that a “chilling effect” may, at times, be assumed,
we hold that the evidence submitted by the Does is sufficient to meet the
necessary showing of potential harm.
In Doe v. Reed, the United States Supreme Court considered whether,
pursuant to Washington’s PRA, the disclosure of referendum petitions, and
thereby of the identities of the petition signers, would violate the First
Amendment. 561 U.S. 186. The Court therein concluded that disclosure would
not violate the First Amendment with respect to referendum petitions in general.
Reed, 561 U.S. at 202. However, the Court articulated the standard it had
applied “in related contexts,” that “those resisting disclosure can prevail under the
36
No. 83700-1-I/37
First Amendment if they can show ‘a reasonable probability that the compelled
disclosure [of personal information] will subject them to threats, harassment, or
reprisals from either Government officials or private parties.’” Reed, 561 U.S. at
200 (alteration in original) (quoting Buckley, 424 U.S. at 74).
Our Supreme Court applied this standard in evaluating the constitutionality
of a discovery order compelling the disclosure of meeting minutes of the
Freedom Socialist Party. See Snedigar v. Hoddersen, 114 Wn.2d 153, 156, 786
P.2d 781 (1990). In that case, the court reversed a decision of this court, in
which we had held that the party resisting the discovery order was required to
make “an initial showing of actual infringement on First Amendment rights.”
Snedigar, 114 Wn.2d at 158. This was wrong, our Supreme Court explained,
because “[t]he party asserting the First Amendment associational privilege is only
required to show some probability that the requested disclosure will harm its First
Amendment rights.” Snedigar, 114 Wn.2d at 158. And, indeed, in that case, the
Party’s national secretary submitted affidavits stating that (1) “Party members
and supporters had been subjected to acts of reprisal and harassment in the
past,” and (2) that “the expectation of confidentiality in internal discussions [was]
essential to the Party’s survival.” Snedigar, 114 Wn.2d at 163. These affidavits,
our Supreme Court held, were sufficient to demonstrate that disclosure would
“chill” the Party’s constitutional rights. Snedigar, 114 Wn.2d at 164.
In evaluating whether sufficient probability of harm was shown, our
Supreme Court in Snedigar recognized that some courts have explicitly held that
“a concrete showing of ‘chill’ is unnecessary” to determine that disclosure would
37
No. 83700-1-I/38
impinge First Amendment rights. 114 Wn.2d at 162 (citing Black Panther Party v.
Smith, 661 F.2d 1243, 1267-68, (D.C. Cir. 1981); Britt v. Superior Court, 20 Cal.
3d 844, 855, 574 P.2d 766, 143 Cal. Rptr. 695 (1978)). Indeed, the court noted,
some courts “have overlooked the absence of a factual record of past
harassment and . . . assumed that disclosure of information” would chill such
rights. Snedigar, 114 Wn.2d at 162 (citing Shelton, 364 U.S. at 485-86; Talley,
362 U.S. at 64; Local 1814, Int’l Longshoremen’s Ass’n, AFL-CIO v. Waterfront
Comm’n of New York, 667 F.2d 267, 272 (2d Cir.1981); Pollard v. Roberts, 283
F. Supp. 248, 258 (E.D. Ark. 1968), aff’d, 393 U.S. 14, 89 S. Ct. 47, 21 L. Ed. 2d
14 (1968)).
Moreover, as the Second Circuit has recognized, “a factual record of past
harassment is not the only situation in which courts have upheld a First
Amendment right of non-disclosure.” Int’l Longshoremen’s Ass’n, 667 F.2d at
271. Rather,
[t]he underlying inquiry must always be whether a compelling
governmental interest justifies any governmental action that has
“the practical effect ‘of discouraging’ the exercise of constitutionally
protected political rights,” “even if any deterrent effect . . . arises . . .
as an unintended but inevitable result of the government’s conduct
in requiring disclosure.”
Int’l Longshoremen’s Ass’n, 667 F.2d at 271 (citation omitted) (quoting NAACP,
357 U.S. at 461; Buckley, 424 U.S. at 65). Based on this principle, courts,
including the United States Supreme Court, have in various circumstances
“adopted a commonsense approach [that] recognized that a chilling effect was
38
No. 83700-1-I/39
inevitable.” Int’l Longshoremen’s Ass’n, 667 F.2d at 272 (citing Shelton, 364 U.S.
at 486; Pollard, 283 F. Supp. at 258).23
Here, the Does’ declarations state that they have “a significant fear that
disclosure of [their] attendance at the January 6 Rally would result in significant
jeopardy to [their] personal safety and [their] ability to provide effective law
enforcement to the community.” Two of the Does described their fears for the
safety and well-being of their families were their identities disclosed, one noting
“the extreme volatility that has gone hand in hand with politics in this region over
the last year regarding law enforcement.” The Does additionally submitted the
declarations of other SPD officers who stated that they had endured harassment
and threats made against them and their families from members of the public.
23 Such a “commonsense approach”—which assumes a “chilling effect” on speech and
associational rights—has been utilized when disclosure was required to be made to a public
employer and when the individuals seeking anonymity espoused beliefs unpopular in their
communities.
For instance, in Shelton, the Supreme Court recognized that impingement of teachers’
rights to free association “is conspicuously accented when the teacher serves at the absolute will
of those to whom the disclosure must be made.” 364 U.S. at 486. “[T]he pressure upon a
teacher to avoid any ties which might displease those who control his professional destiny would
be constant and heavy.” Shelton, 364 U.S. at 486; see also Int’l Longshoremen’s Ass’n, 667 F.2d
at 272 (recognizing that the investigatory body had “pervasive control over the economic
livelihood” of those seeking anonymity).
Likewise, in Pollard, there was “no evidence” that the individuals seeking anonymity had
“been subjected to reprisals on account of” their contributions to the Arkansas Republican Party.
283 F. Supp. at 258. Nevertheless, given the unpopularity of the party in the state at that time,
the court held that “it would be naïve not to recognize” that disclosure would subject the
contributors to “potential economic or political reprisals,” thus discouraging the exercise of
constitutional rights. Pollard, 283 F. Supp. at 258. The court described the constitutional injury
thereby inflicted thusly:
To the extent that a public agency or officer unreasonably inhibits or discourages
the exercise by individuals of their right to associate with others of the same
political persuasion in the advocacy of principles and candidates of which and of
whom they approve, and to support those principles and candidates with their
money if they choose to do so, that agency or officer violates private rights
protected by the First Amendment.
Pollard, 283 F. Supp. at 258.
39
No. 83700-1-I/40
Consistent with the cases cited above, we conclude that the Does have
submitted sufficient evidence that disclosure of their identities would discourage
the exercise of political speech and associational rights.24 In so holding, we are
mindful that it is not only the Does’ constitutional rights that may be “chilled” by
disclosure here, but also those of other public employees whose employers are
subject to the PRA. Indeed, as the United States Supreme Court has
recognized, in addition to the impact on the exercise of rights by those seeking
anonymity, there is a “more subtle and immeasurable effect upon those who tend
to adhere to the most orthodox and uncontroversial views and associations in
order to avoid a similar fate at some future time.” Watkins, 354 U.S. at 197-98.
We conclude that disclosure of the Does’ identities in the requested
records constitutes governmental action that would impinge their First
Amendment rights. This is so despite the public nature of the January 6 rally.
We find unmeritorious Sueoka’s contentions that the Does relinquished their
constitutional rights by cooperating with the OPA’s investigation or that they
failed to demonstrate that disclosure would discourage the exercise of such
rights. Having so concluded, we must determine whether the State’s interest in
impinging those rights is sufficient to nevertheless mandate disclosure.
24 We reach this conclusion notwithstanding Sueoka’s assertion, in supplemental briefing,
that the identities of the Does are already publicly known. As our Supreme Court has held, an
individual’s statutory right to privacy is not nullified because some members of the public may
already know that individual’s identity. Bainbridge Island Police Guild, 172 Wn.2d at 414 (“[J]ust
because some members of the public may already know the identity of the person in the report
does not mean that an agency does not violate the person’s right to privacy by confirming that
knowledge through its production.”). The same is certainly true of the right to privacy inhering in
the First Amendment to the United States Constitution.
40
No. 83700-1-I/41
(d)
Before we do so, however, we must address a related contention. In a
statement of additional authorities submitted following oral argument, Sueoka
asserts that, because the Does did not notify the attorney general of any intent to
challenge the constitutionality of the PRA, we cannot consider whether the PRA
violates the federal constitution if it is construed so as to require disclosure of
unredacted records in this case.
This ground has been previously trod. Indeed, the District Court of the
Western District of Washington considered this very issue in Roe v. Anderson,
2015 WL 4724739 (W.D. Wash. 2015), which we cite as evidence of our state
attorney general’s official position on this aspect of PRA analysis. In the cited
case, certain erotic dancers and managers of an erotic dance studio sought to
enjoin the disclosure of their personal information pursuant to a PRA request.
Anderson, 2015 WL 4724739, at *1. They asserted that disclosure would violate
their constitutional rights to privacy and free expression and sought a declaration
that the PRA, as applied to them, was unconstitutional. Anderson, 2015 WL
4724739, at *1.
At the court’s invitation, the Washington attorney general filed an amicus
brief asserting that the PRA “does not require the disclosure of information
protected from disclosure by the Constitution” because “its exemptions
incorporate any constitutionally-required limitation on such disclosures.”
Anderson, 2015 WL 4724739, at *1 (emphasis added). The “other statute[s]”
provision, RCW 42.56.070(1), the attorney general explained, is a “‘catch all’
41
No. 83700-1-I/42
saving clause” that “does not require a disclosure that would violate the
Constitution.” Anderson, 2015 WL 4724739, at *2 (emphasis added). Citing
decisional authority from our Supreme Court, the attorney general clarified that
“[i]f the requested records are constitutionally protected from
public disclosure, that protection exists without any need of
statutory permission, and may constitute an exemption under the
PRA even if not implemented through an explicit statutory
exemption.”
“In other words, it is not necessary to read the PRA in
conflict with the Constitution when the Act itself recognizes and
respects other laws (including constitutional provisions) that
mandate privacy or confidentiality.”
Anderson, 2015 WL 4724739, at *2-3 (emphasis added).
The district court held that “[t]he State is correct.” Anderson, 2015 WL
4724739, at *3. “The PRA, by design, cannot violate the Constitution, and
constitutional protections (such as freedom of expression) are necessarily
incorporated as exemptions, just like any other express exemption enumerated in
the PRA.” Anderson, 2015 WL 4724739, at *3.
We agree with and adopt this analysis. Thus, once the constitutional right
is established and the constitutional injury that disclosure would cause is shown,
it is entirely unnecessary for the citizen to establish an additional entitlement to
an injunction in order to preclude disclosure. The law is clear and the principle
simple—the government may not violate a person’s First Amendment rights,
even in the absence of an injunction specifically forbidding it from doing so.25
2
The United States Supreme Court has repeatedly affirmed that
25 See discussion infra § III C.
42
No. 83700-1-I/43
[t]he right to privacy in one’s political associations and beliefs will
yield only to a “‘subordinating interest of the State [that is]
compelling,’” NAACP[, 357 U.S.] at 463 (quoting Sweezy, 354 U.S.
[at 265] (opinion concurring in result)), and then only if there is a
“substantial relation between the information sought and [an]
overriding and compelling state interest.” Gibson[, 372 U.S. at
546].
Brown, 459 U.S. at 91-92 (some alterations in original). Thus, having concluded
that disclosure of the Does’ identities in the requested records would impinge
their First Amendment rights, we must determine whether an overriding and
compelling state interest nevertheless requires such disclosure.
For its part, the City contends that a less stringent standard should apply
because, according to the City, “public employees have diminished First
Amendment rights, even for purely private speech.”26 Not so. Police officers,
such as the Does, “are not relegated to a watered-down version of constitutional
rights.” Garrity, 385 U.S. at 500. The City’s assertion to the contrary, reliant as it
is on inapposite decisional authority, is unpersuasive.
We conclude that the State has no compelling interest in disclosing the
Does’ identities in the requested records. The state interest in disclosing the
entirety of a particular public record is illuminated by the purpose of the PRA and
its scope, as determined by our legislature and Supreme Court. Such
considerations demonstrate that the state interest here falls short of the standard
required to impinge the Does’ First Amendment rights. We thus hold that the
State has no compelling interest in disclosing the Does’ identities in the
requested records.
26 City of Seattle, Suppl. Mem. at 2.
43
No. 83700-1-I/44
(a)
We first address the City’s argument, set forth in supplemental briefing,
that the state actor need not demonstrate a compelling interest in order to
impinge the Does’ constitutional rights. The City, itself an employer of vast
numbers of public employees, asserts that “public employees have diminished
First Amendment rights, even for purely private speech.”27 Hence, the City
contends, the constitutional rights of public employees, unlike those of other
citizens, can be impinged absent the demonstration of a compelling state
interest. We disagree.
When the State seeks to compel disclosure of an individual’s political
beliefs and associations, it can do so only by demonstrating a compelling state
interest with sufficient relation to the information sought to be disclosed. See,
e.g., Brown, 459 U.S. at 91-92; Gibson, 372 U.S. at 546; NAACP, 357 U.S. at
463; Sweezy, 354 U.S. at 265. That the State’s interest must be compelling
reflects the United States Supreme Court’s recognition that “political freedom of
the individual” is a “fundamental principle of a democratic society,” Sweezy, 354
U.S. at 250, and that “compelled disclosure, in itself, can seriously infringe on
privacy of association and belief guaranteed by the First Amendment.” Buckley,
424 U.S. at 64.
Moreover, as we have discussed, our nation’s highest Court has rejected
the notion that public employees are not entitled to the same stature of
constitutional rights as are other citizens. In 1967, the Court in Garrity
27 City of Seattle, Suppl. Mem. at 2.
44
No. 83700-1-I/45
considered whether police officers, by virtue of being compelled to cooperate in
an investigation by the New Jersey Attorney General, relinquished the
constitutional right against self-incrimination. 385 U.S. at 494-98. The Court
determined that the statements of the police officers, who were given the choice
between self-incrimination and losing their livelihoods, were not voluntary.
Garrity, 385 U.S. at 497-98. In so holding, the Court “conclude[d] that policemen,
like teachers and lawyers, are not relegated to a watered-down version of
constitutional rights.” Garrity, 385 U.S. at 500.
In asserting to the contrary—that the Does are, indeed, condemned to a
diluted version of First Amendment rights—the City urges us to apply the
“balancing test” set forth by the Supreme Court in Pickering v. Board of
Education of Township High School District 205, Will County, Ill., 391 U.S. 563,
88 S. Ct. 1731, 20 L. Ed. 2d 811 (1968).28 The City’s reliance on Pickering is
misplaced.
In Pickering, a public school teacher submitted to a local newspaper a
letter regarding a proposed tax increase that was critical of the manner in which
the school board and superintendent had “handled past proposals to raise new
revenue for the schools.” 391 U.S. at 564. The teacher was dismissed from his
position pursuant to an Illinois statute that permitted such dismissal for actions
detrimental to the interests of the school system. Pickering, 391 U.S. at 564-65.
He thereafter filed suit, asserting that the Illinois statute was unconstitutional as
28 See City of Seattle, Suppl. Mem. at 6 (“It is this balancing test, not strict scrutiny, that
applies to disclosure of the public records containing employees’ speech.”).
45
No. 83700-1-I/46
applied pursuant to the First and Fourteenth Amendments. Pickering, 391 U.S.
at 565.
In considering the constitutionality of the Illinois statute, the Court
recognized that “the State has interests as an employer in regulating the speech
of its employees that differ significantly from those it possesses in connection
with regulation of the speech of the citizenry in general.” Pickering, 391 U.S. at
568. Thus, the Court announced what has come to be known as the “Pickering
balancing test,”29 which seeks to “arrive at a balance between the interests of the
[public employee], as a citizen, in commenting upon matters of public concern
and the interest of the State, as an employer, in promoting the efficiency of the
public services it performs through its employees.” Pickering, 391 U.S. at 568.
However, the teacher’s statements in Pickering were “neither shown nor
[could] be presumed to have in any way either impeded the teacher’s proper
performance of his daily duties in the classroom or to have interfered with the
regular operation of the schools generally.” 391 U.S. at 572-73 (footnote
omitted). The Court held that, in such circumstances, “the interest of the school
administration in limiting teachers’ opportunities to contribute to public debate is
not significantly greater than its interest in limiting a similar contribution by any
member of the general public.” Pickering, 391 U.S. at 573. In other words, the
“Pickering balancing test,” which the City urges us to apply here, is applicable
29 See, e.g., Garcetti v. Ceballos, 547 U.S. 410, 418, 126 S. Ct. 1951, 164 L. Ed. 2d 689
(2006) (describing the “two inquiries to guide interpretation of the constitutional protections
accorded to public employee speech” as set forth in “Pickering and the cases decided in its
wake”); Moser v. Las Vegas Metro. Police Dep’t, 984 F.3d 900, 904-05 (9th Cir. 2021) (describing
the “Pickering balancing test”). Neither of these opinions, both of which are cited by the City, is
apposite to the circumstances presented in this case.
46
No. 83700-1-I/47
only when a public employee’s speech may affect the employer’s operations.
See also Garcetti v. Ceballos, 547 U.S. 410, 418, 126 S. Ct. 1951, 164 L. Ed. 2d
689 (2006) (“A government entity has broader discretion to restrict speech when
it acts in its role as employer, but the restrictions it imposes must be directed at
speech that has some potential to affect the entity’s operations.” (emphasis
added)). Only then may a government employer have “an adequate justification
for treating the employee differently from any other member of the general
public,” thus permitting it to restrict the public employee’s speech. Garcetti, 547
U.S. at 418.
Indeed, in Pickering, the United States Supreme Court explicitly rejected
the proposition that public employees are entitled to lesser constitutional
protections simply by virtue of their public employment:
To the extent that the Illinois Supreme Court’s opinion may
be read to suggest that teachers may constitutionally be compelled
to relinquish the First Amendment rights they would otherwise enjoy
as citizens to comment on matters of public interest in connection
with the operation of the public schools in which they work, it
proceeds on a premise that has been unequivocally rejected in
numerous prior decisions of this Court. E.g., Wieman v. Updegraff,
344 U.S. 183[, 73 S. Ct. 215, 97 L. Ed. 2d 216] (1952); Shelton v.
Tucker, 364 U.S. 479[, 81 S. Ct. 247, 5 L. Ed. 2d 231] (1960);
Keyishian v. Board of Regents, 385 U.S. 589[, 87 S. Ct. 675, 17 L.
Ed. 2d 629] (1967). “[T]he theory that public employment which
may be denied altogether may be subjected to any conditions,
regardless of how unreasonable, has been uniformly rejected.”
Keyishian[, 385 U.S.] at 605-06.
391 U.S. at 568 (some alterations in original).
Put simply, the notion that the Does, as public employees, “have curtailed
First Amendment rights,” as the City brazenly asserts,30 is directly contradicted
30 City of Seattle. Suppl. Mem. at 5.
47
No. 83700-1-I/48
by United States Supreme Court decisional authority. Unlike this case, each of
the cases cited by the City involves an adverse employment action based on a
speech restriction that precluded public employees from engaging in speech
alleged to injuriously impact their employer’s operations.31 Indeed, it is only
when a public employee’s speech “has some potential to affect [the employer’s]
operations” that the employer may have “an adequate justification for treating the
employee differently from any other member of the general public.” Garcetti, 547
U.S. at 418. This rule is premised on the recognition that the government
possesses a “legitimate purpose in ‘promot[ing] efficiency and integrity in the
discharge of official duties, and . . . maintain[ing] proper discipline in the public
service.’” Connick v. Myers, 461 U.S. 138, 150-51, 103 S. Ct. 1684, 75 L. Ed. 2d
708 (1983) (some alterations in original) (quoting Ex parte Curtis, 106 U.S. 371,
373, 1 S. Ct. 381, 27 L. Ed. 232 (1882)).32 Such principles do not apply to the
facts of this case.33
31 See Progressive Democrats for Soc. Just. v. Bonta, 588 F. Supp. 3d 960 (N.D. Cal.
2022); Garcetti, 547 U.S. 410; City of San Diego, Cal. v. Roe, 543 U.S. 77, 125 S. Ct. 521, 160 L.
Ed. 2d 410 (2004); Waters v. Churchill, 511 U.S. 661, 114 S. Ct. 1878, 128 L. Ed. 2d 686 (1994);
Pickering, 391 U.S. 563; Hernandez v. City of Phoenix, 43 F. 4th 966 (9th Cir. 2022); Moser, 984
F.3d 900; Berry v. Dep’. of Soc. Servs., 447 F.3d 642 (9th Cir. 2006). For the reasons described
above, each of these cases is inapposite here.
32 In Connick, Justice Brennan disagreed with the majority’s balancing of the competing
considerations set forth in Pickering. 461 U.S. at 157-58 (Brennan, J., dissenting). However, as
pertinent here, he adeptly explained that the government, as a public employer, has an interest in
regulating employee speech only when such speech may impact the government’s ability to
perform its duties. He wrote:
The balancing test articulated in Pickering comes into play only when a
public employee’s speech implicates the government’s interests as an employer.
When public employees engage in expression unrelated to their employment
while away from the workplace, their First Amendment rights are, of course, no
different from those of the general public.
Connick, 461 U.S. at 157 (Brennan, J., dissenting) (citing Pickering, 391 U.S. at 574).
33 The City also asserts that our Supreme Court’s decision in Service Employees
International Union Local 925 v. University of Washington, 193 Wn.2d 860, 447 P.3d 534 (2019)
(SEIU), indicates that “disclosure of public records is mandated by the PRA notwithstanding any
speech rights or a chilling effect thereon.” City of Seattle, Suppl. Mem. at 3. We disagree.
48
No. 83700-1-I/49
Here, the Does’ employer, SPD, did not impose a restriction on the Does’
speech. Nor does the speech at issue—the Does’ attendance at a political rally
and their statements regarding their political views and affiliations—have any
impact on their employer’s operations. Indeed, any allegation that the Does
engaged in conduct contrary to their employer’s policies was found to be
unsustained.
We decline the City’s invitation to contravene United States Supreme
Court decisional authority in order to restrict public employee speech in
circumstances beyond those in which such speech may interfere with the public
employer’s operations. Instead, we take the United States Supreme Court at its
word that police officers “are not relegated to a watered-down version of
constitutional rights.” Garrity, 385 U.S. at 500; see also Pickering, 391 U.S. at
568. Similarly, we recognize the Supreme Court’s repeated affirmations that
“[t]he right to privacy in one’s political associations and beliefs will yield only to a
‘subordinating interest of the State [that is] compelling,’ and then only if there is a
‘substantial relation between the information sought and [an] overriding and
compelling state interest.’” Brown, 459 U.S. at 91-92 (second and third
In that decision, our Supreme Court addressed only whether particular faculty e-mails
relating to union organizing constitute “public records” pursuant to the PRA. SEIU, 193 Wn.2d at
867-76. Although the labor union seeking to enjoin disclosure of the requested e-mails asserted
that “their release would chill union organizing efforts, restrain speech, and violate individuals’
privacy rights,” SEIU, 193 Wn.2d at 865, our Supreme Court explicitly stated that its “holding on
the ‘scope of employment’ test does not dispose of” the labor union’s other arguments, including
“assertions of statutory and constitutional exemptions from PRA coverage.” SEIU, 193 Wn.2d at
876.
Contrary to the City’s assertion, our Supreme Court did not suggest in that decision that
the constitutional rights of our state’s citizens can be summarily dismissed on the basis of a
legislative enactment. While we agree with the City that the PRA is an important statute, it
nevertheless remains merely a statute. See Freedom Found., 178 Wn.2d at 695.
49
No. 83700-1-I/50
alterations in original) (citation and internal quotations marks omitted) (quoting
Sweezy, 354 U.S. at 265; Gibson, 372 U.S. at 546). Accordingly, only if an
overriding and compelling state interest exists to impinge the Does’ constitutional
rights may their identities be disclosed in the requested records. As discussed
below, we determine that no such compelling interest exists.
(b)
The scope of the State’s interest in public record disclosure—and, thus,
whether the City, as a state actor, has a compelling interest in disclosing the
Does’ identities—is illuminated by the purpose of the PRA’s disclosure mandate.
“The basic purpose of the [PRA] is to provide a mechanism by which the public
can be assured that its public officials are honest and impartial in the conduct of
their public offices.” Cowles Publ’g Co., 109 Wn.2d at 719. The statute “ensures
the sovereignty of the people and the accountability of the governmental
agencies that serve them by providing full access to information concerning the
conduct of government.” Predisik, 182 Wn.2d at 903. Similarly, our legislature
has defined the policy of the PRA as such: “That, mindful of the right of
individuals to privacy and of the desirability of the efficient administration of
government, full access to information concerning the conduct of government on
every level must be assured as a fundamental and necessary precondition to the
sound governance of a free society.” RCW 42.17A.001(11); see also In re
Request of Rosier, 105 Wn.2d 606, 611, 717 P.2d 1353 (1986) (recognizing the
policy underlying the statute as “allow[ing] public scrutiny of government, rather
50
No. 83700-1-I/51
than . . . promot[ing] scrutiny of particular individuals who are unrelated to any
governmental operation”).
To this end, while the PRA contains a broad mandate for disclosure, our
legislature also included in the statute an exemption whereby “[p]ersonal
information in files maintained for employees . . . of any public agency” are not
subject to disclosure “to the extent that disclosure would violate their right to
privacy.” RCW 42.56.230(3). This “right to privacy” is “invaded or violated,” such
that the statutory exemption applies, when disclosure of the information would be
“highly offensive to a reasonable person” and is “not of legitimate concern to the
public.”34 RCW 42.56.050.
The PRA does not define the “right to privacy.” Our Supreme Court thus
sought to “‘fill [this] definitional void’” by adopting the common law tort definition
set forth in the Restatement. Cowles Publ’g Co., 109 Wn.2d at 721 (quoting
Hearst Corp. v. Hoppe, 90 Wn.2d 123, 136, 580 P.2d 246 (1978)); see
RESTATEMENT (SECOND) OF TORTS §652D (AM. LAW INST. 1977). Employing this
definition, and consistent with the purpose of the PRA, our Supreme Court has
deemed significant to the question of privacy whether a public employee’s
conduct “occurred in the course of public service.” Cowles Publ’g Co., 109
Wn.2d at 726. “Instances of misconduct of a police officer while on the job are
not private, intimate, personal details of the officer’s life,” but rather, “are matters
34 We do not hold that the personal information exemption, RCW 42.56.230(3), a
statutory exemption set forth within the PRA, precludes disclosure of the Does’ identities in the
requested records. Rather, as discussed supra, it is the First Amendment to the United States
Constitution that precludes such disclosure, absent an overriding and compelling state interest.
Nevertheless, the purpose of the PRA and the scope of its disclosure mandate, as set forth by
our legislature and decisional authority interpreting the act, illuminates the state interest here at
issue.
51
No. 83700-1-I/52
with which the public has a right to concern itself.” Cowles Publ’g Co., 109
Wn.2d at 726. Premised on this principle, the court held that “a law enforcement
officer’s actions while performing his public duties or improper off duty actions in
public which bear upon his ability to perform his public office” are not within the
ambit of conduct exempt from disclosure due to statutory “personal privacy.”
Cowles Publ’g Co., 109 Wn.2d at 727.
In addition, in determining whether a public employee’s statutory right to
privacy is implicated, the court has distinguished between “substantiated” and
“unsubstantiated” allegations. “[W]hen a complaint regarding misconduct during
the course of public employment is substantiated or results in some sort of
discipline, an employee does not have a right to privacy in the complaint.”
Bellevue John Does 1-11 v. Bellevue Sch. Dist. No. 405, 164 Wn.2d 199, 215,
189 P.3d 139 (2008). However, the court has held that public employees have a
statutory right to privacy in their identities in connection with unsubstantiated
allegations of sexual misconduct, “because the unsubstantiated allegations are
matters concerning [the employees’] private lives.” Bainbridge Island Police
Guild, 172 Wn.2d at 413; see also Bellevue John Does, 164 Wn.2d at 215-16.
“An unsubstantiated or false accusation,” the court reasoned, “is not an action
taken by an employee in the course of performing public duties.” Bellevue John
Does, 164 Wn.2d at 215.
Similarly, our Supreme Court has concluded that whether allegations
against a public employee are substantiated bears on whether disclosure of the
employee’s identity is a matter of “legitimate” public concern. Bainbridge Island
52
No. 83700-1-I/53
Police Guild, 172 Wn.2d at 416; Bellevue John Does, 164 Wn.2d at 221. Thus,
consistent with the PRA’s purpose to enable the public to oversee governmental
agencies, the court determined that the public has no legitimate interest in the
identities of public employees against whom unsubstantiated allegations of
misconduct were asserted. Bellevue John Does, 164 Wn.2d at 220. This is
because, when the allegations are unsubstantiated, precluding disclosure of the
employee’s identity would “not impede the public’s ability to oversee” government
investigations into alleged employee misconduct. Bellevue John Does, 164
Wn.2d at 220. Rather, disclosure in such circumstances, the court reasoned,
“‘serve[s] no interest other than gossip and sensation.’” Bellevue John Does, 164
Wn.2d at 221 (quoting Bellevue John Does 1-11 v. Bellevue Sch. Dist. No. 405,
129 Wn. App. 832, 854, 120 P.3d 616 (2005)).
The state interest in disclosure pursuant to the PRA is to uphold the
purpose of the statute—that is, to enable the public to ensure “that its public
officials are honest and impartial in the conduct of their public offices.” Cowles
Publ’g Co., 109 Wn.2d at 719 (emphasis added); see also RCW 42.56.030 (“The
people insist on remaining informed so that they may maintain control over the
instruments that they have created.”). To that end, in the context of defining the
scope of statutory exemptions to disclosure, our Supreme Court has determined
that disclosure of the identities of public employees is not permitted when (1) the
allegations asserted against the employees are unsubstantiated and (2) the
conduct did not occur in the course of public service or occur off-duty and impact
the performance of public duties. Bainbridge Island Police Guild, 172 Wn.2d at
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No. 83700-1-I/54
413; Bellevue John Does, 164 Wn.2d at 213-16, 221; Cowles Publ’g Co., 109
Wn.2d at 726. In other words, in such circumstances, the State does not have
an interest in disclosing the employees’ identities.
Significantly, in those cases, whether disclosure of the public officials’
identities was precluded was determined pursuant to statutory exemptions, not
premised upon the disclosure’s impingement on constitutional First Amendment
rights. Thus, the public officials’ interests at issue in those cases, not being of
constitutional import, were less significant than those presented here, where the
Does’ First Amendment rights are implicated. Nevertheless, here, as in those
cases, the Does’ alleged misconduct did not occur in the course of their public
duties, and the allegations against the Does were determined to be
unsustained.35 Even when constitutional rights were not implicated by
disclosure, those same circumstances have been deemed by our legislature and
Supreme Court to fall outside the ambit of the state interest in such disclosure.
Thus, here, where the Does’ constitutional rights would be impinged by
disclosure, the state interest cannot be said to be compelling, such that
disclosure would nevertheless be permitted.36
35 We note that, while some of the OPA’s findings were “not sustained” because the
allegations were determined to be “unfounded,” others were unsustained because the
investigation as to those findings was deemed to be “inconclusive.” However, an “inconclusive”
finding remains a finding that the allegations were unsustained; it neither constitutes a finding
against the officer nor authorizes disciplinary action. Accordingly, we treat the “inconclusive”
unsustained findings in the same manner as the “unfounded” unsustained findings.
36 Sueoka asserts that the trial court properly determined that the public has a legitimate
interest in disclosure of the Does’ identities in the requested records because OPA Director
Andrew Myerberg may have previously represented one of the Does in a civil rights case. This
purported conflict, Sueoka contends, may have undermined the investigation.
However, even when only a statutory privacy interest is implicated, Washington courts
have held that complete records need not be disclosed for the public interest of government
oversight to be achieved. See, e.g., Bainbridge Island Police Guild, 172 Wn.2d at 416 (“Although
lacking a legitimate interest in the name of a police officer who is the subject of an
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No. 83700-1-I/55
The United States Supreme Court has recognized that “[t]he public is, of
course, entitled to be informed concerning the workings of its government. That
cannot be inflated into a general power to expose where the predominant result
can only be an invasion of the private rights of individuals.” Watkins, 354 U.S. at
200 (footnote omitted). Here, disclosure of the Does’ identities would fulfill only
the “impermissible [objective] of exposure for exposure’s sake.” Uphaus, 360
U.S. at 82 (Brennan, J., dissenting).
Based on our legislature’s and Supreme Court’s delineation of the
purpose of the PRA’s disclosure mandate, we conclude that the State has no
compelling interest in disclosure of the Does’ identities in the requested records.
Accordingly, because the Does have established a constitutional privacy right
that would be impinged by disclosure, the superior court erred by denying the
Does’ motion for a preliminary injunction precluding such disclosure.37
unsubstantiated allegation of sexual misconduct, the public does have a legitimate interest in how
a police department responds to and investigates such an allegation against an officer.”);
Bellevue John Does, 164 Wn.2d at 220 (“Precluding disclosure of the identities of teachers who
are subjects of unsubstantiated allegations will not impede the public’s ability to oversee school
districts’ investigations of alleged teacher misconduct.”). Indeed, our Supreme Court has made
plain that a public employee’s “right to privacy does not depend on the quality of the [public
employer’s] investigations.” Bellevue John Does, 164 Wn.2d at 223. Here, given the
constitutional right at stake, we hold that the State has no compelling interest in disclosure of the
Does’ identities for this purpose.
Moreover, “[a]n agency should look to the contents of the document and not the
knowledge of third parties when deciding if the subject of a report has a right to privacy in their
identity.” Bainbridge Island Police Guild, 172 Wn.2d at 414. In Bainbridge Island Police Guild,
our Supreme Court held that notwithstanding the fact that some members of the public might
know the identity of the individual identified in the records, the agency must nevertheless refuse
to disclose those records if an exemption exists. 172 Wn.2d at 414. Otherwise, agencies would
be required to “engage in an analysis of not just the contents of the report” but also of outside
knowledge regarding the incident described therein. Bainbridge Island Police Guild, 172 Wn.2d
at 414. The same logic applies here. Additionally, the City, in evaluating a records request,
cannot be charged with presuming the need to disclose individuals’ identities in investigative
records on the chance of potential conflict of interest of the investigator that is not established in
the records themselves. Such a presumption would gut the disclosure exemptions of the PRA.
37 The Does sought a preliminary injunction precluding the disclosure of their identities in
the requested records. They did not seek to prevent disclosure of redacted versions of those
55
No. 83700-1-I/56
(c)
We recognize that much of the United States Supreme Court’s
jurisprudence establishing a constitutional privacy right to anonymity in political
belief and association, which is grounded in the First Amendment to the United
States Constitution, predates the Court’s modern formulation of the strict scrutiny
standard applicable to governmental action impinging such rights. See Reed v.
Town of Gilbert, Ariz., 576 U.S. 155, 167, 135 S. Ct. 2218, 192 L. Ed. 2d 236
(2015) (recognizing that the Court’s decision in Button, 371 U.S. 415, “predated
[its] more recent formulations of strict scrutiny”).38 However, even applying these
“more recent formulations” of the standard, Town of Gilbert, 576 U.S. at 167, the
result herein remains unchanged.
records. Thus, we do not consider whether the redacted records are subject to disclosure
pursuant to the PRA. We do note, however, that once the Does’ identities and other identifying
information are redacted from the requested records, their constitutional rights are no longer
implicated. Accordingly, it is the PRA, not federal constitutional principles, that dictate whether
the redacted records may be disclosed. As no party seeks to preclude such disclosure, that issue
is not before us.
However, we note that, when a constitutional right would not thereby be infringed, the
State has an interest in permitting disclosure of public records to enable government oversight,
thus fulfilling the purpose of the PRA. See, e.g., Bainbridge Island Police Guild, 172 Wn.2d at
416 (“Although lacking a legitimate interest in the name of a police officer who is the subject of an
unsubstantiated allegation of sexual misconduct, the public does have a legitimate interest in how
a police department responds to and investigates such an allegation against an officer.”);
Bellevue John Does, 164 Wn.2d at 220 (“Precluding disclosure of the identities of teachers who
are subjects of unsubstantiated allegations will not impede the public’s ability to oversee school
districts’ investigations of alleged teacher misconduct.”). See also RCW 42.56.210 (requiring
disclosure of records when exempted information can be redacted therefrom).
“[E]ven though the governmental purpose be legitimate and substantial, that purpose
cannot be pursued by means that broadly stifle fundamental personal liberties when the end can
be more narrowly achieved.” Shelton, 364 U.S. at 488. Here, the purposes of the PRA are
achieved through disclosure of the redacted records.
38 The Court in Button held that a Virginia state law purporting to regulate the legal
profession unconstitutionally infringed on “the [First Amendment] right of the NAACP and its
members and lawyers to associate for the purpose of assisting persons who seek legal redress
for infringements of their constitutionally guaranteed and other rights.” 371 U.S. at 428. This
decision is among those cited by the Court for the proposition that “compelled disclosure, in itself,
can seriously infringe on privacy of association and belief guaranteed by the First Amendment.”
Buckley, 424 U.S. at 64 (citing Gibson, 372 U.S. 539; Button, 371 U.S. 415; Bates, 361 U.S. 516;
Shelton, 364 U.S. 479; NAACP, 357 U.S. 449).
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As demonstrated by the profusion of legislatively enacted exceptions to
our state’s public records law, there is no compelling government interest in
disclosure of the unredacted requested records. Rather, the constitutionally
mandated narrow tailoring here requires precisely the remedy sought by the
Does—the redaction of their names and personal identifying information from the
requested records prior to disclosure. Thus, we hold that, applying the United
States Supreme Court’s modern formulation of the strict scrutiny standard,
disclosure of the requested records in redacted form serves to protect the First
Amendment interests at stake while allowing for the attainment of the
government’s legitimate interest in disclosure.
The Supreme Court’s modern formulation of the strict scrutiny standard,
as pertinent here, is articulated in Citizens United v. Federal Election
Commission, 558 U.S. 310, 130 S. Ct. 876, 175 L. Ed. 2d 753 (2010), in which
the Court pronounced:
Speech is an essential mechanism for democracy, for it is
the means to hold officials accountable to the people. The right of
citizens to inquire, to hear, to speak, and to use information to
reach consensus is a precondition to enlightened self-government
and a necessary means to protect it. . . .
For these reasons, political speech must prevail against laws
that would suppress it, whether by design or inadvertence. Laws
that burden political speech are “subject to strict scrutiny,” which
requires the Government to prove that the restriction “furthers a
compelling interest and is narrowly tailored to achieve that interest.”
Citizens United, 558 U.S. at 339-40 (citation omitted) (quoting Fed. Election
Comm’n v. Wisconsin Right to Life, Inc., 551 U.S. 449, 464, 127 S. Ct. 2652, 168
57
No. 83700-1-I/58
L. Ed. 2d 329 (2007)).39 Thus, the Supreme Court’s more recent formulations of
the strict scrutiny standard require that government restrictions on protected
speech be “narrowly tailored” to achieving the government’s compelling interest,
a mandate that was not explicitly articulated in the Court’s previous jurisprudence
establishing a First Amendment privacy right in political belief and association.
See, e.g., Brown, 459 U.S. 87; Gibson, 372 U.S. 539; Bates, 361 U.S. 516;
Shelton, 364 U.S. 479; NAACP, 357 U.S. 449.
The Citizens United explication of the modern formulation is grounded in
the Court’s historical jurisprudence and finds its genesis in the Court’s statement
in McIntyre that “[w]hen a law burdens core political speech, we apply ‘exacting
scrutiny,’ and we uphold the restriction only if it is narrowly tailored to serve an
overriding state interest.” 514 U.S. at 347.
As discussed above, our Supreme Court’s decisional authority and the
policies animating the PRA lead to the inexorable conclusion that, here, the
government has no compelling interest in disclosure of the Does’ identities in the
requested records. Rather, the government’s interest in the disclosure of public
records is to uphold the PRA’s purpose of enabling the public to ensure “that its
public officials are honest and impartial in the conduct of their public offices.”
Cowles Publ’g Co., 109 Wn.2d at 719. Further evidencing the absence of a
39 We acknowledge that differing levels of scrutiny apply to various claims of infringement
on federal constitutional rights. See, e.g., Town of Gilbert, 576 U.S. at 172 (in the context of
federal free speech guarantees, distinguishing between those laws subject to strict scrutiny
analysis and those “subject to lesser scrutiny”); Progressive Democrats for Soc. Just., 588 F.
Supp. 3d at 975-76 (describing differing levels of scrutiny in the context of the First and
Fourteenth Amendments, including rational basis review and strict scrutiny). However, no party
credibly seeks to establish that other such constructs are applicable in this case. We take the
United States Supreme Court at its word in Citizens United, 558 U.S. at 340, that the strict
scrutiny standard applies in cases such as this.
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No. 83700-1-I/59
compelling state interest in total disclosure of all records, our legislature has
enacted a plethora of exceptions to the PRA’s disclosure mandate—in fact, as of
March 2022, there were 632 such legislatively enacted exceptions.40 Without
question, this proliferation of exceptions to the PRA’s disclosure mandate
renders implausible any argument that a compelling state interest in disclosure of
the Does’ identities exists here. Rather, the government’s interest in disclosure
of the requested records inheres only in making public a redacted version of
those records.
When applying the modern strict scrutiny standard, we must ensure that
the government’s application of the PRA—the state action at issue here—is
narrowly tailored to serve its legitimate interest in the disclosure of public records.
See Citizens United, 558 U.S. at 340. Such narrow tailoring compels us to
identify the “least restrictive alternative” that will achieve the pertinent state
interest. Ashcroft v. Am. Civ. Liberties Union, 542 U.S. 656, 666, 124 S. Ct.
2783, 159 L. Ed. 2d 690 (2004). “The purpose of [this] test is to ensure that
speech is restricted no further than necessary to achieve the [government’s]
goal, for it is important to ensure that legitimate speech is not chilled or
punished.” Ashcroft, 542 U.S. at 666.
Here, the very remedy sought by the Does—redaction of their names and
identifying information from the requested records—is precisely the narrow
40 See Appendix A (“Public Records Exemptions Accountability Committee – Sunshine
Committee,” Schedule of Review, updated March 2022). Original available at https://agportal-
s3bucket.s3.amazonaws.com/uploadedfiles/Schedule%20of%20Review%20Update%20March%
202022.pdf.
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No. 83700-1-I/60
tailoring that serves to protect the First Amendment rights at stake while
simultaneously allowing for the attainment of the government’s legitimate interest
in public records disclosure. Thus, applying the United States Supreme Court’s
more recent formulations of strict scrutiny, which require that governmental
action impinging on speech rights be narrowly tailored to serve a compelling
state interest, we reach the same conclusion as when applying the Court’s earlier
jurisprudence. In both circumstances, we conclude that disclosure of the
unredacted requested records would unconstitutionally impinge on the Does’
federal privacy rights—rights that are grounded in First Amendment guarantees.
The government’s sole legitimate interest in disclosure here is in making public a
redacted version of the requested records that excludes the Does’ names and
other identifying information.41
C
Sueoka and the City next assert that, even if the requested records are
exempt from disclosure, the Does are nevertheless entitled to a preliminary
injunction only if they can additionally demonstrate that they are likely to succeed
on the merits of meeting the statutory injunction standard set forth in the PRA.
We disagree.
When the disclosure of an individual’s identity in public records would
impinge a First Amendment right to privacy, the State may not place on that
individual an additional burden to vindicate that right. In such a circumstance,
41 An appropriate grant of such relief, as articulated by the Ninth Circuit Court of Appeals,
would preclude the disclosure of “‘all personally identifying information or information from which
a person’s identity could be derived with reasonable certainty.’” Does 1-10 v. Univ. of Wash., 798
F. App’x 1009, 1010 (9th Cir. 2020).
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No. 83700-1-I/61
the establishment of the right itself mandates the issuance of an injunction. This
is consistent with our Supreme Court’s jurisprudence establishing that, when a
statutory right precludes disclosure, the individual seeking to vindicate that right
must demonstrate not only that an exemption to disclosure applies, but also that
the PRA’s injunctive relief standard is satisfied. Mindful as we are that we must,
when possible, read statutes to avoid constitutional infirmity, we hold that the
PRA does not require that its statutory injunctive relief standard be met when a
First Amendment right to privacy precludes the disclosure of public records.
The PRA provides that “[t]he examination of any specific public record
may be enjoined if . . . the superior court . . . finds that such examination would
clearly not be in the public interest and would substantially and irreparably
damage any person, or would substantially and irreparably damage vital
governmental functions.” RCW 42.56.540. This two-part injunctive relief
provision “‘governs access to a remedy’ when records are found to fall within an
exemption” to the PRA’s disclosure mandate. Lyft, 190 Wn.2d at 789 (quoting
PAWS, 125 Wn.2d at 258). Thus, when a statutory exemption to disclosure is
asserted, the trial court may impose an injunction pursuant to RCW 42.56.540
only if the court finds that “a specific exemption applies and that disclosure would
not be in the public interest and would substantially and irreparably damage a
person or a vital government interest.” Soter, 162 Wn.2d at 757.
Our Supreme Court so held in Lyft, 190 Wn.2d 769, wherein the court
addressed whether the disclosure of certain public records could be enjoined
pursuant to a statutory exemption to the PRA’s disclosure mandate. There, the
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No. 83700-1-I/62
parties seeking to enjoin disclosure asserted that the records at issue contained
trade secrets protected by the federal Uniform Trade Secrets Act (UTSA),
chapter 19.108 RCW. Lyft, 190 Wn.2d at 773. Our Supreme Court determined
that portions of the public records likely met “the definition of ‘trade secrets’ under
the UTSA.” Lyft, 190 Wn.2d at 777, 780-84. The court nevertheless held that
disclosure of the records could be enjoined only if the PRA’s injunctive relief
standard, set forth in RCW 42.56.540, was also satisfied. Lyft, 190 Wn.2d at
773. Thus, our Supreme Court held that “finding an exemption applies under the
PRA does not ipso facto support issuing an injunction.” Lyft, 190 Wn.2d at 786.
It is on the basis of this decisional authority that Sueoka and the City
contend that, in order to obtain the relief that they seek, the Does must
demonstrate that they are likely to succeed on the merits of meeting the PRA’s
two-part statutory injunctive relief standard. However, because disclosure of the
Does’ identities in the requested records would impinge their First Amendment
right to privacy, the argument advanced by Sueoka and the City is untenable.
Requiring that parties seeking to vindicate such rights establish not only the First
Amendment right itself, but also the requirements of the PRA’s injunctive relief
standard, would run afoul of the Supremacy Clause of our federal constitution,
which mandates that courts “‘shall’ regard the ‘Constitution,’ and all laws ‘made in
Pursuance thereof,’ as ‘the supreme Law of the Land.’” Armstrong v. Exceptional
Child Ctr., Inc., 575 U.S. 320, 324, 135 S. Ct. 1378, 191 L. Ed. 2d 471 (2015)
(quoting U.S. CONST. art. VI, cl. 2).42 We cannot interpret the PRA in a manner
42 The Supremacy Clause provides:
62
No. 83700-1-I/63
that would render it unconstitutional. Utter ex rel. State v. Bldg. Indus. Ass’n of
Wash., 182 Wn.2d 398, 434, 341 P.3d 953 (2015) (“We construe statutes to
avoid constitutional doubt.”). Nor does this resolution of the issue do so.
Rather, we read the PRA as consistent with the federal constitution simply
by recognizing the distinction between a legislatively created statutory right and a
federal constitutional right. When the state legislature creates a right, such as a
statutory exemption from the PRA’s disclosure mandate, the legislature may
impose conditions on the exercise of that right. This is precisely what the
legislature has done in enacting the PRA’s injunctive relief standard, RCW
42.56.540. Thus, as our Supreme Court has held, when a statutory right is
implicated, a finding that an exemption applies “does not ipso facto support
issuing an injunction.” Lyft, 190 Wn.2d at 786. Rather, the two-part standard set
forth in RCW 42.56.540 must also be satisfied, as the legislature has imposed
this statutory condition on the exercise of the statutory right against disclosure.
However, here, the Does’ claim of right does not depend upon a statutory
exemption, and the disclosure of the unredacted records would not merely
impinge a statutory right. Rather, the Does’ First Amendment right to privacy in
their political beliefs and associations would be impinged. The significance of
this distinction is readily apparent. Our state legislature can impose a condition
on the exercise of a right created by the legislature itself. However, the
This Constitution, and the laws of the United States which shall be made
in pursuance thereof; and all treaties made, or which shall be made, under the
authority of the United States, shall be the supreme law of the land; and the
judges in every state shall be bound thereby, any thing in the Constitution or laws
of any state to the contrary notwithstanding.
U.S. CONST. art. VI, cl. 2.
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No. 83700-1-I/64
legislature, having created neither the First nor Fourteenth Amendments, cannot
condition the exercise of this federal constitutional right on whether the Does can
satisfy the statutory injunctive relief standard. Put simply, such a requirement
would authorize a state or local government to violate citizens’ constitutional
rights when they establish the impingement of such rights but are unable to also
demonstrate satisfaction of an additional statutory requirement to obtain
injunctive relief.43 The PRA injunction standard cannot serve as a bar to the
City’s obligation under the Fourteenth Amendment to safeguard the First
Amendment rights of Washington citizens in its application of state law. See,
e.g., Seattle Times Co., 170 Wn.2d 581 (discussed infra at 9-10).
Again, this analysis does not suggest a constitutional infirmity of the PRA.
Rather, recognizing the distinction between legislatively created statutory rights
and the First Amendment constitutional right implicated here, we note that the
43 This very absurdity appears to be consistent with the City’s understanding of its duty to
Washington’s citizens. In supplemental briefing, the City asserts that it has no “freestanding
obligation to honor” the constitutional rights of our state’s citizens. Specifically, the City contends
that the third party notice provision set forth in the PRA is the proper means for it to address
exceptions to disclosure premised on a constitutional right. The City argues, in other words, that
it has no obligation to independently honor the constitutional rights of third parties in response to
records requests. We do not so hold.
When, after receiving notice, an individual seeks injunctive relief premised on a
constitutional right, and thereafter establishes both that the right would be impinged by disclosure
and that no sufficient interest of the state permits disclosure, the City plainly has an obligation
under the Fourteenth Amendment not to violate the individual’s constitutional right,
notwithstanding the PRA’s injunction standard. In other words, here, once the constitutional right
is established, the City does not have unfettered discretion to either refuse to disclose the
records, pursuant to the PRA, or to permit disclosure premised upon the RCW 42.56.540’s
standard not being met. Such unfettered discretion of government actors to either honor citizens’
constitutional rights or refuse to honor such rights is anathema to the constitutional rule of law.
The City need not serve as the lawyer for every individual mentioned in requested public
records. However, when the constitutional right implicated by disclosure of particular requested
records is clear, the City must refuse to disclose the records (or the relevant portions thereof).
The City must then defend against any challenge to the action by the records requestor, unless,
following notice, the individual whose rights are implicated does not object to disclosure. The
City’s supreme obligation is to the federal constitution, not to the state statute. See U.S. CONST.
art. VI, cl.2.
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No. 83700-1-I/65
application of RCW 42.56.540 would necessarily mandate the issuance of an
injunction. Given the State’s paramount interest in affirming the federal
constitutional rights of its citizens, disclosure that would impinge the Does’ First
Amendment right to privacy “would clearly not be in the public interest.” RCW
42.56.540. Moreover, because the Does’ constitutional rights would be impinged
by disclosure of the unredacted records, such disclosure would of necessity
“substantially and irreparably damage” the Does. RCW 42.56.540.
Thus, when disclosure is precluded by a First Amendment right to privacy,
rather than a statutory exemption, the establishment of that constitutional right
does, indeed, ipso facto mandate the issuance of an injunction. The State has
no lawful authority to impose an additional requirement on parties seeking to
vindicate their constitutional rights in order to trigger its obligations pursuant to
the Fourteenth Amendment. Because disclosure of the unredacted records
would impinge their First Amendment rights, the Does cannot be required to
additionally demonstrate satisfaction of an injunctive relief standard in order to
obtain the relief they seek, unless that standard is one that is ipso facto satisfied
by virtue of the establishment of the First Amendment right. Because the PRA
standard is one such standard, the Does have met their burden.44
IV
In his cross appeal, Sueoka contends that the trial court erred by denying
his motion to “change the case title and bar the use of pseudonyms” in this
44 We acknowledge the existence of case law, primarily from lower federal courts, that
occasionally applies non-PRA injunctive relief standards. Our Supreme Court has determined
that PRA disclosure is regulated by only the PRA injunctive relief standard. Lyft, 190 Wn.2d at
784-85.
65
No. 83700-1-I/66
litigation. According to Sueoka, Washington’s open courts principles, emanating
from article I, section 10 of our state constitution, require that the Does litigate
this matter using their actual names. We disagree.
In seeking to preclude the disclosure of their identities in the requested
records, the Does assert a First Amendment right. Thus, it is federal open courts
jurisprudence, which itself derives from the First Amendment, that here applies.
Such jurisprudence permits litigants to proceed pseudonymously when the injury
litigated against would be incurred as a result of the disclosure of their identities.
Herein, that precise outcome would occur were the Does not permitted to litigate
using pseudonyms.
Accordingly, we conclude that the trial court did not err in ruling that the
Does could proceed in pseudonym in this litigation. For the same reason, we
decline to grant Sueoka’s request to preclude the use of pseudonyms on appeal.
A
In these proceedings, both the trial court and our commissioner have
repeatedly entertained Sueoka’s argument that the Does should not be permitted
to litigate pseudonymously. In each instance, they have rejected that argument.
First, Sueoka objected to the Does’ motion to proceed in pseudonym filed
concurrent with their initial complaint for declaratory and injunctive relief. On
March 9, 2021, Judge Cahan granted the Does’ motion. Prior to so doing, Judge
Cahan considered the factors for redaction set forth in Seattle Times Co. v.
Ishikawa, 97 Wn.2d 30, 640 P.2d 716 (1982), and made the findings required
therein. Judge Cahan also determined that the Does had complied with the
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No. 83700-1-I/67
relevant court rules, including General Rule (GR) 15. Three days later, on March
12, 2021, Judge Widlan denied the Does’ complaint for injunctive relief, and the
Does sought discretionary review.
Sueoka then filed a “motion to change the case title and bar the use of
pseudonyms” in this court. He subsequently filed a notice of cross appeal,
challenging Judge Cahan’s order permitting the Does to litigate in pseudonym.
Our commissioner denied Sueoka’s motion to change the case title on April 9,
2021. The commissioner explained that there “appear[ed] to be no dispute that
Judge Cahan evaluated the Ishikawa factors in reaching the March 9, 2021
decision and that no party asked Judge Widlan to revisit [that] order.” The
commissioner further reasoned that the “substance of Sueoka’s motion to
change the case title is inextricably tangled up with the merits of his appeal” and
concluded that “maintaining the case name adopted by the trial court . . . appears
to be necessary to allowing [this court] to reach the merits of this case.”
Following transfer of the appeal from Division One to our Supreme Court,
and that court’s subsequent dismissal of review and remand to the superior
court, Sueoka again filed a “motion to change the case title and bar the use of
pseudonyms.” Sueoka did not therein challenge Judge Cahan’s order granting
the Does’ motion to proceed in pseudonym. Judge Widlan denied Sueoka’s
motion, reasoning that “the purpose of [the Does’] lawsuit is to procure an
injunction to prevent disclosure of their names” and, thus, requiring use of their
names in court filings “would effectively prevent them from seeking any relief.”
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No. 83700-1-I/68
B
Washington’s open courts jurisprudence derives from article I, section 10
of our state constitution, which requires that “[j]ustice in all cases shall be
administered openly, and without unnecessary delay.” W ASH. CONST. art. I, § 10.
Because “[t]he openness of our courts ‘is of utmost public importance,’”
Washington courts begin “with the presumption of openness when determining
whether a court record may be sealed from the public.” Hundtofte v.
Encarnacion, 181 Wn.2d 1, 7, 330 P.3d 168 (2014) (quoting Dreiling v. Jain, 151
Wn.2d 900, 903, 93 P.3d 861 (2004)). Whether redaction implicates article I,
section 10’s mandate of open access to courts and court documents “depends
on application of the experience and logic test.” State v. S.J.C., 183 Wn.2d 408,
412, 352 P.3d 749 (2015). When article I, section 10 applies, redaction is
permitted only after consideration of the factors set forth in Ishikawa, 97 Wn.2d
30. When our state constitution is not implicated, GR 15 permits the redaction of
names in pleadings if the court “enters written findings that the specific sealing or
redaction is justified by identified compelling privacy or safety concerns that
outweigh the public interest in access to the court record.” GR 15(c)(2).
In a recent opinion, our Supreme Court reversed a decision of this court
wherein we had determined that allowing the plaintiffs to litigate using
pseudonyms did not implicate article I, section 10. John Doe G v. Dep’t of
Corr.,190 Wn.2d 185, 191, 410 P.3d 1156 (2018) (citing John Doe G v. Dep’t of
Corr., 197 Wn. App. 609, 627-28, 391 P.3d 496 (2017)). The Supreme Court
therein addressed a privacy right arising from a state statute. The questions
68
No. 83700-1-I/69
presented were (1) whether special sex offender sentencing alternative
evaluations are exempt from disclosure pursuant to statutory exemptions, and (2)
whether “pseudonymous litigation was proper in [that] action.” Doe G, 190
Wn.2d at 189.
On appeal before this court, we had looked to federal open courts
jurisprudence for “guidance,” recognizing the “parallel rights [to those derived
from article I, section 10] under the First Amendment.” Doe G, 197 Wn. App. at
627. We noted federal court holdings that the use of pseudonyms is appropriate
when “‘the injury litigated against would be incurred as a result of the disclosure
of the plaintiff’s identity.’” Doe G, 197 Wn. App. at 627 (quoting Doe v. Frank,
951 F.2d 320, 324 (11th Cir. 1992)). Based, in part, on this reasoning, we held
that “[e]xperience and logic” demonstrated “that allowing [the] plaintiffs to
proceed under pseudonyms [did] not implicate article I, section 10 where the
public’s interest in the plaintiffs’ names is minimal and use of those names would
chill their ability to seek relief.” Doe G, 197 Wn. App. at 628. Thus, we affirmed
the trial court’s ruling permitting the plaintiffs to litigate using pseudonyms,
notwithstanding that the trial court had not applied the Ishikawa factors. Doe G,
197 Wn. App. at 624.
Our Supreme Court reversed our decision, holding that “pseudonymous
litigation was improper . . . because the trial court did not adhere to the
requirements of article I, section 10 . . . and [GR] 15.” Doe G, 190 Wn.2d at 189.
In so holding, the court explained that it had “never used [the] analysis” set forth
in the federal appellate court decisions on which we had relied for guidance. Doe
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No. 83700-1-I/70
G, 190 Wn.2d at 198. Instead, the court held, Washington courts “rely on GR 15
and Ishikawa.” Doe G, 190 Wn.2d at 198.
C
Citing our Supreme Court’s decision in Doe G, 190 Wn.2d 185, Sueoka
contends that Judge Widlan “used the wrong legal standard” in denying his
motion to preclude the Does from litigating pseudonymously.45 However, in so
asserting, Sueoka misperceives the issue as one of Washington law. 46 It is not.
Accordingly, his argument fails.
Unlike in Doe G, in this case, the Does assert that disclosure of their
identities would impinge a federal constitutional First Amendment right.
Preventing the Does from proceeding in pseudonym would preclude their ability
to obtain the relief that they seek in this action. In other words, requiring the
Does to use their actual names in the case caption would undermine their ability
to assert the First Amendment right that they seek to vindicate herein. Such a
result would violate the Supremacy Clause, U.S. CONST. art. VI, cl. 2, which
mandates that we must not “give effect to state laws that conflict with federal
laws.” Armstrong, 575 U.S. at 324. When parties who assert that disclosure of
their identities would violate a federal constitutional right seek to litigate
45 Br. of Resp’t/Cross Appellant at 69-71.
46 We note that, if Washington law did apply here, Sueoka’s contention would
nevertheless be unavailing. As discussed above, Judge Cahan did apply GR 15 and the
Ishikawa factors in ruling that the Does could proceed in pseudonym. Sueoka does not challenge
Judge Cahan’s findings, which are, therefore, verities on appeal. In re Welfare of A.W., 182
Wn.2d 689, 711, 344 P.3d 1186 (2015); see also Doe AA v. King County, 15 Wn. App. 2d 710,
717, 476 P.3d 1055 (2020) (accepting as true the trial court’s Ishikawa findings that were
unchallenged on appeal). Following Sueoka’s subsequent motion seeking, once again, to
preclude the Does from litigating in pseudonym, Judge Widlan simply declined to revisit Judge
Cahan’s earlier ruling.
70
No. 83700-1-I/71
pseudonymously, it is federal open courts jurisprudence, arising from the First
Amendment itself, that we must apply.
This holding is consistent with our Supreme Court’s decision in Doe G,
190 Wn.2d 185. There, the litigants seeking to use pseudonyms asserted that
disclosure of their identities in the requested records was precluded by statutory
rights arising from statutory exemptions, including an exemption enumerated
within the PRA itself. Doe G, 190 Wn.2d at 189. Thus, our Supreme Court
properly held that Washington’s open courts jurisprudence applied and that we
had erred by importing federal case law into Washington law. Doe G, 190 Wn.2d
at 189, 198.
Here, however, the Supremacy Clause requires that First Amendment
jurisprudence be applied, both as to the constitutional right at issue—whether
disclosure of the Does’ identities in the requested records would violate a
constitutional privacy right—and as to the question of whether the Does may use
pseudonyms in seeking to vindicate that right. Accordingly, because the Does
assert an exemption from disclosure premised on a federal constitutional right,
rather than a statutory exemption, the application of federal open courts
jurisprudence does not conflict with our Supreme Court’s decision in Doe G but
does comport with the requirements of the Supremacy Clause.
Federal courts have made clear that “[p]ublic access [to plaintiffs’ names
in a lawsuit] is more than a customary procedural formality; First Amendment
guarantees are implicated when a court decides to restrict public scrutiny of
judicial proceedings.” Doe v. Stegall, 653 F.2d 180, 185 (5th Cir. 1981); see also
71
No. 83700-1-I/72
Roe II v. Aware Woman Ctr. for Choice, Inc., 253 F.3d 678, 688 (11th Cir. 2001)
(Hill, J., concurrence in part). When federal law applies, “[t]he ultimate test for
permitting a plaintiff to proceed anonymously is whether the plaintiff has a
substantial privacy right which outweighs the ‘customary and constitutionally-
embedded presumption of openness in judicial proceedings.’” Frank, 951 F.2d at
323 (quoting Stegall, 653 F.2d at 186). “A plaintiff should be permitted to
proceed anonymously only in those exceptional cases involving matters of a
highly sensitive and personal nature, real danger of physical harm, or where the
injury litigated against would be incurred as a result of the disclosure of the
plaintiff’s identity.” Frank, 951 F.2d at 324 (emphasis added).
Thus, the First Amendment both confers privacy rights in political speech
and also, in the standard regulating when a party can proceed in pseudonym,
provides that these substantive rights cannot be extinguished merely because a
party seeks to vindicate them. In other words, it provides that concerns about
public access to the courts cannot be applied to the detriment of First
Amendment rights under federal law, such that the vindication of constitutional
rights would be improperly conditioned on disclosure.47 In this action, the “injury
47 In NAACP, 357 U.S. at 459-60, the United States Supreme Court relied on this
principle—that federal law not be applied in a manner that precludes the vindication of individuals’
constitutional rights to privacy—in holding that the plaintiff organization had standing to assert the
rights of its members. The Court held that the general principle that parties must assert only
those constitutional rights “which are personal to themselves” is “not disrespected where
constitutional rights of persons who are not immediately before the Court could not be effectively
vindicated except through an appropriate representative before the Court.” NAACP, 357 U.S. at
459.
There, the NAACP challenged a court order mandating disclosure of its membership lists
to the Alabama Attorney General, asserting that such disclosure would violate its members’
constitutional privacy rights. NAACP, 357 U.S. at 451, 458. The Court held that the “right [was]
properly assertable by the [NAACP],” reasoning that “[t]o require that [the constitutional right] be
claimed by the [NAACP’s] members themselves would result in nullification of the right at the very
moment of its assertion.” NAACP, 357 U.S. at 459. See also Pollard, 283 F. Supp. at 256
72
No. 83700-1-I/73
litigated against” is disclosure of the Does’ identities in the requested records.
Were the Does not permitted to litigate pseudonymously, the very injury they
seek to litigate against would be incurred. Pursuant to federal open courts
jurisprudence, in this circumstance, “the almost universal practice of disclosure
must give way . . . to the privacy interests at stake.” Stegall, 653 F.2d at 186.
In summary, the Supremacy Clause prohibits the application of state open
courts jurisprudence to a pending First Amendment claim when such application
would cause the injury litigated against to be incurred, as federal open courts
principles, arising as they do from the First Amendment itself, would not mandate
the disclosure of the parties’ names in that circumstance. If the Does ultimately
prevail, they would be entitled to full protection of their First Amendment rights
against the government—here, protection against disclosure of their identities
within the requested records. State constitutional open courts provisions cannot
be applied in contravention of First Amendment jurisprudence in a manner that
frustrates protection of the citizen’s federal constitutional rights.
Accordingly, we hold that the Does must be permitted to use pseudonyms
in this action. The trial court did not err by so ruling. We additionally deny
Sueoka’s request that we change the case title in this appeal to require it to
include the Does’ actual names.
(recognizing “recent Supreme Court decisions establish[ing] that an organization made up of
private individuals has standing to protect those individuals from unwarranted invasions of
government of their rights of association and privacy guaranteed by the First and Fourteenth
Amendments”).
Similarly, here, the Does would be precluded from vindicating their constitutional rights
were they unable to litigate pseudonymously. First Amendment open courts jurisprudence
prohibits disclosure in such circumstances. Frank, 951 F.2d at 324.
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No. 83700-1-I/74
D
The Does seek herein to vindicate rights enshrined in the federal
constitution. Thus, applying the open courts principles arising from article I,
section 10 of our state constitution to determine whether the Does may be
permitted to litigate in pseudonym would contravene the Supremacy Clause’s
mandate of state law supersession. Accordingly, as discussed above, we must
apply federal law to this question. We nevertheless note that application of
Washington open courts law would dictate the same resolution of this issue.
Again, this is due to the Supremacy Clause’s mandate that we not give
effect to state laws that conflict with federal laws. Precluding the Does from
litigating in pseudonym pursuant to article I, section 10 would itself be a state
action that would compel the disclosure of the Does’ individual political beliefs
and associations. Indeed, application by Washington courts of our state
constitution is itself a state action. Thus, only by demonstrating that the
disclosure of the Does’ identities “‘furthers a compelling interest and is narrowly
tailored to achieve that interest,’” Citizens United, 558 U.S. at 340 (quoting Fed.
Election Comm’n, 551 U.S. at 464), could a Washington court require such
disclosure when a party seeking to litigate in pseudonym asserts a federal First
Amendment claim. Washington courts, too, are subject to the Supremacy
Clause’s mandate.
Here, as we have discussed, there is no compelling state interest in the
disclosure of the Does’ identities in the requested records. Similarly, there is no
compelling state interest in requiring that the Does litigate using their actual
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No. 83700-1-I/75
names. Given the profusion of exceptions to the disclosure mandate, this
conclusion is inescapable. Our state law currently includes 632 legislatively
created exceptions to the PRA’s disclosure mandate. See Appendix A. This
proliferation of exceptions undoubtedly demonstrates the absence of a
compelling state interest in the disclosure of the Does’ identities here.
Moreover, neither our legislature nor our Supreme Court, in permitting
broad categories of persons to retain their anonymity in court records, has
engaged in the particularized analysis that would be required if the disclosure of
those persons’ identities implicated a compelling state interest. For instance, our
legislature has determined that individuals are automatically entitled to anonymity
in certain court records, including records regarding adoptions, RCW 26.33.330;
confidential name changes, RCW 4.24.130(5); child victims of sexual assault,
RCW 10.52.100; juvenile nonoffender records, such as juvenile dependencies,
parental terminations, and truancy, at risk youth, and child in need of services
cases, RCW 13.50.100; juvenile offender records, RCW 13.50.050; mental
illness commitments, RCW 71.05.620; and mental illness commitments of
minors, RCW 71.34.335.
Similarly, by both court rule and order, Washington courts have deemed
certain categories of persons to be exempt from the general mandate that court
records include the actual names of the litigants. Washington court rule General
Rule 15, consistent with article I, section 10 of our state constitution, “preserves a
long-established principle that the complete names of parties are to be listed with
the actions to which they are parties,” subject to “carefully delimited” exceptions.
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No. 83700-1-I/76
Hundtofte, 181 Wn.2d at 16 (Madsen, C.J., concurring). These exceptions,
however, are not based on a particularized analysis of each case. Rather, like
the legislative enactments discussed above, they exempt litigants in broad
categories of cases from the disclosure mandate. For instance, in adopting Rule
of Appellate Procedure (RAP) 3.4, our Supreme Court has determined that all
juvenile offenders are entitled to anonymity in court records.48 By order, the
Washington Court of Appeals has similarly required that case titles in certain
appeals—including those regarding adoption, civil commitment, dependency,
termination of parental rights, truancy, at risk youth, child in need of services, and
juvenile offender—use the parties’ initials rather than their full names. Gen. Ord.
for the Ct. of Appeals, In re Changes to Case Title (Wash. Ct. App. Aug. 22,
2018) (effective Sept. 1, 2018).
Thus, neither our state legislature nor Washington courts, in adopting
exceptions to our state open courts law, have deemed it necessary to conduct a
particularized case-by-case analysis prior to permitting the redaction of parties’
names in court records. Instead, whether by legislative enactment, court rule, or
court order, our state has exempted broad categories of persons from the
general disclosure requirement. Certainly, such broad exemptions do not
indicate the narrow tailoring that would be necessary were the state interest in
the disclosure of litigants’ actual names compelling. Thus, by exempting broad
48 RAP 3.4 provides:
In a juvenile offender case, the parties shall caption the case using the juvenile’s
initials. The parties shall refer to the juvenile by his or her initials throughout all
briefing and pleadings filed in the appellate court, and shall refer to any related
individuals in such a way as to not disclose the juvenile’s identity. However, the
trial court record need not be redacted to eliminate references to the juvenile’s
identity.
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No. 83700-1-I/77
swaths of persons from article I, section 10’s open courts mandate, both the
Washington legislature and Washington courts have impliedly indicated that the
state interest in disclosure of litigants’ actual names is not a compelling one.
The Supremacy Clause prohibits the application of state open courts
jurisprudence when, as here, the right asserted is established by the federal First
Amendment. Nevertheless, even were we to apply Washington law to the
question of whether the Does may litigate in pseudonym, we would reach the
same conclusion—that not only “may” they so litigate, but that the federal
constitution demands they be permitted to do so. Such a determination by a
Washington court is, itself, state action. The broad exemptions to the open
courts mandate, both enacted by our legislature and adopted by our courts,
demonstrate that the state interest in the disclosure of individuals’ actual names
in court records is not a compelling one. Absent such an interest, and given the
Does’ First Amendment right to anonymity in political belief and association, we
cannot require the Does to litigate using their actual names here.
V
A
All members of the panel have taken an oath to “‘support the Constitution
of the United States.’” RCW 2.06.085. Each panel member views the methods
of analyses employed herein and the decisions reached as being in accord with
this oath.
Nevertheless, we are aware of the cultural and political tenor of our times.
This includes an awareness that many Americans despair that judicial decisions
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No. 83700-1-I/78
have become result-oriented to achieve political ends. To disabuse those so
inclined from defaulting to such a judgment concerning this opinion, and to
assure the general public that its appellate court exists in a reality-based
environment, we choose to acknowledge several of the pertinent facts that
underlie the dispute at issue.
1
The 2020 Presidential Election
1. Joseph R. Biden, Jr. won the 2020 presidential election, receiving
81,283,501 popular votes.49 Donald J. Trump lost the 2020 presidential election,
receiving 74,223,975 popular votes.50 Biden received 7,059,526 more votes than
did Trump.
2. Biden’s popular vote total was the largest ever received by a candidate
for President of the United States.51
3. Biden received 51.3 percent of the popular vote.52 This was the
highest percentage of the popular vote attained by a challenger to a sitting
president since 1932, when Franklin Roosevelt defeated Herbert Hoover.53
49 U.S. FED. ELECTION COMM’N, FEDERAL ELECTIONS 2020: ELECTION RESULTS FOR THE U.S.
PRESIDENT, THE U.S. SENATE, AND THE U.S. HOUSE OF REPRESENTATIVES 5 (Oct. 2022), at 5,
https://www.fec.gov/resources/cms-
content/documents/federalelections2020.pdf [https://perma.cc/5XDB-2XJA]
50 FEDERAL ELECTIONS 2020, supra, at 5.
51 Domenico Montanaro, President-Elect Joe Biden Hits 80 Million Votes in Year Of
Record Turnout, NAT’L PUB. RADIO (Nov. 25, 2020),
https://www.npr.org/2020/11/25/937248659/president-elect-biden-hits-80-million-votes-in-year-of-
record-turnout [https://perma.cc/4FZS-AWKK].
52 FEDERAL ELECTIONS 2020, supra, at 5.
53 Presidential Election Margin of Victory, AM. PRESIDENCY PROJECT (Mar. 7, 2020),
https://www.presidency.ucsb.edu/statistics/data/presidential-election-mandates
[https://perma.cc/9MJG-RAHE]; Share of Electoral College and Popular Votes from Each Winning
Candidate, in All United States Presidential Elections from 1789 to 2020, STATISTA (Dec. 2020),
https://www.statista.com/statistics/1034688/share-electoral-popular-votes-each-president-since-
1789 [https://perma.cc/B5SE-NLLY].
78
No. 83700-1-I/79
4. Biden earned 306 electoral votes. Trump earned 232.54 In 2016,
Trump earned 306 electoral votes, while Hillary Clinton earned 232.55 Thus,
Biden defeated Trump by the same Electoral College margin as Trump defeated
Clinton.
2
The Rally on January 6, 2021
1. A “Stop the Steal” rally was held on January 6, 2021 on public property
in the District of Columbia. Various permits were sought and obtained,
authorizing use of the public property.56
2. The theme of the rally was that the election had been “stolen” from
Donald Trump. Thus, Trump and rally organizers urged, Congress should not
finalize Biden’s victory by certifying the Electoral College results (as the law
required).57
3. Trump, the sitting president, spoke at the rally.58
3
The Insurrection at the Capitol
1. As the rally ended, a civil disturbance began at the Capitol. Hundreds
of persons illegally broke through security lines and eventually into the Capitol
54 FEDERAL ELECTIONS 2020, supra, at 7.
55 2016 Presidential Election Results, N.Y. TIMES (Aug. 19, 2017, 9:00 AM),
www.nytimes.com/elections/2016/results/president.
56 See note 13, supra.
57 H.R. REP. NO. 117-663, at 231-33, 499-502 (2022),
https://www.govinfo.gov/content/pkg/GPO-J6-REPORT/pdf/GPO-J6-REPORT.pdf
[https://perma.cc/UH8B-ZQ7D].
58 H.R. REP. NO. 117-663, at 231-33.
79
No. 83700-1-I/80
Building.59
2. Both the House of Representatives and the Senate were forced to
adjourn and flee to safety.60
3. In the riotous melee that ensued over 140 law enforcement officers
were injured.61 According to a U.S. Senate report, seven deaths were attributed
to the violence that took place.62
4. The common goal of the rioters was to keep Congress from performing
its lawful function—certification of Biden’s presidential election victory. 63 Some
rioters, including those who chanted “Hang Mike Pence,” had other goals, such
as the killing or kidnapping of members of Congress.64
5. For the first time since the War of 1812, the United States government
lost physical control of the Capitol Building to a group of attackers.65
59 Audrey Kurth Cronin, The Capitol Has Been Breached Before: This Time It Was
Different, AM. UNIV. SCH. OF INT’L SERV. (Feb. 9, 2021),
https://www.american.edu/sis/centers/security-technology/the-capitol-has-been-attacked-before-
this-time-it-was-different.cfm [https://perma.cc/Y4NJ-7GE3]. See discussion H.R. REP. NO. 117-
663, at 637-88.
60 H.R. REP. NO. 117-663, at 664-66.
61 COMM. ON HOMELAND SEC. & GOVERNMENTAL AFFAIRS & COMM. ON RULES & ADMIN., U.S.
SENATE, EXAMINING THE U.S. CAPITOL ATTACK: A REVIEW OF THE SECURITY, PLANNING, AND
RESPONSE FAILURES ON JANUARY 6, at 33 (June 2021),
https://www.rules.senate.gov/imo/media/doc/Jan%206%20HSGAC%20Rules%20Report.pdf
[https://perma.cc/DL5Q-5XT3].
62 EXAMINING THE U.S. CAPITOL ATTACK, supra, at 1.
63 EXAMINING THE U.S. CAPITOL ATTACK, supra, at 1.
64 H.R. REP. NO. 117-663, at 37-39; Cronin, supra.
65 Cronin, supra; Amanda Holpuch, US Capitol’s Last Breach Was More Than 200 Years
Ago, GUARDIAN (Jan. 6, 2021, 7:59 PM), https://www.theguardian.com/us-news/2021/jan/06/us-
capitol-building-washington-history-breach [https://perma.cc/RU25-E3LP]; Amy Sherman, A
History of Breaches and Violence at the US Capitol, POLITIFACT (Jan. 6, 2021),
https://www.politifact.com/article/2021/jan/07/history-breaches-and-violence-us-capitol/
[https://perma.cc/8A7C-5L2H].
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No. 83700-1-I/81
6. Over 1,000 persons have been charged with crimes premised on
actions occurring at the Capitol on January 6, 2021.66 Over 630 have, to date,
pleaded guilty or been found guilty after trial.67
7. Many of the insurrectionists belonged to groups espousing white
supremacist views. Others of the rioters, while not group members, were shown
to possess such views.68
Given all of these facts, it is easy to understand the concerns motivating
the City and the requesters. Nevertheless, our duty to the United States
Constitution, and the Constitution’s embrace and protection of a right to
anonymity in political activity, lead us to the decisions we announce today.
B
The trial court’s denial of the Does’ motion for a preliminary injunction is
reversed and remanded.
The trial court’s issuance of a temporary restraining order is affirmed.
The trial court’s order denying Sueoka’s motion to preclude the Does’ use
of pseudonyms is affirmed.
66 The Jan. 6 Attack: The Cases Behind the Biggest Criminal Investigation in U.S.
History, NAT’L PUB. RADIO (May 12, 2023, 5:25 PM),
https://www.npr.org/2021/02/09/965472049/the-capitol-siege-the-arrested-and-their-stories
[https://perma.cc/S38K-B8DK].
67 The Jan. 6 Attack: The Cases Behind the Biggest Criminal Investigation in U.S.
History, supra.
68 See discussion H.R. REP. NO. 117-663, at 499-576; Sabrina Tavernise & Matthew
Rosenberg, These Are the Rioters Who Stormed the Nation’s Capitol, N.Y. TIMES (May 12, 2021),
https://www.nytimes.com/2021/01/07/us/names-of-rioters-capitol.html; Deena Zaru, The Symbols
of Hate and Far-Right Extremism on Display in Pro-Trump Capitol Siege, ABC NEWS (Jan. 14,
2021, 2:01 AM), https://www.abcnewsgo.com/us/symbols-hate-extremism-display-pro-trump-
captiol-siege/story?id=75177671 [https://perma.cc/3T4R-2JRL]; Matthew Rosenberg & Ainara
Tiefenthäler, Decoding the Far-Right Symbols at the Capitol Riot, N.Y. TIMES (Jan. 13, 2021),
https://www.nytimes.com/2021/01/13/video/extremist-signs-symbols-capitol-riot.html.
81
No. 83700-1-I/82
Sueoka’s motion to change the case title is denied.
Affirmed in part, reversed in part, and remanded.
WE CONCUR:
82
APPENDIX A
Public Records Exemptions Accountability Committee - Sunshine Committee
Schedule of Review - Updated March 2022
"Legislation" = bills with Committee recommendations + other bills related to Committee recommendations (+ some related bills where the Legislature independently introduced legislation)
Date * Materials Proposed Legislation &
Category RCW (thru 2012) Description Recommendation
Enacted Presented Related Bills
Information on individual American ginseng growers SB 5295 (Ch. 128, 2010
1 Agriculture 42.56.380(6) 1996 Oct. 2007 June 2008
or dealers Laws)
Personal
Information - 42.56.360(1)(f); [now Information relating to infant mortality pursuant to SB 5295 (Ch. 128, 2010
2 1992 Oct. 2007 Mar. 2008
Research Data/Health (3)(a)] RCW 70.05.170 Laws)
Care
Personal
Medical records collected by a local department of SB 5295 (Ch. 128, 2010
Information -
3 70.05.170 health in the course of conducting a child mortality 1992 Oct. 2007 Mar. 2008 Laws); SB 5049 (2011,
Research Data/Health
review 2012)
Care
Definition of "public records" for the senate and the
Legislative 42.56.010(2); [now house are limited to definition of legislative records in
4 1995 Oct. 2007 Aug. 2009
Records (3)] RCW 40.14.100 and budget, personnel, travel
records and certain reports. [Definition]
SB 5294 (2009); SB 5049
Personal Information - Oct. 2007; March 2008; (2011, 2012); HB 1298
Applications for public employment, including names, Mar. 2008; September 2008;
5 Public 42.56.250(2) 1987 Sept. 2008; Feb. 2017; (2013); SB 5169 (2013);
resumes May 2017
Employment May 2017 HB 1537 (Ch. 229, 2019
Laws); SB 5246 (2019)
42.56.380(1); Business records the department of agriculture Nov. 2007
6 Agriculture 1992 June 2008
15.86.110 obtains regarding organic food products Jan. 2008
42.56.380(2); Information regarding business operations contained Nov. 2007
7 Agriculture 1987 June 2008
15.54.362 in reports on commercial fertilizer Jan. 2008
Production or sales records required to determine
payments to various agricultural commodity boards Nov. 2007
8 Agriculture 42.56.380(3) 1996 June 2008
and commissions (Relates to exemptions in 10 Jan. 2008
commission statutes)
Consignment information contained on phytosanitary Nov. 2007
9 Agriculture 42.56.380(4) 1996 June 2008
certificates issued by the department of agriculture Jan. 2008
Financial and commercial information and records
held by the department of agriculture for potential
Nov. 2007
10 Agriculture 42.56.380(5) establishment of a commodity board or commission 1996 June 2008; November 2012
Jan. 2008
regarding domestic or export marketing activities or
individual production information
Identifiable information collected by department of
agriculture regarding packers and shippers of fruits Nov. 2007
11 Agriculture 42.56.380(7) 1996 June 2008
and vegetables for purposes of inspections and Jan. 2008
certification
Financial statements provided to the department of
Nov. 2007
12 Agriculture 42.56.380(8) agriculture for purposes of obtaining public livestock 2003 June 2008
Jan. 2008
market license
(Voluntary) National animal identification systems - Nov. 2007
13 Agriculture 42.56.380(9) 2006 June 2008
herd inventory mgmt., animal disease Jan. 2008
1 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Nov. 2007
14 Agriculture 42.56.380(10);16.36 Animal disease reporting 2006 June 2008
Jan. 2008
Jan. 2008; *See also June 2008; November 2012;
Farm plans that are voluntary and developed with May 2016, Aug. 2016 &
15 Agriculture 42.56.270(17)
conservation district assistance
2006
Oct. 2016 - 42.56.270 & *See also Oct. 2016 - 42.56.270 & 2017: HB 1160/SB 5418
trade secrets trade secrets
Livestock nutrient management information: Certain
information obtained by state and local agencies from
dairies, animal feeding operations not required to Nov. 2007
16 Agriculture 42.56.610 2005 (c510s5) June 2008 ;
apply for a national pollutant discharge elimination Jan. 2008
system permit disclosable only in ranges that provide
meaningful information to public
Nov. 2007
17 Agriculture 15.49.370(8) Seeds: operations and production information 1969 June 2008
Jan. 2008
Nov. 2007
18 Agriculture 15.53.9018 Commercial Feed required reports 1975 June 2008
Jan. 2008
Washington Pesticide Control Act: Business
Nov. 2007
19 Agriculture 15.58.060(1)(c) information of a proprietary nature regarding pesticide 1971 June 2008
Jan. 2008
formulas
Washington Pesticide Control Act: Privileged or
Nov. 2007
20 Agriculture 15.58.065(2) confidential commercial or financial information, trade 1971 June 2008
Jan. 2008
secrets re: pesticides
Information regarding agricultural marketing
21 Agriculture 15.65.510 agreements (including info from noncompliance 1961 Feb. 2008 June 2008
hearings)
Business related information obtained by the
department of agriculture regarding entities certified Nov. 2007
22 Agriculture 15.86.110 1992 June 2008
to handle and process organic or transitional food, or Jan. 2008
entities applying for such certification
Insect Pests & Plant Diseases (including: trade
secrets or commercial or financial information
Nov. 2007
23 Agriculture 17.24.061(2) obtained by department of agriculture regarding 1991 June 2008
Jan. 2008
insect pests, noxious weeds, or organisms affecting
plant life
Financial information provided by applicants for a
24 Agriculture 22.09.040(9) 1987 Feb. 2008 June 2008
warehouse license to the department of agriculture
Financial information provided by applicants for a
25 Agriculture 22.09.045(7) 1987 Feb. 2008 June 2008
grain dealer license to the department of agriculture
Financial and commercial information obtained by the
Nov. 2007
26 Agriculture 43.23.270 department of agriculture for export market 1996 June 2008
Feb. 2008
development projects
List of nominees for director of work force training & SB 5295 (Ch. 128 Laws of
27 Personal Information 28C.18.020 1991 Feb. 2008 Sept. 2008
education board [Later eliminated] 2010)
Names of candidates for director of interagency SB 5295 (Ch. 128 Laws of
28 Personal Information 79A.25.150 1989 Feb. 2008 Sept. 2008
committee for outdoor recreation [Later eliminated] 2010)
2 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
State investment board criminal history record checks
29 Personal Information 43.33A.025(2) 1999 May 2008 June 2008
of finalists for board positions
Address, phone numbers, email addresses, SSNs,
Personal Information: drivers' license numbers, identicard numbers, payroll May 2008; Feb. 2016; 2017: HB 1160/SB 5418;
30 42.56.250(4) deductions, and emergency contact information of 1987; 2020 May 2016
Employment and Licensing May 2016 HB 1538 (2019)
public employees or volunteers held by public
2017: HB 1160/SB 5418.
See also HB 1293 (2011);
Personal information in files for students in public 1973 SB 5314 (2011), HB 2646
schools, patients or clients of public institutions or (I-276); Re (2): 2011 c Nov. 2008; May 2014; (2011); HB 1203 (Ch. 220,
31 Personal Information 42.56.230(1)&(2) May 2016 (re consent)
public health agencies, or welfare programs (1); 173 s 1, 2013 c 220 s 1, Feb. 2016; May 2016 2013 Laws); SB 5198
children in listed programs (2) 2015 c 47 s 1 (2013); SB 5098 (Ch. 173,
2011 Laws); HB 1538
(2019); SB 5246 (2019)
SB 5294 (2009); SB 5049
(2011, 2012); HB 1298
Public Utilities & Personal information in vanpool, carpool, ride-share (2013); SB 5169 (2013);
32 42.56.330(3) 1997 May 2008 Nov. 2008; November 2012
Transportation programs HB 1980 (2015); SB 6020
(2015) HB 1554 (2015) (re
(2))
Personal information of current or former participants
Public Utilities &
33 42.56.330(4) or applicants in transit services operated for those 1999 May 2008 Oct. 2008
Transportation
with disabilities or elderly persons
41.04.364 (repealed)
- 41.04.362 - also see Personally identifiable information in state employee SB 5295 (Ch. 128, 2010
34 Personal Information 1987; 2010 c. 128 s 3 May 2008 (2008 law) July 2008 (2008 law)
42.56.360(1)(j) wellness program Laws)
(same)
SB 5294 (2009); SB 5295
(Ch. 129, 2010 Laws); SB
5049 (2011); SB 2552
Public Utilities & Personal information of persons who use transit
35 42.56.330(5) 1999; 2012 May 2008 Oct. 2008 (Ch. 68, 2012 Laws); HB
Transportation passes and other fare payment media
1298 (2013); SB 5169
(2013); HB 1980 (2015);
SB 6020 (2015)
Agency records relevant to a controversy but which
Misc. Government would not be available to another party under the 1973
36 42.56.290 June 2008 Nov. 2008 SB 5294 (2009)
Functions rules of pretrial discovery for causes pending in the (I-276)
superior courts
Information that identifies a person who, while an
agency employee: (a) Seeks advice, under an
informal process established by the employing
agency, in order to ascertain his or her rights in
37 Personal Information 42.56.250(6) 1992 Sept. 2008 Oct. 2008 HB 1538 (2019)
connection with a possible unfair practice under
chapter 49.60 RCW against the person; and (b)
requests his or her identity or any identifying
information not be disclosed
3 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Investigative records compiled by an employing SB 5295 (Ch. 128, 2010
agency conducting a current investigation of a Laws) ; see also HB 2761
Sept. 2008; Feb. 2016;
38 Personal Information 42.56.250(5) possible unfair practice under chapter 49.60 RCW or 1994 Oct. 2008; May 2016 (2012) (employer
May 2016
of a possible violation of other federal, state, or local investigations);
laws prohibiting discrimination in employment. 2017: HB 1160/SB 5418
Employee salary and benefit information collected
SB 5295 (Ch. 128, 2010
39 Personal Information 42.56.250(8) from private employers for salary survey information 1999 Sept. 2008 Oct. 2008
Laws)
for marine employees
Nov. 2008; Jan. 2012;
Personal information in files on employees, March 2012; Feb. 2014;
42.56.230(3) 2017: HB 1160/SB 5418
40 Personal Information appointees, or elected officials if disclosure would 1973 (I-276) Aug. 2014; Oct. 2014; Feb. Nov. 2012; May 2016 (re consent)
(formerly (2)) 2015; May 2016 (re
(re consent)
violate their right to privacy
consent)
SB 5049 (2011); HB 1297
Background information regarding a court appointed (2013); SB 5170 (2013)
41 Court Proceedings 13.34.100 1993 Oct. 2008 May-10
guardian ad litem. HB 1298 (2013), HB 1980
(2015); SB 6020 (2015)
Personally identifying information of persons who use
Public Utilities &
42 42.56.330(7) transponders and other technology to facilitate 2005 Mar. 2009 May 2009
Transportation
payment of tolls
Public Utilities & Personally identifying information on an ID card that
43 42.56.330(8) 2008 Mar. 2009 May 2009
Transportation contains a chip to facilitate border crossing.
Public Utilities & Residential addresses and phone numbers in public HB 2114 (2014); SB 6007
44 42.56.330(2) 1987; 2014 c 33 s 1 Mar. 2009; Nov. 2013 Oct. 2009; Nov. 2013
Transportation utility records (Ch. 33, 2014 Laws)
Information obtained by governmental agencies and
Public Utilities & collected by the use of a motor carrier intelligent
45 42.56.330(6) 1999 Mar. 2009 May 2009
Transportation transportation system or comparable information
equipment
Public Utilities & Records of any person belonging to a public utility
46 42.56.335 2007 Mar. 2009 May 2009
Transportation district or municipality owned electrical utility
Public Utilities & Valuable commercial information, trade secrets, etc.
47 42.56.330(1) 1987 Mar. 2009 Mar. 2009
Transportation supplied to the utilities and transportation commission
Utility records filed with utilities and transportation
Public Utilities &
48 80.04.095 commission containing valuable commercial 1987 Mar. 2009 Oct. 2009
Transportation
information
Information obtained and exempted by the health
care authority that is transferred to facilitate
49 Insurance & Financial Inst. 42.56.400(2) 2003 May 2009; May 2010 May 2010
development, acquisition, or implementation of state
purchased health care
Names of individuals in life insurance policy
50 Insurance & Financial Inst. 42.56.400(3) 1995 May 2009; May 2010 May 2010
settlements
Insurance viatical settlement broker records which
51 Insurance & Financial Inst. 48.102.030 may be required and examined by the insurance 1995 May 2009; May 2010 May 2010
commissioner [later repealed]
4 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
52 Insurance & Financial Inst. 42.56.400(4) Insurance antifraud plans 1995 May 2009; May 2010 May 2010
Insurance company antifraud plans submitted to the
53 Insurance & Financial Inst. 48.30A.060 1995 May 2009; May 2010 May 2010
insurance commissioner
Insurers' reports on material acquisitions and
54 Insurance & Financial Inst. 42.56.400(5) disposition of assets, etc. filed with the insurance 1995 May 2009; May 2010 May 2010
commission
Information provided to the insurance commissioner
55 Insurance & Financial Inst. 42.56.400(7) 1997 May 2009; May 2010 May 2010
regarding service contract providers
Monthly financial reports made by service contract
56 Insurance & Financial Inst. 48.110.040(3) 2005 May 2009; May 2010 May 2010
providers to the insurance commissioner
Information obtained by the insurance commissioner
57 Insurance & Financial Inst. 42.56.400(8) 2001 May 2009; May 2010 May 2010
relating to market conduct examinations
Documents obtained by the insurance commissioner SB 5049 (2012); HB 1298
58 Insurance & Financial Inst. 42.56.400(12) to perform market conduct examinations. Report is 2007 May 2009; May 2010 May 2010 (2013); SB 5169 (2013) re
disclosable under RCW 48.37.060. RCW 48.37.060
Confidential and privileged documents obtained in
59 Insurance & Financial Inst. 42.56.400(13) 2007 May 2009; May 2010 May 2010
market conduct examination
Information provided to the insurance commissioner
60 Insurance & Financial Inst. 42.56.400(14) by insurance company employees asserting market 2007 May 2009; May 2010 May 2010
conduct violations
Documents related to insurance commissioner's
61 Insurance & Financial Inst. 48.37.080 2007 May 2009; May 2010 May 2010
market conduct examination
Proprietary information provided to the insurance
2001; 2015 c 122 ss 13 &
62 Insurance & Financial Inst. 42.56.400(9) commissioner regarding health carrier holding May 2009; May 2010 May 2010
14
companies
Data filed with the insurance commissioner that SB 5049 (2012); HB 1299
63 Insurance & Financial Inst. 42.56.400(10) 2001 May 2009; Aug. 2010
reveals identity of claimant, provider, or insurer (2013); SB 5171 (2013)
Documents obtained by insurance commissioner
64 Insurance & Financial Inst. 42.56.400(11) 2006 May 2009; Aug. 2010 Aug. 2010
relating to insurance fraud
Documents obtained by insurance commissioner
65 Insurance & Financial Inst. 48.135.060 2006 May 2009; Aug. 2010 Aug. 2010
relating to insurance fraud
Documents obtained by insurance commissioner 2007
66 Insurance & Financial Inst. 42.56.400(15) May 2009; Aug. 2010 Aug. 2010
regarding misconduct by agent/broker Eff. 1/1/09
Information obtained by insurance commissioner in
67 Insurance & Financial Inst. 48.17.595(6) 2007 May 2009; Aug. 2010 Aug. 2010
investigation of misconduct by agent/broker
Documents that provide background for actuarial
68 Insurance & Financial Inst. 42.56.403 2006 May 2009; Aug. 2010 Aug. 2010
opinion filed with insurance commissioner
Formulas, statistics, assumptions, etc. used by
insurance companies to create rates; such
69 Insurance & Financial Inst. 48.02.120 1985 May 2009; Aug. 2010 Aug. 2010
information that is submitted to the insurance
commissioner
Statement of actuarial opinion is a public record.
Documents that provide background for statement of
70 Insurance & Financial Inst. 48.05.385(2) 2006 May 2009; Aug. 2010 Aug. 2010
actuarial opinion filed with insurance commissioner
are exempt
5 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Examinations and investigations by state insurance
71 Insurance & Financial Inst. 48.03.040(6)(a) 1937 May 2009; Aug 2010 Aug. 2010
commissioner
Examinations and investigations by state insurance
72 Insurance & Financial Inst. 48.03.050 1937 May 2009 Oct. 2009 SB 5049 (2011)
commissioner
Insurance companies risk based capital (RBC)
73 Insurance & Financial Inst. 48.05.465 1995 May 2009; Aug. 2010 Aug. 2010
reports and plans
Insurance companies risk based capital (RBC)
74 Insurance & Financial Inst. 48.43.335(1) reports and plans (should not be used to compare 1998 May 2009; Aug. 2010 Aug. 2010
insurance companies and are therefore confidential)
Proof of nonresident pharmacy licensure used by
75 Insurance & Financial Inst. 48.20.530 1991 May 2009; Aug. 2010 Aug. 2010
insurance companies to provide drugs to residents
Proof of nonresident pharmacy licensure used by
76 Insurance & Financial Inst. 48.21.330 1991 May 2009; Aug. 2010 Aug. 2010
insurance companies to provide drugs to residents
Proof of nonresident pharmacy licensure used by
77 Insurance & Financial Inst. 48.44.470 1991 May 2009; Aug. 2010 Aug. 2010
insurance companies to provide drugs to residents
Proof of nonresident pharmacy licensure used by
78 Insurance & Financial Inst. 48.46.540 1991 May 2009; Aug. 2010 Aug. 2010
insurance companies to provide drugs to residents
Source of consideration (identity of the lender) for
79 Insurance & Financial Inst. 48.31B.015(2)(b) 1993 May 2009; Aug. 2010 Aug. 2010
loan associated with acquiring an insurance company
Local government self-insurance liability reserve
80 Insurance & Financial Inst. 48.62.101(2) 1991 May 2009; Aug. 2010 Aug. 2010
funds
81 Placeholder
Summary of reasoning for insurance commissioner's
82 Insurance & Financial Inst. 48.94.010(5) 1993 May 2009; Aug. 2010 Aug. 2010
refusal to issue reinsurance intermediary license
Records of the interstate insurance product regulation
83 Insurance & Financial Inst. 48.130.070 compact involving privacy of individuals and insurers' 2005 May 2009; Aug. 2010 Aug. 2010
trade secrets
Examination and proprietary records of potential
insurers obtained by the director of the Washington SB 5049 (2011, 2012);
state pollution liability insurance agency when HB1298 (2013); SB 5169
84 Insurance & Financial Inst. 70.148.060(1) 1989; 2015 c224 s 5 May 2009; Aug. 2010 Aug. 2010-modify
soliciting bids to provide reinsurance for owners of (2013); HB 1980 (2015);
underground storage tanks SB 6020 (2015)
Business and proprietary information of insurers
obtained by the director of the Washington state
85 Insurance & Financial Inst. 70.149.090 1995 May 2009; Aug. 2010 Aug. 2010
pollution liability insurance agency, to provide
insurance to owners of heating oil tanks
Examination reports and information obtained by the
86 Insurance & Financial Inst. 42.56.400(6) department of financial institutions from banking 1997 Oct. 2010 Sept. 2011
institutions
Reports and information from department of financial
87 Insurance & Financial Inst. 21.20.855 1988 Oct. 2010 Sept. 2011
services examinations
Information obtained by the director of financial
88 Insurance & Financial Inst. 30.04.075(1) institutions when examining banks and trust 1977 Oct. 2010 Sept. 2011
companies
Information obtained during investigations of out of
89 Insurance & Financial Inst. 30.04.230(4)(a) 1983 Oct. 2010 Sept. 2011
state banks
6 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Examination reports and information obtained by the
90 Insurance & Financial Inst. 31.12.565(1) director of financial institutions while examining credit 1984 Oct. 2010 Sept. 2011
unions
Information from examinations of mutual savings
91 Insurance & Financial Inst. 32.04.220(1) 1977 Oct. 2010 Sept. 2011
banks
Information from examinations of savings and loan
92 Insurance & Financial Inst. 33.04.110(1) 1977 Oct. 2010 Sept. 2011
associations
Findings disapproving conversion from mutual
93 Insurance & Financial Inst. 32.32.228(3) 1989 Oct. 2010 Sept. 2011
savings bank to capital stock savings bank
Information applicants deem confidential relating to
94 Insurance & Financial Inst. 32.32.275 conversion of mutual savings bank to capital stock 1981 Oct. 2010 Sept. 2011
savings bank
95 Insurance & Financial Inst. 7.88.020 Financial institution compliance review documents 1997 Oct. 2010 Sept. 2011
Information obtained from a financial institution's
96 Insurance & Financial Inst. 9A.82.170 records pursuant to subpoena under the criminal 1984 Oct. 2010 Sept. 2011
profiteering act
Reports and information from department of financial
97 Insurance & Financial Inst. 21.30.855 1988 Oct. 2010 Sept. 2011
services examinations
98 Insurance & Financial Inst. 30.04.410(3) Findings related to disapprovals of bank acquisitions 1989 Oct. 2010 Sept. 2011
Name of lender financing the acquisition of a savings
99 Insurance & Financial Inst. 33.24.360(1)(d) 1973 Oct. 2010 Sept. 2011
and loan, if requested by the applicant
Personal information on check cashers and sellers
100 Insurance & Financial Inst. 42.56.450 1991; 1995 Oct. 2010 Sept. 2011
licensing applications and small loan endorsements
101 Insurance & Financial Inst. 31.35.070 Reports on examinations of agricultural lenders 1990 Oct. 2010 Sept. 2011
Addresses and phone numbers and trade secrets of
102 Insurance & Financial Inst. 31.45.030(3) 1991 Oct. 2010 Sept. 2011
applicants of a check casher or seller license
Addresses, phone numbers and trade secrets of
103 Insurance & Financial Inst. 31.45.077(2) applicants for a small loan endorsement to a check 1995 Oct. 2010 Sept. 2011
cashers or sellers license
Trade secrets supplied by licensed check cashers
104 Insurance & Financial Inst. 31.45.090 and sellers as part of the annual report to director of 2003 Oct. 2010 Sept. 2011
financial institutions
Information in employer's records obtained by labor &
105 L&I-Injured workers 51.16.070(2) 1957 Oct. 2010 Aug.2011
industries under industrial insurance
Information and records of injured workers contained
106 L&I-Injured workers 51.28.070 1957 Oct. 2010 Aug.2011
in industrial insurance claim files
Information (including patients' confidential
107 L&I-Injured workers 51.36.110(1) information) obtained in audits of health care 1994 Oct. 2010 Aug. 2011
providers under industrial insurance
SB 5049 (2011); HB 1298
Credit card numbers, debit card numbers, electronic
42.56.230(5) (2013); SB 5169 (2013);
108 Personal Information check numbers, and other financial information, Aug. 2010 Aug.2010; November 2012
(formerly (3)) HB 1980 (2015); HB 1980
except when disclosure is required by other law
(2015)
Certain taxpayer information if it would violate
109 Personal Information 42.56.230(4) 1973 Feb., May, Aug. 2016 May 2016 (re consent)
taxpayers right of privacy
7 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Personal and financial information related to a small
110 Personal Information 42.56.230(5) loan or any system of authorizing a small loan in 2009 May 2016 (re consent) May 2016 (re consent)
section 6 of this act (RCW 31.45.---)
Personal information required to apply for a driver’s
111 Personal Information 42.56.230(6) 2008 May 2016 (re consent) May 2016 (re consent)
license or identicard
Name of employee of company seeking industrial
112 L&I-Injured workers 49.17.080(1) 1973 Aug. 2011 Aug. 2011
safety & health act
Trade secrets reported to labor & industries under
113 L&I-Injured workers 49.17.200 1973 Aug. 2011 Aug. 2011
Washington industrial safety & health act
Identification of employer or employee in labor &
114 L&I-Injured workers 49.17.210 1973 Aug. 2011 Aug. 2011
industries studies
Info obtained by labor & industries from employer-
115 L&I-Injured workers 49.17.250(3) requested consultation re. industrial safety & health 1991 Aug. 2011 Aug. 2011
act
Labor & industries investigative reports on industrial
116 L&I-Injured workers 49.17.260 1973 Aug. 2011 Aug. 2011
catastrophes
Financial or valuable trade info from health care
117 L&I-Injured workers 51.36.120 1989 Aug. 2011 Aug. 2011
providers
Board of industrial insurance records pertaining to
118 L&I-Injured workers 42.56.400(1) Aug. 2011 Aug. 2011
appeals of crime victims’ compensation claims
Commercial fishing catch data provided to the
May 2017; Aug. 2017;
119 Fish & Wildlife 42.56.430 (1) department of fish and wildlife that would result in
Oct. 2017; Feb. 2018
unfair competitive disadvantage
Sensitive wildlife data obtained by the department of May 2017; Aug. 2017;
120 Fish & Wildlife 42.56.430 (2)
fish and wildlife Oct. 2017; Feb. 2018
Personally identifying information of persons who May 2017; Aug. 2017;
121 Fish & Wildlife 42.56.430 (3)
acquire recreational or commercial licenses Oct. 2017; Feb. 2018
Information subject to confidentiality requirements of
May 2017; Aug. 2017;
122 Fish & Wildlife 42.56.430(4) Magnuson-Stevens fishery conservation and 2008 c 252 s 1
Oct. 2017; Feb. 2018
management reauthorization act of 2006
Test questions, scoring keys, and other exam
May 2021; Aug. 2021;
123 Employment and Licensing 42.56.250(1) information used on licenses, employment or 1973
Oct. 2021
academics
HB 2764 (2013); HB 2663
Records of LCB showing individual purchases of
124 Personal Information 66.16.090 1933 Jun. 2013 Jun. 2013 (Ch. 182, 2016 Laws) -
liquor-confidential
Repealed
Personally identifying information collected by law
Investigative, law
enforcement agencies pursuant to local security
125 enforcement and crime 42.56.240(9) 2012 c 288 s 1
alarm system programs and vacation crime watch
victims
programs
Identity of state employee or officer who files a
Investigative, law
complaint with an ethics board under RCW 42.52.420
126 enforcement and crime 42.56.240(11) 2013 c 190 s 7
or reports improper governmental action to the
victims
auditor or other official
Criminal history record checks for investment board
127 Employment and Licensing 42.56.250(7) 2010
finalist candidates
8 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Employee salary and benefit information collected
128 Employment and Licensing 42.56.250(7) from private employers for salary survey information 1999
for maritime employees
HB 2447 (2010); See also
HB 2259 (criminal justice
Photographs, month/year of birth in personnel files of agency/employee info)
129 Employment and Licensing 42.56.250(8) 2010; 2020
public employees; news media has access and HB 1317 (Ch. 257,
2010 Laws) (amending
.230);
Real estate appraisals for agency acquisition or sale
HB 1431 (Ch. 150, 2015
130 Real estate Appraisals 42.56.260 until project or sale abandoned, but no longer than 3 1973; 2015 c 150 s 1 Aug. 2014; Oct. 2014 Oct. 2014
Laws); SB 5395
years in all cases
Burglar alarm info - HB
Specific intelligence and investigative information
Jan. 2012; March 2012; 2896 (2010); HB 1243
Investigative, law completed by investigative, law enforcement, and
May 2012; March 2013; (Ch. 88, 2012 Laws); SB
131 enforcement and crime 42.56.240(1) penology agencies, and state agencies that discipline 1973 Oct .2019
June 2013; Feb. 2014; 5244 (2011); SB 5344
victims members of professions, if essential to law
Oct. 2014; Oct. 2019 (2011). Traffic stop info -
enforcement or a person’s right to privacy*
SB 6186 (2009)
Identity of witnesses, victims of crime, or persons who
Jan. 2012; March 2012;
Investigative, law file complaints, if they timely request nondisclosure HB 2764 (2013); see also
March 2013; June 2013;
132 enforcement and crime 42.56.240(2) and disclosure would endanger their life, personal HB 2610 (2010), SB 6428
Sept. 2013; May 2014;
victims safety, or property—does not apply to PDC (2010) (to amend .230))
August 2014
complaints
Records of investigative reports prepared by any law
Investigative, law
enforcement agency pertaining to sex offenses or Jan. 2012; March 2012;
133 enforcement and crime 42.56.240(3)
sexually violent offenses which have been transferred June 2013
victims
to WASPC
Investigative, law
Information in applications for concealed pistol
134 enforcement and crime 42.56.240(4) 1988 May 2011; March 2013 May, 2011
licenses
victims
May 2011; Feb. 2015;
SB 5049 (2012); HB 1299
Investigative, law May 2015; Aug. 2015;
Identifying information regarding child victims of (2013); SB 5171 (2013);
135 enforcement and crime 42.56.240(5) 1992 Aug. 2018; Oct. 2018; Sept. 2011; August 2015
sexual assault HB 1980 (2015); SB 6020
victims Feb. 2019; May 2019;
(2015)
Aug. 2019; Oct. 2019
SB 5049 (2012); HB 1299
Investigative, law
(2013); SB 5171 (2013);
136 enforcement and crime 42.56.240(6) Statewide gang database in RCW 43.43.762 2008 May, 2011 Sept. 2011; November 2012
HB 1980 (2015); SB 6020
victims
(2015)
Investigative, law
Data from electronic sales tracking system
137 enforcement and crime 42.56.240(7) 2010 May, 2011 May, 2011
(pseudoephedrine)
victims
Investigative, law Person's identifying info submitted to sex offender
138 enforcement and crime 42.56.240(8) notification and registration system to receive notice 2010 May, 2011 May, 2011
victims regarding registered sex offenders
Information filed with department of licensing or open
Personal to department of licensing inspection under
139 Information/proprietary and 82.36.450(3) agreement is personal information under RCW 2007 Sept. 2011
tax information 42.56.230(3) (b) and exempt from public inspection
and copying
9 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Information filed with department of licensing or open
Personal to department of licensing inspection under
140 Information/proprietary and 82.38.310(3) agreement is personal information under RCW 2007 Sept. 2011
tax information 42.56.230(3) (b) and exempt from public inspection
and copying
141 Lists of Individuals 42.56.070(9) Lists of individuals for commercial purposes. 1973 Feb. 2017; May 2017
Information provided to court for preliminary
142 Juries 2.36.072(4) 1993
determination of statutory qualification for jury duty
Personal information required to apply for a driver’s Nov. 2013; Dec. 2013;
143 Personal Information 42.56.230 (7)(a) 2008 c 200 s 5 Feb. 2014; May 2016 (re consent) 2017: HB 1160/SB 5418
license or identicard May 2016 (re consent)
Persons who decline to register for selective service
144 Personal Information 42.56.230 (7)(b) 2011 c 350 s 2 May 2016 (re consent) May 2016 (re consent) 2017: HB 1160/SB 5418
under RCW 46.20.111
Valuable formulae, designs, drawings and research *May 2016, Aug. 2016 &
Financial, Commercial, and obtained by agency within 5 years of request for Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
145 42.56.270(1) 1973 (I-276) 2017: HB 1160/SB 5418
Proprietary Information disclosure if disclosure would produce private gain trade secrets/proprietary secrets/proprietary info
and public loss info
*May 2016, Aug. 2016 &
Financial, Commercial, and Financial information supplied by a bidder on ferry Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
146 42.56.270(2) 1983 2017: HB 1160/SB 5418
Proprietary Information work or highway construction trade secrets/proprietary secrets/proprietary info
info
*May 2016, Aug. 2016 &
Financial, Commercial, and Financial information and records filed by persons Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
147 42.56.270(3) 1986 2017: HB 1160/SB 5418
Proprietary Information pertaining to export services trade secrets/proprietary secrets/proprietary info
info
*May 2016; Aug. 2016 &
Financial, Commercial, and Financial information in economic development loan Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
148 42.56.270(4) 1987 2017: HB 1160/SB 5418
Proprietary Information applications trade secrets/proprietary secrets/proprietary info
info
*May 2016, Aug. 2016 &
Financial, Commercial, and Financial information obtained from business and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
149 42.56.270(5) 1989 2017: HB 1160/SB 5418
Proprietary Information industrial development corporations trade secrets/proprietary secrets/proprietary info
info
May 2015; Aug. 2015;
*May 2016, Aug. 2016 & Aug. 2015; see also *Oct. 2016 - SB 6170 (Chap. 8, 2016
Financial, Commercial, and Financial information on investment of retirement
150 42.56.270(6) 1989 Oct. 2016 - 42.56.270 & 42.56.270 & trade Laws 1st Sp. Sess.);
Proprietary Information moneys and public trust investments
trade secrets/proprietary secrets/proprietary info 2017: HB 1160/SB 5418
info
*May 2016, Aug. 2016 &
Financial, Commercial, and Financial and trade information supplied by and under Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
151 42.56.270(7) 1989 2017: HB 1160/SB 5418
Proprietary Information industrial insurance coverage trade secrets/proprietary secrets/proprietary info
info
May 2016, Aug. 2016 &
Financial information obtained by the clean
Financial, Commercial, and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
152 42.56.270(8) Washington center for services related to marketing 1994 2017: HB 1160/SB 5418
Proprietary Information trade secrets/proprietary secrets/proprietary info
recycled products
info
*May 2016, Aug. 2016 &
Financial, Commercial, and Financial and commercial information requested by Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
153 42.56.270(9) 1997 2017: HB 1160/SB 5418
Proprietary Information public stadium authority from leaser trade secrets/proprietary secrets/proprietary info
info
10 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
*May 2016, Aug. 2016 &
Financial information supplied for application for a
Financial, Commercial, and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
154 42.56.270(10) liquor, gambling, lottery retail or various marijuana 2014 c 192 s 6 2017: HB 1160/SB 5418
Proprietary Information trade secrets/proprietary secrets/proprietary info
licenses
info
Proprietary data, trade secrets, or other information *May 2016, Aug. 2016 &
Financial, Commercial, and submitted by any vendor to department of social and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
155 42.56.270(11) 2017: HB 1160/SB 5418
Proprietary Information health services for purposes of state purchased trade secrets/proprietary secrets/proprietary info
health care info
*May 2016, Aug. 2016 &
Financial or proprietary information supplied to
Financial, Commercial, and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
156 42.56.270(12)(a)(i) DCTED in furtherance of the state’s economic and 1993, 1989 2017: HB 1160/SB 5418
Proprietary Information trade secrets/proprietary secrets/proprietary info
community development efforts
info
*May 2016, Aug. 2016 &
Financial or proprietary information provided to the
Financial, Commercial, and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
157 42.56.270(12)(a)(ii) DCTED regarding businesses proposing to locate in 1999 2017: HB 1160/SB 5418
Proprietary Information trade secrets/proprietary secrets/proprietary info
the state
info
May 2016, Aug. 2016 &
Financial, commercial, operations, and technical and
Financial, Commercial, and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
158 42.56.270(14) research information obtained by the life sciences 2005 (c424s6)7/25/2006 2017: HB 1160/SB 5418
Proprietary Information trade secrets/proprietary secrets/proprietary info
discovery fund authority
info
*May 2016, Aug. 2016 &
Financial and commercial information submitted to or
Financial, Commercial, and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
159 42.56.270(20) obtained by the University of Washington relating to 2009 c 384 s 3 2017: HB 1160/SB 5418
Proprietary Information trade secrets/proprietary secrets/proprietary info
investments in private funds
info
*May 2016, Aug. 2016 &
Financial, Commercial, and Market share data submitted by a manufacturer under Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
160 42.56.270(21) 2013 c 305 s 14 2017: HB 1160/SB 5418
Proprietary Information RCW 70.95N.190(4) trade secrets/proprietary secrets/proprietary info
info
Preliminary drafts, notes, recommendations, and intra-
Preliminary records
agency memos where opinions are expressed or
161 containing opinions or 42.56.280 1973 (I-276) May 2021; Oct. 2021
policies formulated or recommended, unless cited by
policy formulations
an agency
Information identifying the location of archaeological
162 Archaeological sites 42.56.300(3) 1976; 2014 c 165 s 1
sites
163 Library records 42.56.310 Library records disclosing the identity of a library user 1982
Financial disclosures filed by private vocational
164 Educational Information 42.56.320(1) 1986
schools
Financial and commercial information relating to the
165 Educational Information 42.56.320(2)
purchase or sale of tuition units
Individually identifiable information received by the
166 Educational Information 42.56.320(3)
WFTECB for research or evaluation purposes
Information on gifts, grants, or bequests to institutions
167 Educational Information 42.56.320(4) 1975 May 2021; Oct. 2021
of higher education (1975)
The annual declaration of intent filed by parents for a
168 Educational Information 42.56.320(5) 2009 c 191 s 1
child to receive home-based instruction
11 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Membership lists and lists of owners of interests in
2019: HB 1537 (repealed
Timeshare, condominium timeshare projects, condominiums, land Feb. 2017; May 2017;
169 42.56.340 1987 Aug. 2017 exemption) (Ch. 229, 2019
owner lists developments, or common-interest communities, Aug.2017
laws)
regulated by the department of licensing
SSNs of health care professionals maintained in files
170 Health Professionals 42.56.350(1) 1993
of the department of health
Residential address and telephone numbers of health
171 Health Professionals 42.56.350(2) care providers maintained in files of the department of 1993
health
Records pertaining to license plates, drivers' licenses
Investigative, law
or identicards that may reveal undercover work,
172 enforcement and crime 42.56.230(7)(c) 2013 c 336 s 3
confidential public health work, public assistance
victims
fraud, or child support investigations
Criminal justice agency employee/worker residence
173 Employment and Licensing 42.56.240(13) 2015 c 91 s 1
GPS data
Information and documents created, collected, and
maintained by the health care services quality
174 Health Care 42.56.360(1)(c) 1995
improvement program and medical malpractice
prevention program
*See also May 2016,
Proprietary financial and commercial information
Aug. 2016 & Oct. 2016 -
175 Health Care 42.56.360(1)(d) provided to department of health relating to an 1997
42.56.270 & trade
antitrust exemption
secrets/proprietary info
176 Health Care 42.56.360 (1) (e) Physicians in the impaired physicians program 1987, 1994, 2001
Information relating to infant mortality pursuant to
RCW 70.05.170(3) - 1992; Amended 2010 c
177 Health Care former RCW 70.05.170/RCW 42.56.360 - See 184 2008 (2008 law) March 2008 (2008 law)
see also 42.56.360(3) 128 s 3
and 185
*See also May 2016,
Financial, Commercial, and Aug. 2016 & Oct. 2016 -
178 42.56.270(23) Notice of crude oil transfers 2015 c 274 s 24
Proprietary Information 42.56.270 & trade
secrets/proprietary info
Complaints filed under the health care professions
179 Health Care 42.56.360(1)(f) 1997
uniform disciplinary act
*See also May 2016,
Certain information supplied to the liquor and
Financial, Commercial, and Aug. 2016 & Oct. 2016 -
180 42.56.270(24) cannabis board per RCW 69.50.325, 9.50.331, 2015 c 178 s 2
Proprietary Information 42.56.270 & trade
69.50.342 and 69.50.345
secrets/proprietary info
Information collected by the department of health
181 Health Care 42.56.360(1)(i) 2009 c 1 s 1
under chapter 70.245 RCW.
Claims data and information provided to the statewide
182 Health Care 42.56.360(1)(k) all-payer health care claims database that is exempt 2014 c 223 s 17
under RCW 43.373.040
42.56.360(2) and Health care information disclosed to health care
183 Health Care 1991
70.02 provider without patients permission
12 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
*See also May 2016,
Certain information and data submitted to or obtained
Financial, Commercial, and Aug. 2016 & Oct. 2016 -
184 42.56.270(24) by the liquor and cannabis board re applications for 2016 1st sp.s. c 9 s 3
Proprietary Information 42.56.270 & trade
licenses or reports required under RCW 69.50.372
secrets/proprietary info
Records in medical marijuana authorization database
185 Health Care; Marijuana 42.56.625 2015 c 70 s 22
I RCW 69.51A.230
Client records of community sexual assault program
186 Domestic Violence 42.56.370 or services for underserved populations [amended 1991; 2012 c 29 s 13 Check Check
2012]
Results of animal testing from samples submitted by Aug. 2017; Oct. 2017;
187 Agriculture and Livestock 42.56.380(10) 2012 c 168 s 1(10) Aug. 2018
the animal owner May 2018; Aug. 2018
Records of international livestock importation that are Aug. 2017; Oct. 2017;
188 Agriculture and Livestock 42.56.380(11) 2012 c 168 s 1(11) Aug. 2018
not disclosable by the U.S.D.A. under federal law. May 2018; Aug. 2018
Records related to entry of prohibited agricultural
Aug. 2017; Oct. 2017;
189 Agriculture and Livestock 42.56.380(12) products imported into Washington that are not 2012 c 168 s 1(12) Aug. 2018
May 2018; Aug. 2018
disclosable by the U.S.D.A. under federal law
Names of individuals residing in emergency or
Emergency or Transitional
190 42.56.390 transitional housing furnished to the department of 1997
Housing
revenue or a county assessor
Documents, materials, or information obtained by the
191 Insurance & Financial Inst. 42.56.400(16) insurance commissioner under RCW 48.102.051 (1) 2009 c 104 s 37
and 48.102.140 (3) and (7)(a)(ii))
Documents, materials, or information obtained by the
192 Insurance & Financial Inst. 42.52.400(17) insurance commissioner under RCW 48.31.025 and 2010 c 97 s 3
48.99.025
Documents, material, or information relating to
193 Insurance & Financial Inst. 42.56.400(18) investment policies obtained by the insurance 2011 c 188 s 21
commissioner under RCW 48.13.151
Data from (temporary) study on small group health
194 Insurance & Financial Inst. 42.56.400(19) 2010 c 172 s 2
plan market
42.56.400(20); Information in a filing of usage-based component of
195 Insurance & Financial Inst. 2012 c 222 s 1
48.19.040(5)(b) the rate pursuant to RCW 48.19.040(5)(b)
42.56.400(21);
42.56.400(22); 2012 2nd sp. s. c 3 s 8;
Data, information, and documents submitted to or
196 Insurance & Financial Inst. 42.56.400(23); 2013 c 65 s 5; 2013 c 277
obtained by the insurance commissioner
42.56.400(24); s 5; 205 c 17 ss 10 & 11
42.56.400(25)
Most records and information supplied to the
197 Employment Security 42.56.410
employment security department
198 Security 42.56.420(1) Records relating to criminal terrorist acts
Records containing specific and unique vulnerability
199 Security 42.56.420(2) assessments and emergency and escape response 2009 c 67 s 1
plans – adds civil commitment facilities
Comprehensive safe school plans that identify
200 Security 42.56.420(3)
specific vulnerabilities
13 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Information regarding infrastructure and security of
201 Security 42.56.420(4) computer and telecommunications networks to the 1999 Feb. 2014 Feb. 2014
extent that they identify specific system vulnerabilities
Security sections of transportation security plans for
202 Security 42.56.420(5)
fixed guideway systems
Information regarding individual claim resolution
203 Personal Information 42.56.230(8) settlement agreements submitted to the board of 2014 c 142 s 1
industrial insurance appeals
204 Veterans’ discharge papers 42.56.440 Veterans’ discharge papers
Records and reports produced under state fireworks
205 Fireworks, Explosives 42.56.460 law, chapter 70.77 RCW and the Washington state 1995
explosives act, chapter 70.74 RCW
Correctional industries Records pertaining to correctional industries class I
206 42.56.470 2004
workers work programs
HB 2764 (2013); HB 2663
Contracts files by railroad companies with the utilities
207 Inactive programs 42.56.480(1) 1984 Jun. 2013 Jun. 2013 (Chap. 282, 2016 Laws)
& transportation commission prior to 7/28/91
(repealed)
Personal information in international contact data HB 2663 (Chap. 282,
208 Inactive programs 42.56.480(2) 1996 c 253 s 502 Jun. 2013 Jun. 2013
base 2016 Laws) (repealed)
Data collected by department of social and health HB 2764 (2013); HB 2663
209 Inactive programs 42.56.480(3) services pertaining to payment systems for licensed 2003 Jun. 2013 Jun. 2013 (Chap. 282, 2016 Laws)
boarding homes (repealed)
Enumeration data used by office of financial
210 Enumeration Data 42.56.615 management for population estimates per RCW 2014 c 14 s 1
43.43.435
*See also May 2016,
Financial, Commercial, and
Reports submitted by marijuana research licensees Aug. 2016 & Oct. 2016 -
211 Proprietary Information; 42.56.620 2015 c. 71 s 4
that contain proprietary information 42.56.270 & trade
Marijuana
secrets/proprietary info
Records of mediation communications that are
212 Mediation Communication 42.56.600 2005 c 424 s 16
privileged under the uniform mediation act
213 Code Reviser 1.08.027 Code Reviser drafting services 1951 Feb. 2015 Feb. 2015
Judicial conduct commission investigations and initial
214 Judicial - Investigative 2.64.111 1989
proceedings
Hospital review committee records on professional
215 Health Care Professions 4.24.250 1971 Sept. 2020; Oct. 2020
staff
*See also May 2016,
Financial, Commercial, and Trade secrets and confidential research, development Aug. 2016 & Oct. 2016 -
216 4.24.601 1994
Proprietary Information or commercial information 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Trade secrets, confidential research, development or
Financial, Commercial, and Aug. 2016 & Oct. 2016 -
217 4.24.611 commercial information concerning products or 1994
Proprietary Information 42.56.270 & trade
business methods
secrets/proprietary info
14 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Information in centralized risk management claim
218 Claims 4.92.210 1989
tracking system
General statements of privileged communications
between persons & various professionals, e.g.,
219 Privileges 5.60.060 1954 & later dates
attorneys or physicians – presumably applies to
records (see also # 276)
220 Mediation Communication 5.60.070 Materials used in any court ordered mediation 1991 Feb. 2017; May 2017;
221 Mediation Communication 7.07.050(5) Mediation communications 2005 Feb. 2017; May 2017
222 Mediation Communication 7.07.070 Mediation communications 2005 Feb. 2017; May 2017
The director may examine records of health care
223 Health Care Records 7.68.080(9)(a) provider notwithstanding any statute that makes the 2011 c 346 s 501
records privileged or confidential
See also May 2016,
Financial, Commercial, and At the request of health care contractor, department Aug. 2016 & Oct. 2016 -
224 7.68.080(10) 2011 c 346 s 501
Proprietary Information must keep financial and trade information confidential 42.56.270 & trade
secrets/proprietary info
Crime Victims and Records re. Victims of crimes confidential & not open
225 7.68.140 1973 May 2021
Witnesses to inspection
Feb. 2015; May 2015;
Aug. 2015; Aug. 2018;
Crime Victims and Name, address, or photograph of child victim or child
226 7.69.A.030(4) 1985 Oct. 2018; Feb. 2019; Oct. 2019 HB 2485 (2019)
Witnesses witness
May 2019; Aug. 2019;
Oct. 2019
227 Mediation Communication 7.75.050 County or city dispute resolution center records 1984
Financial, Commercial, and
228 7.88.020 & .30 Financial institution compliance review documents 1997
Proprietary Information
General statement of fundamental right to
229 Health Care 9.02.100 1991
reproductive privacy – could apply to records
Health Care - Concealed Mental health info provided on persons buying pistols
230 9.41.097(2) 1994
Pistols or applying for concealed pistol licenses
231 Concealed Pistols 9.41.129 Concealed pistol license applications 1994
Crime Victims and Name of confidential informants in written report on
232 9.73.230 1989
Witnesses wire tapping
72.09.710 (recod eff 1991 - Recod 2008 c 231
Crime Victims and Names of witnesses notified when drug offenders
233 8/1/09) (See also # s 26, 56 (See dispositions
Witnesses released (formerly 9.94A.610)
451) table)
234 Placeholder
72.09.712 (recod eff Names of victims, next of kin, or witnesses who are 1985 - Recod 2008 c 231
Crime Victims and
235 8/1/09) (See also # notified when prisoner escapes, on parole, or s 27, 56 (see dispositions
Witnesses
451) released (formerly 9.94A.610) table)
236 Privileges 5.60.060 Alcohol or drug addiction sponsor privilege 2016 st sp. ss. c 24 s 1
*See also May 2016,
Records of the interstate commission for adult
Aug. 2016 & Oct. 2016 -
237 Offender Information 9.94A.745 offender supervision that would adversely affect 2002
42.56.270 & trade
personal privacy rights or proprietary interests
secrets/proprietary info
15 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Information regarding victims, survivors of victims, or
Crime Victims and
238 9.94A.885 witnesses that are sent clemency hearing notices 1999
Witnesses
may not be released to offender
Sex offender registration information given to high
239 Offender Information 9A.44.138 school or institution of higher education regarding an 2011 c 337 s 4
employee or student is confidential
Criminal Proceedings -
240 10.27.090 Grand jury testimony 1971 Sept. 2020; Oct. 2020
Investigative
Sept. 2020; Oct. 2020;
Criminal Proceedings -
241 10.27.160 Grand jury reports 1971 Feb. 2021; May 2021;
Investigative
Aug. 2021; Oct. 2021
Check on any prior
Public Utilities & Electric utilities may not disclose private or proprietary
242 19.29A.100 2015 3rd sp. S. c 21 s 1 Committee discussion re
Transportation customer information utilities
Filing by controlling person of insurer seeking to
243 Insurance & Financial Inst. 48.31B.015(1)(b) divest its controlling interest is confidential until 2015 c 122 s 3
conclusion of transaction
Investigative, law
244 enforcement and crime 42.56.240(14) Body worn camera recordings 2016 c 163 s 2
victims
Investigative, law
Records and info in the statewide sexual assault kit
245 enforcement and crime 42.56.240(14) 2016 c. 173 s 8
tracking system under RCW 43.43.
victims
Aug. 2018; Oct. 2018;
Crime Victims and
246 10.52.100 Identity of child victims of sexual assault 1992 Feb. 2019; May 2019;
Witnesses
Aug. 2019; Oct. 2019
Information about victims, next of kin, or witnesses
Crime Victims and
247 10.77.205 requesting notice of release of convicted sex or 1990
Witnesses
violent offenders
248 Offender Information 10.77.210 Records of persons committed for criminal insanity 1973 May 2021
Privacy of criminal records, including criminal history
Crime Victims and information on arrests, detention, indictment,
249 10.97 1977
Witnesses information, or other formal criminal charges made
after 12/31/77 unless dispositions are included
Aug. 2018; Oct. 2018;
Crime Victims and Names of victims of sexual assaults who are 18 years HB 1505 (Ch.300, 2019
250 10.97.130 1992 Feb. 2019; May 2019; 2018
Witnesses of age or younger Laws); HB 2484 (2019)
Aug. 2019; Oct. 2019
Information given by persons to determine eligibility
251 Judicial - Indigent Defense 10.101.020 1989
for indigent defense
Aug. 2018; Oct. 2018;
Crime Victims and Sources of confidential information in dispositional
252 13.40.150 1977 Feb. 2019; May 2019;
Witnesses - Juvenile hearings on juvenile offenses
Aug. 2019
Information about victims, next of kin, or witnesses Aug. 2018; Oct. 2018;
Crime Victims and
253 13.40.215 and .217 requesting notice of release of juvenile convicted of 1990 Feb. 2019; May 2019;
Witnesses - Juvenile
violent sex offense or stalking Aug. 2019
16 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Electronic research copy of juvenile records
2009 c 440 s 1; 2014 c
254 Juvenile Records 13.50.010(12) maintains same level of confidentiality and anonymity
117 s 5
as juvenile records in judicial information system
Information in records released to the Washington
2009 c 440 s 1; 2014 c
255 Juvenile Records 13.50.010(13) state office of public defense retain confidential
117 s 5; 2016 c 72 s 109
nature
256 Juvenile Records 13.50.050(3) Records on commission of juvenile crimes 1979; Oct. 2019 Oct. 2019 HB 2484 (2019)
Records of juveniles who receive a pardon are
257 Juvenile Records 13.50.010(14)(b) confidential, including the existence or nonexistence 2011 c 338 s 4
of the record
Re 42.56.380(6) - Oct.
Juvenile justice or care agency records not relating to
258 Juvenile Records 13.50.100(2) 1979 2007; May 2019; Aug. Re. 42.56.380(6) - Jun. 2008
commission of juvenile crimes
2019; Oct. 2019
See # 1 on Schedule of
Information on purchases, sales, or production of
Review; Aug. 2017; Oct. See # 1 on Schedule of Review See # 1 on Schedule of
259 Agriculture and Livestock 15.19.080 ginseng by individual growers or dealers (see also 1998
2017; May 2018; Aug. Aug. 2018 Review
42.56.380 (6))
2018
Financial statement info in public livestock market Aug. 2017; Oct. 2017;
260 Agriculture and Livestock 16.65.030(1)(d) 2003 Aug. 2018
license applications May 2018; Aug. 2018
Complaints filed under uniform disciplinary act for
261 Health Care Professions 18.130.095(1)(a) 1997
health professionals
Summary and stipulations in complaints against
262 Health Care Professions 18.130.172(1) 1993
health care professionals
Voluntary substance abuse records on health care
263 Health Care Professions 18.130.175(4) 1988
professionals
Disciplining authority may not disclose information in
18.130.057 ( c 157 s a file that contains confidential or privileged
264 Health Care Professions 2011 c 157 s 1
1(2)(b) information regarding a patient other than the person
making the complaint or report
Information counselors acquire and
265 Counselors 18.19.180 1987
acknowledgement of practice disclosure statements
Identity of individual or name of boarding homes from
266 Boarding Homes 18.20.120 1959 Sept. 2020; Oct. 2020
boarding home licensing records
Information and documents created, collected and
267 Health Care Professions 18.20.390 2004
maintained by a quality assurance committee
Implication that information in dentistry registration
records is only accessible by the registered person Sept. 2020; Oct. 2020;
268 Health Care Professions 18.32.040 1937
unless disclosure would compromise the examination Oct. 2021
process
269 Placeholder
Personal information in applications for escrow agent
270 Health Care Professions 18.44.031(2) 1999
licenses
Information on maternity homes received by Sept. 2020; Oct. 2020;
271 Health Care Professions 18.46.090 department of health identifying individuals or 1951 Feb. 2021; May 2021;
maternity homes Aug. 2021
17 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
May 2021; Aug. 2021;
272 Health Care Professions 18.53.200 Information and records of optometrists 1975
Oct. 2021
Records obtained by department of health regarding
273 Health Care Professions 18.64.420 1991
various insurance companies
274 Health Care Professions 18.71.0195 Contents of physician disciplinary report 1979
275 Health Care Professions 18.71.340 Entry records under impaired physician program 1987
18.83.110 - also Communications between client and
276 Privileges 1955 Sept. 2020; Oct. 2020
5.60.060 (# 219) psychologist—could apply to records
Other Professions - Info obtained from contractors on plumbing trainee
277 18.106.320(2) 2002
Plumbers hours
Complaints filed under uniform disciplinary act for
278 Health Care Professions 18.130.095(1)(a) 1997
health professionals
Summary and stipulations in complaints against
279 Health Care Professions 18.130.172(1) 1993
health care professionals
18.130.095(1)(a) Complaint of unprofessional conduct against health
280 Health Care Professions 1997
(Repealed 2019) profession licensee
Voluntary substance abuse records on health care
281 Health Care Professions 18.130.175(4) 1988
professionals
Substance abuse treatment records of licensed
282 Health Care Professions 18.130.175(4)
health professionals
On referral disclosure statement, must include
283 Elderly Adults - Referrals 18.330.050(2)(f) statement that agency will need client authorization to 2011 c 357 s 6
obtain or disclose confidential information
Master license service program licensing information
Other Professions -
284 19.02.115 is confidential and privileged except as provided in 2011 c 298 s 12
Business Licenses
this section
*See also May 2016,
Financial, Commercial and Aug. 2016 & Oct. 2016 -
285 19.16.245 Collection agency financial statements 1973
Proprietary 42.56.270 & trade
secrets/proprietary info
Other Professions - Info obtained from electrical contractors on electrical
286 19.28.171 1996
Electrical trainee hours
Other Professions - Information obtained from electrical contractor by
287 19.28.171 1996
Electrical department of licenses
288 Security - Electronic Keys 19.34.240 Private keys under the electronic authentication act 1996
289 Security - Electronic Keys 19.34.420 Electronic authentication info 1998
*May 2016, Aug. 2016 &
Financial, Commercial and Oct. 2016 - 42.56.270 & *Oct. 2016 - 42.56.270 & trade
290 19.108 Trade Secrets Act 1981 2017: HB 1160/SB 5418
Proprietary Information trade secrets/proprietary secrets/proprietary info
info
Records released by the court to the state office of
291 Juvenile Records 13.50.010(14) 2015 c 262 s 1
civil legal aid
*See also May 2016,
Chapter 42.56 RCW relating to supervisory
Financial, Commercial and Aug. 2016 & Oct. 2016 -
292 19.146.370(4) information or information subject to subsection (1) of 2009 c 528 s 15
Proprietary - Mortgages 42.56.270 & trade
this section is superseded by this section
secrets/proprietary info
18 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Other Professions - Money
293 19.230.190 Money transfer licensing information 2003
Transfer Co's.
*See also May 2016,
Confidential technology information used in
Financial, Commercial and Aug. 2016 & Oct. 2016 -
294 19.330.080(5) manufacturing products sold in state is subject to a 2011 c 98 s 8
Proprietary Information 42.56.270 & trade
protective order
secrets/proprietary info
Sept. 2020; Oct. 2020;
295 Investigative Records 21.20.480 Security act investigations 1959
Feb. 2021
*See also May 2016,
Financial, Commercial and
Some information obtained by the department of Aug. 2016 & Oct. 2016 -
296 Proprietary information - 21.30.170 1986
financial institutions 42.56.270 & trade
Investigations
secrets/proprietary info
297 Placeholder
*See also May 2016,
Aug. 2016 & Oct. 2016 -
Financial, Commercial and Information in interrogatories of nonprofit
42.56.270 & trade
298 Proprietary information - 24.06.480 miscellaneous and mutual corporations by secretary 1969; Feb 2021
secrets/proprietary info;
Nonprofits & Mutuals of state
Sept. 2020; Oct. 2020;
Feb. 2021; May 2021
Crime Victims and Marriage applications and records about participants
299 26.04.175 1991
Witnesses in address confidentiality program
Divorce mediation proceedings—may apply to
300 Mediation Communications 26.09.015 1986
records of the proceedings
Superior court may order family court files closed to Sept. 2020; Oct. 2020;
301 Judicial - Court Files 26.12.080 1949
protect privacy Feb. 2021
302 Child Support Records 26.23.120(1) Records concerning persons owing child support 1987
Social security numbers collected by licensing
303 Child Support Records 26.23.150 1998
agencies not to be disclosed
Adoption records (except by order of the court under
26.33.330 & .340 &
304 Adoption Records showing of good cause); adoption contact preference 1984; 2013 c 321 s 1
.345
form and parent medical history
27.53.070 Communications on location of archaeological sites
305 Archaeological Records 1975 May 2021; Oct. 2021
(42.56.300) not public records
*See also May 2016,
Financial, Commercial and Financial disclosures provided to HEC Board by Aug. 2016 & Oct. 2016 -
306 28B.85.020(2) 1996
Proprietary Information private vocational schools 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Financial, Commercial and Aug. 2016 & Oct. 2016 -
307 28C.10.050(2)(a) Financial disclosures by private vocational schools 1986
Proprietary Information 42.56.270 & trade
secrets/proprietary info
Oct. 2017; Feb. 2018;
Voter and Election
308 29A.08.710 Original voter registration forms or their images 1991 May 2018; Aug. 2018;
Information
Oct. 2018
19 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Oct. 2017; Feb. 2018;
Voter and Election The department of licensing office at which any
309 29A.08.720 1994 May 2018; Aug. 2018;
Information particular individual registers to vote
Oct. 2018
Oct. 2017; Feb. 2018;
Voter and Election 29A.20.191; recod to Minor party and independent candidate nominating
310 2004; 2013 c 11 s 93(4) May 2018; Aug. 2018;
Information 29A.56.670 petitions
Oct. 2018
Oct. 2017; Feb. 2018;
Voter and Election Argument or statement submitted to secretary of state
311 29A.32.100 1999 May 2018; Aug. 2018;
Information for voters' pamphlet
Oct. 2018
Chapter 42.56 RCW relating to disclosure of *See also May 2016,
Financial, Commercial and
supervisory information or any information described Aug. 2016 & Oct. 2016 -
312 Proprietary Information - 31.04.274(4) 2009 c 120 s 26
in subsection (1) of this section is superseded by this 42.56.270 & trade
Mortgages
section secrets/proprietary info
Rail fixed guideway system security and emergency
313 Security 35.21.228(4) 1999
preparedness plan
Rail fixed guideway system security and emergency
314 Security 35A.21.300(4) 1999
preparedness plan
Rail fixed guideway system security and emergency
315 Security 36.01.210(4) 1999
preparedness plan
316 Placeholder
Rail fixed guideway system security and emergency
317 Security 36.57.120(4) 1999
preparedness plan
Rail fixed guideway system security and emergency
318 Security 36.57A.170(4) 1999
preparedness plan
*See also May 2016,
Financial info on master tenant, concessioners, team
Financial, Commercial and Aug. 2016 & Oct. 2016 -
319 36.102.200 affiliate, or sublease of a public stadium authority’s 1997
Proprietary Information 42.56.270 & trade
facilities
secrets/proprietary info
Trade secrets & proprietary information from *See also May 2016,
39.10.100 (2) recod.
Financial, Commercial and contractors under alternative public works; proposals Aug. 2016 & Oct. 2016 -
320 as 39.10.470 (2); 1994
Proprietary Information from design-build finalists for alternative public works 42.56.270 & trade
39.10.470(3)
until selection is made or terminated secrets/proprietary info
Financial, Commercial and Competitive bids subject to chapter 42.56 RCW
321 Proprietary Information - 39.26.030(2) except exempt from disclosure until apparent 2012 c 224 s 4 Aug. 2016; Oct. 2016 Oct. 2016 2017: HB 1160/SB 5418
Bids successful bidder announced
May 2012; August 2012;
322 Archive Records 40.14.030 (2) Records transferred to state archives 2003 Aug. 2012
June 2013
Sex offender records transferred to Washington
323 Offender Records 40.14.070 (2)(c ) 1999
association of sheriffs and police chiefs
324 Bill Drafting Records 40.14.180 Bill drafting records of the code reviser’s office 1971 Feb. 2015 Feb. 2015
Names of persons in domestic violence or sexual
Crime Victims and 1999; 1991; 2015 c 190 s
325 40.24.070 assault programs; and records in address
Witnesses 2
confidentiality program
Public Employment Salary and fringe benefit info identifying private
326 41.06.160 1981
Information employer from department of personnel salary survey
20 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Public Employment Salary and fringe benefit rate info collected from
327 41.06.167 1980
Information private employers
Collective bargaining authorization cards of adult
328 Collective Bargaining 41.56.029(2) 2007
family home provider workers
Personal Information - Personally identifiable public records used in scientific
329 42.48.020 & .040 1985
Research research
Crisis referral services communications and
330 Health Care Records 43.01.425 2009 c 19 s 2
information are confidential
Investigative records of office of family and children’s
331 Investigative Records 43.06A.050 1996
ombudsman
*See also May 2016,
Financial, Proprietary and Info from businesses deemed confidential held by Aug. 2016 & Oct. 2016 -
332 43.07.100 1895
Commercial Information bureau of statistics in secretary of state 42.56.270 & trade
secrets/proprietary info
Investigative Records - Identity of person and documents in report to toll-free
333 43.09.186(4) 2007
Whistleblower efficiency hotline - state auditor
Certain financial information supplied to department
Financial, Proprietary and
334 42.56.270(22) of financial institutions or a portal to obtain an 2014 c 144 s 6
Commercial Information
exemption from state securities registration
Child welfare records that may assist in meeting the
335 Juvenile Records 13.50.010(15) 2016 c 71 s 2 May 2019; Aug. 2019
educational needs of foster youth
336 Placeholder
Print jobs contracted with private vendors must
Personal Information - require vendor to enter into a confidentiality
337 43.19.736 2011 c 43 1st sp. s. s 309
Printing Vendors agreement if materials contain sensitive or personally
identifiable information
43.41.350 Recod 1989; 2011 1st sp. s. c 43
338 Claims Risk management loss history information
43.19.781 s 535
Marijuana transport, vehicle and driver ID data and
Financial, Proprietary and
account numbers or unique access identifiers issued
339 Commercial Information - 42.56.270(25) 2016 c 178 s 2
for traceability system access per RCW 69.50.325,
Marijuana
9.50.331, 69.50.342, 69.50.345
*See also May 2016,
Aug. 2016 & Oct. 2016 -
Financial, Commercial and Information on unique production processes given to 42.56.270 & trade
340 43.21A.160 1970
Proprietary Information the DOE secrets/proprietary info;
Sept. 2020; Oct. 2020;
Feb. 2021
*See also May 2016,
Financial, Commercial and Proprietary information received by the state energy Aug. 2016 & Oct. 2016 -
341 43.21F.060(1) 1976
Proprietary Information office 42.56.270 & trade
secrets/proprietary info
Employer labor statistics reports provided to the
342 Employer - Labor Statistics 43.22.290 1901 Sept. 2020; Oct. 2020
department of labor & industries
21 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
*See also May 2016,
Financial, Commercial and Aug. 2016 & Oct. 2016 -
343 43.22.434 Info obtained from contractors through an audit 2002
Proprietary Information 42.56.270 & trade
secrets/proprietary info
Deliberative Process -
Confidential reports made to the governor by director Sept. 2020; Oct. 2020;
344 Records Provided to 43.41.100 1969
of office of financial management Feb. 2021; May 2021
Governor
Washington state patrol information in records
345 Investigative Records 43.43.710 1972 May 2021; Aug. 2021
relating to the commission of any crime by any person
43.43.762 –
346 Investigative Records referenced in Information in criminal street gang database 2008 c 276 s 201
42.56.240(6)
Washington state patrol organized crime Investigative
347 Investigative Records 43.43.856 1973 May 2021
information
Financial information provided to operating agencies *See also May 2016,
Financial, Commercial and in bid forms and experience provided by a contractor Aug. 2016 & Oct. 2016 -
348 43.52.612 1982
Proprietary Information to a joint operating agency regarding bids on 42.56.270 & trade
constructing a nuclear project secrets/proprietary info
Health care related data identifying patients or
349 Health Care 43.70.050(2) 1989
providers obtained by state agencies
350 Health Care 43.70.052 American Indian health data 1995; 2014 c 220 s 2
Hospital reports and information on health care-
351 Health Care 43.70.056(2)(e)(ii) 2007
associated infections
Info and documents relating to maternal mortality
352 Health Care 42.56.360(4); 70.54 2016 c 238 s 2
reviews per RCW 70.54
Health Care Professions - Identity of whistleblower who makes a complaint to
353 43.70.075 1995
Whistleblower the department of health re: improper care
Information and documents created, collected and
354 Health Care Professions 43.70.510 2005
maintained by a quality assurance committee
Healthcare workforce surveys identifying individual
355 Health Care Professions 43.70.695(5) 2006
providers
Complaint and investigation records of long-term care
356 Investigative Records 43.190.110 1983
ombudsman
Employment Records, Criminal justice training commission records from
357 43.101.400 2001; 2021
Investigative Records initial background investigations
Investigative Records -
358 43.235.040(1) Domestic violence fatality review info 2000
Fatality Review
*See also May 2016,
Protocols may not require release of information that
Financial, Commercial and Aug. 2016 & Oct. 2016 -
359 43.330.062 associate development organization client company 2011 c 286 s 1
Proprietary Information 42.56.270 & trade
has requested remain confidential
secrets/proprietary info
22 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Individual identification in released health care data
360 Health Care 43.370.050(2) 2007
for studies and analysis
Motor Vehicle/Driver 46.12.380(1) Recod Names and addresses of motor vehicle owners
361 1984; 2016 c 80 s 2
Records 46.12.635 except for "business" & other purposes
362 Placeholder Check codified citation 2010 c 161 s 1210
Motor Vehicle/Driver Info on physically or mentally disabled person Sept. 2020; Oct. 2020;
363 46.20.041 1965
Records demonstrating ability to drive Feb. 2021
Motor Vehicle/Driver
364 46.20.118 Photos on drivers’ licenses & identicards 1981
Records
Motor Vehicle/Driver May 2021; Aug. 2021;
365 46.52.065 Blood sample analyses done by state toxicology 1971
Records Oct. 2021
Motor Vehicle/Driver
366 46.52.080 & .083 Most info in police accident reports 1937 Feb. 2021
Records
Motor Vehicle/Driver Feb. 2021; May 2021;
367 46.52.120 Individual motor vehicle driver records 1937
Records Aug. 2021
Motor Vehicle/Driver
368 46.52.130 Abstracts of motor vehicle driver records
Records
Motor Vehicle/Driver Feb. 2021; May 2021;
369 46.70.042 Application for vehicle dealer licenses, for 3 years 1967
Records Aug. 2021; Oct. 2021
Motor Vehicle/Driver Information obtained by a court order pursuant to
370 46.35.030(1)(a) 2009 c 485 s 3
Records discovery is not subject to public disclosure
*See also May 2016,
Financial, Commercial and Info supplied to department of transportation to qualify Aug. 2016 & Oct. 2016 -
371 47.28.075 1981
Proprietary Information contractors for highway construction 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Aug. 2016 & Oct. 2016 -
Financial, Commercial and Financial info submitted to qualify to submit bid for 42.56.270 & trade
372 47.60.760 1983
Proprietary Information ferry construction contracts secrets/proprietary info;
and RCW39.26.030 (bid
information)
Personally identifiable info of employees and other
security info of a private cloud service provider that
373 Personal Information 42.56.420(6) 2016 c 152 s 1
has entered into a criminal justice information
services agreement
Information provided in the course of an insurance
374 Insurance Information 48.02.065(1) 2007
commissioner examination
375 Insurance Information 48.05.510(4) Insurer's reports to insurance commissioner 1995
Information related to investment policies provided to
2011 c 188 s 16
376 Insurance Information 48.13.151 the insurance commissioner is confidential and not a
(eff 7/1/12)
public record
Commissioner info relating to supervision of any
377 Insurance Information 48.31.405(1) 2005
insurer
Information obtained in the course of an actuarial
378 Insurance Information 48.74. __(6) 2016 c 142 s 6
examination/investigation
23 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Request for examination into insurer's financial
379 Insurance Information 48.32.110(2) 1971 May 2021; Oct. 2021
condition
Reports of material transactions by certified health
380 Insurance Information 48.43.200(4) 1995
plans
Reports of material transactions by health care
381 Insurance Information 48.44.530(4) 1995
service contractors
Current licensure of nonresident pharmacies through
382 Insurance Information 48.46.540 1991
which an insurer provides coverage
Reports of material transactions by health
383 Insurance Information 48.46.600(4) 1995
maintenance organizations
Documents and evidence provided regarding life
Insurance Information -
384 48.102.140(5)(a) settlement act fraud investigations are confidential 2009 c 104 s 17
Investigations
and not public records
385 Insurance Information 48.104.050(1) Holocaust insurance company registry records 1999
Workers Compensation Labor & industries investigative reports on industrial May 2021; Aug. 2021;
386 49.17.260 1973
Records catastrophes Oct. 2021
Option for human rights commission complaints not
387 Investigative Records 49.60.240 1993
to be made public
Name of employee seeking records of agricultural Aug. 2017; Oct. 2017;
388 Agriculture and Livestock 49.70.119(6)(a) 1973 Aug. 2018
pesticide applications May 2018; Aug. 2018
Crime Victims and Employee’s information regarding domestic violence
389 49.76.040 2008 c 286 s 4
Witnesses is confidential
Domestic violence leave information in files and
Crime Victims and
390 49.76.090 records of employees is confidential and not open to 2008 c 286 s 10
Witnesses
public inspection
Employment Security
391 50.13.060(8) Welfare reform info in WorkFirst program 2000
Records
*See also May 2016,
Financial, Commercial and Financial & commercial info & records supplied to Aug. 2016 & Oct. 2016 -
392 53.31.050 1986
Proprietary Information port district export trading company 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Financial, Commercial and Info relating to unclaimed property that is furnished to Aug. 2016 & Oct. 2016 -
393 63.29.380 1983
Proprietary Information the department of revenue 42.56.270 & trade
secrets/proprietary info
394 Insurance Information 48.43.730 Provider compensation agreements are confidential 2013 c 277 s 1
Material obtained during an examination under RCW
Financial, Commercial and
395 63.29.300(4) 63.29 is confidential and may not be disclosed except 2015 3rd sp s c 6 s 2107
Proprietary Information
per RCW 63.29.380
Health Care; Investigative
396 68.50.105 Records of autopsies and post mortems 1953; 2013 c 295 s 1
Records
Certain information released to tissue or organ
397 Health Care 68.64.190 2008 c 139 s 21
procurement organization is confidential
24 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Financial, Commercial and 69.41.044; Records and information supplied by drug *See also May 2016,
Proprietary Information; 42.56.360(1)(a); manufacturers, and pharmaceutical manufacturer info 1987; 1989; 2013 c 19 s Aug. 2016 & Oct. 2016 -
398
Health Professions; Health 42.56.360(1)(b); obtained by the pharmacy quality assurance 47 42.56.270 & trade
Care 69.45.090 commission secrets/proprietary info
Info on legend drugs obtained by the pharmacy
399 Health Care 69.41.280 1989
quality assurance commission
Opinion and memo submitted to the insurance
400 Insurance Information 48.74.--(1)(a) 2016 c 142 s 7
commissioner under RCW 48.74.025
Names of persons participating in controlled
401 Health Care 69.51.050 1979
substances therapeutic research programs
70.02.020, .050, et. Health care info disclosed to heath care provider w/o
402 Health Care 1991
al. patients permission
Info gathered by health care workers from interviews
403 Health Care 70.24.022 1988
re. sexually transmitted diseases
404 Placeholder
Records on hearings on dangerous sexual behavior
405 Health Care 70.24.034 1988
of sexually transmitted disease carriers
406 Placeholder
407 Health Care 70.28.020 Tuberculosis records 1899 Feb. 2021
408 Health Care 70.41.150 Department of health info on inspections of hospitals 1955 Feb. 2021; May 2021
Info maintained by a health care services quality
409 Health Care Professions 70.41.200(3) 1986
improvement committee
Hospital records restricting practitioner’s privileges in
410 Health Care Professions 70.41.220 1986
possession of medical disciplinary board
Identity of person from whom specimens of material
411 Health Care 70.42.210 1989
were taken at a medical test site
412 Health Care 70.47.150 Records of medical treatment 1990
413 Law Enforcement 70.48.100 Jail register records 1977
414 Health Care 70.54.250 Cancer registry program 1990
Info on birth & manner of delivery kept in birth
415 Health Care 70.58.055(2) 1991
certificate records
416 Fireworks 70.77.455 Fireworks license records 1995
*See also May 2016,
Aug. 2016 & Oct. 2016 -
Financial, Commercial and Info provided to DOE on processes or if may affect
417 70.94.205 1967 42.56.270 & trade
Proprietary Information competitive position relating to air quality
secrets/proprietary info;
May 2021; Oct. 2021
Guidelines for proprietary info on solid waste *See also May 2016,
Financial, Commercial and management practices in possession of DOE [Since Aug. 2016 & Oct. 2016 -
418 70.95.280 1989
Proprietary Information this addresses guidelines, not clear if it is an 42.56.270 & trade
exemption.] secrets/proprietary info
25 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
*See also May 2016,
Financial, Commercial and Proprietary info re. waste reduction in possession of Aug. 2016 & Oct. 2016 -
419 70.95C.040(4) 1988
Proprietary Information DOE 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Financial, Commercial and Aug. 2016 & Oct. 2016 -
420 70.95C.220(2) Waste reduction plans 1990
Proprietary Information 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Financial, Commercial and Some info in executive summaries of waste reduction Aug. 2016 & Oct. 2016 -
421 70.95C.240(1) 1990
Proprietary Information efforts 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Financial, Commercial and Aug. 2016 & Oct. 2016 -
422 70.95N.140(4) Proprietary info in electronic product recycling reports 2006
Proprietary Information 42.56.270 & trade
secrets/proprietary info
423 Placeholder
424 Health Care 70.104.055 Reports on pesticide poisoning 1989
*See also May 2016,
Financial, Commercial and Manufacturing or business info re: Hazardous waste Aug. 2016 & Oct. 2016 -
425 70.105.170 1983
Proprietary Information management in possession of DOE 42.56.270 & trade
secrets/proprietary info
*See also May 2016,
Financial, Commercial and Trade secret info re: On-site sewage disposal in Aug. 2016 & Oct. 2016 -
426 70.118.070 1994
Proprietary Information possession of DOE 42.56.270 & trade
secrets/proprietary info
Investigative Records - Name of whistleblower in nursing home or state
427 70.124.100 1997
Whistleblower hospital
Crime Victims and By implication records of community sexual assault
428 70.125.065 1981; 2012 c 29 s 11
Witnesses program or underserved populations provider
429 Placeholder
430 Health Care 70.127.190 Hospice records 1988
Personal and clinical records of long-term care
431 Health Care 70.129.050 1994
residents
*See also May 2016,
Tobacco product manufacturers’ information required
Financial, Commercial and Aug. 2016 & Oct. 2016 -
432 70.158.050 to comply with chapter 70.58 RCW is confidential and 2003
Proprietary Information 42.56.270 & trade
shall not be disclosed
secrets/proprietary info
Limitations on disclosure of reports made by hospital
433 Health Care 70.168.070 1990
trauma care on-site review teams
Patient records and quality assurance records
434 Health Care 70.168.090 1990
associated with trauma care facilities
435 Health Care 70.170.090 Charity care information in hospitals 1989
26 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Ambulatory surgical facilities data related to the
436 Health Care 70.230.110 2007
quality of patient care
Information received by department of health
437 Health Care 70.230.170 2007
regarding ambulatory surgical facilities
Persons receiving notice and the notice of release or
438 Health Care 71.05.425 transfer of a person committed following dismissal of 2013 c 289 s 6
offense
439 Health Care 71.05.620 Records on mental health treatment 1989; 2013 c 200 s 34
Investigative Records; 74.34.035(10); Investigation relating to vulnerable adult; attorney
440 2013 c 263 s 2
Attorney Client Privilege 74.34.067 client privilege
Names of victims, next of kin, or witnesses who are
Crime Victims and
441 71.09.140(2) notified when sexually violent predator escapes, on 1995
Witnesses
parole, or released
442 Health Care 71.24.035(5)(g) Mental retardation records 1982
443 Health Care 71.34.340 Records on mental treatment of minors 1985
444 Health Care 71.34.335 Mental health court records are confidential 1985
Information furnished pursuant to the Medicaid fraud
Health Care; Investigative false claims act is exempt until final disposition and
445 74.66.030; 74.66.120 2012 c 241 s 203, 212
Records all seals are lifted; records and testimony provided
under civil investigative demand
Confidential info re. developmentally disabled
446 Health Care 71A.14.070 1988 May 2019
persons
447 Health Care 72.05.130(1) Reports regarding children with behavioral problems 1951 Feb. 2021; May 2021
Info from correctional industries work program
448 Offender Records 72.09.116 2004
participant or applicant
449 Offender Records 72.09.345(4) Certain info on sex offenders held in custody 1997; 2011 c 338 s 5
Personally identifiable info used to develop quarterly
450 Personal Information 70.39A.-- expenditure reports for certain long term care 2016 1st sp s. c 30 s 3
services
[Former
Investigative, law 9.94A.610(1)(b)] 1991; Recod 2008 c 231
Names of witnesses notified when drug offenders
451 enforcement and crime 72.09.710 (recod eff s 26 9 (see dispositions
released
victims 8/1/09) (see also ## table)
233 and 235)
452 Placeholder
[Former
Investigative, law Names of victims, next of kin, or witnesses who are
9.94A.612(1)] 1995; Recod 2008 c 231
453 enforcement and crime notified when prisoner escapes, on parole, or
72.09.712 (recod eff s 27
victims released
8/1/09)
454 Placeholder
Limited access to information in department of social
455 Public Assistance 74.04.060 & .062 and health services registry concerning parents of 1941 Feb. 2021
dependent children
456 Public Assistance 74.20.280 Child support records 1963 Feb. 2021
457 Public Assistance 74.04.520 Names of recipients of food stamps 1969 Feb. 2021
27 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
458 Health Care 74.09.290(1) Medical records of persons on public assistance 1979
A juvenile’s status as a sexually aggressive youth and
related information are confidential and not subject to
459 Juvenile Records 74.13.075(5) 2009 c 250 s 2
public disclosure by department of social and health
services
Child fatality reports are subject to disclosure but
460 Juvenile Records 74.13.640 2011 c 61 s 2 May 2019; Aug. 2019
confidential information may be redacted
[Former 74.13.121] Info from adoptive parents of kids receiving public
461 Juvenile Records 1971; 2009 c 520 s 95 May 2019; Aug. 2019
74.13A.045 (recod) assistance
462 Placeholder
[Former 74.13.133]
463 Juvenile Records Adoption support records 1971; 2009 c 520 s 95 May 2019; Aug. 2019
74.13A.065 (recod)
464 Placeholder
465 Juvenile Records 74.13.280(2) Info on child in foster care & child’s family 1990 May 2019; Aug. 2019
Juvenile Records; Public May 2019; Aug. 2019;
466 74.13.500 - .525 Disclosure of child welfare records 1997
Assistance Oct. 2019; Feb. 2020
Personal information - Personal info maintained by the department of
467 74.18.127(1) 2003
clients services for the blind
Juvenile Records; Public
468 74.20A.360 & .370 Certain records in division of child support 1997 May 2019; Aug. 2019
Assistance
Whistleblower;
Investigative, law Identity of person making report on abuse of
469 74.34.040 1984
enforcement and crime vulnerable adult
victims
Investigative, law
Identity of persons in records of abused vulnerable
470 enforcement and crime 74.34.090 1984
adults
victims
Investigative, law
471 enforcement and crime 74.34.095(1) Info concerning the abuse of vulnerable adults 1999
victims
Name of whistleblower reporting abuse of vulnerable
472 Whistleblower 74.34.180(1) 1997
adults in various facilities
Investigative, law
Files, etc. used or developed for vulnerable adult
473 enforcement and crime 74.34.300 2008 c 146 s 10
fatality reviews
victims
474 Health Care 74.42.080 Records on nursing home residents 1979
Information and documents created, collected and
475 Health Professions 74.42.640 2005
maintained by a quality assurance committee
*See also May 2016,
Financial, Commercial and Aug. 2016 & Oct. 2016 -
476 78.44.085(5) Surface mining info 2006
Proprietary Information 42.56.270 & trade
secrets/proprietary info
28 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
*See also May 2016,
Aug. 2016 & Oct. 2016 -
Financial, Commercial and Well logs on oil capable of being produced from a
477 78.52.260 1951 42.56.270 & trade
Proprietary Information “wildcat” well
secrets/proprietary info;
Feb. 2021; May 2021
*See also May 2016,
[Former 79.76.230] -
Financial, Commercial and Geothermal records filed w. department of natural Aug. 2016 & Oct. 2016 -
478 recodified as 1974 - Recodified 2003
Proprietary Information resources 42.56.270 & trade
78.60.230
secrets/proprietary info
Investigative, law
Certain boating accident reports provided to the parks
479 enforcement and crime 79A.60.210 1984
& recreation commission
victims
Investigative, law
480 enforcement and crime 79A.60.220 Boating accident reports/coroner 1987
victims
Rail fixed guideway system security and emergency
481 Security 81.104.115(4) 1999; 2016 c 33 s 8
preparedness plan
Rail fixed guideway system security and emergency
482 Security 81.112.180(4) 1999
preparedness plan
*See also May 2016,
Financial, Commercial and Aug. 2016 & Oct. 2016 -
483 Proprietary Information - 82.32.330(2) Certain tax return and tax information At least 1935 42.56.270 & trade
Tax Info secrets/proprietary info;
Feb. 2021; Aug. 2021
*See also May 2016,
Financial, Commercial and Taxpayer info supplied for survey is not disclosable.
Aug. 2016 & Oct. 2016 -
484 Proprietary Information - 82.32.585 Amt of tax deferral is not subject to 82.32.330 2010 c 114 s 102(4)
42.56.270 & trade
Tax Info confidentiality provisions
secrets/proprietary info
485 Placeholder
*See also May 2016,
Financial, Commercial and
Info from tribes or tribal retailers received by the state Aug. 2016 & Oct. 2016 -
486 Proprietary Information - 82.38.310(4) 2007
under a special fuel taxes agreement 42.56.270 & trade
Tax Info
secrets/proprietary info
*See also May 2016,
Financial, Commercial and Taxpayer info supplied for survey is not disclosable.
Aug. 2016 & Oct. 2016 -
487 Proprietary Information - Amt of tax deferral is not subject to 82.32.330 2008 c 15 s 2
42.56.270 & trade
Tax Info confidentiality provisions
secrets/proprietary info
Financial, Commercial and
Amounts less than $10,00 claimed in a tax 2012 snd sp s. c 13 s
488 Proprietary Information - 82.32.808
preference; exceptions 1702
Tax Info
Tax info obtained by department of revenue if highly *See also May 2016,
Financial, Commercial and
offensive to a reasonable person and not a legitimate Aug. 2016 & Oct. 2016 -
489 Proprietary Information - 84.08.210 1997
concern to public or would result in unfair competitive 42.56.270 & trade
Tax Info
disadvantage secrets/proprietary info
29 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
*See also May 2016,
Financial, Commercial and
Income data for retired or disabled persons seeking Aug. 2016 & Oct. 2016 -
490 Proprietary Information - 84.36.389 1974
property tax exemptions 42.56.270 & trade
Tax Info
secrets/proprietary info
*See also May 2016,
Financial, Commercial and
Aug. 2016 & Oct. 2016 -
491 Proprietary Information - 84.40.020 Confidential income data in property tax listings 1973
42.56.270 & trade
Tax Info
secrets/proprietary info
*See also May 2016,
Utilities & transportation commission records Aug. 2016 & Oct. 2016 -
Financial, Commercial and
492 84.40.340 containing commercial info a court determines 1961 42.56.270 & trade
Proprietary Information
confidential secrets/proprietary info;
May 2021; Oct. 2021
Aug. 2017; Oct. 2017;
493 Agriculture and Livestock 90.64.190 Livestock producer info 2005
Feb. 2018; May 2018
*See also May 2016,
Names and identification data from participants in
Financial, Commercial and 2007 c 522 § 149 (3) Aug. 2016 & Oct. 2016 -
494 survey to identify factors preventing the widespread 2007
Proprietary Information (uncodified) 42.56.270 & trade
availability and use of broadband technologies
secrets/proprietary info
495 Health Care 70.02.220 - .260 Health care information 2013 sp. S c 200 ss 6-10
Information relating to infant mortality pursuant to
496 Health Care 42.56.360(1)(f) 1992
RCW 70.05.170
Certain information obtained by state and local
agencies from dairies, animal feeding operations not
Dairies, Animal Feeding Aug. 2017; Oct. 2017;
497 42.56.610 required to apply for a national pollutant discharge 2005 (c510s5)
Operations Feb. 2018; May 2018
elimination system permit disclosable only in ranges
that provide meaningful information to public
Investigative, law Information regarding victims, survivors of victims, or
498 enforcement and crime 9.95.260 witnesses that are sent pardon hearing notices may 1999
victims not be released to offender
*See also May 2016,
Financial, Commercial and Instrument creating a charitable trust, possibly only if Aug. 2016 & Oct. 2016 -
499 Proprietary Information - 11.110.075 the instrument creates a trust for both charitable and 1971 42.56.270 & trade
Trusts non-charitable purposes secrets/proprietary info;
Feb. 2021; May 2021
Information on juvenile conviction by adult criminal
13.04.155;
500 Juvenile Records court given to school principal and received by school 1997; 2020
28A.320.163(5)
district staff
Records of the interstate compact for juveniles that
501 Juvenile Records 13.24.011 would adversely affect personal privacy rights or 2003
proprietary interests
Sources of confidential information in dispositional
502 Boarding Homes 13.40.150 1977
hearings on juvenile offenses
30 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
503 Placeholder
50.13.015, .020,
Most info supplied to employment security
504 Employment Security .040, .050, .100 & 1977
department
110
Financial, Commercial and Financial or valuable trade info from health care
505 51.36.120 1989
Proprietary Information providers, if request
506 Health Care 70.05.170 Medical records re. Child morality review 1992
Information regarding a youth subject to RCW 13.34
507 Juvenile Records 13.34.046 is confidential except as required under lawful court 2013 c 182 s 5 May 2019; Aug. 2019
order
508 Placeholder
Investigative, law
79A.60.210 Certain boating accident reports provided to the parks
509 enforcement and crime 1984
79A.60.220 & recreation commission
victims
Investigative, law
Felony firearm offense conviction database of felony
510 enforcement and crime 42.56.240(10) 2013 c 183 s 1
firearm offenders established in RCW 43.43.822
victims
Investigative, law
Security threat group information collected and
511 enforcement and crime 42.56.240(12) 2013 c 315 s. 2
maintained by department of corrections
victims
Legal proceedings; 7.77.140; 7.77.150; Confidentiality of collaborative law proceedings;
512 2013 c 119ss 15 - 18
Privilege 7.77.160; 7.77.170 privilege
38.32; 42.56.230(9); SB 1980 (2015); Ch. 224,
513 Emergency Information Enhanced 911 Call information 2015 c 224 s 2, 6 Feb. 2014; Feb. 2015 Feb. 2015
38.52.575; 38.52.577 2015 Laws
Investigative, law
Campus sexual assault/domestic violence
514 enforcement and crime 42.56.240(16) 2017 c 72 s 3
communications and records
victims
Investigative, law
515 enforcement and crime 42.56.240(17) Law enforcement information from firearms dealers 2016 c 261 s 7
victims
516 Employment and Licensing 42.56.250(3) Professional growth plans 2017 c 16 s 1
GPS data of public employees or volunteers using
517 Employment and Licensing 42.56.250(10) 2017 c 38 s 1
GPS system recording device
Financial, Commercial and Trade secrets etc. re to licensed marijuana business,
518 42.56.270(28) 2017 c 317 s 7
Proprietary Information submitted to LCB
Public Utilities and Personally identifying information in safety complaints
519 42.56.330(9) 2017 c 333 s 7
Transportation submitted under ch. 81-61 RCW
Non public personal health information obtained by,
520 Insurance & Financial Inst. 42.56.400(26) discussed to, or in custody of the insurance 2017 c 193 s 2
commissioner
Data, information, documents obtained by insurance 2017 3rd sp. sess. c 30 s
521 Insurance & Financial Inst. 42.56.400(27)
commissioner under RCW 48.02 2
May 2017; Aug. 2017;
Oct. 2017; May 2018;
42.56.430(3); Damage prevention agreement, non lethal Aug. 2018; Feb. 2019;
522 Fish & Wildlife 2017 c 246 s 1
77.12.885 preventative/measures to minimize wolf interactions Aug. 2020; Feb. 2021;
May 2021; Aug. 2021;
Oct. 2021; Nov. 2021
31 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
May 2017; Aug. 2017;
Oct. 2017; May 2018;
42.56.430(4); Aug. 2018; Feb. 2019;
523 Fish & Wildlife Reported depredation by wolves on pets or livestock 2017 c 246 s 1
77.12.885 Aug. 2020; Feb. 2021;
May 2021; Aug. 2021;
Oct. 2021; Nov. 2021
Tribal fish & shellfish harvest information - May 2017; Aug. 2017;
524 Fish & Wildlife 42.56.430(7) 2017 c 71 s 1
department of fish & wildlife Oct. 2017
Commercial shellfish harvest information -
525 Fish & Wildlife 42.56.430(8) 2017 c 71 s 1 Aug. 2017; Oct. 2017
department of fish & wildlife
Health/safety information from DYF to department of
526 Juvenile Records 13.50.010(16) commerce re youth in foster care admitted to 2017 c 272 s 1 May 2019; Aug. 2019
CRCs/HOPE centers
DYF disclosures re child abuse/neglect, and for
527 Juvenile Records 13.50.010(17) 2017 3rd sp. s. c 6 5312 May 2019; Aug. 2019
health care coordination
2017 c 306 s 2; 2017 2nd
528 Personal Information 40.26.020 Biometric identifiers
sp. s. c 1 s 1
Information used to develop an individual health
529 Insurance Information 48.02.230 2017 3rd sp. s. c 30 s 1
insurance market stability program
530 Health Care 50A.04.195(4)&(5) Family/medical leave 2017 3rd sp. s. c 5 s 29
531 Health Care 50A.04.080(2)(b) Family/medical leave from employer records 2017 3rd sp. s. c 5 s 33
2017 3rd sp. sess. c 5 s
532 Health Care 50A.04.205 Family/medical leave ombuds surveys
88
Voter and Election
Personally Identifiable voter registration information
533 Information - Personal 42.56.230(10) 2018
for individuals under 18
Information
Religious Beliefs; Personal Personal identifying information about an individual's Oct. 2018; Feb. 2019;
534 42.56.235 2018 Aug. 2019
Information religious beliefs May 2019; Aug. 2019
Investigative, law
Audio and video recordings of child interviews
535 enforcement, crime 42.56.240(18) 2018
regarding child abuse or neglect
victims; Juvenile Records
Voter and Election
Information - Employment Personally Identifiable voter registration information
536 42.56.250(11) 2018
and Licensing; Personal for individuals under 18
Information
Financial, commercial, operations, technical, and
research information submitted to the Andy Hill
Financial, Commercial and
537 42.56.270(29) cancer research endowment program pertaining to 2018
Proprietary Information
grants under chapter 43.348 RCW, that if revealed
would result in private loss
Financial, Commercial and
Proprietary information filed with the department of
538 Proprietary Information; 42.56.270(30) 2018
health
Health Care
32 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Information obtained from the federal government if
exempt from disclosure under federal law and
539 Agriculture and Livestock 42.56.380(13) 2018
personal financial information or proprietary data
obtained by the department of agriculture
540 Agriculture and Livestock 42.56.380(14) Hop grower lot numbers and lab results 2018
An insurer's corporate governance annual disclosure
541 Insurance & Financial Inst. 42.56.400(28) and related information obtained by the insurance 2018
commissioner
Claims, health care, and financial information
Insurance & Financial Inst.;
542 42.56.400(28) submitted by school districts to the office of the 2018
Health Care
insurance commissioner and health care authority
Records regarding a person's voluntary waiver of
543 Firearms 9.41.350(6) 2018
firearm rights
Information obtained from the federal government if
544 Agriculture and Livestock 15.135.100(1) 2018
exempt from disclosure under federal law
Agriculture and Livestock;
Personal Information; Personal financial information or proprietary data
545 15.135.100(2) 2018
Financial, Commercial, and obtained by the department of agriculture
Proprietary Information
Child Abuse; Juvenile
Recorded child interviews regarding child abuse or
546 Records; Investigative 26.44.187 2018
neglect
Records
Parentage; Personal Personally identifiable information of the child and
547 26.26A.050 2018
Information others in parentage proceedings
Elections; Personal The personally identifiable voter registration
548 29A.08.720(2)(b) 2018
Information information of individuals under 18
The personally identifiable voter registration
Elections; Personal
549 29A.08.770 information of individuals under 18 maintained by the 2018
Information
secretary of state and county auditors
Personal information supplied to obtain a driver's
Elections; Personal
550 29A.08.359 license or identicard and used to certify registered 2018
Information
voters
A plaintiff's filing of an action regarding equal voting
551 Elections 29A.92.100(3) 2018
rights under the Washington voting rights act of 2018
Claims, health care, and financial information
552 School District Insurance 41.05.890(2) submitted by school districts to the office of the 2018
insurance commissioner and health care authority
Oversight board for children, youth, and families
553 State Government 43.216.015(15) records, only the information if otherwise confidential 2018
under state or federal law
Information regarding investigations exchange
State Government;
554 43.06C.060(3) between the office of the corrections ombuds and the 2018
Investigative Records
department of corrections
33 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
An insurer's corporate governance annual disclosure
555 Insurance Information 48.195.040(1) and related information submitted to the insurance 2018
commissioner
Unwanted Medication
Disposal; Financial, Proprietary information submitted to the department
556 69.48.170 2018
Commercial and of health regarding unwanted medication disposal
Proprietary Information
Financial, Commercial, and Financial and proprietary information submitted to or
557 42.56.270(13)
Proprietary Information obtained by the department of ecology
Financial and commercial information provided as
Financial, Commercial, and
558 42.56.270(15) evidence to the department of licensing from special
Proprietary Information
fuel licensees or motor vehicle fuel licensees
Financial, commercial, operations, and technical and
Financial, Commercial, and
559 42.56.270(18) research information submitted to health sciences
Proprietary Information
and services authorities if private loss would result
Information that can be identified to a particular
Financial, Commercial, and
560 42.56.270(19) business that was gathered as part of agency rule
Proprietary Information
making
Information distributed to a health profession board or
Health Care Professionals;
561 42.56.355 commission by an interstate health professions 2017
Health Care
licensure compact
Registration information of members of medical
562 Marijuana 42.56.630 marijuana cooperatives submitted to the liquor and 2015
cannabis board
Health Professionals; Personal identifying information of vulnerable
563 42.56.640 2017
Personal Information individuals and in-home caregivers
Court-ordered mental health treatment records
564 Health Care 71.05.445(4) 2000
received by the department of corrections
Health Care Professionals;
565 74.09.315(2) Identity of whistleblower
Whistleblower
Personal Information;
566 43.185C.030 Personal information collected in homeless census
Public Assistance
567 Juvenile Records 26.44.125(6) Child abuse or neglect review hearings 2012
568 Juvenile Records 74.13.285(4) Information on a child in foster care or child's family 2007
Health Professionals; Personal information of vulnerable adults and in-
569 74.39A.275(5) 2016
Personal Information home care providers
Health Professionals; Personal information of vulnerable individuals and in-
570 43.17.410 2017
Personal Information home caregivers
Health Care; Personal Personal identifying information of complainant and
571 Information; Investigative 74.39A.060(6) residents in a complaint against a long-term care
Records facility
Health Care; Financial,
Commercial, and
572 41.05.026 Health care contractor proprietary information
Proprietary Information;
Trade Secret
34 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Collective bargaining authorization cards of public
573 Collective Bargaining 41.56.510 2010
employees
Information submitted to state regarding people self-
574 Personal Information 42.56.230(11) excluding themselves from gambling activities under 2019
RCW 9.46.071 and 67.70.040
Personal information of individuals who participated in
Personal Information;
575 42.56.230(12) the bump-fire stock buy- back program under RCW 2019
Firearms
43.43.920
Confidential, valuable, commercial information filed
Financial Commercial, and
576 42.56.270(31) with the Department of Ecology regarding the 2019
Proprietary Information
architectural paint stewardship program
Agriculture and Livestock;
Trade secrets, commercial information, and other
Financial, Commercial, and
577 42.56.380(15) confidential information obtained by the federal Food 2019
Proprietary Information;
and Drug Administration by contract
Trade Secret
Agriculture and Livestock;
Trade secrets, commercial information, and other
Financial, Commercial, and
578 15.130.150 confidential information obtained by the federal Food 2019
Proprietary Information;
and Drug Administration by contract
Trade Secret
Findings and orders that disapprove the acquisition of
579 Insurance & Financial Inst. 42.56.400(29) 2019
a state trust company
Personal Information; 42.56.660 (effective Agency employee records if the requester sexually
580 2019
Employment and Licensing 7/1/2020) harassed the agency employee
Personal Information; 42.56.675 (effective Lists of agency employees compiled by agencies to
581 2019
Employment and Licensing 7/1/2020) administer RCW 42.56.660
42.56.650, Data submitted by health carriers to the Health
582 Health Care 2019
41.05.410(3)(b) Benefit Exchange and Health Care Authority
Court Proceedings; 11.130.300(3) Visitor report and professional evaluation regarding
583 2019
Guardian (effective 1/1/21) appointment of guardian for an adult
Court Proceedings; 11.130.410(3) Visitor report and professional evaluation regarding
584 2019
Conservator (effective 1/1/21) conservatorship of a minor
Information submitted to the attorney general
585 Health Care 19.390.070 regarding potential anticompetitive conduct in the 2019
health care market
586 Placeholder
Personal Information;
Information provided to multidisciplinary child
Investigative, law
587 26.44.175(5) protection team members in the course of a child 2019
enforcement, and crime
abuse or neglect investigation
victims
Insurance and Financial
Department of Financial Institutions' records in
Institutions; Financial
588 30B.44B.170 connection to involuntary liquidation of a state trust 2019
Commercial and
company
Proprietary
35 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Insurance and Financial
Department of Financial Institutions' findings and
Institutions; Financial
589 30B.53.100(3) order on the disapproval of a proposed acquisition of 2019
Commercial and
a state trust company
Proprietary
Broadband service provider confidential business and
State Government;
financial information submitted as part of an objection
590 Financial Commercial, and 43.155.160(6)(g) 2019
to an application for a grant to expand access to
Proprietary Information
broadband service
Modification hearing information on the suspension or
591 State Government 42.17A.120(3) modification of campaign finance reporting 2019
requirements under 42.17A.710
State Government; Health Pharmacy benefit manager information reported to
592 43.71C.030(2) 2019
Care the Health Care Authority
State Government; Health 43.71C.050(7); Prescription drug manufacturer information reported
593 2019
Care 060(5); 070(3) to the Health Care Authority
State Government; Health
594 43.71C.100 Health Care Authority prescription drug data 2019
Care
Insurance; Health Care; Nonpublic personal health information held by health
595 48.43.505(4) 2019
Personal Information carriers and insurers
Licensed marijuana business's financial and
Financial, Commercial, and
proprietary information supplied during consultative
596 Proprietary Information; 69.50.561(6) 2019
services by the Washington State Liquor and
Marijuana
Cannabis Board
State Government; Health Information submitted to the prescription monitoring
597 70.225.040(1) 2019
Care program
State Government; Confidential, valuable, commercial information filed
598 Financial Commercial, and 70.375.130 with the Department of Ecology regarding the 2019
Proprietary Information architectural paint stewardship program
State Government; Health 70.58A.400(5) Sealed birth records with adoption decrees under
599 2019
Care (effective 1/1/21) chapter 26.33 RCW
State Government; Health 70.58A.500(3)
600 Sealed live birth records 2019
Care (effective 1/1/21)
Certification of birth or fetal death, including
State Government; Health certification of birth resulting in stillbirth, that includes
601 70.58A.530(15), (16) 2019
Care information from the confidential section of the birth or
fetal death record
State Government; Health 70.58A.540 (effective
602 Vital records, reports, statistics, and data 2019
Care 1/1/21)
Employment and
Personal demographic details voluntarily submitted by
603 Licensing; Personal 42.56.250(11) 2020
state employees
Information
Financial, Commercial, and Commercial information obtained by the Liquor and
604 42.56.270(32) 2020
Proprietary Information Cannabis Board in connection with distiller licensing
Certain student information received by school
605 Educational Information 42.56.315 2020
districts
42.56.360(1)(I); Medical information about members of retirement
606 Health Care 2020
41.04.830 plans
36 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Health care information held by the Health Care Cost
607 Health Care 70.390.030(7) 2020
Transparency Board that could identify a patient
42.56.375;
Educational Information;
28B.112.060(3); Identifying information regarding sexual misconduct
608 Crime Victim and 2020
28B.112.070(2); complainants and witnesses
Witnesses
28B.112.080(5)
42.56.400(31);
Insurance and Financial Contracts with health care benefit managers filed with
609 48.200.040; 2020
Information; Health Care the Insurance Commissioner
48.43.731
Mental health information received in connection with
610 Firearms; Health Care 9.41.111(1)(c) a firearm frame or receiver purchase or transfer 2020
application
Juvenile Records;
Confidential information and sealed records accessed
Investigative, law
611 13.50.260(12) through the Washington state identification system by 2020
enforcement and crime
criminal justice agencies
victims
Juvenile Records; Public Reports, reviews, and hearings involving certificates
612 74.13.730(7) 2020
Assistance of parental improvement
Data collected by the Undocumented Student
613 Education Information 28B.96.020(8) 2020
Support Loan Program
Motor Vehicle/Driver Confidential information obtained by the Cooper
614 43.59.156(6)(a) 2020
Records Jones Active Transportation Safety Council
Motor Vehicle/Driver 46.20.117(6); Self-attestations and data provided for identicard and
615 2020
Records 46.20.161(6) driver's license designations
Confidential information received by the work group
616 Juvenile Records 28A.300.544(6) on students in foster care and/or experiencing 2020
homelessness
Gas pipeline company reports submitted to the UTC
Public Utilities and
617 81.88.160(7) that contain proprietary data or where disclosure 2020
Transportation
would affect public safety
Financial and proprietary information provided to the
Financial, Commercial, and
618 42.56.270(12)(a)(iii) Department of Commerce in connection with the 2021
Proprietary Information
industrial waste coordination program
Certain information obtained from the federal Food
State Government; Public and Drug Administration by Department of Health
619 42.56.380(16) 2021
Health public health laboratories for monitoring food supplies
for contaminants
620 Elections 42.56.420(7) Certain election security information 2021
Personal information obtained by the Department of
621 Personal Information 42.56.680 Commerce from residential real property notices of 2021 c 151 s 12
default
State agency information technology security reports
42.56.422; 2021 c 291 s 8; 2021 c
622 Security and information compiled in connection with the
43.105.450(7)(d) 291 s 1
Office of Cybersecurity
37 of 38
Schedule of Review
Public Records Exemptions Accountability Committee
Sunshine Committee
Date Materials Proposed Legislation &
Category RCW Description Recommendation
Enacted Presented Related Bills
Personal information; Confidential party information forms accompanying
623 7.105.105(2) 2021 c 215 s 14
Crime Victims petitions for civil protection orders
Trade secrets and proprietary information submitted
Financial, Commercial, and
by bidders, offerors, and contractors in connection
624 Proprietary Information; 36.32.234(7)(a) 2021 c 224 s 1
with electric ferry design and procurement, when
Trade Secret
requested and county concurs
State Government;
Electric ferry procurement documents, until
625 Financial, Commercial, and 36.32.234(7)(b) 2021 c 244 s 1
notification of finalist made or selection terminated
Proprietary Information
Personal Information; Information and records containing personal and
626 Motor Vehicle/Driver 46.22.010 identity information obtained by the Department of 2021 c 93 s 4
Records Licensing to administer driver and vehicle records
During public health emergencies, certain personally
Personal Information;
627 49.17.062(3) identifiable information regarding employees of the 2021 c 252 s 2
Health Care
Department of Labor and Industries
Records obtained or created relating to partnership
628 Health Care 70.14.065(4) agreements for production, distributing, and 2021 c 274 s 1
purchasing generic prescription drugs and insulin
Communications, records, and files of the Office of
71.40.140; 2021 c 202 s 12; 2021 c
629 Health Care Behavioral Health Consumer Advocacy, and related
71.40.120(3) 202 s 14
organizations and advocates
Reports and information submitted to the Department
630 State Government 70A.245.030(2) of Ecology by producers of certain plastic products, 2021 c 313 s 4
when requested
The report detailing the Office of Cybersecurity's
631 Security; State Government 42.56.422 independent security assessment of state agency 2021
information technology security program audits
Information relating to individual claim resolution
Industrial Insurance;
632 51.04.063(13) settlement agreements submitted to the board of 2014
Injured Worker
industrial insurance appeals
*For subsequent legislative history, see statutes online on the state legislative's website; see also Code Reviser's Office list ("Exemptions from Public Records Disclosure and Confidential Records") available on Sunshine Committee web page.
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